Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2011

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 164 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 12.6 $32M 420k 76.15
Northern Oil & Gas 4.7 $12M 592k 20.09
Pioneer Natural Resources 4.2 $11M 153k 69.87
Trimble Navigation (TRMB) 3.9 $9.9M 267k 37.15
Exxon Mobil Corporation (XOM) 3.5 $8.8M 115k 76.27
Flextronics International Ltd Com Stk (FLEX) 3.3 $8.4M 1.3M 6.31
Parker-Hannifin Corporation (PH) 3.0 $7.6M 107k 71.39
American Water Works (AWK) 2.7 $6.9M 230k 30.08
Energen Corporation 2.5 $6.5M 145k 44.76
Northwest Natural Gas 2.4 $6.1M 132k 45.77
Caterpillar (CAT) 2.4 $6.0M 75k 80.66
Johnson Controls 2.4 $6.0M 198k 30.14
FX Energy 2.1 $5.3M 1.1M 4.74
QEP Resources 1.8 $4.7M 166k 28.15
Questar Corporation 1.7 $4.2M 222k 19.14
Core Laboratories 1.6 $4.1M 41k 98.60
EQT Corporation (EQT) 1.5 $3.8M 66k 58.30
Berkshire Hathaway (BRK.B) 1.4 $3.5M 47k 73.41
Johnson & Johnson (JNJ) 1.3 $3.3M 52k 63.95
New Jersey Resources Corporation (NJR) 1.2 $3.1M 70k 44.94
South Jersey Industries 1.2 $3.1M 59k 51.80
Lihua International 1.1 $2.9M 676k 4.32
Connecticut Water Service 1.1 $2.8M 105k 27.14
China Ceramics 1.0 $2.5M 930k 2.68
ConocoPhillips (COP) 1.0 $2.5M 37k 67.02
Hexcel Corporation (HXL) 0.9 $2.4M 102k 23.31
W.R. Berkley Corporation (WRB) 0.9 $2.4M 82k 28.71
Pennichuck Corporation (PNNW) 0.9 $2.3M 83k 28.40
General Electric Company 0.9 $2.3M 141k 16.14
Jabil Circuit (JBL) 0.8 $2.2M 109k 19.83
Consolidated Edison (ED) 0.8 $2.1M 38k 56.77
Oshkosh Corporation (OSK) 0.8 $2.2M 117k 18.34
Kulicke and Soffa Industries (KLIC) 0.8 $2.1M 247k 8.56
China Techfaith Wireless Comm. Tech 0.8 $2.0M 953k 2.11
Integrated Silicon Solution 0.8 $2.0M 242k 8.24
Marvell Technology Group 0.8 $1.9M 126k 15.31
EnerNOC 0.7 $1.9M 196k 9.65
California Water Service (CWT) 0.7 $1.6M 92k 17.85
Cenovus Energy (CVE) 0.6 $1.6M 47k 33.45
Microsoft Corporation (MSFT) 0.6 $1.6M 58k 27.00
Apple (AAPL) 0.6 $1.5M 3.8k 400.26
Alaska Air (ALK) 0.6 $1.5M 24k 61.78
Exterran Partners 0.6 $1.5M 71k 21.19
Vectren Corporation 0.6 $1.5M 53k 27.77
Chesapeake Utilities Corporation (CPK) 0.6 $1.5M 37k 39.69
Chevron Corporation (CVX) 0.5 $1.3M 14k 97.62
RAM Energy Resources 0.5 $1.4M 2.0M 0.69
Getty Realty (GTY) 0.5 $1.3M 85k 15.00
Nicor 0.5 $1.2M 22k 55.36
SPDR Gold Trust (GLD) 0.5 $1.2M 7.6k 162.14
US Airways 0.5 $1.2M 210k 5.84
Pfizer (PFE) 0.5 $1.2M 61k 18.85
Union Pacific Corporation (UNP) 0.5 $1.1M 12k 92.30
Ltx Credence Corporation 0.4 $1.1M 190k 5.77
General Mtrs Co *w exp 07/10/201 0.4 $1.1M 116k 9.58
Delta Natural Gas Company 0.4 $1.0M 35k 28.31
Encana Corp 0.3 $895k 46k 19.48
Dell 0.3 $881k 55k 16.18
Energy Partners 0.3 $871k 68k 12.81
Abbott Laboratories (ABT) 0.3 $851k 16k 52.73
Intevac (IVAC) 0.3 $834k 120k 6.98
RGC Resources (RGCO) 0.3 $828k 45k 18.42
Apache Corporation 0.3 $814k 9.4k 86.98
Itron (ITRI) 0.3 $784k 25k 31.53
Merck & Co (MRK) 0.3 $800k 25k 31.93
Procter & Gamble Company (PG) 0.3 $789k 12k 64.58
Vodafone 0.3 $749k 28k 26.90
Mission West Properties 0.3 $730k 98k 7.43
International Business Machines (IBM) 0.3 $702k 3.8k 184.93
Clayton Williams Energy 0.3 $695k 14k 50.73
Comverge 0.3 $696k 412k 1.69
Hawaiian Holdings 0.2 $602k 133k 4.52
Aqua America 0.2 $620k 29k 21.31
Target Corporation (TGT) 0.2 $589k 11k 53.04
J.M. Smucker Company (SJM) 0.2 $596k 8.1k 73.95
York Water Company (YORW) 0.2 $560k 34k 16.39
PNC Financial Services (PNC) 0.2 $527k 11k 49.85
Exterran Holdings 0.2 $523k 59k 8.87
Harvest Natural Resources 0.2 $547k 55k 9.94
Precision Drilling Corporation 0.2 $534k 53k 10.07
At&t (T) 0.2 $508k 18k 28.78
Colgate-Palmolive Company (CL) 0.2 $501k 5.6k 90.27
Republic Airways Holdings 0.2 $490k 181k 2.71
China Gerui Advanced Materials 0.2 $488k 163k 3.00
Ecolab (ECL) 0.2 $446k 8.5k 52.22
Sealed Air (SEE) 0.2 $467k 27k 17.11
Annaly Capital Management 0.2 $424k 27k 15.84
Axcelis Technologies 0.2 $438k 350k 1.25
BP (BP) 0.2 $417k 11k 38.32
Scorpio Tankers 0.2 $400k 68k 5.91
JPMorgan Chase & Co. (JPM) 0.1 $374k 12k 32.29
Emerson Electric (EMR) 0.1 $379k 8.3k 45.66
Newmont Mining Corporation (NEM) 0.1 $348k 5.4k 64.38
Texas Instruments Incorporated (TXN) 0.1 $365k 12k 29.61
Brooks Automation (AZTA) 0.1 $347k 40k 8.62
Piedmont Natural Gas Company 0.1 $351k 12k 29.75
Equal Energy 0.1 $352k 81k 4.37
Lowe's Companies (LOW) 0.1 $319k 16k 20.54
iShares Gold Trust 0.1 $342k 21k 16.24
Central Fd Cda Ltd cl a 0.1 $319k 15k 21.77
KIT digital 0.1 $338k 40k 8.46
Bank of America Corporation (BAC) 0.1 $312k 49k 6.37
Coca-Cola Company (KO) 0.1 $311k 4.7k 66.88
Danaher Corporation (DHR) 0.1 $311k 7.0k 44.14
Montpelier Re Holdings/mrh 0.1 $298k 17k 17.89
Fifth Street Finance 0.1 $300k 31k 9.67
Spectrum Pharmaceuticals 0.1 $315k 37k 8.57
United Technologies Corporation 0.1 $286k 3.9k 73.71
EMC Corporation 0.1 $277k 12k 23.04
Axis Capital Holdings (AXS) 0.1 $281k 11k 26.49
Gran Tierra Energy 0.1 $281k 54k 5.19
Market Vectors Gold Miners ETF 0.1 $285k 5.0k 57.00
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $287k 2.8k 103.99
Principal Financial (PFG) 0.1 $254k 10k 24.32
Travelers Companies (TRV) 0.1 $261k 5.2k 50.38
Novartis (NVS) 0.1 $266k 4.6k 57.45
Schlumberger (SLB) 0.1 $260k 3.9k 66.80
Fuel Systems Solutions 0.1 $260k 12k 21.00
NxStage Medical 0.1 $246k 11k 21.74
Exeter Res Corp 0.1 $254k 67k 3.79
Valeant Pharmaceuticals Int 0.1 $254k 7.2k 35.30
Shengkai Innovations 0.1 $259k 276k 0.94
Bristol Myers Squibb (BMY) 0.1 $225k 6.8k 32.93
Intel Corporation (INTC) 0.1 $219k 9.5k 22.95
Allstate Corporation (ALL) 0.1 $231k 9.4k 24.47
Occidental Petroleum Corporation (OXY) 0.1 $231k 2.9k 80.94
Pepsi (PEP) 0.1 $223k 3.7k 61.06
TICC Capital 0.1 $231k 28k 8.40
Perma-Fix Environmental Services 0.1 $231k 194k 1.19
Transatlantic Petroleum 0.1 $217k 272k 0.80
Spectranetics Corporation 0.1 $228k 32k 7.25
Pure Cycle Corporation (PCYO) 0.1 $222k 108k 2.06
INC/TN shares Miller Energy 0.1 $227k 83k 2.74
Norfolk Southern (NSC) 0.1 $203k 3.0k 67.11
Dow Chemical Company 0.1 $205k 7.8k 26.40
Philip Morris International (PM) 0.1 $209k 3.2k 65.31
GSI Technology (GSIT) 0.1 $199k 40k 5.04
Advanced Photonix 0.1 $198k 220k 0.90
Hanover Compressor Co note 4.750% 1/1 0.1 $171k 192k 0.89
Taiwan Semiconductor Mfg (TSM) 0.1 $171k 14k 11.87
Ford Motor Company (F) 0.1 $182k 16k 11.23
Dime Community Bancshares 0.1 $166k 15k 11.42
Uni-Pixel 0.1 $172k 35k 4.91
Star Bulk Carriers Corp 0.1 $156k 120k 1.30
Aurico Gold 0.1 $147k 14k 10.28
Crossroads Systems 0.1 $148k 31k 4.74
PetroQuest Energy 0.0 $100k 16k 6.24
Veno 0.0 $97k 12k 8.41
Asia Entn & Resources 0.0 $106k 21k 5.12
EarthLink 0.0 $65k 10k 6.50
Mag Silver Corp (MAG) 0.0 $85k 10k 8.25
WebMediaBrands 0.0 $56k 102k 0.55
Chimera Investment Corporation 0.0 $40k 14k 2.84
Magnum Hunter Resources Corporation 0.0 $44k 12k 3.75
FSI International 0.0 $52k 26k 2.02
MoSys 0.0 $58k 16k 3.55
Chyron Corporation 0.0 $40k 20k 2.00
China Ceramics Co Ltd *w exp 11/16/201 0.0 $62k 343k 0.18
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $15k 15k 1.00
Neostem (NBS) 0.0 $35k 50k 0.70
Consumer Portfolio Services (CPSS) 0.0 $22k 24k 0.92
Sanofi Aventis Wi Conval Rt 0.0 $13k 13k 1.03
Albany Intl Corp note 2.250% 3/1 0.0 $12k 12k 1.00
Usa Tech Inc-cw12 wts 0.0 $12k 73k 0.16