Cowen as of Sept. 30, 2015
Portfolio Holdings for Cowen
Cowen holds 200 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Russell 2000 Index (IWM) | 9.9 | $167M | 1.5M | 109.20 | |
| Precision Castparts | 7.7 | $130M | 566k | 229.71 | |
| Broadcom Corporation | 5.8 | $98M | 1.9M | 51.43 | |
| CIGNA Corporation | 5.8 | $97M | 720k | 135.02 | |
| Humana (HUM) | 5.0 | $84M | 469k | 179.00 | |
| Chubb Corporation | 4.5 | $76M | 621k | 122.65 | |
| Solera Holdings | 2.9 | $49M | 915k | 54.00 | |
| Avago Technologies | 2.7 | $46M | 367k | 125.01 | |
| Credit Suisse Nassau Brh invrs vix sterm | 2.4 | $40M | 1.7M | 24.35 | |
| Nxp Semiconductors N V (NXPI) | 2.2 | $37M | 425k | 87.07 | |
| Altera Corporation | 2.0 | $34M | 679k | 50.08 | |
| DealerTrack Holdings | 1.9 | $33M | 515k | 63.16 | |
| Time Warner Cable | 1.8 | $31M | 172k | 179.21 | |
| StanCorp Financial | 1.7 | $29M | 255k | 114.20 | |
| Cytec Industries | 1.7 | $29M | 389k | 73.85 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 1.7 | $28M | 520k | 54.65 | |
| Spdr S&p 500 Etf (SPY) | 1.6 | $27M | 142k | 191.60 | |
| Mylan Nv | 1.3 | $22M | 545k | 40.26 | |
| City National Corporation | 1.2 | $21M | 239k | 88.06 | |
| Royal Dutch Shell | 1.0 | $18M | 370k | 47.48 | |
| Sigma-Aldrich Corporation | 1.0 | $17M | 125k | 138.92 | |
| Aetna | 1.0 | $17M | 155k | 109.41 | |
| HCC Insurance Holdings | 0.9 | $16M | 207k | 77.47 | |
| Atmel Corporation | 0.9 | $16M | 1.9M | 8.07 | |
| Energy Transfer Equity (ET) | 0.9 | $16M | 750k | 20.81 | |
| Home Properties | 0.9 | $16M | 209k | 74.75 | |
| Halliburton Company (HAL) | 0.9 | $15M | 423k | 35.34 | |
| Baxalta Incorporated | 0.8 | $14M | 430k | 31.51 | |
| Powershares Senior Loan Portfo mf | 0.8 | $13M | 554k | 23.04 | |
| PowerShares DB Agriculture Fund | 0.7 | $12M | 595k | 20.88 | |
| Alcatel-Lucent | 0.7 | $11M | 3.0M | 3.65 | |
| Allergan | 0.6 | $10M | 37k | 271.80 | |
| iShares MSCI Japan Index | 0.6 | $9.7M | 845k | 11.43 | |
| Bank of New York Mellon Corporation (BK) | 0.5 | $8.7M | 222k | 39.15 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.5 | $8.5M | 259k | 32.78 | |
| Micron Technology (MU) | 0.5 | $8.3M | 554k | 15.00 | |
| Yahoo! | 0.5 | $8.1M | 281k | 28.91 | |
| Canadian Pacific Railway | 0.5 | $7.9M | 55k | 143.60 | |
| Bwx Technologies (BWXT) | 0.5 | $7.6M | 288k | 26.36 | |
| Yum! Brands (YUM) | 0.4 | $7.4M | 92k | 79.94 | |
| Zoetis Inc Cl A (ZTS) | 0.4 | $7.1M | 173k | 41.18 | |
| Cameron International Corporation | 0.4 | $6.8M | 111k | 61.32 | |
| Microsoft Corporation (MSFT) | 0.4 | $6.5M | 147k | 44.30 | |
| Williams Companies (WMB) | 0.4 | $6.4M | 174k | 36.88 | |
| WisdomTree India Earnings Fund (EPI) | 0.4 | $6.2M | 314k | 19.92 | |
| Investors Ban | 0.4 | $6.2M | 499k | 12.34 | |
| SPDR S&P Homebuilders (XHB) | 0.4 | $6.1M | 179k | 34.23 | |
| Goodyear Tire & Rubber Company (GT) | 0.3 | $5.9M | 202k | 29.33 | |
| Pepsi (PEP) | 0.3 | $5.9M | 63k | 94.31 | |
| Owens-Illinois | 0.3 | $5.8M | 281k | 20.72 | |
| SYSCO Corporation (SYY) | 0.3 | $5.7M | 145k | 38.97 | |
| Akamai Technologies (AKAM) | 0.3 | $5.7M | 83k | 69.07 | |
| Baker Hughes Incorporated | 0.3 | $5.7M | 109k | 52.04 | |
| Macquarie Infrastructure Company | 0.3 | $5.7M | 76k | 74.67 | |
| Signet Jewelers (SIG) | 0.3 | $5.7M | 42k | 136.13 | |
| Gnc Holdings Inc Cl A | 0.3 | $5.8M | 143k | 40.42 | |
| Mondelez Int (MDLZ) | 0.3 | $5.7M | 137k | 41.87 | |
| Fox News | 0.3 | $5.7M | 210k | 27.07 | |
| Cdk Global Inc equities | 0.3 | $5.7M | 120k | 47.78 | |
| AGCO Corporation (AGCO) | 0.3 | $5.6M | 120k | 46.63 | |
| DepoMed | 0.3 | $5.6M | 298k | 18.85 | |
| Brookdale Senior Living (BKD) | 0.3 | $5.6M | 244k | 22.96 | |
| Fnf (FNF) | 0.3 | $5.6M | 159k | 35.47 | |
| Citrix Systems | 0.3 | $5.4M | 79k | 69.28 | |
| E.I. du Pont de Nemours & Company | 0.3 | $5.4M | 113k | 48.20 | |
| Air Products & Chemicals (APD) | 0.3 | $5.3M | 42k | 127.58 | |
| Sotheby's | 0.3 | $5.3M | 167k | 31.98 | |
| NCR Corporation (VYX) | 0.3 | $5.3M | 234k | 22.75 | |
| Ptc (PTC) | 0.3 | $5.4M | 171k | 31.74 | |
| Pentair cs (PNR) | 0.3 | $5.4M | 105k | 51.04 | |
| Vareit, Inc reits | 0.3 | $5.4M | 705k | 7.72 | |
| Amgen (AMGN) | 0.3 | $5.1M | 37k | 138.30 | |
| WESCO International (WCC) | 0.3 | $5.0M | 107k | 46.47 | |
| Triumph (TGI) | 0.3 | $5.0M | 119k | 42.08 | |
| Qualcomm (QCOM) | 0.3 | $4.7M | 88k | 53.73 | |
| FMC Corporation (FMC) | 0.3 | $4.7M | 138k | 33.91 | |
| Rackspace Hosting | 0.3 | $4.7M | 192k | 24.68 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.3 | $4.6M | 90k | 51.55 | |
| Valeant Pharmaceuticals Int | 0.3 | $4.4M | 25k | 178.38 | |
| Arris | 0.2 | $4.2M | 163k | 25.97 | |
| IAC/InterActive | 0.2 | $4.1M | 62k | 65.26 | |
| Msg Network Inc cl a | 0.2 | $3.9M | 53k | 72.14 | |
| General Electric Company | 0.2 | $3.7M | 125k | 29.12 | |
| EMC Corporation | 0.2 | $3.7M | 154k | 24.16 | |
| Pinnacle Entertainment | 0.2 | $3.8M | 112k | 33.84 | |
| Vornado Realty Trust (VNO) | 0.2 | $3.7M | 40k | 90.42 | |
| Ares Capital Corporation (ARCC) | 0.2 | $3.8M | 259k | 14.48 | |
| Perrigo Company (PRGO) | 0.2 | $3.7M | 24k | 157.27 | |
| Teva Pharmaceutical Industries (TEVA) | 0.2 | $3.5M | 62k | 56.48 | |
| Sanchez Energy Corp C ommon stocks | 0.2 | $3.4M | 555k | 6.15 | |
| Horizon Pharma | 0.2 | $3.4M | 172k | 19.82 | |
| Apple (AAPL) | 0.2 | $3.3M | 30k | 110.30 | |
| Scientific Games (LNW) | 0.2 | $3.1M | 300k | 10.45 | |
| Market Vectors Gold Miners ETF | 0.2 | $3.1M | 228k | 13.74 | |
| Cleco Corporation | 0.2 | $2.8M | 53k | 53.23 | |
| Gilead Sciences (GILD) | 0.1 | $2.6M | 27k | 98.20 | |
| National Penn Bancshares | 0.1 | $2.5M | 215k | 11.75 | |
| Amazon (AMZN) | 0.1 | $2.0M | 3.9k | 511.79 | |
| American Capital | 0.1 | $2.0M | 163k | 12.16 | |
| Marvell Technology Group | 0.1 | $2.1M | 233k | 9.05 | |
| Celgene Corporation | 0.1 | $2.1M | 19k | 108.25 | |
| Synergy Pharmaceuticals | 0.1 | $1.8M | 341k | 5.30 | |
| Paypal Holdings (PYPL) | 0.1 | $1.9M | 60k | 31.05 | |
| Noble Energy | 0.1 | $1.6M | 54k | 30.02 | |
| IPC The Hospitalist Company | 0.1 | $1.7M | 22k | 77.68 | |
| Peabody Energy Corporation | 0.1 | $1.6M | 75k | 20.71 | |
| At&t (T) | 0.1 | $1.5M | 45k | 32.59 | |
| Schlumberger (SLB) | 0.1 | $1.6M | 23k | 68.98 | |
| Magellan Midstream Partners | 0.1 | $1.6M | 26k | 60.13 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $1.5M | 57k | 26.67 | |
| Northstar Asset Management C | 0.1 | $1.5M | 103k | 14.36 | |
| Dow Chemical Company | 0.1 | $1.3M | 31k | 42.39 | |
| Men's Wearhouse | 0.1 | $1.3M | 31k | 42.51 | |
| Avis Budget (CAR) | 0.1 | $1.4M | 32k | 43.69 | |
| Integrated Silicon Solution | 0.1 | $1.3M | 60k | 21.49 | |
| Manitowoc Company | 0.1 | $1.2M | 81k | 15.00 | |
| Hess (HES) | 0.1 | $1.2M | 23k | 50.06 | |
| Sunoco Logistics Partners | 0.1 | $1.1M | 39k | 28.65 | |
| Dbx Etf Tr dbxtr har cs 300 (ASHR) | 0.1 | $1.3M | 39k | 32.33 | |
| Heron Therapeutics (HRTX) | 0.1 | $1.3M | 60k | 20.97 | |
| Zs Pharma | 0.1 | $1.1M | 17k | 65.65 | |
| Viper Energy Partners | 0.1 | $1.1M | 79k | 14.29 | |
| Juno Therapeutics | 0.1 | $1.1M | 28k | 40.69 | |
| Media Gen | 0.1 | $1.2M | 88k | 13.99 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $1.0M | 36k | 28.56 | |
| Buckeye Partners | 0.1 | $1.1M | 18k | 59.28 | |
| Pandora Media | 0.1 | $1.1M | 50k | 21.34 | |
| Sally Beauty Holdings (SBH) | 0.1 | $855k | 36k | 23.75 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.1 | $793k | 10k | 79.30 | |
| Tesla Motors (TSLA) | 0.1 | $863k | 3.5k | 248.42 | |
| Franco-Nevada Corporation (FNV) | 0.1 | $770k | 18k | 44.00 | |
| BlackRock Corporate High Yield Fund VI (HYT) | 0.1 | $793k | 80k | 9.87 | |
| Sterling Bancorp | 0.1 | $773k | 52k | 14.88 | |
| Weatherford Intl Plc ord | 0.1 | $919k | 109k | 8.47 | |
| NVIDIA Corporation (NVDA) | 0.0 | $751k | 31k | 24.64 | |
| Thoratec Corporation | 0.0 | $633k | 10k | 63.30 | |
| International Business Machines (IBM) | 0.0 | $652k | 4.5k | 144.89 | |
| Shire | 0.0 | $693k | 3.4k | 205.33 | |
| SPDR Gold Trust (GLD) | 0.0 | $675k | 6.3k | 106.89 | |
| Repligen Corporation (RGEN) | 0.0 | $696k | 25k | 27.84 | |
| Alnylam Pharmaceuticals (ALNY) | 0.0 | $678k | 8.5k | 80.25 | |
| Symetra Finl Corp | 0.0 | $633k | 20k | 31.65 | |
| Constant Contact | 0.0 | $727k | 30k | 24.23 | |
| ChipMOS Technology Bermuda | 0.0 | $658k | 40k | 16.44 | |
| Cempra | 0.0 | $730k | 26k | 27.83 | |
| Abbvie (ABBV) | 0.0 | $629k | 12k | 54.67 | |
| Array BioPharma | 0.0 | $520k | 114k | 4.56 | |
| Alexion Pharmaceuticals | 0.0 | $500k | 3.2k | 156.25 | |
| Energy Transfer Partners | 0.0 | $513k | 13k | 41.04 | |
| VirnetX Holding Corporation | 0.0 | $535k | 150k | 3.56 | |
| Facebook Inc cl a (META) | 0.0 | $494k | 5.5k | 89.82 | |
| Signature Bank (SBNY) | 0.0 | $399k | 2.9k | 137.59 | |
| Dominion Resources (D) | 0.0 | $352k | 5.0k | 70.40 | |
| Zebra Technologies (ZBRA) | 0.0 | $375k | 4.9k | 76.53 | |
| Dun & Bradstreet Corporation | 0.0 | $273k | 2.6k | 105.00 | |
| Office Depot | 0.0 | $320k | 50k | 6.40 | |
| Capital One Financial (COF) | 0.0 | $363k | 5.0k | 72.60 | |
| CoStar (CSGP) | 0.0 | $398k | 2.3k | 173.04 | |
| Nexstar Broadcasting (NXST) | 0.0 | $289k | 6.1k | 47.38 | |
| Enterprise Products Partners (EPD) | 0.0 | $278k | 11k | 24.88 | |
| IPG Photonics Corporation (IPGP) | 0.0 | $380k | 5.0k | 76.00 | |
| Lions Gate Entertainment | 0.0 | $383k | 10k | 36.83 | |
| Westlake Chemical Corporation (WLK) | 0.0 | $400k | 7.7k | 51.95 | |
| BroadSoft | 0.0 | $389k | 13k | 29.92 | |
| Unilife US | 0.0 | $343k | 350k | 0.98 | |
| Ovascience | 0.0 | $281k | 34k | 8.40 | |
| Ptc Therapeutics I (PTCT) | 0.0 | $320k | 12k | 26.67 | |
| Ambev Sa- (ABEV) | 0.0 | $318k | 65k | 4.89 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $376k | 22k | 17.49 | |
| Tree (TREE) | 0.0 | $316k | 3.4k | 92.94 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $228k | 3.1k | 74.24 | |
| Credit Acceptance (CACC) | 0.0 | $217k | 1.1k | 197.27 | |
| Mueller Water Products (MWA) | 0.0 | $170k | 22k | 7.66 | |
| Ferro Corporation | 0.0 | $117k | 11k | 10.93 | |
| Cheniere Energy (LNG) | 0.0 | $242k | 5.0k | 48.40 | |
| Silver Standard Res | 0.0 | $196k | 30k | 6.53 | |
| Acacia Research Corporation (ACTG) | 0.0 | $245k | 27k | 9.07 | |
| Covenant Transportation (CVLG) | 0.0 | $243k | 14k | 18.00 | |
| AllianceBernstein Income Fund | 0.0 | $100k | 13k | 7.87 | |
| DNP Select Income Fund (DNP) | 0.0 | $99k | 11k | 9.00 | |
| Nuveen Quality Pref. Inc. Fund II | 0.0 | $98k | 11k | 8.75 | |
| Pluristem Therapeutics | 0.0 | $168k | 93k | 1.82 | |
| Oncothyreon | 0.0 | $94k | 34k | 2.75 | |
| Raptor Pharmaceutical | 0.0 | $118k | 20k | 6.05 | |
| Wpx Energy | 0.0 | $165k | 25k | 6.60 | |
| Bonanza Creek Energy | 0.0 | $197k | 49k | 4.06 | |
| Supernus Pharmaceuticals (SUPN) | 0.0 | $140k | 10k | 14.00 | |
| Starz - Liberty Capital | 0.0 | $224k | 6.0k | 37.33 | |
| Organovo Holdings | 0.0 | $161k | 60k | 2.68 | |
| Blackberry (BB) | 0.0 | $160k | 26k | 6.12 | |
| Uniqure Nv (QURE) | 0.0 | $205k | 10k | 20.50 | |
| Delcath Systems | 0.0 | $219k | 486k | 0.45 | |
| Eclipse Resources | 0.0 | $137k | 70k | 1.96 | |
| Neuroderm Ltd F | 0.0 | $209k | 10k | 20.69 | |
| Nexvet Biopharma Pub Ltd Co ord | 0.0 | $100k | 28k | 3.64 | |
| Houston American Energy Corporation | 0.0 | $6.8k | 38k | 0.18 | |
| Sunesis Pharmaceuticals | 0.0 | $33k | 41k | 0.81 | |
| Synergy Pharmaceuticals Del *w exp 12/06/201 | 0.0 | $73k | 83k | 0.88 | |
| Rlj Entmt | 0.0 | $7.0k | 14k | 0.52 | |
| 22nd Centy | 0.0 | $76k | 90k | 0.84 |
