Clear Harbor Asset Management

Clear Harbor Asset Management as of June 30, 2012

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 185 positions in its portfolio as reported in the June 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.4 $39M 394k 98.58
Pioneer Natural Resources 4.7 $14M 153k 88.21
Exxon Mobil Corporation (XOM) 3.5 $10M 117k 85.57
Northern Oil & Gas 3.4 $9.9M 622k 15.94
Flextronics International Ltd Com Stk (FLEX) 3.2 $9.3M 1.5M 6.20
American Water Works (AWK) 3.2 $9.2M 270k 34.28
Trimble Navigation (TRMB) 3.1 $9.1M 197k 46.01
FX Energy 2.5 $7.3M 1.2M 5.95
Energen Corporation 2.4 $7.0M 154k 45.13
Northwest Natural Gas 2.2 $6.5M 136k 47.60
Core Laboratories 2.2 $6.4M 55k 115.90
Parker-Hannifin Corporation (PH) 2.1 $6.1M 80k 76.88
Caterpillar (CAT) 2.0 $5.8M 68k 84.92
Johnson Controls 1.9 $5.5M 197k 27.71
QEP Resources 1.8 $5.2M 175k 29.97
Questar Corporation 1.8 $5.1M 246k 20.86
China Ceramics 1.5 $4.3M 1.4M 3.07
Berkshire Hathaway (BRK.B) 1.4 $4.1M 49k 83.33
EQT Corporation (EQT) 1.4 $4.0M 75k 53.63
Johnson & Johnson (JNJ) 1.3 $3.8M 56k 67.56
Connecticut Water Service 1.2 $3.4M 116k 28.98
New Jersey Resources Corporation (NJR) 1.1 $3.3M 76k 43.61
Lihua International 1.1 $3.2M 576k 5.48
South Jersey Industries 1.1 $3.1M 61k 50.96
General Electric Company 1.0 $3.0M 145k 20.84
Apple (AAPL) 1.0 $3.0M 5.1k 583.92
Getty Realty (GTY) 0.9 $2.8M 144k 19.15
SPDR Gold Trust (GLD) 0.9 $2.6M 17k 155.19
Hexcel Corporation (HXL) 0.9 $2.6M 100k 25.79
Consolidated Edison (ED) 0.9 $2.6M 41k 62.19
Vodafone 0.9 $2.5M 89k 28.18
Chesapeake Utilities Corporation (CPK) 0.8 $2.5M 56k 43.71
Jabil Circuit (JBL) 0.8 $2.4M 120k 20.33
W.R. Berkley Corporation (WRB) 0.8 $2.3M 60k 38.93
Microsoft Corporation (MSFT) 0.8 $2.2M 71k 30.59
California Water Service (CWT) 0.7 $2.2M 117k 18.47
American Rlty Cap Tr 0.7 $2.0M 182k 10.92
International Business Machines (IBM) 0.6 $1.9M 9.5k 195.55
Himax Technologies (HIMX) 0.6 $1.8M 958k 1.87
Delta Natural Gas Company 0.6 $1.8M 82k 21.73
Cenovus Energy (CVE) 0.6 $1.6M 51k 31.77
Vectren Corporation 0.5 $1.5M 51k 29.53
Chevron Corporation (CVX) 0.5 $1.4M 14k 105.49
Newmont Mining Corporation (NEM) 0.5 $1.4M 30k 48.52
Union Pacific Corporation (UNP) 0.5 $1.5M 12k 119.30
Merck & Co (MRK) 0.5 $1.5M 35k 41.75
EnerNOC 0.5 $1.4M 200k 7.24
Energy Partners 0.5 $1.5M 86k 16.90
Hawaiian Holdings 0.5 $1.4M 219k 6.51
Pfizer (PFE) 0.5 $1.3M 59k 23.00
Exterran Partners 0.5 $1.3M 69k 19.23
Matador Resources (MTDR) 0.4 $1.3M 117k 10.74
Kulicke and Soffa Industries (KLIC) 0.4 $1.2M 133k 8.92
Abbott Laboratories (ABT) 0.4 $1.1M 18k 64.50
Apache Corporation 0.4 $1.1M 13k 87.86
Procter & Gamble Company (PG) 0.4 $1.1M 18k 61.28
Freeport-McMoRan Copper & Gold (FCX) 0.4 $1.1M 32k 34.06
BlackRock (BLK) 0.4 $1.0M 6.1k 169.77
Target Corporation (TGT) 0.4 $1.1M 18k 59.64
Encana Corp 0.4 $1.1M 51k 20.80
Annaly Capital Management 0.3 $1.0M 61k 16.79
Itron (ITRI) 0.3 $995k 24k 41.24
Oshkosh Corporation (OSK) 0.3 $995k 48k 20.96
ConocoPhillips (COP) 0.3 $939k 17k 55.86
Schlumberger (SLB) 0.3 $858k 13k 64.94
BHP Billiton (BHP) 0.3 $797k 12k 65.33
Mission West Properties 0.3 $817k 95k 8.61
RGC Resources (RGCO) 0.3 $808k 45k 17.97
Equal Energy 0.3 $808k 319k 2.53
At&t (T) 0.3 $769k 22k 35.64
Aqua America 0.3 $784k 31k 24.95
Exterran Holdings 0.3 $745k 58k 12.75
Kroger (KR) 0.3 $739k 32k 23.20
Ltx Credence Corporation 0.3 $766k 114k 6.70
Axis Capital Holdings (AXS) 0.2 $706k 22k 32.56
Intevac (IVAC) 0.2 $693k 92k 7.52
Taiwan Semiconductor Mfg (TSM) 0.2 $674k 48k 13.95
JPMorgan Chase & Co. (JPM) 0.2 $676k 19k 35.75
Ecolab (ECL) 0.2 $665k 9.7k 68.51
Dell 0.2 $669k 54k 12.52
China Techfaith Wireless Comm. Tech 0.2 $667k 575k 1.16
Hartford Financial Services (HIG) 0.2 $636k 36k 17.63
York Water Company (YORW) 0.2 $626k 3.5M 0.18
AGL Resources 0.2 $594k 15k 38.75
Laboratory Corp. of America Holdings 0.2 $569k 6.1k 92.64
J.M. Smucker Company (SJM) 0.2 $581k 7.7k 75.46
iShares Gold Trust 0.2 $577k 37k 15.57
Spectrum Pharmaceuticals 0.2 $570k 37k 15.55
Emerson Electric (EMR) 0.2 $550k 12k 46.62
EMC Corporation 0.2 $562k 22k 25.62
Fifth Street Finance 0.2 $537k 54k 9.98
McKesson Corporation (MCK) 0.2 $507k 5.4k 93.72
Colgate-Palmolive Company (CL) 0.2 $530k 5.1k 104.08
US Airways 0.2 $520k 39k 13.33
Intel Corporation (INTC) 0.2 $504k 19k 26.65
PNC Financial Services (PNC) 0.2 $473k 7.7k 61.06
NVIDIA Corporation (NVDA) 0.2 $453k 33k 13.82
Kimberly-Clark Corporation (KMB) 0.1 $447k 5.3k 83.85
Lowe's Companies (LOW) 0.1 $420k 15k 28.41
Solar Cap (SLRC) 0.1 $433k 19k 22.29
TICC Capital 0.1 $429k 44k 9.70
General Mtrs Co *w exp 07/10/201 0.1 $429k 63k 6.78
Sealed Air (SEE) 0.1 $405k 26k 15.44
Walgreen Company 0.1 $403k 14k 29.60
OmniVision Technologies 0.1 $420k 32k 13.33
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $399k 3.8k 104.78
Piedmont Natural Gas Company 0.1 $380k 12k 32.20
Uni-Pixel 0.1 $364k 54k 6.72
Coca-Cola Company (KO) 0.1 $336k 4.3k 78.14
Allstate Corporation (ALL) 0.1 $346k 9.9k 35.07
Spectranetics Corporation 0.1 $335k 29k 11.41
Baxter International (BAX) 0.1 $306k 5.8k 53.14
Pepsi (PEP) 0.1 $323k 4.6k 70.72
Philip Morris International (PM) 0.1 $313k 3.6k 87.19
Central Fd Cda Ltd cl a 0.1 $315k 16k 19.81
Bristol Myers Squibb (BMY) 0.1 $299k 8.3k 35.92
Newfield Exploration 0.1 $293k 10k 29.30
DepoMed 0.1 $282k 50k 5.69
athenahealth 0.1 $281k 3.6k 79.15
Eldorado Gold Corp 0.1 $288k 23k 12.31
Principal Financial (PFG) 0.1 $274k 10k 26.24
Novartis (NVS) 0.1 $253k 4.5k 55.85
Occidental Petroleum Corporation (OXY) 0.1 $262k 3.1k 85.76
Texas Instruments Incorporated (TXN) 0.1 $273k 9.5k 28.68
United Technologies Corporation 0.1 $269k 3.6k 75.65
Oracle Corporation (ORCL) 0.1 $264k 8.9k 29.73
Gran Tierra Energy 0.1 $259k 53k 4.91
America Movil Sab De Cv spon adr l 0.1 $221k 8.5k 26.02
Macquarie Infrastructure Company 0.1 $233k 7.0k 33.29
Harvest Natural Resources 0.1 $220k 26k 8.55
Plains All American Pipeline (PAA) 0.1 $218k 2.7k 80.74
Perma-Fix Environmental Services 0.1 $226k 194k 1.17
BofI Holding 0.1 $243k 12k 19.76
Market Vectors Gold Miners ETF 0.1 $224k 5.0k 44.80
Pure Cycle Corporation (PCYO) 0.1 $231k 108k 2.15
Plum Creek Timber 0.1 $206k 5.2k 39.62
Cablevision Systems Corporation 0.1 $205k 15k 13.27
Dime Community Bancshares 0.1 $193k 15k 13.28
Enbridge Energy Partners 0.1 $203k 6.6k 30.76
Hanover Compressor Co note 4.750% 1/1 0.1 $186k 192k 0.97
Research In Motion 0.1 $163k 22k 7.41
DOUBLE HULL TANKERS INC COM Stk 0.1 $186k 300k 0.62
NxStage Medical 0.1 $184k 11k 16.80
Axcelis Technologies 0.1 $180k 150k 1.20
China Gerui Advanced Materials 0.1 $177k 62k 2.87
Ford Motor Company (F) 0.1 $155k 16k 9.58
Zix Corporation 0.1 $152k 5.1M 0.03
Transatlantic Petroleum 0.1 $148k 137k 1.08
Crexus Investment 0.1 $156k 15k 10.16
Real Networks 0.1 $156k 18k 8.67
Huntsman Corporation (HUN) 0.0 $129k 10k 12.90
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $117k 950.00 123.16
Aurico Gold 0.0 $111k 14k 8.04
PetroQuest Energy 0.0 $75k 15k 5.01
Star Bulk Carriers Corp 0.0 $79k 110k 0.72
BioClinica 0.0 $97k 20k 4.85
Cascade Microtech 0.0 $78k 17k 4.59
Exeter Res Corp 0.0 $86k 52k 1.67
WebMediaBrands 0.0 $97k 154k 0.63
Chimera Investment Corporation 0.0 $88k 37k 2.36
BlackRock Income Trust 0.0 $100k 13k 7.51
Mag Silver Corp (MAG) 0.0 $91k 10k 8.83
Asia Entn & Resources 0.0 $97k 24k 4.04
Advanced Photonix 0.0 $80k 148k 0.54
Yum! Brands (YUM) 0.0 $60k 93k 0.64
TrustCo Bank Corp NY 0.0 $58k 11k 5.49
Magnum Hunter Resources Corporation 0.0 $65k 16k 4.20
MoSys 0.0 $53k 16k 3.24
Voyager Oil & Gas 0.0 $50k 28k 1.76
Yahoo! 0.0 $22k 138k 0.16
Dot Hill Systems 0.0 $43k 38k 1.13
Sirius XM Radio 0.0 $19k 10k 1.84
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $38k 419.00 90.69
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $15k 15k 1.00
CAMAC Energy 0.0 $37k 59k 0.62
Chyron Corporation 0.0 $37k 28k 1.35
Consumer Portfolio Services (CPSS) 0.0 $26k 14k 1.89
Albany Intl Corp note 2.250% 3/1 0.0 $12k 12k 1.00
Forest Oil Corporation 0.0 $0 35k 0.00
Zimmer Holdings (ZBH) 0.0 $11k 18k 0.63
General Motors Company (GM) 0.0 $2.0k 100.00 20.00
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $11k 100.00 110.00
China Ceramics Co Ltd *w exp 11/16/201 0.0 $0 11k 0.00
Xylem (XYL) 0.0 $11k 45k 0.24
Zaza Energy 0.0 $1.0k 20k 0.05