Clear Harbor Asset Management

Clear Harbor Asset Management as of Dec. 31, 2012

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 180 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.9 $43M 385k 111.48
Pioneer Natural Resources 5.2 $16M 152k 106.59
Trimble Navigation (TRMB) 3.5 $11M 183k 59.78
Northern Oil & Gas 3.5 $11M 648k 16.82
Flextronics International Ltd Com Stk (FLEX) 3.2 $10M 1.6M 6.21
Exxon Mobil Corporation (XOM) 3.2 $9.9M 115k 86.55
American Water Works (AWK) 3.2 $9.9M 267k 37.13
Core Laboratories 2.3 $7.1M 65k 109.32
Energen Corporation 2.2 $6.9M 153k 45.09
Parker-Hannifin Corporation (PH) 2.2 $6.8M 79k 85.06
Northwest Natural Gas 1.9 $6.0M 137k 44.20
Johnson Controls 1.9 $6.0M 195k 30.67
Caterpillar (CAT) 1.9 $5.8M 64k 89.61
QEP Resources 1.7 $5.2M 173k 30.27
FX Energy 1.6 $5.1M 1.2M 4.11
Questar Corporation 1.6 $4.9M 248k 19.76
EQT Corporation (EQT) 1.4 $4.3M 74k 58.98
Berkshire Hathaway (BRK.B) 1.4 $4.3M 48k 89.69
Apple (AAPL) 1.3 $4.1M 7.7k 532.14
Connecticut Water Service 1.2 $3.7M 126k 29.78
Johnson & Johnson (JNJ) 1.2 $3.6M 52k 70.10
Jabil Circuit (JBL) 1.1 $3.6M 185k 19.29
China Ceramics 1.1 $3.5M 1.6M 2.15
South Jersey Industries 1.0 $3.1M 62k 50.33
New Jersey Resources Corporation (NJR) 1.0 $3.0M 77k 39.62
Apache Corporation 1.0 $3.0M 39k 78.50
General Electric Company 0.9 $2.9M 137k 20.99
Hexcel Corporation (HXL) 0.9 $2.6M 98k 26.96
Chesapeake Utilities Corporation (CPK) 0.8 $2.6M 57k 45.40
Getty Realty (GTY) 0.8 $2.6M 142k 18.06
EnerNOC 0.8 $2.4M 204k 11.75
Himax Technologies (HIMX) 0.8 $2.3M 975k 2.40
Consolidated Edison (ED) 0.7 $2.3M 41k 55.54
Vodafone 0.7 $2.2M 88k 25.20
Axis Capital Holdings (AXS) 0.7 $2.2M 64k 34.64
Microsoft Corporation (MSFT) 0.7 $2.2M 82k 26.71
SPDR Gold Trust (GLD) 0.7 $2.2M 13k 161.99
California Water Service (CWT) 0.7 $2.1M 112k 18.35
Occidental Petroleum Corporation (OXY) 0.6 $1.8M 24k 76.63
Solar Senior Capital 0.6 $1.8M 95k 18.66
Cenovus Energy (CVE) 0.6 $1.7M 51k 33.54
International Business Machines (IBM) 0.6 $1.7M 8.9k 191.59
Kroger (KR) 0.5 $1.6M 63k 26.02
Delta Natural Gas Company 0.5 $1.6M 80k 19.55
Union Pacific Corporation (UNP) 0.5 $1.5M 12k 125.68
W.R. Berkley Corporation (WRB) 0.5 $1.5M 39k 37.74
Vectren Corporation 0.5 $1.5M 51k 29.39
American Rlty Cap Tr 0.5 $1.5M 129k 11.54
JPMorgan Chase & Co. (JPM) 0.5 $1.4M 33k 43.98
Merck & Co (MRK) 0.5 $1.4M 35k 40.93
Exterran Partners 0.5 $1.4M 68k 20.28
Chevron Corporation (CVX) 0.4 $1.4M 13k 108.14
Pfizer (PFE) 0.4 $1.3M 53k 25.08
Exterran Holdings 0.4 $1.3M 58k 21.91
Dell 0.4 $1.3M 126k 10.14
Procter & Gamble Company (PG) 0.4 $1.2M 18k 67.91
Uni-Pixel 0.4 $1.2M 89k 13.69
General Mtrs Co *w exp 07/10/201 0.4 $1.2M 98k 12.49
NVIDIA Corporation (NVDA) 0.4 $1.2M 99k 12.26
Newfield Exploration 0.4 $1.2M 45k 26.78
Clayton Williams Energy 0.4 $1.2M 30k 40.01
Itron (ITRI) 0.3 $1.1M 24k 44.57
Encana Corp 0.3 $1.0M 51k 19.76
Lihua International 0.3 $994k 227k 4.39
BHP Billiton (BHP) 0.3 $957k 12k 78.44
Kronos Worldwide (KRO) 0.3 $947k 49k 19.50
Sandstorm Gold (SAND) 0.3 $964k 82k 11.75
Matador Resources (MTDR) 0.3 $937k 114k 8.20
Schlumberger (SLB) 0.3 $856k 12k 69.33
Mission West Properties 0.3 $864k 95k 9.11
Vivus 0.3 $859k 64k 13.42
Cisco Systems (CSCO) 0.3 $836k 43k 19.65
Solar Cap (SLRC) 0.3 $836k 35k 23.91
Abbott Laboratories (ABT) 0.3 $799k 12k 65.50
Newmont Mining Corporation (NEM) 0.3 $809k 17k 46.44
Aqua America 0.3 $793k 31k 25.43
Marvell Technology Group 0.2 $775k 107k 7.26
Kulicke and Soffa Industries (KLIC) 0.2 $752k 63k 11.99
Ecolab (ECL) 0.2 $725k 10k 71.95
Taiwan Semiconductor Mfg (TSM) 0.2 $692k 40k 17.15
ConocoPhillips (COP) 0.2 $671k 12k 57.97
J.M. Smucker Company (SJM) 0.2 $681k 7.9k 86.29
Hawaiian Holdings 0.2 $639k 97k 6.57
iShares Gold Trust 0.2 $653k 40k 16.29
York Water Company (YORW) 0.2 $637k 36k 17.56
Fifth Street Finance 0.2 $603k 58k 10.42
Delta Air Lines (DAL) 0.2 $586k 49k 11.86
SELECT INCOME REIT COM SH BEN int 0.2 $589k 24k 24.78
PNC Financial Services (PNC) 0.2 $557k 9.6k 58.32
Laboratory Corp. of America Holdings 0.2 $568k 6.6k 86.62
Alaska Air (ALK) 0.2 $571k 13k 43.09
McKesson Corporation (MCK) 0.2 $525k 5.4k 97.04
Colgate-Palmolive Company (CL) 0.2 $517k 4.9k 104.61
EMC Corporation 0.2 $512k 20k 25.30
TRW Automotive Holdings 0.2 $536k 10k 53.60
Weatherford International Lt reg 0.2 $535k 48k 11.21
AGL Resources 0.2 $508k 13k 39.99
Emerson Electric (EMR) 0.2 $499k 9.4k 52.92
Freeport-McMoRan Copper & Gold (FCX) 0.2 $486k 14k 34.18
Lowe's Companies (LOW) 0.2 $483k 14k 35.51
TICC Capital 0.2 $509k 50k 10.12
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $489k 4.5k 107.59
WisdomTree Japan Total Dividend (DXJ) 0.2 $492k 13k 36.91
At&t (T) 0.1 $439k 13k 33.70
Sealed Air (SEE) 0.1 $445k 25k 17.50
Spectranetics Corporation 0.1 $430k 29k 14.77
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $443k 4.2k 105.53
RGC Resources (RGCO) 0.1 $431k 23k 18.46
Hartford Financial Services (HIG) 0.1 $391k 17k 22.44
Kimberly-Clark Corporation (KMB) 0.1 $408k 4.8k 84.45
Walgreen Company 0.1 $413k 11k 36.97
Stillwater Mining Company 0.1 $399k 31k 12.77
Kinross Gold Corp (KGC) 0.1 $412k 42k 9.73
Spectrum Pharmaceuticals 0.1 $409k 37k 11.18
Intel Corporation (INTC) 0.1 $382k 19k 20.64
Southwest Airlines (LUV) 0.1 $379k 37k 10.24
Piedmont Natural Gas Company 0.1 $369k 12k 31.27
Devon Energy Corporation (DVN) 0.1 $335k 6.4k 52.12
China Techfaith Wireless Comm. Tech 0.1 $346k 274k 1.26
BofI Holding 0.1 $338k 12k 27.84
Principal Financial (PFG) 0.1 $298k 10k 28.53
Coca-Cola Company (KO) 0.1 $312k 8.6k 36.28
Pepsi (PEP) 0.1 $305k 4.5k 68.43
Philip Morris International (PM) 0.1 $300k 3.6k 83.57
Macquarie Infrastructure Company 0.1 $319k 7.0k 45.57
Zix Corporation 0.1 $298k 107k 2.79
Central Fd Cda Ltd cl a 0.1 $310k 15k 21.02
Dana Holding Corporation (DAN) 0.1 $312k 20k 15.60
Chimera Investment Corporation 0.1 $320k 123k 2.61
Pure Cycle Corporation (PCYO) 0.1 $306k 108k 2.83
Asia Entn & Resources 0.1 $322k 105k 3.06
BlackRock (BLK) 0.1 $273k 1.3k 206.82
Bristol Myers Squibb (BMY) 0.1 $271k 8.3k 32.56
Western Digital (WDC) 0.1 $268k 6.3k 42.54
Novartis (NVS) 0.1 $287k 4.5k 63.36
United Technologies Corporation 0.1 $286k 3.5k 81.92
Oracle Corporation (ORCL) 0.1 $281k 8.4k 33.33
Eldorado Gold Corp 0.1 $288k 22k 12.90
Travelers Companies (TRV) 0.1 $259k 3.6k 71.92
Google 0.1 $238k 337.00 706.23
Plains All American Pipeline (PAA) 0.1 $244k 5.4k 45.19
athenahealth 0.1 $260k 3.6k 73.24
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $261k 2.2k 121.06
Hldgs (UAL) 0.1 $234k 10k 23.40
Two Harbors Investment 0.1 $202k 18k 11.11
Autodesk (ADSK) 0.1 $202k 5.7k 35.41
Plum Creek Timber 0.1 $231k 5.2k 44.42
Ford Motor Company (F) 0.1 $209k 16k 12.92
DepoMed 0.1 $231k 37k 6.20
Dime Community Bancshares 0.1 $202k 15k 13.90
Harvest Natural Resources 0.1 $225k 25k 9.09
Market Vectors Gold Miners ETF 0.1 $232k 5.0k 46.40
Ltx Credence Corporation 0.1 $212k 32k 6.57
Eqt Midstream Partners 0.1 $206k 6.6k 31.21
Hanover Compressor Co note 4.750% 1/1 0.1 $192k 192k 1.00
Intevac (IVAC) 0.1 $184k 40k 4.56
Diana Shipping (DSX) 0.1 $189k 26k 7.30
TFS Financial Corporation (TFSL) 0.1 $192k 20k 9.60
Hewlett-Packard Company 0.1 $144k 30k 4.80
Huntsman Corporation (HUN) 0.1 $159k 10k 15.90
Perma-Fix Environmental Services 0.0 $131k 193k 0.68
Amkor Technology (AMKR) 0.0 $106k 25k 4.24
BlackRock Income Trust 0.0 $98k 13k 7.36
PetroQuest Energy 0.0 $74k 15k 4.94
BioClinica 0.0 $63k 11k 5.73
Magnum Hunter Resources Corporation 0.0 $47k 12k 4.01
China Gerui Advanced Materials 0.0 $50k 28k 1.80
MoSys 0.0 $57k 16k 3.49
Nts Inc Nev 0.0 $54k 63k 0.86
Sirius XM Radio 0.0 $30k 10k 2.91
Exeter Res Corp 0.0 $45k 38k 1.20
Camtek (CAMT) 0.0 $19k 14k 1.41
DuPont Fabros Technology 0.0 $20k 10k 2.00
Chyron Corporation 0.0 $20k 28k 0.73
Albany Intl Corp note 2.250% 3/1 0.0 $12k 12k 1.00
Forest Oil Corporation 0.0 $11k 10k 1.10
Sigma-Aldrich Corporation 0.0 $0 11k 0.00
Dot Hill Systems 0.0 $12k 13k 0.91
Transatlantic Petroleum 0.0 $15k 18k 0.86
Advanced Photonix 0.0 $8.0k 17k 0.47