Ramius

Cowen Investment Management as of Dec. 31, 2019

Portfolio Holdings for Cowen Investment Management

Cowen Investment Management holds 94 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pure Acquisition Corp cl a 7.9 $24M 2.4M 10.37
BP (BP) 7.3 $23M 600k 37.74
Lloyds TSB (LYG) 7.3 $23M 6.8M 3.31
Liberty Broadband Corporation (LBRDA) 6.0 $19M 150k 124.56
Rio Tinto (RIO) 3.9 $12M 206k 59.36
Sprott Physical Gold & S (CEF) 3.2 $10M 686k 14.66
Gordon Pointe Acquisition 2.0 $6.4M 600k 10.59
Mosaic Acquisition Corp 1.8 $5.7M 550k 10.29
Osprey Technlgy Aquistion Co unit 10/30/2024 1.8 $5.6M 550k 10.18
Spartan Energy Acquisition Cl A Unt 1.8 $5.4M 525k 10.36
Forum Merger Ii Corp cl a 1.7 $5.4M 525k 10.21
Diamondpeak Hldgs Cor unit 99/99/9999 1.7 $5.3M 520k 10.25
Mudrick Cap Acquisition Corp 1.7 $5.2M 500k 10.33
Gci Liberty Incorporated 1.6 $5.1M 72k 70.85
United States 12 Month Oil Fund (USL) 1.5 $4.8M 208k 22.99
Trine Acquisition Corp unit 03/31/2021 1.5 $4.7M 450k 10.45
Tiberius Acquisition Corp 1.4 $4.2M 400k 10.50
Legacy Acquisition Corp 1.3 $4.1M 400k 10.27
Liberty Media Corp Del Com Ser 1.3 $4.0M 92k 43.78
8i Enterprises Acquisitin 1.3 $4.0M 400k 10.02
Forum Merger Ii Corp unit 09/30/2025 1.3 $4.0M 369k 10.73
Far Pt Acquisition Corp cl a founders sh 1.2 $3.9M 375k 10.33
Banco Santander (SAN) 1.2 $3.8M 927k 4.14
Greenvision Acquisition Corp unit 10/28/2024 1.1 $3.5M 350k 10.09
Megalith Finl Acquisition Co unit 09/30/2025 1.1 $3.5M 329k 10.51
Pure Acquisition Corp unit 04/13/2023 1.1 $3.3M 310k 10.80
Gores Metropoulos Inc unit 99/99/9999 1.0 $3.2M 302k 10.62
Tottenham Acquisition I 1.0 $3.1M 300k 10.48
Collier Creek Holdings 1.0 $3.1M 300k 10.28
Gx Acquisiton Unt 1.0 $3.1M 300k 10.37
Proptech Acquisition Corpora unit 10/01/2026 1.0 $3.1M 300k 10.25
Nokia Corporation (NOK) 1.0 $3.0M 816k 3.71
Spartan Energy Acquisition Cl A Ord 1.0 $3.1M 300k 10.17
Tortoise Acquisition Corp unit 03/04/2024 1.0 $3.1M 300k 10.17
B Riley Principal Merger Cor cl a 1.0 $3.0M 300k 10.01
South Mtn Merger Corp 1.0 $3.0M 300k 9.87
Tenzing Acquisition Corp ord 0.9 $2.9M 275k 10.46
Fintech Acquisition Corp Iii unit 12/01/2023 0.9 $2.8M 260k 10.80
Liberty Media Corp Delaware Com C Siriusxm 0.9 $2.7M 57k 48.14
Barclays (BCS) 0.8 $2.6M 278k 9.52
Nebula Acquisition Corp 0.8 $2.6M 250k 10.54
Lan Airlines Sa- (LTMAY) 0.8 $2.6M 252k 10.16
Healthcare Merger Corp unit 12/17/2021 0.8 $2.6M 250k 10.35
Gores Metropoulos 0.8 $2.6M 250k 10.20
Software Acquisition Group I unit 10/01/2026 0.8 $2.5M 250k 10.16
Juniper Indl Hldgs Inc unit 11/13/2026 0.8 $2.6M 250k 10.20
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.8 $2.5M 250k 10.07
Thunder Brdg Acquistion Ii L Cl A 0.8 $2.5M 250k 9.87
Landcadia Holdings Ii Unt 0.8 $2.3M 231k 10.13
Chaserg Technlgy Acquisitn C class a 0.7 $2.2M 200k 10.85
Churchill Cap Corp Ii unit 99/99/9999 0.7 $2.2M 200k 10.78
Takeda Pharmaceutical (TAK) 0.7 $2.0M 103k 19.73
Tkk Symphony Acquistion Cor 0.7 $2.1M 200k 10.28
Acamar Partners Acqsition Co unit 12/30/2025 0.7 $2.0M 201k 10.18
Silver Spike Acquisition Unt 0.7 $2.0M 200k 10.17
Ciig Merger Corp unit 12/31/2026 0.7 $2.0M 200k 10.16
Rmg Acquisition Corp unit 99/99/9999 0.7 $2.0M 199k 10.16
Fintech Acquisition Corp Iii 0.7 $2.0M 200k 10.12
Alussa Energy Acquisition Co unit 10/31/2026 0.7 $2.0M 200k 10.08
Gores Holdings Iii Inc unit 09/07/2024 0.5 $1.7M 150k 11.00
Hl Acquisitions Corp 0.5 $1.5M 150k 10.33
Netfin Acquisition Corp unit 08/01/2024 0.5 $1.5M 150k 10.19
Leisure Acquisition Corp unit 99/99/9999 0.5 $1.5M 137k 10.88
Yatra Online Inc ord (YTRA) 0.5 $1.4M 440k 3.15
Mudrick Cap Acquisition Corp unit 02/01/2023 0.4 $1.3M 125k 10.67
Gs Acquisition Holdings Cl A Ord 0.4 $1.1M 100k 11.03
Tuscan Holdings Corp unit 99/99/9999 0.3 $1.1M 100k 10.50
Vectoiq Acquisition Corp 0.3 $1.0M 100k 10.32
Wealthbridge Acquisition 0.3 $1.0M 100k 10.14
Chp Merger Corp unit 11/22/2024 0.3 $1.0M 100k 10.17
Galileo Acquisition Corp unit 99/99/9999 0.3 $1.0M 100k 10.24
Tuscan Holdings Corp 0.3 $996k 100k 9.96
Megalith Finl Acquisition Co cl a 0.3 $923k 90k 10.26
Hennessy Cap Acqustion Corp unit 99/99/9999 0.3 $927k 85k 10.91
Pearson (PSO) 0.3 $843k 100k 8.43
Rbc Cad (RY) 0.2 $762k 9.6k 79.16
United States Oil Fund 0.1 $432k 360k 1.20
iShares Russell 2000 Index (IWM) 0.1 $335k 125k 2.68
Change Healthcare Inc unit 99/99/9999 0.1 $355k 5.8k 61.21
Avon Products 0.1 $309k 55k 5.64
Diamondpeak Hldgs Cor *w exp 02/22/202 0.1 $308k 400k 0.77
Legacy Acquisition Corp wt 0.1 $216k 400k 0.54
Far Pt Acquisition Corp w exp 06/01/202 0.1 $194k 150k 1.29
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $123k 250k 0.49
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $115k 50k 2.30
South Mtn Merger Corp *w exp 06/20/202 0.0 $135k 150k 0.90
Collier Creek Holdings *w exp 99/99/999 0.0 $93k 67k 1.40
Spdr S&p 500 Etf (SPY) 0.0 $18k 20k 0.90
Nebula Acquisition Corp *w exp 03/12/202 0.0 $42k 33k 1.26
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $24k 25k 0.96
SPDR Gold Trust (GLD) 0.0 $7.0k 50k 0.14
Trident Acquisitions Corp *w exp 05/09/202 0.0 $15k 154k 0.10
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $2.9k 58k 0.05
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $14k 58k 0.24