Concept Capital Markets

Cowen Prime Services as of June 30, 2018

Portfolio Holdings for Cowen Prime Services

Cowen Prime Services holds 218 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Quotient Technology 7.5 $15M 1.2M 13.10
eHealth (EHTH) 5.8 $12M 532k 22.10
PDF Solutions (PDFS) 5.7 $12M 959k 11.98
NeoGenomics (NEO) 5.2 $11M 813k 13.11
Castlight Health 3.7 $7.5M 1.8M 4.25
Luminex Corporation 3.4 $7.0M 235k 29.53
Dowdupont 3.3 $6.7M 101k 65.92
Aspen Aerogels (ASPN) 2.9 $5.9M 1.2M 4.90
Vonage Holdings 2.4 $4.9M 383k 12.89
Ribbon Communication (RBBN) 2.4 $4.9M 687k 7.12
Mobileiron 2.3 $4.7M 1.1M 4.45
Fusion Telecommunications Intl 2.3 $4.6M 1.2M 3.94
Reis 2.2 $4.5M 209k 21.80
Iteris (ITI) 2.1 $4.3M 898k 4.84
Inovalon Holdings Inc Cl A 2.1 $4.3M 436k 9.92
Pfizer (PFE) 2.1 $4.3M 119k 36.28
Harmonic Inc note 4.000 12/0 2.1 $4.2M 4.0M 1.04
Digimarc Corporation (DMRC) 2.0 $4.2M 155k 26.80
Leidos Holdings (LDOS) 2.0 $4.2M 71k 59.00
Crown Castle Intl (CCI) 1.6 $3.2M 30k 107.84
Chevron Corporation (CVX) 1.4 $2.9M 23k 126.42
AstraZeneca (AZN) 1.4 $2.8M 79k 35.11
Macerich Company (MAC) 1.3 $2.7M 48k 56.83
Hldgs (UAL) 1.3 $2.6M 37k 69.73
Berkshire Hathaway (BRK.B) 1.2 $2.4M 13k 186.61
Ptc (PTC) 1.2 $2.4M 26k 93.79
KKR & Co 1.1 $2.3M 94k 24.85
Boston Omaha (BOC) 1.1 $2.2M 104k 21.07
Weyerhaeuser Company (WY) 1.0 $2.0M 56k 36.46
TransAct Technologies Incorporated (TACT) 1.0 $2.0M 163k 12.50
JPMorgan Chase & Co. (JPM) 1.0 $2.0M 19k 104.20
Yum! Brands (YUM) 1.0 $2.0M 26k 78.24
New Media Inv Grp 0.9 $1.8M 97k 18.48
Exelon Corporation (EXC) 0.8 $1.7M 40k 42.61
Blackstone 0.8 $1.6M 50k 32.17
Teva Pharmaceutical Industries (TEVA) 0.8 $1.6M 67k 24.32
3D Systems Corporation (DDD) 0.8 $1.6M 116k 13.81
Harmonic (HLIT) 0.8 $1.5M 360k 4.25
Bovie Medical Corporation 0.8 $1.5M 348k 4.35
United Parcel Service (UPS) 0.7 $1.5M 14k 106.21
Johnson & Johnson (JNJ) 0.7 $1.4M 12k 121.31
Microsoft Corporation (MSFT) 0.7 $1.4M 14k 98.63
Truecar (TRUE) 0.7 $1.4M 138k 10.09
Analog Devices (ADI) 0.7 $1.3M 14k 95.91
Enterprise Products Partners (EPD) 0.6 $1.3M 47k 27.67
Magellan Midstream Partners 0.6 $1.3M 19k 69.10
Macquarie Infrastructure Company 0.6 $1.2M 28k 42.21
Kornit Digital (KRNT) 0.6 $1.2M 65k 17.80
Delta Air Lines (DAL) 0.6 $1.1M 22k 49.55
NVE Corporation (NVEC) 0.6 $1.1M 9.1k 121.78
Nutanix Inc cl a (NTNX) 0.5 $1.0M 20k 51.55
Neogen Corporation (NEOG) 0.4 $889k 11k 80.23
M/a (MTSI) 0.4 $895k 39k 23.05
Accuray Incorporated (ARAY) 0.4 $813k 198k 4.10
Kopin Corporation (KOPN) 0.4 $746k 261k 2.86
International Business Machines (IBM) 0.3 $678k 4.9k 139.74
Synacor 0.3 $620k 310k 2.00
National Resh Corp cl a (NRC) 0.3 $606k 16k 37.41
Nic 0.3 $563k 36k 15.55
Senomyx 0.3 $557k 464k 1.20
Exxon Mobil Corporation (XOM) 0.2 $469k 5.7k 82.72
Cui Global 0.2 $430k 145k 2.97
Apple (AAPL) 0.2 $416k 2.2k 185.30
Ceva (CEVA) 0.2 $405k 13k 30.18
GSI Technology (GSIT) 0.2 $411k 55k 7.53
Coca-Cola Company (KO) 0.2 $329k 7.5k 43.87
Texas Instruments Incorporated (TXN) 0.2 $332k 3.0k 110.23
American Electric Power Company (AEP) 0.2 $315k 4.6k 69.23
MetLife (MET) 0.1 $290k 6.7k 43.61
Boingo Wireless 0.1 $276k 12k 22.62
Colgate-Palmolive Company (CL) 0.1 $259k 4.0k 64.75
Ingersoll-rand Co Ltd-cl A 0.1 $256k 2.9k 89.82
Norfolk Southern (NSC) 0.1 $241k 1.6k 150.62
Verizon Communications (VZ) 0.1 $234k 4.7k 50.25
Apollo Global Management 'a' 0.1 $239k 7.5k 31.87
Altaba 0.1 $246k 3.4k 73.30
General Electric Company 0.1 $219k 16k 13.63
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.1 $221k 13k 17.13
Deere & Company (DE) 0.1 $210k 1.5k 140.00
HCP 0.1 $207k 8.0k 25.88
Kinder Morgan (KMI) 0.1 $192k 11k 17.70
Paychex (PAYX) 0.1 $164k 2.4k 68.33
Markel Corporation (MKL) 0.1 $163k 150.00 1086.67
Spirit Realty reit 0.1 $161k 20k 8.05
Wec Energy Group (WEC) 0.1 $162k 2.5k 64.80
Alphabet Inc Class C cs (GOOG) 0.1 $156k 140.00 1114.29
Dominion Resources (D) 0.1 $136k 2.0k 68.00
Northrop Grumman Corporation (NOC) 0.1 $138k 450.00 306.67
Novo Nordisk A/S (NVO) 0.1 $150k 3.3k 46.15
DURECT Corporation 0.1 $136k 87k 1.56
Mondelez Int (MDLZ) 0.1 $135k 3.3k 40.91
Gw Pharmaceuticals Plc ads 0.1 $141k 1.0k 139.60
Bristol Myers Squibb (BMY) 0.1 $116k 2.1k 55.24
ACI Worldwide (ACIW) 0.1 $123k 5.0k 24.60
Lockheed Martin Corporation (LMT) 0.1 $118k 400.00 295.00
General Mills (GIS) 0.1 $124k 2.8k 44.29
Procter & Gamble Company (PG) 0.1 $117k 1.5k 78.00
UnitedHealth (UNH) 0.1 $123k 500.00 246.00
Genomic Health 0.1 $121k 2.4k 50.42
BRT Realty Trust (BRT) 0.1 $128k 10k 12.77
smith Micro Software (SMSI) 0.1 $118k 52k 2.28
Annaly Capital Management 0.1 $103k 10k 10.30
McDonald's Corporation (MCD) 0.1 $104k 661.00 157.34
Kimberly-Clark Corporation (KMB) 0.1 $95k 900.00 105.56
SYSCO Corporation (SYY) 0.1 $96k 1.4k 68.57
Pepsi (PEP) 0.1 $98k 900.00 108.89
Sempra Energy (SRE) 0.1 $93k 800.00 116.25
NuStar Energy (NS) 0.1 $105k 4.6k 22.68
PRGX Global 0.1 $110k 11k 9.74
Andeavor Logistics Lp Com Unit Lp Int 0.1 $106k 2.5k 42.40
Abbott Laboratories (ABT) 0.0 $79k 1.3k 60.77
Lennar Corporation (LEN) 0.0 $79k 1.5k 52.67
Intel Corporation (INTC) 0.0 $80k 1.6k 50.00
Altria (MO) 0.0 $85k 1.5k 56.67
GlaxoSmithKline 0.0 $81k 2.0k 40.50
Philip Morris International (PM) 0.0 $81k 1.0k 81.00
W.R. Grace & Co. 0.0 $73k 1.0k 73.00
Western Gas Partners 0.0 $85k 1.8k 48.57
Plains All American Pipeline (PAA) 0.0 $80k 3.4k 23.53
Suburban Propane Partners (SPH) 0.0 $74k 3.2k 23.44
Unilever (UL) 0.0 $80k 1.4k 55.36
Abbvie (ABBV) 0.0 $74k 800.00 92.50
Allegion Plc equity (ALLE) 0.0 $77k 999.00 77.08
Paypal Holdings (PYPL) 0.0 $86k 1.0k 83.17
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.0 $73k 2.1k 34.60
Emerson Electric (EMR) 0.0 $69k 1.0k 69.00
Helmerich & Payne (HP) 0.0 $51k 800.00 63.75
Schlumberger (SLB) 0.0 $56k 835.00 67.07
Qualcomm (QCOM) 0.0 $56k 1.0k 56.00
Dcp Midstream Partners 0.0 $63k 1.6k 39.38
FormFactor (FORM) 0.0 $70k 5.3k 13.22
Global Partners (GLP) 0.0 $71k 4.2k 17.11
Bank Of Montreal Cadcom (BMO) 0.0 $58k 753.00 77.03
Wageworks 0.0 $59k 1.2k 50.00
HEALTH INSURANCE Common equity Innovations shares 0.0 $65k 2.0k 32.50
Rubicon Proj 0.0 $71k 25k 2.84
New Residential Investment (RITM) 0.0 $65k 3.7k 17.57
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $67k 3.0k 22.33
Stitch Fix (SFIX) 0.0 $55k 2.0k 27.50
Oxford Square Ca (OXSQ) 0.0 $52k 7.6k 6.84
Docusign (DOCU) 0.0 $53k 1.0k 53.00
Colony Cap Inc New cl a 0.0 $61k 9.8k 6.24
Himax Technologies (HIMX) 0.0 $41k 5.5k 7.45
Corning Incorporated (GLW) 0.0 $48k 1.8k 27.43
American Express Company (AXP) 0.0 $39k 400.00 97.50
eBay (EBAY) 0.0 $36k 1.0k 36.00
Occidental Petroleum Corporation (OXY) 0.0 $46k 550.00 83.64
EOG Resources (EOG) 0.0 $37k 300.00 123.33
Lowe's Companies (LOW) 0.0 $32k 340.00 94.12
Tempur-Pedic International (TPX) 0.0 $48k 1.0k 48.00
National Retail Properties (NNN) 0.0 $44k 1.0k 44.00
Wpx Energy 0.0 $45k 2.5k 18.00
Gtt Communications 0.0 $45k 1.0k 45.00
Alibaba Group Holding (BABA) 0.0 $37k 200.00 185.00
Alphabet Inc Class A cs (GOOGL) 0.0 $45k 40.00 1125.00
Ishares Tr msci saudi ara (KSA) 0.0 $31k 1.0k 31.00
Everspin Technologies (MRAM) 0.0 $40k 4.5k 8.89
Carvana Co cl a (CVNA) 0.0 $42k 1.0k 42.00
Redfin Corp (RDFN) 0.0 $46k 2.0k 23.00
Bank of America Corporation (BAC) 0.0 $21k 760.00 27.63
Apache Corporation 0.0 $21k 450.00 46.67
Darden Restaurants (DRI) 0.0 $27k 250.00 108.00
Merck & Co (MRK) 0.0 $24k 400.00 60.00
Williams Companies (WMB) 0.0 $27k 1.0k 27.00
Oracle Corporation (ORCL) 0.0 $17k 394.00 43.15
Constellation Brands (STZ) 0.0 $13k 60.00 216.67
SPDR Gold Trust (GLD) 0.0 $19k 160.00 118.75
Advanced Micro Devices (AMD) 0.0 $22k 1.5k 14.67
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $25k 2.7k 9.26
Targa Res Corp (TRGP) 0.0 $21k 434.00 48.39
Microvision Inc Del (MVIS) 0.0 $28k 25k 1.11
Vodafone Group New Adr F (VOD) 0.0 $20k 818.00 24.45
Allergan 0.0 $30k 181.00 165.75
Northstar Realty Europe 0.0 $16k 1.1k 14.77
Senseonics Hldgs (SENS) 0.0 $21k 5.0k 4.20
Quality Care Properties 0.0 $13k 600.00 21.67
Canopy Gro 0.0 $12k 400.00 30.00
Brighthouse Finl (BHF) 0.0 $20k 509.00 39.29
Tyme Technologies 0.0 $16k 5.0k 3.20
At&t (T) 0.0 $1.0k 23.00 43.48
Cisco Systems (CSCO) 0.0 $4.0k 100.00 40.00
Electronic Arts (EA) 0.0 $6.0k 45.00 133.33
Morgan Stanley (MS) 0.0 $1.0k 18.00 55.56
Nokia Corporation (NOK) 0.0 $999.320000 166.00 6.02
Novartis (NVS) 0.0 $8.0k 100.00 80.00
Halliburton Company (HAL) 0.0 $5.0k 100.00 50.00
Lennar Corporation (LEN.B) 0.0 $999.900000 30.00 33.33
Scotts Miracle-Gro Company (SMG) 0.0 $10k 120.00 83.33
Valeant Pharmaceuticals Int 0.0 $999.960000 26.00 38.46
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $0 2.00 0.00
Aehr Test Systems (AEHR) 0.0 $3.0k 1.2k 2.50
BroadVision 0.0 $0 4.00 0.00
Citigroup (C) 0.0 $2.0k 35.00 57.14
Intermolecular 0.0 $5.0k 3.0k 1.67
Pioneer Energy Services 0.0 $999.250000 175.00 5.71
Sirius Xm Holdings (SIRI) 0.0 $0 9.00 0.00
Noble Corp Plc equity 0.0 $5.0k 800.00 6.25
Adamis Pharmaceuticals Corp Com Stk 0.0 $0 6.00 0.00
Finjan Holdings 0.0 $0 41.00 0.00
Pra Group Inc conv 0.0 $10k 10k 1.00
Volitionrx (VNRX) 0.0 $6.0k 2.8k 2.13
Chemours (CC) 0.0 $4.0k 100.00 40.00
Hp (HPQ) 0.0 $5.0k 200.00 25.00
Determine 0.0 $1.0k 700.00 1.43
Capstone Turbine 0.0 $1.0k 500.00 2.00
Hewlett Packard Enterprise (HPE) 0.0 $3.0k 200.00 15.00
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $999.950000 35.00 28.57
California Res Corp 0.0 $999.960000 26.00 38.46
Chromadex Corp (CDXC) 0.0 $8.0k 2.2k 3.64
Vistagen Therapeutics 0.0 $5.0k 3.4k 1.47
Rada Electr Inds 0.0 $1.0k 200.00 5.00
Interpace Diagnostics 0.0 $2.0k 2.4k 0.83
Social Reality 0.0 $10k 2.1k 4.76
Dxc Technology (DXC) 0.0 $1.0k 16.00 62.50
One Horizon Group 0.0 $0 84.00 0.00
Micro Focus Intl 0.0 $0 26.00 0.00
Exp World Holdings Inc equities (EXPI) 0.0 $8.0k 700.00 11.43
Perspecta 0.0 $0 8.00 0.00