City Financial Investment

City Financial Investment as of Sept. 30, 2018

Portfolio Holdings for City Financial Investment

City Financial Investment holds 144 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Trust Series 1 (QQQ) 55.2 $1.7B 9.2M 185.79
Facebook Inc cl a (META) 5.2 $161M 977k 164.46
Apple (AAPL) 3.5 $107M 475k 225.74
Utilities SPDR (XLU) 2.8 $87M 1.7M 52.65
iShares FTSE/Xinhua China 25 Index (FXI) 2.1 $65M 1.5M 42.82
Spdr S&p 500 Etf (SPY) 1.7 $52M 180k 290.72
Qualcomm (QCOM) 1.3 $41M 572k 72.03
Barclays Bk Plc Ipath S&p500 Vix etf 1.3 $41M 1.5M 26.67
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 1.1 $34M 320k 106.45
Liberty Media Corp deb 3.500% 1/1 1.1 $33M 48M 0.69
Rbc Cad (RY) 0.9 $27M 340k 80.19
Microchip Technology Inc note 1.625% 2/1 0.9 $27M 18M 1.52
Micron Technology Inc conv 0.8 $23M 15M 1.55
iShares MSCI Emerging Markets Indx (EEM) 0.7 $22M 500k 42.92
Cibc Cad (CM) 0.7 $21M 225k 93.77
Pensare Acquisition Corp 0.6 $20M 2.0M 9.96
Express Scripts Holding 0.5 $17M 175k 95.01
Orbotech Ltd Com Stk 0.5 $16M 264k 59.44
Akorn 0.5 $15M 1.2M 12.98
Team Inc note 5.000% 8/0 0.5 $15M 12M 1.27
Rockwell Collins 0.5 $15M 105k 140.47
Avista Healthcare Pub Acq Co cl a 0.5 $14M 1.4M 10.13
Envision Healthcare 0.4 $14M 298k 45.73
Herbalife Ltd conv 0.4 $13M 10M 1.31
Dell Technologies Inc Class V equity 0.4 $13M 133k 97.12
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.4 $13M 13M 1.03
Tor Dom Bk Cad (TD) 0.4 $13M 210k 60.80
Yahoo Inc note 12/0 0.4 $13M 10M 1.28
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.4 $13M 13M 1.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.4 $11M 223k 51.23
Mitel Networks Corp 0.4 $11M 1.0M 11.02
Ca 0.3 $11M 247k 44.15
Medicines Company conv 0.3 $11M 10M 1.08
Alphabet Inc Class A cs (GOOGL) 0.3 $10M 8.5k 1207.04
Aetna 0.3 $10M 50k 202.86
Nxp Semiconductors N V (NXPI) 0.3 $9.9M 115k 85.50
iShares MSCI Canada Index (EWC) 0.3 $9.4M 325k 28.78
Fox News 0.3 $9.2M 200k 45.82
Bk Nova Cad (BNS) 0.3 $9.0M 152k 59.63
Redwood Trust Inc convertible security 0.3 $8.9M 9.0M 0.99
iShares MSCI Brazil Index (EWZ) 0.3 $8.5M 251k 33.73
Tesla Motors Inc bond 0.3 $8.4M 8.8M 0.96
Market Vectors Etf Tr Oil Svcs 0.3 $8.4M 335k 25.19
Sony Corporation (SONY) 0.3 $8.1M 133k 60.65
Bank Of Montreal Cadcom (BMO) 0.3 $8.0M 98k 82.53
Pra Group Inc convertible security 0.2 $7.7M 7.5M 1.03
Mudrick Cap Acquisition Corp 0.2 $7.3M 750k 9.71
Encore Capital Group Inc note 0.2 $7.1M 7.5M 0.94
Pure Acquisition Corp unit 04/13/2023 0.2 $7.3M 700k 10.38
At&t (T) 0.2 $6.7M 200k 33.58
General Motors Company (GM) 0.2 $6.7M 200k 33.67
Twenty-first Century Fox 0.2 $6.5M 141k 46.33
Amag Pharmaceuticals Inc note 2.500% 2/1 0.2 $6.6M 6.3M 1.05
Vectoiq Acquisition Corp unit 05/11/2023 0.2 $6.1M 600k 10.20
ON Semiconductor (ON) 0.2 $5.8M 313k 18.43
Seadrill 0.2 $6.0M 242k 24.78
Web 0.2 $5.4M 192k 27.90
Twelve Seas Investment Compa unit 06/21/2023 0.2 $5.2M 500k 10.31
Qts Rlty Tr 0.2 $5.3M 50k 105.78
Senseonics Hldgs (SENS) 0.2 $5.0M 1.0M 4.77
Hennessy Cap Acquston Corp I 0.2 $5.1M 499k 10.19
Constellation Alpha Cap Corp 0.2 $5.1M 500k 10.12
Trident Acquisitions Corp unit 05/09/2023 0.2 $5.0M 495k 10.12
Gramercy Property Trust 0.1 $4.7M 171k 27.44
Uniti Group Inc Com reit 0.1 $4.7M 233k 20.15
Churchill Cap Corp unit 99/99/9999 0.1 $4.6M 451k 10.13
Ikang Healthcare Group- 0.1 $4.5M 247k 18.10
Union Acquisition Corp 0.1 $4.4M 450k 9.75
Twelve Seas Investment Compa 0.1 $4.3M 450k 9.66
Sodastream International 0.1 $4.0M 28k 143.09
Pinnacle Foods Inc De 0.1 $3.9M 60k 64.82
Xerox 0.1 $4.0M 150k 26.98
Industrea Acquisition Corp cl a 0.1 $4.1M 400k 10.20
Spartan Energy Acquisition Cl A Unt 0.1 $4.1M 400k 10.15
Campbell Soup Company (CPB) 0.1 $3.7M 100k 36.63
iShares MSCI Turkey Index Fund (TUR) 0.1 $3.8M 160k 23.81
Ehi Car Svcs Ltd spon ads cl a 0.1 $3.8M 337k 11.35
Energy Xxi Gulfcoast 0.1 $3.7M 440k 8.36
Opes Acquisition Corp unit 03/07/2023 0.1 $3.8M 375k 10.16
Docusign (DOCU) 0.1 $3.6M 68k 52.57
Infinera Corporation note 2.125% 9/0 0.1 $3.8M 3.8M 1.02
Allegro Merger Corp unit 12/31/2023 0.1 $3.6M 350k 10.27
Gores Holdings Iii Inc unit 09/07/2024 0.1 $3.6M 350k 10.21
American Axle & Manufact. Holdings (AXL) 0.1 $3.2M 186k 17.44
Hci Group deb 0.1 $3.1M 3.1M 1.00
Easterly Acquisition 0.1 $3.0M 285k 10.45
Trinity Merger Corp 0.1 $3.0M 293k 10.26
Tkk Symphony Acquisition Cor unit 08/15/2023 0.1 $3.0M 300k 10.13
PG&E Corporation (PCG) 0.1 $2.8M 60k 46.01
Trinity Merger Corp 0.1 $2.7M 275k 9.83
Thunder Bridge Acquisition L shs class a 0.1 $2.9M 299k 9.71
Gty Technology Holdings Inc cl a 0.1 $2.5M 250k 10.14
Mosaic Acquisition Corp shs cl a 0.1 $2.4M 250k 9.76
Leisure Acquisition Corp 0.1 $2.4M 250k 9.72
Dfb Healthcare Acquistion Co unit 01/30/2023 0.1 $2.3M 225k 10.35
Thunder Bridge Acquisition L unit 01/01/2025 0.1 $2.5M 250k 10.16
New Frontier Corp unit 99/99/9999 0.1 $2.6M 250k 10.20
Far Pt Acquisition Corp unit 06/01/2025 0.1 $2.6M 250k 10.28
Allegro Merger Corp 0.1 $2.4M 250k 9.55
Tkk Symphony Acquistion Cor 0.1 $2.4M 250k 9.50
Universal Display Corporation (OLED) 0.1 $2.3M 19k 117.88
Cm Seven Star Acquisition 0.1 $2.0M 200k 10.08
Gordon Pointe Acquisition 0.1 $2.0M 208k 9.87
One Madison Unt 0.1 $2.1M 200k 10.37
Tiberius Acquisition Corp unit 02/28/2021 0.1 $2.0M 201k 10.22
Gs Acquisition Hldgs Corp unit 06/12/2023 0.1 $2.1M 200k 10.34
Megalith Finl Acquisition Co unit 09/30/2025 0.1 $2.0M 200k 10.10
Micron Technology (MU) 0.1 $1.7M 39k 45.22
Haymaker Acquisition Corp 0.1 $2.0M 200k 9.76
Legacy Acquisition Corp 0.1 $1.9M 200k 9.71
Trident Acquisitions Corp 0.1 $2.0M 200k 9.82
Skyworks Solutions (SWKS) 0.1 $1.6M 18k 90.72
Novavax Inc note 3.750% 2/0 0.1 $1.5M 2.5M 0.61
Gigcapital 0.1 $1.5M 150k 9.95
Regalwood Global Energy 0.1 $1.5M 150k 9.77
Invesco Senior Loan Etf otr (BKLN) 0.1 $1.5M 65k 23.17
Tiberius Acquisition Corp 0.1 $1.7M 175k 9.67
Lf Cap Acquisition Corp cl a 0.1 $1.4M 150k 9.58
Taiwan Semiconductor Mfg (TSM) 0.0 $1.2M 27k 44.15
Sunpower Corp conv 0.0 $1.2M 1.5M 0.80
Gores Hldin-cw20 equity wrt 0.0 $1.2M 1.1M 1.06
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $1.3M 125k 10.31
Ship Finance deb 0.0 $1.3M 1.3M 1.00
Intrexon Corp note 3.500% 7/0 0.0 $1.1M 1.0M 1.14
PHH Corporation 0.0 $834k 76k 10.99
Pensare Acquisition Corp unit 07/27/2022 0.0 $1.1M 100k 10.69
Black Ridge Acquisition Corp 0.0 $982k 100k 9.82
Mosaic Acquisition Corp unit 99/99/9999 0.0 $1.0M 100k 10.20
Nebula Acqisition Corp 0.0 $1.0M 100k 10.15
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.0 $1.0M 100k 10.39
Pure Acquisition Corp cl a 0.0 $971k 100k 9.71
Dfb Healthcare Acquistion 0.0 $974k 100k 9.74
Tilray (TLRY) 0.0 $890k 6.2k 143.55
Greenland Acquisitin Corpora 0.0 $967k 100k 9.67
Lumentum Hldgs (LITE) 0.0 $492k 8.2k 60.00
Rosehill Resources Inc - A warrant 0.0 $575k 500k 1.15
Leo Holdings Corp unit 99/99/9999 0.0 $771k 75k 10.28
Hl Acquisitions Corp unit 06/21/2023 0.0 $769k 75k 10.25
Hl Acquisitions Corp 0.0 $715k 75k 9.53
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $179k 150k 1.19
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $300k 200k 1.50
Industrea Acquisition Corp *w exp 08/01/202 0.0 $200k 200k 1.00
Magnolia Oil & Gas Corp tpg pace energy hold 0.0 $234k 50k 4.68
Farfetch Ltd ord sh cl a (FTCHQ) 0.0 $27k 1.0k 27.00