Clear Harbor Asset Management as of Sept. 30, 2011
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 164 positions in its portfolio as reported in the September 2011 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Roper Industries (ROP) | 12.6 | $32M | 420k | 76.15 | |
Northern Oil & Gas | 4.7 | $12M | 592k | 20.09 | |
Pioneer Natural Resources | 4.2 | $11M | 153k | 69.87 | |
Trimble Navigation (TRMB) | 3.9 | $9.9M | 267k | 37.15 | |
Exxon Mobil Corporation (XOM) | 3.5 | $8.8M | 115k | 76.27 | |
Flextronics International Ltd Com Stk (FLEX) | 3.3 | $8.4M | 1.3M | 6.31 | |
Parker-Hannifin Corporation (PH) | 3.0 | $7.6M | 107k | 71.39 | |
American Water Works (AWK) | 2.7 | $6.9M | 230k | 30.08 | |
Energen Corporation | 2.5 | $6.5M | 145k | 44.76 | |
Northwest Natural Gas | 2.4 | $6.1M | 132k | 45.77 | |
Caterpillar (CAT) | 2.4 | $6.0M | 75k | 80.66 | |
Johnson Controls | 2.4 | $6.0M | 198k | 30.14 | |
FX Energy | 2.1 | $5.3M | 1.1M | 4.74 | |
QEP Resources | 1.8 | $4.7M | 166k | 28.15 | |
Questar Corporation | 1.7 | $4.2M | 222k | 19.14 | |
Core Laboratories | 1.6 | $4.1M | 41k | 98.60 | |
EQT Corporation (EQT) | 1.5 | $3.8M | 66k | 58.30 | |
Berkshire Hathaway (BRK.B) | 1.4 | $3.5M | 47k | 73.41 | |
Johnson & Johnson (JNJ) | 1.3 | $3.3M | 52k | 63.95 | |
New Jersey Resources Corporation (NJR) | 1.2 | $3.1M | 70k | 44.94 | |
South Jersey Industries | 1.2 | $3.1M | 59k | 51.80 | |
Lihua International | 1.1 | $2.9M | 676k | 4.32 | |
Connecticut Water Service | 1.1 | $2.8M | 105k | 27.14 | |
China Ceramics | 1.0 | $2.5M | 930k | 2.68 | |
ConocoPhillips (COP) | 1.0 | $2.5M | 37k | 67.02 | |
Hexcel Corporation (HXL) | 0.9 | $2.4M | 102k | 23.31 | |
W.R. Berkley Corporation (WRB) | 0.9 | $2.4M | 82k | 28.71 | |
Pennichuck Corporation (PNNW) | 0.9 | $2.3M | 83k | 28.40 | |
General Electric Company | 0.9 | $2.3M | 141k | 16.14 | |
Jabil Circuit (JBL) | 0.8 | $2.2M | 109k | 19.83 | |
Consolidated Edison (ED) | 0.8 | $2.1M | 38k | 56.77 | |
Oshkosh Corporation (OSK) | 0.8 | $2.2M | 117k | 18.34 | |
Kulicke and Soffa Industries (KLIC) | 0.8 | $2.1M | 247k | 8.56 | |
China Techfaith Wireless Comm. Tech | 0.8 | $2.0M | 953k | 2.11 | |
Integrated Silicon Solution | 0.8 | $2.0M | 242k | 8.24 | |
Marvell Technology Group | 0.8 | $1.9M | 126k | 15.31 | |
EnerNOC | 0.7 | $1.9M | 196k | 9.65 | |
California Water Service (CWT) | 0.7 | $1.6M | 92k | 17.85 | |
Cenovus Energy (CVE) | 0.6 | $1.6M | 47k | 33.45 | |
Microsoft Corporation (MSFT) | 0.6 | $1.6M | 58k | 27.00 | |
Apple (AAPL) | 0.6 | $1.5M | 3.8k | 400.26 | |
Alaska Air (ALK) | 0.6 | $1.5M | 24k | 61.78 | |
Exterran Partners | 0.6 | $1.5M | 71k | 21.19 | |
Vectren Corporation | 0.6 | $1.5M | 53k | 27.77 | |
Chesapeake Utilities Corporation (CPK) | 0.6 | $1.5M | 37k | 39.69 | |
Chevron Corporation (CVX) | 0.5 | $1.3M | 14k | 97.62 | |
RAM Energy Resources | 0.5 | $1.4M | 2.0M | 0.69 | |
Getty Realty (GTY) | 0.5 | $1.3M | 85k | 15.00 | |
Nicor | 0.5 | $1.2M | 22k | 55.36 | |
SPDR Gold Trust (GLD) | 0.5 | $1.2M | 7.6k | 162.14 | |
US Airways | 0.5 | $1.2M | 210k | 5.84 | |
Pfizer (PFE) | 0.5 | $1.2M | 61k | 18.85 | |
Union Pacific Corporation (UNP) | 0.5 | $1.1M | 12k | 92.30 | |
Ltx Credence Corporation | 0.4 | $1.1M | 190k | 5.77 | |
General Mtrs Co *w exp 07/10/201 | 0.4 | $1.1M | 116k | 9.58 | |
Delta Natural Gas Company | 0.4 | $1.0M | 35k | 28.31 | |
Encana Corp | 0.3 | $895k | 46k | 19.48 | |
Dell | 0.3 | $881k | 55k | 16.18 | |
Energy Partners | 0.3 | $871k | 68k | 12.81 | |
Abbott Laboratories (ABT) | 0.3 | $851k | 16k | 52.73 | |
Intevac (IVAC) | 0.3 | $834k | 120k | 6.98 | |
RGC Resources (RGCO) | 0.3 | $828k | 45k | 18.42 | |
Apache Corporation | 0.3 | $814k | 9.4k | 86.98 | |
Itron (ITRI) | 0.3 | $784k | 25k | 31.53 | |
Merck & Co (MRK) | 0.3 | $800k | 25k | 31.93 | |
Procter & Gamble Company (PG) | 0.3 | $789k | 12k | 64.58 | |
Vodafone | 0.3 | $749k | 28k | 26.90 | |
Mission West Properties | 0.3 | $730k | 98k | 7.43 | |
International Business Machines (IBM) | 0.3 | $702k | 3.8k | 184.93 | |
Clayton Williams Energy | 0.3 | $695k | 14k | 50.73 | |
Comverge | 0.3 | $696k | 412k | 1.69 | |
Hawaiian Holdings | 0.2 | $602k | 133k | 4.52 | |
Aqua America | 0.2 | $620k | 29k | 21.31 | |
Target Corporation (TGT) | 0.2 | $589k | 11k | 53.04 | |
J.M. Smucker Company (SJM) | 0.2 | $596k | 8.1k | 73.95 | |
York Water Company (YORW) | 0.2 | $560k | 34k | 16.39 | |
PNC Financial Services (PNC) | 0.2 | $527k | 11k | 49.85 | |
Exterran Holdings | 0.2 | $523k | 59k | 8.87 | |
Harvest Natural Resources | 0.2 | $547k | 55k | 9.94 | |
Precision Drilling Corporation | 0.2 | $534k | 53k | 10.07 | |
At&t (T) | 0.2 | $508k | 18k | 28.78 | |
Colgate-Palmolive Company (CL) | 0.2 | $501k | 5.6k | 90.27 | |
Republic Airways Holdings | 0.2 | $490k | 181k | 2.71 | |
China Gerui Advanced Materials | 0.2 | $488k | 163k | 3.00 | |
Ecolab (ECL) | 0.2 | $446k | 8.5k | 52.22 | |
Sealed Air (SEE) | 0.2 | $467k | 27k | 17.11 | |
Annaly Capital Management | 0.2 | $424k | 27k | 15.84 | |
Axcelis Technologies | 0.2 | $438k | 350k | 1.25 | |
BP (BP) | 0.2 | $417k | 11k | 38.32 | |
Scorpio Tankers | 0.2 | $400k | 68k | 5.91 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $374k | 12k | 32.29 | |
Emerson Electric (EMR) | 0.1 | $379k | 8.3k | 45.66 | |
Newmont Mining Corporation (NEM) | 0.1 | $348k | 5.4k | 64.38 | |
Texas Instruments Incorporated (TXN) | 0.1 | $365k | 12k | 29.61 | |
Brooks Automation (AZTA) | 0.1 | $347k | 40k | 8.62 | |
Piedmont Natural Gas Company | 0.1 | $351k | 12k | 29.75 | |
Equal Energy | 0.1 | $352k | 81k | 4.37 | |
Lowe's Companies (LOW) | 0.1 | $319k | 16k | 20.54 | |
iShares Gold Trust | 0.1 | $342k | 21k | 16.24 | |
Central Fd Cda Ltd cl a | 0.1 | $319k | 15k | 21.77 | |
KIT digital | 0.1 | $338k | 40k | 8.46 | |
Bank of America Corporation (BAC) | 0.1 | $312k | 49k | 6.37 | |
Coca-Cola Company (KO) | 0.1 | $311k | 4.7k | 66.88 | |
Danaher Corporation (DHR) | 0.1 | $311k | 7.0k | 44.14 | |
Montpelier Re Holdings/mrh | 0.1 | $298k | 17k | 17.89 | |
Fifth Street Finance | 0.1 | $300k | 31k | 9.67 | |
Spectrum Pharmaceuticals | 0.1 | $315k | 37k | 8.57 | |
United Technologies Corporation | 0.1 | $286k | 3.9k | 73.71 | |
EMC Corporation | 0.1 | $277k | 12k | 23.04 | |
Axis Capital Holdings (AXS) | 0.1 | $281k | 11k | 26.49 | |
Gran Tierra Energy | 0.1 | $281k | 54k | 5.19 | |
Market Vectors Gold Miners ETF | 0.1 | $285k | 5.0k | 57.00 | |
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $287k | 2.8k | 103.99 | |
Principal Financial (PFG) | 0.1 | $254k | 10k | 24.32 | |
Travelers Companies (TRV) | 0.1 | $261k | 5.2k | 50.38 | |
Novartis (NVS) | 0.1 | $266k | 4.6k | 57.45 | |
Schlumberger (SLB) | 0.1 | $260k | 3.9k | 66.80 | |
Fuel Systems Solutions | 0.1 | $260k | 12k | 21.00 | |
NxStage Medical | 0.1 | $246k | 11k | 21.74 | |
Exeter Res Corp | 0.1 | $254k | 67k | 3.79 | |
Valeant Pharmaceuticals Int | 0.1 | $254k | 7.2k | 35.30 | |
Shengkai Innovations | 0.1 | $259k | 276k | 0.94 | |
Bristol Myers Squibb (BMY) | 0.1 | $225k | 6.8k | 32.93 | |
Intel Corporation (INTC) | 0.1 | $219k | 9.5k | 22.95 | |
Allstate Corporation (ALL) | 0.1 | $231k | 9.4k | 24.47 | |
Occidental Petroleum Corporation (OXY) | 0.1 | $231k | 2.9k | 80.94 | |
Pepsi (PEP) | 0.1 | $223k | 3.7k | 61.06 | |
TICC Capital | 0.1 | $231k | 28k | 8.40 | |
Perma-Fix Environmental Services | 0.1 | $231k | 194k | 1.19 | |
Transatlantic Petroleum | 0.1 | $217k | 272k | 0.80 | |
Spectranetics Corporation | 0.1 | $228k | 32k | 7.25 | |
Pure Cycle Corporation (PCYO) | 0.1 | $222k | 108k | 2.06 | |
INC/TN shares Miller Energy | 0.1 | $227k | 83k | 2.74 | |
Norfolk Southern (NSC) | 0.1 | $203k | 3.0k | 67.11 | |
Dow Chemical Company | 0.1 | $205k | 7.8k | 26.40 | |
Philip Morris International (PM) | 0.1 | $209k | 3.2k | 65.31 | |
GSI Technology (GSIT) | 0.1 | $199k | 40k | 5.04 | |
Advanced Photonix | 0.1 | $198k | 220k | 0.90 | |
Hanover Compressor Co note 4.750% 1/1 | 0.1 | $171k | 192k | 0.89 | |
Taiwan Semiconductor Mfg (TSM) | 0.1 | $171k | 14k | 11.87 | |
Ford Motor Company (F) | 0.1 | $182k | 16k | 11.23 | |
Dime Community Bancshares | 0.1 | $166k | 15k | 11.42 | |
Uni-Pixel | 0.1 | $172k | 35k | 4.91 | |
Star Bulk Carriers Corp | 0.1 | $156k | 120k | 1.30 | |
Aurico Gold | 0.1 | $147k | 14k | 10.28 | |
Crossroads Systems | 0.1 | $148k | 31k | 4.74 | |
PetroQuest Energy | 0.0 | $100k | 16k | 6.24 | |
Veno | 0.0 | $97k | 12k | 8.41 | |
Asia Entn & Resources | 0.0 | $106k | 21k | 5.12 | |
EarthLink | 0.0 | $65k | 10k | 6.50 | |
Mag Silver Corp (MAG) | 0.0 | $85k | 10k | 8.25 | |
WebMediaBrands | 0.0 | $56k | 102k | 0.55 | |
Chimera Investment Corporation | 0.0 | $40k | 14k | 2.84 | |
Magnum Hunter Resources Corporation | 0.0 | $44k | 12k | 3.75 | |
FSI International | 0.0 | $52k | 26k | 2.02 | |
MoSys | 0.0 | $58k | 16k | 3.55 | |
Chyron Corporation | 0.0 | $40k | 20k | 2.00 | |
China Ceramics Co Ltd *w exp 11/16/201 | 0.0 | $62k | 343k | 0.18 | |
Charles Riv Labs Intl Inc note 2.250% 6/1 | 0.0 | $15k | 15k | 1.00 | |
Neostem (NBS) | 0.0 | $35k | 50k | 0.70 | |
Consumer Portfolio Services (CPSS) | 0.0 | $22k | 24k | 0.92 | |
Sanofi Aventis Wi Conval Rt | 0.0 | $13k | 13k | 1.03 | |
Albany Intl Corp note 2.250% 3/1 | 0.0 | $12k | 12k | 1.00 | |
Usa Tech Inc-cw12 wts | 0.0 | $12k | 73k | 0.16 |