Clear Harbor Asset Management

Clear Harbor Asset Management as of March 31, 2012

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 176 positions in its portfolio as reported in the March 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.8 $42M 421k 99.16
Pioneer Natural Resources 5.7 $17M 153k 111.59
Trimble Navigation (TRMB) 4.8 $15M 267k 54.42
Northern Oil & Gas 4.1 $12M 600k 20.74
Exxon Mobil Corporation (XOM) 3.4 $10M 117k 86.73
Caterpillar (CAT) 3.3 $9.8M 92k 106.52
Flextronics International Ltd Com Stk (FLEX) 3.2 $9.7M 1.3M 7.23
Parker-Hannifin Corporation (PH) 3.0 $9.0M 106k 84.55
American Water Works (AWK) 2.9 $8.8M 258k 34.03
Energen Corporation 2.6 $7.9M 160k 49.15
Core Laboratories 2.3 $6.9M 53k 131.56
FX Energy 2.2 $6.8M 1.2M 5.44
Johnson Controls 2.2 $6.6M 204k 32.48
Northwest Natural Gas 2.0 $5.9M 131k 45.40
QEP Resources 1.7 $5.1M 167k 30.50
China Ceramics 1.6 $4.9M 1.2M 3.99
Questar Corporation 1.5 $4.6M 238k 19.26
Lihua International 1.3 $3.9M 680k 5.75
Berkshire Hathaway (BRK.B) 1.3 $3.9M 48k 81.14
Johnson & Johnson (JNJ) 1.2 $3.5M 54k 65.96
EQT Corporation (EQT) 1.1 $3.3M 69k 48.21
Connecticut Water Service 1.1 $3.3M 115k 28.29
New Jersey Resources Corporation (NJR) 1.1 $3.2M 71k 44.56
South Jersey Industries 1.0 $3.0M 59k 50.03
General Electric Company 1.0 $2.9M 144k 20.07
Apple (AAPL) 0.9 $2.7M 4.5k 599.51
Oshkosh Corporation (OSK) 0.9 $2.6M 112k 23.17
Jabil Circuit (JBL) 0.9 $2.6M 103k 25.12
Hexcel Corporation (HXL) 0.8 $2.4M 102k 24.01
Consolidated Edison (ED) 0.8 $2.4M 41k 58.43
Vodafone 0.8 $2.4M 86k 27.67
Getty Realty (GTY) 0.7 $2.2M 143k 15.58
Kulicke and Soffa Industries (KLIC) 0.7 $2.2M 174k 12.43
Chesapeake Utilities Corporation (CPK) 0.7 $2.1M 52k 41.13
International Business Machines (IBM) 0.7 $2.0M 9.5k 208.67
SPDR Gold Trust (GLD) 0.7 $2.0M 12k 162.14
Microsoft Corporation (MSFT) 0.7 $2.0M 61k 32.26
Cenovus Energy (CVE) 0.7 $2.0M 55k 35.93
Integrated Silicon Solution 0.6 $1.9M 168k 11.16
California Water Service (CWT) 0.6 $1.8M 100k 18.21
Vectren Corporation 0.5 $1.6M 53k 29.07
Delta Natural Gas Company 0.5 $1.6M 41k 38.01
EnerNOC 0.5 $1.5M 211k 7.20
Exterran Partners 0.5 $1.5M 70k 21.58
Chevron Corporation (CVX) 0.5 $1.5M 14k 107.24
Pfizer (PFE) 0.4 $1.3M 58k 22.65
Union Pacific Corporation (UNP) 0.4 $1.3M 12k 107.48
Energy Partners 0.4 $1.2M 75k 16.61
Hawaiian Holdings 0.4 $1.2M 223k 5.23
Ltx Credence Corporation 0.4 $1.2M 165k 7.19
Itron (ITRI) 0.4 $1.1M 25k 45.42
Abbott Laboratories (ABT) 0.4 $1.1M 18k 61.29
Encana Corp 0.4 $1.1M 55k 19.61
Apache Corporation 0.3 $1.0M 10k 100.44
Merck & Co (MRK) 0.3 $1.0M 26k 38.41
Intevac (IVAC) 0.3 $1.0M 120k 8.50
Mission West Properties 0.3 $965k 98k 9.86
Procter & Gamble Company (PG) 0.3 $927k 14k 67.18
Dell 0.3 $899k 54k 16.60
China Techfaith Wireless Comm. Tech 0.3 $862k 575k 1.50
BHP Billiton (BHP) 0.3 $884k 12k 72.46
Comverge 0.3 $810k 440k 1.84
RGC Resources (RGCO) 0.3 $827k 45k 18.39
Himax Technologies (HIMX) 0.3 $773k 375k 2.06
Exterran Holdings 0.3 $794k 60k 13.19
PNC Financial Services (PNC) 0.2 $756k 12k 64.50
Annaly Capital Management 0.2 $687k 43k 15.82
Clayton Williams Energy 0.2 $701k 8.8k 79.48
Aqua America 0.2 $701k 31k 22.30
AGL Resources 0.2 $653k 17k 39.20
At&t (T) 0.2 $674k 22k 31.24
ConocoPhillips (COP) 0.2 $642k 8.4k 76.07
American Rlty Cap Tr 0.2 $622k 61k 10.27
Ecolab (ECL) 0.2 $608k 9.9k 61.68
J.M. Smucker Company (SJM) 0.2 $611k 7.5k 81.31
China Gerui Advanced Materials 0.2 $590k 164k 3.60
York Water Company (YORW) 0.2 $599k 35k 17.29
Emerson Electric (EMR) 0.2 $550k 11k 52.17
Colgate-Palmolive Company (CL) 0.2 $538k 5.5k 97.82
Sealed Air (SEE) 0.2 $522k 27k 19.31
Axis Capital Holdings (AXS) 0.2 $503k 15k 33.20
Harvest Natural Resources 0.2 $514k 73k 7.09
General Mtrs Co *w exp 07/10/201 0.2 $513k 46k 11.20
Schlumberger (SLB) 0.2 $478k 6.8k 69.96
Scorpio Tankers 0.2 $488k 69k 7.05
JPMorgan Chase & Co. (JPM) 0.1 $444k 9.7k 46.00
Lowe's Companies (LOW) 0.1 $464k 15k 31.39
Fifth Street Finance 0.1 $447k 46k 9.76
Spectrum Pharmaceuticals 0.1 $463k 37k 12.63
Pepsi (PEP) 0.1 $417k 6.3k 66.40
EMC Corporation 0.1 $429k 14k 29.86
iShares Gold Trust 0.1 $435k 27k 16.28
Valeant Pharmaceuticals Int 0.1 $407k 7.6k 53.50
Kimberly-Clark Corporation (KMB) 0.1 $394k 5.3k 73.91
US Airways 0.1 $387k 51k 7.59
Intel Corporation (INTC) 0.1 $360k 13k 28.11
Texas Instruments Incorporated (TXN) 0.1 $367k 11k 33.61
TICC Capital 0.1 $352k 36k 9.75
Piedmont Natural Gas Company 0.1 $367k 12k 31.10
Transatlantic Petroleum 0.1 $348k 272k 1.28
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $351k 3.3k 105.09
Coca-Cola Company (KO) 0.1 $318k 4.3k 73.95
Baxter International (BAX) 0.1 $344k 5.8k 59.74
Allstate Corporation (ALL) 0.1 $325k 9.9k 32.94
Montpelier Re Holdings/mrh 0.1 $324k 17k 19.33
Taiwan Semiconductor Mfg (TSM) 0.1 $315k 21k 15.28
Principal Financial (PFG) 0.1 $308k 10k 29.49
Bristol Myers Squibb (BMY) 0.1 $291k 8.6k 33.75
United Technologies Corporation 0.1 $295k 3.6k 82.96
Linear Technology Corporation 0.1 $297k 8.8k 33.69
Perma-Fix Environmental Services 0.1 $308k 194k 1.59
Central Fd Cda Ltd cl a 0.1 $305k 14k 21.94
Spectranetics Corporation 0.1 $316k 30k 10.41
Equal Energy 0.1 $302k 81k 3.75
Autodesk (ADSK) 0.1 $271k 6.4k 42.31
Kroger (KR) 0.1 $269k 11k 24.19
Occidental Petroleum Corporation (OXY) 0.1 $272k 2.9k 95.27
Philip Morris International (PM) 0.1 $284k 3.2k 88.75
Axcelis Technologies 0.1 $258k 150k 1.72
Eldorado Gold Corp 0.1 $283k 21k 13.71
Uni-Pixel 0.1 $261k 49k 5.38
Newmont Mining Corporation (NEM) 0.1 $234k 4.6k 51.37
Laboratory Corp. of America Holdings 0.1 $239k 2.6k 91.68
Novartis (NVS) 0.1 $251k 4.5k 55.41
Oracle Corporation (ORCL) 0.1 $228k 7.8k 29.16
Cablevision Systems Corporation 0.1 $239k 16k 14.70
Macquarie Infrastructure Company 0.1 $231k 7.0k 33.00
NxStage Medical 0.1 $228k 12k 19.23
Exeter Res Corp 0.1 $252k 92k 2.75
Gran Tierra Energy 0.1 $248k 39k 6.30
Market Vectors Gold Miners ETF 0.1 $248k 5.0k 49.60
Pure Cycle Corporation (PCYO) 0.1 $241k 108k 2.24
America Movil Sab De Cv spon adr l 0.1 $211k 8.5k 24.84
Devon Energy Corporation (DVN) 0.1 $222k 3.1k 71.13
Plum Creek Timber 0.1 $216k 5.2k 41.54
Ford Motor Company (F) 0.1 $214k 17k 12.46
Express Scripts 0.1 $217k 4.0k 54.25
Dime Community Bancshares 0.1 $212k 15k 14.58
Enbridge Energy Partners 0.1 $204k 6.6k 30.91
Kronos Worldwide (KRO) 0.1 $217k 8.7k 24.94
Plains All American Pipeline (PAA) 0.1 $212k 2.7k 78.52
Hanover Compressor Co note 4.750% 1/1 0.1 $188k 192k 0.98
MIPS Technologies 0.1 $174k 32k 5.45
Sprint Nextel Corporation 0.1 $136k 48k 2.86
Huntsman Corporation (HUN) 0.1 $140k 10k 14.00
Crossroads Systems 0.1 $148k 26k 5.82
BioClinica 0.0 $111k 20k 5.55
Crexus Investment 0.0 $120k 12k 10.32
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $109k 900.00 121.11
Aurico Gold 0.0 $127k 14k 8.88
PetroQuest Energy 0.0 $89k 15k 6.15
Star Bulk Carriers Corp 0.0 $98k 110k 0.89
Cascade Microtech 0.0 $84k 17k 4.94
WebMediaBrands 0.0 $103k 99k 1.04
Chimera Investment Corporation 0.0 $89k 32k 2.81
BlackRock Income Trust 0.0 $99k 13k 7.44
Mag Silver Corp (MAG) 0.0 $104k 10k 10.10
Asia Entn & Resources 0.0 $91k 14k 6.50
Voyager Oil & Gas 0.0 $81k 33k 2.43
TrustCo Bank Corp NY 0.0 $60k 11k 5.68
Magnum Hunter Resources Corporation 0.0 $75k 12k 6.39
CAMAC Energy 0.0 $59k 59k 0.99
MoSys 0.0 $65k 16k 3.98
Chyron Corporation 0.0 $53k 32k 1.65
Sirius XM Radio 0.0 $24k 10k 2.33
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $38k 419.00 90.69
Consumer Portfolio Services (CPSS) 0.0 $18k 15k 1.22
Johnson Ctls Inc unit 99/99/9999 0.0 $32k 200.00 160.00
Albany Intl Corp note 2.250% 3/1 0.0 $11k 12k 0.92
Sigma-Aldrich Corporation 0.0 $0 11k 0.00
Chesapeake Energy Corporation 0.0 $2.1k 30k 0.07
Deutsche Bank Ag-registered (DB) 0.0 $4.0k 40k 0.10
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $15k 15k 1.00
General Motors Company (GM) 0.0 $3.0k 100.00 30.00
China Ceramics Co Ltd *w exp 11/16/201 0.0 $1.0k 11k 0.09
Qihoo 360 Technologies Co Lt 0.0 $13k 50k 0.26