CNH Partners

CNH Partners as of June 30, 2011

Portfolio Holdings for CNH Partners

CNH Partners holds 396 positions in its portfolio as reported in the June 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Holdings Inc Note 5.25 2.9 $31M 15M 2.04
Terex Corp New note 4.000% 6/0 2.8 $30M 16M 1.88
Textron Inc note 4.500% 5/0 2.3 $25M 13M 1.87
Sina Corporation 2.3 $25M 235k 104.10
Enpro Industries Inc note 1.9 $20M 13M 1.56
Ford Motor Company (F) 1.9 $20M 1.4M 13.79
TAKE-TWO INTER CONVERTIBLE security 1.9 $20M 13M 1.58
United States Stl Corp New note 4.000% 5/1 1.9 $20M 12M 1.59
Alexion Pharmaceuticals 1.6 $18M 375k 47.03
Newell Rubbermaid (NWL) 1.6 $17M 1.1M 15.78
Allegheny Technologies Inc note 4.250% 6/0 1.6 $17M 10M 1.66
Western Refng Inc note 5.750% 6/1 1.4 $15M 8.0M 1.83
Sonic Automotive Inc note 5.000% 10/0 1.4 $15M 11M 1.32
Leucadia Natl Corp debt 1.3 $14M 8.8M 1.61
Coinstar Inc note 4.000% 9/0 1.3 $14M 9.0M 1.54
Virgin Media Inc note 6.500%11/1 1.3 $14M 7.7M 1.79
Verisign Inc sdcv 3.250% 8/1 1.3 $14M 12M 1.16
Vector Group Ltd Var Int frnt 11/1 1.3 $14M 10M 1.32
Mylan 1.2 $13M 520k 24.67
Photronics Inc note 5.500%10/0 1.1 $12M 6.5M 1.87
Nash Finch Co frnt 1.631% 3/1 1.1 $12M 25M 0.47
Cephalon Inc note 2.000% 6/0 1.1 $12M 6.6M 1.74
Regis Corp Minn note 5.000% 7/1 1.0 $10M 8.5M 1.22
D R Horton Inc note 2.000% 5/1 0.9 $10M 9.1M 1.11
Whiting Petroleum Corporation 0.9 $10M 178k 56.91
D Synnex Corp Ser B Sr Uns Conv convrt bonds 0.9 $9.6M 7.6M 1.27
On Semiconductor Corporation note 1.875%12/ 0.8 $8.8M 5.7M 1.54
note 5.500% 7/1 0.8 $8.6M 9.0M 0.96
Powerwave Technologies 0.8 $8.5M 2.9M 2.95
optionsXpress Holdings 0.8 $8.2M 489k 16.68
Mgic Invt Corp Wis note 5.000% 5/0 0.8 $8.1M 9.0M 0.90
Stewart Information Serv 6.00000000 cnv 0.7 $7.6M 7.5M 1.02
Akamai Technologies (AKAM) 0.7 $7.1M 227k 31.47
HARVEST NATURAL Resources In note 8.250% 3/0 0.7 $7.1M 3.5M 2.04
Salesforce Com Inc note 0.750% 1/1 0.7 $7.2M 4.0M 1.82
Progress Energy 0.7 $7.0M 146k 48.01
Ens 0.7 $7.0M 130k 53.30
Frontier Oil Corporation 0.6 $6.8M 211k 32.31
Convergys Corp sdcv 5.750% 9/1 0.6 $6.9M 4.7M 1.45
Kendle International Inc note 3.375% 7/1 0.6 $6.6M 6.6M 1.00
Lubrizol Corporation 0.6 $6.6M 50k 134.28
United Therapeutics Corp Del note 0.500%10/1 0.6 $6.6M 4.5M 1.47
Level 3 Communications Inc note 0.6 $6.6M 4.1M 1.60
Marshall & Ilsley Corporation 0.6 $6.5M 814k 7.97
Constellation Energy 0.6 $6.4M 169k 37.96
Verigy 0.6 $6.4M 425k 14.97
Level 3 Communications Inc note 6.500%10/0 0.6 $6.4M 3.1M 2.11
Notes 0.6 $6.2M 3.0M 2.08
Pier 1 Imports 0.6 $6.1M 525k 11.57
Freeport-McMoRan Copper & Gold (FCX) 0.6 $6.0M 114k 52.90
Netapp Inc note 1.750% 6/0 0.6 $6.0M 3.5M 1.71
Comcast Corporation 0.6 $5.8M 240k 24.23
Trex Inc note 6.000% 7/0 0.5 $5.7M 4.5M 1.27
NYSE Euronext 0.5 $5.5M 161k 34.27
Agco Corp note 1.250%12/1 0.5 $5.4M 4.0M 1.34
Nationwide Health Properties 0.5 $5.2M 126k 41.41
West Pharmaceutical Svsc Inc sdcv 4.000% 3/1 0.5 $5.3M 5.5M 0.96
Dendreon Corp note 0.5 $5.3M 4.8M 1.10
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.5 $5.1M 3.7M 1.39
Sterling Bancshares 0.5 $5.2M 633k 8.16
Discovery Communications 0.5 $4.9M 135k 36.55
LoopNet 0.5 $4.9M 266k 18.38
United Rentals Inc note 4.000%11/1 0.5 $4.9M 2.0M 2.40
Bucyrus International 0.5 $4.8M 53k 91.66
American Eqty Invt Life Hld note 5.250%12/0 0.4 $4.7M 4.5M 1.04
Liberty Global 0.4 $4.7M 111k 42.70
Rambus Inc Del note 5.000% 6/1 0.4 $4.7M 4.2M 1.13
Molex Incorporated 0.4 $4.6M 215k 21.48
Lawson Software 0.4 $4.6M 407k 11.22
California Pizza Kitchen 0.4 $4.6M 249k 18.47
Notes Gencorp Inc. 4.0625% dbcv 0.4 $4.6M 4.6M 1.02
Hypercom Corporation (HYC) 0.4 $4.5M 455k 9.83
Jetblue Airways Corp dbcv 5.500% 10/1 0.4 $4.5M 3.0M 1.50
Mosaic (MOS) 0.4 $4.4M 65k 67.72
Gmx Res Inc note 4.500% 5/0 0.4 $4.2M 5.0M 0.83
Tyson Foods Inc note 3.250%10/1 0.4 $4.2M 3.2M 1.30
Nicor 0.4 $4.2M 76k 54.75
Skyworks Solutions Inc note 1.500% 3/0 0.4 $4.1M 1.7M 2.43
Smithfield Foods Inc note 4.000% 6/3 0.4 $4.0M 3.4M 1.18
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $4.1M 3.8k 1060.92
Mf Global Ltd note 9.000% 6/2 0.4 $4.1M 3.5M 1.16
Keycorp New pfd 7.75% sr a 0.4 $3.9M 35k 112.11
Stewart Enterprises Inc cnv 0.4 $4.0M 4.0M 1.00
Sterlite Inds India Ltd note 4.000%10/3 0.3 $3.7M 3.8M 0.99
Cephalon 0.3 $3.5M 44k 79.89
Danvers Ban (DNBK) 0.3 $3.6M 164k 21.77
L-1 Identity Solutions 0.3 $3.5M 300k 11.75
Thq Inc note 5.000% 8/1 0.3 $3.5M 3.8M 0.92
Beckman Coulter Inc note 2.500%12/1 0.3 $3.5M 2.9M 1.20
Barnes 0.3 $3.5M 140k 24.81
Tower Ban 0.3 $3.4M 124k 27.40
BHP Billiton 0.3 $3.3M 42k 78.44
Dollar Thrifty Automotive 0.3 $3.3M 44k 73.74
Royal Dutch Shell 0.3 $3.3M 46k 71.13
China Med Technologies Inc note 6.250%12/1 0.3 $3.3M 4.6M 0.72
Rti Intl Metals Inc note 3.000%12/0 0.3 $3.3M 2.6M 1.29
Alpha Natural Resources 0.3 $3.2M 70k 45.45
SRA International 0.3 $3.2M 105k 30.92
Finisar Corporation 0.3 $3.2M 176k 18.03
Lincoln National Corp *W EXP 07/10/2019 0.3 $3.1M 155k 20.22
Spartan Stores Inc note 3.375% 5/1 0.3 $3.0M 3.0M 1.00
EXCO Resources 0.3 $2.9M 166k 17.65
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.3 $2.9M 2.0M 1.46
Invacare Corp note 0.3 $2.9M 2.0M 1.43
World Accep Corporation note 3.000%10/0 0.3 $2.7M 2.5M 1.09
BioMarin Pharmaceutical (BMRN) 0.3 $2.8M 103k 27.21
CenturyLink 0.3 $2.8M 70k 40.44
Varian Semiconductor 0.3 $2.8M 46k 61.44
Equinix Inc note 4.750% 6/1 0.2 $2.7M 1.9M 1.42
SLM Corporation (SLM) 0.2 $2.7M 161k 16.81
Regions Financial Corporation (RF) 0.2 $2.5M 410k 6.20
National Semiconductor Corporation 0.2 $2.6M 104k 24.61
Smart Modular Technologies 0.2 $2.6M 282k 9.16
Continucare Corporation 0.2 $2.5M 411k 6.18
Lucent Technologies Inc dbcv 2.875% 6/1 0.2 $2.5M 2.5M 0.98
Temple-Inland 0.2 $2.5M 84k 29.74
Kansas City Southern 0.2 $2.4M 41k 59.32
MasTec (MTZ) 0.2 $2.4M 124k 19.72
Nstar 0.2 $2.4M 53k 45.98
Vector Group Ltd debt 0.2 $2.5M 2.1M 1.17
Verigy Ltd note 5.250% 7/1 0.2 $2.5M 2.0M 1.27
Pioneer Nat Res Co note 2.875% 1/1 0.2 $2.3M 1.5M 1.55
Ness Technologies 0.2 $2.4M 313k 7.57
Savvis 0.2 $2.4M 61k 39.53
Beazer Homes Usa Inc. unit 99/99/99 0.2 $2.3M 140k 16.47
Exterran Hldgs Inc note 4.250% 6/1 0.2 $2.2M 2.0M 1.11
Thoratec Corporation 0.2 $2.2M 69k 32.81
Hancock Holding Company (HWC) 0.2 $2.2M 71k 30.99
MediaMind Technologies (MDMD) 0.2 $2.2M 101k 21.94
Sunpower Corp dbcv 4.750% 4/1 0.2 $2.1M 2.0M 1.07
Advanced Analogic Technologies In 0.2 $2.1M 346k 6.06
Global Crossing 0.2 $2.1M 56k 38.37
DSW 0.2 $2.1M 41k 50.62
Bank Of America Corporation preferred (BAC.PL) 0.2 $2.0M 2.0k 1003.00
Eastman Kodak Co note 7.000% 4/0 0.2 $2.0M 2.3M 0.88
Global Eagle Acquisition Cor unit 99/99/9999 0.2 $2.0M 193k 10.40
Insulet Corp note 5.375% 6/1 0.2 $1.9M 1.5M 1.28
Ttm Technologies Inc note 3.250% 5/1 0.2 $1.9M 1.5M 1.27
Compucredit Corp note 3.625% 5/3 0.2 $1.9M 2.0M 0.94
Via 0.2 $1.9M 38k 51.00
Abington Ban 0.2 $2.0M 189k 10.43
Allegheny Technologies Incorporated (ATI) 0.2 $1.9M 30k 63.48
Graham Packaging Company 0.2 $1.9M 75k 25.22
Comtech Telecommunications Cor conv 0.2 $1.9M 1.8M 1.06
Exide Technologies frnt 9/1 0.2 $1.9M 2.0M 0.93
Center Financial Corporation 0.2 $1.8M 280k 6.35
Unisys Corp 6.25% Cv Pfd A cvp 0.2 $1.9M 24k 77.62
Warner Music 0.2 $1.7M 202k 8.22
Dollar Finl Corp note 2.875% 6/3 0.2 $1.7M 1.6M 1.06
Hanover Compressor Co note 4.750% 1/1 0.2 $1.7M 1.7M 0.99
Vertex Pharmaceuticals Incorporated (VRTX) 0.2 $1.7M 32k 51.98
Beckman Coulter 0.2 $1.7M 20k 83.49
Kindred Healthcare 0.2 $1.7M 80k 21.47
Novellus Systems 0.2 $1.7M 48k 36.13
Magnum Hunter Resources Corporation 0.2 $1.7M 247k 6.76
Developers Diversified Rlty note 1.750%11/1 0.2 $1.8M 1.7M 1.05
General Cable Corp Del New note 0.875%11/1 0.1 $1.6M 1.5M 1.09
Family Dollar Stores 0.1 $1.6M 30k 52.56
EMS Technologies 0.1 $1.6M 47k 32.97
Bancorp Rhode Island (BARI) 0.1 $1.6M 36k 45.33
HEICO Corporation (HEI.A) 0.1 $1.6M 41k 39.77
Enzon Pharmaceuticals Inc bond 0.1 $1.6M 1.3M 1.19
American Med Sys Hldgs Inc note 4.000% 9/1 0.1 $1.5M 863k 1.70
L-1 Identity Solutions Inc note 3.750% 5/1 0.1 $1.5M 1.5M 1.00
Telephone & Data Sys Inc spl 0.1 $1.5M 54k 26.93
Tanger Pptys Ltd Partnership note 3.750% 8/1 0.1 $1.5M 1.0M 1.49
Finisar Corp note 5.000%10/1 0.1 $1.5M 800k 1.85
Pmc Sierra Inc Cv 2.25% 101525 cnv 0.1 $1.5M 1.3M 1.09
Cephalon Inc note 2.500% 5/0 0.1 $1.4M 1.1M 1.23
China Med Technologies Inc note 4.000% 8/1 0.1 $1.4M 1.9M 0.73
Dst Sys Inc Del dbcv 4.125% 8/1 0.1 $1.4M 1.2M 1.19
Microchip Technology Inc sdcv 2.125%12/1 0.1 $1.4M 1.0M 1.37
Rock-Tenn Company 0.1 $1.4M 21k 66.33
Incyte Corp note 4.750%10/0 0.1 $1.4M 600k 2.31
Parkvale Financial (PVSA) 0.1 $1.4M 66k 21.50
Firstservice Corp sdcv 6.500%12/3 0.1 $1.3M 1.0M 1.34
Fifth Third Bancorp cnv pfd dep1/250 0.1 $1.3M 8.9k 142.21
Lawson Software Inc New note 2.500% 4/1 0.1 $1.3M 1.2M 1.04
BJ's Wholesale Club 0.1 $1.3M 25k 50.35
Beazer Homes 7.5% 01/15/1 3 nt sub 7.5% 0.1 $1.3M 70k 18.88
Fti Consulting Inc bond 0.1 $1.2M 975k 1.27
Ppl Corporation 8.75% pfd cv 0.1 $1.2M 23k 55.24
Molina Healthcare Inc note 3.750%10/0 0.1 $1.2M 1.0M 1.16
Stewart Enterprises Inc note 3.125% 7/1 0.1 $1.2M 1.2M 1.02
Verifone Sys Inc note 1.375% 6/1 0.1 $1.2M 1.0M 1.17
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.1 $1.2M 1.0M 1.20
Mannkind Corp note 3.750%12/1 0.1 $1.1M 2.0M 0.57
Digital Realty Trust (DLR) 0.1 $1.1M 19k 61.76
Australia Acquisition Corp 0.1 $1.1M 118k 9.70
Mylan Inc note 1.250% 3/1 0.1 $1.1M 1.0M 1.12
Affordable Residential Cmnty note 7.500% 8/1 0.1 $1.0M 975k 1.05
Vishay Intertechnology (VSH) 0.1 $1.1M 73k 15.04
Lennar Corporation (LEN.B) 0.1 $1.1M 74k 14.68
DPL 0.1 $1.1M 35k 30.16
Cazador Acquisition Corporat 0.1 $1.1M 110k 9.69
Wintrust Financial Corp *w exp 12/18/201 0.1 $1.0M 67k 15.20
Mgm Mirage conv 0.1 $1.1M 1.0M 1.08
Sunpower Corp conv 0.1 $1.1M 1.0M 1.11
Capitalsource Inc sdcv 4.000% 7/1 0.1 $960k 950k 1.01
Hologic Inc frnt 2.000%12/1 0.1 $980k 1.0M 0.98
Sandisk Corp note 1.000% 5/1 0.1 $970k 1.0M 0.97
Diodes Inc note 2.250%10/0 0.1 $1.0M 1.0M 1.00
M&T Bank Corporation (MTB) 0.1 $915k 10k 87.93
Rite Aid Corp note 8.500% 5/1 0.1 $929k 885k 1.05
Central Vermont Public Service 0.1 $922k 26k 36.17
Cowen 0.1 $959k 255k 3.76
Orchid Cellmark 0.1 $1.0M 367k 2.76
QEP Resources 0.1 $908k 22k 41.85
Huntington Bancshares Inc pfd conv ser a 0.1 $920k 800.00 1150.00
Northgate Minerals Corp note 3.500%10/0 0.1 $941k 950k 0.99
Radian Group Inc note 3.000%11/1 0.1 $954k 1.3M 0.72
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $917k 73k 12.61
Pennichuck Corporation (PNNW) 0.1 $910k 32k 28.76
Nektar Therapeutics note 3.250% 9/2 0.1 $1.0M 1.0M 1.00
Comerica Inc *w exp 11/14/201 0.1 $910k 81k 11.18
Avatar Hldgs Inc note 7.500% 2/1 0.1 $1.0M 1.0M 1.00
Loews Corporation (L) 0.1 $808k 19k 42.08
Arris Group Inc note 2.000%11/1 0.1 $814k 775k 1.05
Mentor Graphics Corporation 0.1 $894k 70k 12.81
Kendle International 0.1 $862k 57k 15.08
Nobel Learning Communities (NLCI) 0.1 $893k 77k 11.55
Xilinx Inc sdcv 3.125% 3/1 0.1 $889k 700k 1.27
O'reilly Automotive (ORLY) 0.1 $860k 13k 65.50
Motorola Solutions (MSI) 0.1 $807k 18k 46.04
Jns 3.25% 7/15/2014 note 0.1 $818k 750k 1.09
Fundtech 0.1 $729k 37k 19.97
Sothebys note 3.125% 6/1 0.1 $705k 500k 1.41
Fushi Copperweld 0.1 $752k 131k 5.73
McDermott International 0.1 $774k 39k 19.81
Mindspeed Technologies 0.1 $715k 89k 8.00
Signature Bk New York N Y *w exp 12/12/201 0.1 $791k 25k 31.24
Univeral Business Pmt Sol Ac unit 99/99/9999 0.1 $791k 132k 6.00
Alliance Data Systems Corp note 1.750% 8/0 0.1 $635k 500k 1.27
Goldcorp Inc New note 2.000% 8/0 0.1 $630k 500k 1.26
Navistar Intl Corp New note 3.000%10/1 0.1 $655k 500k 1.31
Wts/the Pnc Financial Services Grp wts 0.1 $676k 54k 12.43
Emmis Communications Corporation 0.1 $616k 560k 1.10
Micron Technology (MU) 0.1 $654k 87k 7.49
McCormick & Schmick's Seafood Restaurant (MSSR) 0.1 $644k 75k 8.59
State Bancorp 0.1 $626k 47k 13.35
Asa (ASA) 0.1 $617k 22k 28.58
Babcock & Wilcox 0.1 $633k 23k 27.70
GAME Technolog debt 0.1 $600k 500k 1.20
Gsi Commerce Inc note 2.500% 6/0 0.1 $570k 500k 1.14
Nii Hldgs Inc note 3.125% 6/1 0.1 $510k 505k 1.01
Sunpower Corp dbcv 1.250% 2/1 0.1 $495k 500k 0.99
Old Rep Intl Corp note 8.000% 5/1 0.1 $565k 500k 1.13
Sonosite Inc note 3.750% 7/1 0.1 $575k 500k 1.15
Intel Corporation (INTC) 0.1 $576k 26k 22.15
Barnes & Noble 0.1 $544k 33k 16.59
BlackRock Income Opportunity Trust 0.1 $520k 54k 9.67
Invesco Van Kampen Bond Fund (VBF) 0.1 $501k 26k 19.07
Omnicare Inc note 3.750%12/1 0.1 $536k 400k 1.34
Omnicom Group Inc note 7/0 0.1 $555k 500k 1.11
Nuveen Quality Preferred Income Fund 0.1 $486k 62k 7.83
Nuveen Quality Pref. Inc. Fund II 0.1 $512k 61k 8.38
Ocwen Finl Corp note 3.250% 8/0 0.1 $578k 550k 1.05
Vitesse Semiconductor Corporate 0.1 $497k 125k 3.98
Hawaiian Holdings Inc conv 0.1 $515k 500k 1.03
Mastec note 4% 06/14 0.1 $572k 400k 1.43
Prime Acquisition Corp 0.1 $559k 59k 9.44
China Growth Equity Inv Ltd unit 05/14/2016 0.1 $500k 50k 10.00
Goodrich Pete Corp note 5.000%10/0 0.0 $392k 400k 0.98
Evergreen Solar Inc note 4.000% 7/1 0.0 $450k 5.0M 0.09
Visa (V) 0.0 $475k 5.6k 84.34
Primedia 0.0 $469k 67k 7.05
Questar Corporation 0.0 $386k 22k 17.71
SWS 0.0 $469k 78k 5.99
Integral Systems 0.0 $427k 35k 12.16
Accuray Incorporated (ARAY) 0.0 $472k 59k 8.00
Delta Pete Corp note 3.750% 5/0 0.0 $445k 500k 0.89
Wts Wells Fargo & Co. 0.0 $460k 49k 9.32
Ancestry 0.0 $414k 10k 41.40
Blackrock Credit All Inc Trust III 0.0 $453k 42k 10.83
BlackRock Credit All Inc Trust II 0.0 $455k 45k 10.15
Western Asset Income Fund (PAI) 0.0 $451k 34k 13.26
Royce Focus Tr 0.0 $437k 56k 7.79
BlackRock Corporate High Yield Fund III 0.0 $383k 52k 7.30
Nuveen Qual Preferred Inc. Fund III 0.0 $470k 58k 8.05
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $453k 36k 12.50
BlackRock Core Bond Trust (BHK) 0.0 $459k 37k 12.54
Whiting Petroleum Corp. Perp. pfd cv 0.0 $379k 1.4k 267.47
Gold Resv Inc note 5.500% 6/1 0.0 $380k 500k 0.76
ACTUANT CORP CONVERTIBLE security 0.0 $377k 275k 1.37
Western Asset Global Cp Defi (GDO) 0.0 $453k 24k 18.79
Morgan Stanley income sec 0.0 $459k 27k 17.25
Dendreon Corp cnv 0.0 $394k 100k 3.94
Goodyear Tire Rubr Pfd 5.875% p 0.0 $473k 8.5k 55.65
Prologis (PLD) 0.0 $376k 11k 35.81
Central European Dist Corp note 3.000% 3/1 0.0 $271k 330k 0.82
Greenbrier Cos Inc note 2.375% 5/1 0.0 $291k 300k 0.97
On Semiconductor Corp note 2.625%12/1 0.0 $366k 300k 1.22
Aar Corp note 1.750% 2/0 0.0 $330k 300k 1.10
Rf Microdevices Inc note 0.750% 4/1 0.0 $315k 300k 1.05
Nasdaq Omx (NDAQ) 0.0 $281k 11k 25.32
Molson Coors Brewing Company (TAP) 0.0 $333k 7.4k 44.71
Transatlantic Holdings 0.0 $320k 6.5k 49.04
WESCO International (WCC) 0.0 $360k 6.7k 54.13
Kaiser Aluminum (KALU) 0.0 $297k 5.4k 54.60
Anixter Intl Inc note 1.000% 2/1 0.0 $357k 300k 1.19
CNinsure 0.0 $273k 19k 14.75
MannKind Corporation 0.0 $372k 98k 3.80
Tower 0.0 $303k 13k 23.80
Corporate Office Properties Trust (CDP) 0.0 $280k 9.0k 31.11
Tanger Factory Outlet Centers (SKT) 0.0 $281k 11k 26.76
Dex (DXCM) 0.0 $278k 19k 14.49
Senior Housing Properties Trust 0.0 $287k 12k 23.43
Metals USA Holdings 0.0 $373k 25k 14.88
TGC Industries 0.0 $352k 55k 6.38
American Capital Agency 0.0 $326k 11k 29.11
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $365k 33k 10.93
Note 3.50 0.0 $320k 250k 1.28
Autochina International Limi 0.0 $311k 11k 29.23
Invesco Mortgage Capital 0.0 $296k 14k 21.14
Motorola Mobility Holdings 0.0 $338k 15k 22.04
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $294k 300k 0.98
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $312k 30k 10.48
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $281k 18k 15.39
Western Asset Invest. Grade Defined Opp (IGI) 0.0 $357k 17k 20.87
RF MICRO DEVICE CONVERTIBLE security 0.0 $321k 300k 1.07
Hovnanian Enterprises Inc unit 99/99/9999 0.0 $318k 20k 15.90
American Med Sys Hldgs Inc note 3.250% 7/0 0.0 $212k 137k 1.55
Carrizo Oil & Co Inc note 4.375% 6/0 0.0 $171k 168k 1.02
Iconix Brand Group Inc note 1.875% 6/3 0.0 $263k 250k 1.05
Goodrich Pete Corp note 3.250%12/0 0.0 $227k 225k 1.01
Kkr Financial Hldgs Llc note 7.000% 7/1 0.0 $210k 200k 1.05
Gabelli Global Multimedia Trust (GGT) 0.0 $192k 24k 7.95
Ashford Hospitality Trust 0.0 $174k 14k 12.43
China Security & Surveillance Tech 0.0 $244k 46k 5.29
Helix Energy Solutions (HLX) 0.0 $248k 15k 16.53
Telvent Git Alcobendas Com Stk 0.0 $258k 6.5k 39.86
F.N.B. Corporation (FNB) 0.0 $181k 18k 10.34
Vector (VGR) 0.0 $182k 10k 17.77
TESSCO Technologies 0.0 $201k 18k 11.10
Theragenics Corporation 0.0 $243k 138k 1.76
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $209k 17k 12.02
Ss&c Technologies Holding (SSNC) 0.0 $208k 10k 19.91
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $251k 21k 12.15
Magic Software Enterprises (MGIC) 0.0 $215k 43k 4.97
Montgomery Street Income Securities 0.0 $182k 11k 15.91
Duff & Phelps Utility & Corp Bond Trust 0.0 $256k 23k 11.34
Community Capital Corporation (CPBK) 0.0 $202k 63k 3.20
Inland Real Estate Corp note 5.000%11/1 0.0 $202k 198k 1.02
Ldk Solar Co Ltd note 4.750% 4/1 0.0 $186k 200k 0.93
Energy Conversion Devices In note 3.000% 6/1 0.0 $135k 250k 0.54
Hutchinson Technology Inc note 3.250% 1/1 0.0 $120k 146k 0.82
China Fire & Security (CFSG) 0.0 $92k 12k 7.85
Southwest Airlines (LUV) 0.0 $137k 12k 11.44
TrustCo Bank Corp NY 0.0 $110k 23k 4.89
GTx 0.0 $108k 23k 4.80
Gasco Energy 0.0 $71k 321k 0.22
AVI BioPharma 0.0 $75k 53k 1.43
Prospect Capital Corporation (PSEC) 0.0 $142k 14k 10.14
Chemspec International (CPC) 0.0 $147k 20k 7.19
China Hydroelectric Corp 0.0 $60k 15k 4.08
DynaVox 0.0 $105k 14k 7.63
Baltic Trading 0.0 $72k 13k 5.76
Telestone Technologies Corporation (TSTC) 0.0 $134k 22k 6.22
Legacy Ban (LEGC) 0.0 $160k 12k 13.84
Omega Navigation Enterprises 0.0 $58k 136k 0.43
Advanced Battery Technologies 0.0 $127k 128k 0.99
On Track Innovations 0.0 $126k 57k 2.21
Scorpio Tankers 0.0 $103k 10k 9.95
Kandi Technolgies 0.0 $125k 70k 1.79
Antares Pharma 0.0 $111k 50k 2.22
CompuCredit Holdings 0.0 $71k 31k 2.32
Kratos Defense & Security Solutions (KTOS) 0.0 $133k 11k 12.13
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $84k 100k 0.84
Cereplast (CERP) 0.0 $138k 31k 4.44
Pluristem Therapeutics 0.0 $108k 37k 2.91
Herald National Bank (HNB) 0.0 $94k 24k 3.94
Level 3 Communications Inc note 3.500% 6/1 0.0 $150k 150k 1.00
China GengSheng Minerals (CHGS) 0.0 $156k 83k 1.87
SinoHub (SIHI) 0.0 $129k 119k 1.08
Cormedix 0.0 $111k 75k 1.47
Intellipharmaceuticsintl Inc C 0.0 $64k 16k 3.99
Kingold Jewelry 0.0 $70k 48k 1.45
Trunkbow Intl Hldgs 0.0 $62k 26k 2.38
Plug Power (PLUG) 0.0 $99k 45k 2.22
Syntroleum Corporation 0.0 $51k 35k 1.47
IFM Investments (CTC) 0.0 $21k 14k 1.47
Heckmann Corp *w exp 11/09/201 0.0 $47k 105k 0.45
Identive 0.0 $46k 20k 2.30
Wts Talbots 0.0 $3.8k 35k 0.11
RXi Pharmaceuticals Corporation 0.0 $33k 34k 0.97
Authentidate Holding (ADAT) 0.0 $24k 20k 1.18
Converted Organics Inc *w exp 12/31/201 0.0 $3.0k 100k 0.03
Cormedix Inc *w exp 03/24/201 0.0 $14k 38k 0.37
Opexa Therapeutics (OPXA) 0.0 $30k 19k 1.59
Kips Bay Med 0.0 $51k 16k 3.23
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $34k 16k 2.11
China Centy Dragon Media 0.0 $2.0k 25k 0.08
Hutchinson Technology Inc note 8.500% 1/1 0.0 $44k 52k 0.85
Sanofi Aventis Wi Conval Rt 0.0 $25k 10k 2.39
Repros Therapeutics Inc *w exp 02/04/201 0.0 $25k 15k 1.64
Prime Acquisition Corp *w exp 99/99/999 0.0 $30k 59k 0.51