Cowen Prime Services as of Sept. 30, 2018
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 198 positions in its portfolio as reported in the September 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Quotient Technology | 8.7 | $19M | 1.2M | 15.50 | |
| eHealth (EHTH) | 7.1 | $15M | 541k | 28.26 | |
| NeoGenomics (NEO) | 5.3 | $11M | 741k | 15.35 | |
| Luminex Corporation | 3.2 | $7.0M | 230k | 30.31 | |
| Dowdupont | 3.2 | $6.9M | 107k | 64.31 | |
| PDF Solutions (PDFS) | 3.2 | $6.9M | 760k | 9.03 | |
| Castlight Health | 2.7 | $5.9M | 2.2M | 2.70 | |
| Aspen Aerogels (ASPN) | 2.7 | $5.8M | 1.3M | 4.57 | |
| Mobileiron | 2.6 | $5.6M | 1.1M | 5.30 | |
| Ribbon Communication (RBBN) | 2.4 | $5.1M | 749k | 6.83 | |
| Iteris (ITI) | 2.3 | $4.9M | 913k | 5.38 | |
| Pfizer (PFE) | 2.3 | $4.9M | 111k | 44.07 | |
| Digimarc Corporation (DMRC) | 2.1 | $4.6M | 145k | 31.45 | |
| Vonage Holdings | 2.0 | $4.3M | 306k | 14.16 | |
| Inovalon Holdings Inc Cl A | 2.0 | $4.3M | 430k | 10.05 | |
| Leidos Holdings (LDOS) | 2.0 | $4.2M | 61k | 69.16 | |
| Harmonic Inc note 4.000 12/0 | 1.8 | $3.9M | 3.4M | 1.14 | |
| Fusion Telecommunications Intl | 1.7 | $3.7M | 1.4M | 2.57 | |
| Boston Omaha (BOC) | 1.6 | $3.5M | 116k | 29.90 | |
| Truecar (TRUE) | 1.5 | $3.2M | 229k | 14.10 | |
| Blackstone | 1.5 | $3.1M | 82k | 38.08 | |
| Crown Castle Intl (CCI) | 1.4 | $3.1M | 28k | 111.33 | |
| Hldgs (UAL) | 1.4 | $2.9M | 33k | 89.06 | |
| AstraZeneca (AZN) | 1.3 | $2.8M | 71k | 39.57 | |
| TechTarget (TTGT) | 1.2 | $2.6M | 134k | 19.42 | |
| Macquarie Infrastructure Company | 1.2 | $2.6M | 56k | 46.12 | |
| Ptc (PTC) | 1.1 | $2.4M | 23k | 106.17 | |
| Berkshire Hathaway (BRK.B) | 1.1 | $2.4M | 11k | 214.13 | |
| Magellan Midstream Partners | 1.1 | $2.4M | 35k | 67.73 | |
| Chevron Corporation (CVX) | 1.1 | $2.4M | 19k | 122.27 | |
| Kkr & Co (KKR) | 1.1 | $2.3M | 86k | 27.27 | |
| TransAct Technologies Incorporated (TACT) | 1.1 | $2.3M | 162k | 14.40 | |
| Bovie Medical Corporation | 1.0 | $2.2M | 306k | 7.10 | |
| 3D Systems Corporation (DDD) | 1.0 | $2.1M | 113k | 18.90 | |
| Redfin Corp (RDFN) | 1.0 | $2.1M | 115k | 18.70 | |
| JPMorgan Chase & Co. (JPM) | 1.0 | $2.1M | 18k | 112.85 | |
| Harmonic (HLIT) | 0.9 | $1.9M | 349k | 5.50 | |
| Enterprise Products Partners (EPD) | 0.9 | $1.9M | 66k | 28.72 | |
| Citigroup (C) | 0.9 | $1.9M | 27k | 71.72 | |
| New Media Inv Grp | 0.9 | $1.9M | 121k | 15.69 | |
| Yum! Brands (YUM) | 0.9 | $1.9M | 21k | 90.93 | |
| Johnson & Johnson (JNJ) | 0.8 | $1.6M | 12k | 138.20 | |
| Weyerhaeuser Company (WY) | 0.7 | $1.6M | 49k | 32.28 | |
| Microsoft Corporation (MSFT) | 0.7 | $1.5M | 13k | 114.40 | |
| United Parcel Service (UPS) | 0.7 | $1.5M | 13k | 116.73 | |
| Teva Pharmaceutical Industries (TEVA) | 0.7 | $1.4M | 67k | 21.55 | |
| General Motors Company (GM) | 0.7 | $1.4M | 41k | 33.67 | |
| Kornit Digital (KRNT) | 0.6 | $1.3M | 60k | 21.89 | |
| Analog Devices (ADI) | 0.6 | $1.3M | 14k | 92.48 | |
| Delta Air Lines (DAL) | 0.5 | $1.1M | 19k | 57.85 | |
| Exelon Corporation (EXC) | 0.5 | $971k | 22k | 43.64 | |
| NVE Corporation (NVEC) | 0.4 | $924k | 8.7k | 105.83 | |
| Accuray Incorporated (ARAY) | 0.4 | $884k | 197k | 4.50 | |
| M/a (MTSI) | 0.4 | $812k | 39k | 20.59 | |
| Neogen Corporation (NEOG) | 0.4 | $793k | 11k | 71.57 | |
| International Business Machines (IBM) | 0.3 | $717k | 4.7k | 151.20 | |
| Kopin Corporation (KOPN) | 0.3 | $711k | 294k | 2.42 | |
| Nutanix Inc cl a (NTNX) | 0.3 | $698k | 16k | 42.74 | |
| National Resh Corp cl a (NRC) | 0.3 | $625k | 16k | 38.58 | |
| Nic | 0.2 | $536k | 36k | 14.81 | |
| Senomyx | 0.2 | $528k | 357k | 1.48 | |
| Apple (AAPL) | 0.2 | $507k | 2.2k | 225.84 | |
| Synacor | 0.2 | $499k | 312k | 1.60 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $482k | 5.7k | 85.01 | |
| GSI Technology (GSIT) | 0.2 | $425k | 62k | 6.89 | |
| Boingo Wireless | 0.2 | $426k | 12k | 34.92 | |
| HEALTH INSURANCE Common equity Innovations shares | 0.2 | $432k | 7.0k | 61.71 | |
| Cui Global | 0.2 | $398k | 179k | 2.23 | |
| ACI Worldwide (ACIW) | 0.2 | $394k | 14k | 28.14 | |
| Ceva (CEVA) | 0.2 | $386k | 13k | 28.76 | |
| Coca-Cola Company (KO) | 0.2 | $346k | 7.5k | 46.13 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $323k | 3.0k | 107.24 | |
| Ares Management Lp m | 0.1 | $313k | 14k | 23.19 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $292k | 2.9k | 102.46 | |
| MetLife (MET) | 0.1 | $311k | 6.7k | 46.77 | |
| Verizon Communications (VZ) | 0.1 | $249k | 4.7k | 53.47 | |
| Colgate-Palmolive Company (CL) | 0.1 | $268k | 4.0k | 67.00 | |
| Deere & Company (DE) | 0.1 | $226k | 1.5k | 150.67 | |
| Apollo Global Management 'a' | 0.1 | $242k | 7.0k | 34.57 | |
| Altaba | 0.1 | $229k | 3.4k | 68.24 | |
| Andeavor Logistics Lp Com Unit Lp Int | 0.1 | $243k | 5.0k | 48.60 | |
| American Electric Power Company (AEP) | 0.1 | $209k | 3.0k | 70.85 | |
| HCP | 0.1 | $211k | 8.0k | 26.38 | |
| Macerich Company (MAC) | 0.1 | $224k | 4.1k | 55.17 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $215k | 13k | 16.66 | |
| Gtt Communications | 0.1 | $217k | 5.0k | 43.40 | |
| Kinder Morgan (KMI) | 0.1 | $192k | 11k | 17.70 | |
| General Electric Company | 0.1 | $180k | 16k | 11.27 | |
| Paychex (PAYX) | 0.1 | $177k | 2.4k | 73.75 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $167k | 140.00 | 1192.86 | |
| Dominion Resources (D) | 0.1 | $141k | 2.0k | 70.50 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $143k | 450.00 | 317.78 | |
| Novo Nordisk A/S (NVO) | 0.1 | $153k | 3.3k | 47.08 | |
| Genomic Health | 0.1 | $140k | 2.0k | 70.00 | |
| Park City (TRAK) | 0.1 | $157k | 16k | 10.13 | |
| Mondelez Int (MDLZ) | 0.1 | $142k | 3.3k | 43.03 | |
| Bristol Myers Squibb (BMY) | 0.1 | $130k | 2.1k | 61.90 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $138k | 400.00 | 345.00 | |
| General Mills (GIS) | 0.1 | $120k | 2.8k | 42.86 | |
| Procter & Gamble Company (PG) | 0.1 | $125k | 1.5k | 83.33 | |
| UnitedHealth (UNH) | 0.1 | $133k | 500.00 | 266.00 | |
| NuStar Energy (NS) | 0.1 | $129k | 4.6k | 27.86 | |
| Suburban Propane Partners (SPH) | 0.1 | $130k | 5.5k | 23.58 | |
| BRT Realty Trust (BRT) | 0.1 | $121k | 10k | 12.07 | |
| smith Micro Software (SMSI) | 0.1 | $129k | 51k | 2.52 | |
| Annaly Capital Management | 0.1 | $118k | 12k | 10.26 | |
| McDonald's Corporation (MCD) | 0.1 | $111k | 661.00 | 167.93 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $102k | 900.00 | 113.33 | |
| SYSCO Corporation (SYY) | 0.1 | $103k | 1.4k | 73.57 | |
| Pepsi (PEP) | 0.1 | $101k | 900.00 | 112.22 | |
| Western Gas Partners | 0.1 | $109k | 2.5k | 43.60 | |
| Everi Hldgs (EVRI) | 0.1 | $115k | 13k | 9.20 | |
| Abbott Laboratories (ABT) | 0.0 | $95k | 1.3k | 73.08 | |
| Intel Corporation (INTC) | 0.0 | $76k | 1.6k | 47.50 | |
| Emerson Electric (EMR) | 0.0 | $77k | 1.0k | 77.00 | |
| Altria (MO) | 0.0 | $90k | 1.5k | 60.00 | |
| GlaxoSmithKline | 0.0 | $80k | 2.0k | 40.00 | |
| Philip Morris International (PM) | 0.0 | $82k | 1.0k | 82.00 | |
| Sempra Energy (SRE) | 0.0 | $91k | 800.00 | 113.75 | |
| Plains All American Pipeline (PAA) | 0.0 | $85k | 3.4k | 25.00 | |
| Unilever (UL) | 0.0 | $79k | 1.4k | 54.67 | |
| DURECT Corporation | 0.0 | $96k | 87k | 1.10 | |
| PRGX Global | 0.0 | $90k | 10k | 8.66 | |
| Global Partners (GLP) | 0.0 | $76k | 4.2k | 18.31 | |
| Abbvie (ABBV) | 0.0 | $76k | 800.00 | 95.00 | |
| Allegion Plc equity (ALLE) | 0.0 | $90k | 999.00 | 90.09 | |
| Rubicon Proj | 0.0 | $90k | 25k | 3.60 | |
| Paypal Holdings (PYPL) | 0.0 | $91k | 1.0k | 88.01 | |
| 49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del | 0.0 | $93k | 2.8k | 33.21 | |
| Lennar Corporation (LEN) | 0.0 | $70k | 1.5k | 46.67 | |
| Helmerich & Payne (HP) | 0.0 | $55k | 800.00 | 68.75 | |
| Qualcomm (QCOM) | 0.0 | $72k | 1.0k | 72.00 | |
| Dcp Midstream Partners | 0.0 | $63k | 1.6k | 39.38 | |
| FormFactor (FORM) | 0.0 | $73k | 5.3k | 13.79 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $62k | 753.00 | 82.34 | |
| New Residential Investment (RITM) | 0.0 | $71k | 4.0k | 17.75 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $56k | 3.0k | 18.67 | |
| Carvana Co cl a (CVNA) | 0.0 | $59k | 1.0k | 59.00 | |
| Catasys | 0.0 | $64k | 5.0k | 12.80 | |
| Oxford Square Ca (OXSQ) | 0.0 | $54k | 7.6k | 7.11 | |
| Colony Cap Inc New cl a | 0.0 | $60k | 9.8k | 6.14 | |
| Corning Incorporated (GLW) | 0.0 | $41k | 1.2k | 35.65 | |
| American Express Company (AXP) | 0.0 | $43k | 400.00 | 107.50 | |
| eBay (EBAY) | 0.0 | $33k | 1.0k | 33.00 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $45k | 550.00 | 81.82 | |
| Schlumberger (SLB) | 0.0 | $51k | 835.00 | 61.08 | |
| EOG Resources (EOG) | 0.0 | $38k | 300.00 | 126.67 | |
| Lowe's Companies (LOW) | 0.0 | $39k | 340.00 | 114.71 | |
| Advanced Micro Devices (AMD) | 0.0 | $46k | 1.5k | 30.67 | |
| National Retail Properties (NNN) | 0.0 | $45k | 1.0k | 45.00 | |
| Peapack-Gladstone Financial (PGC) | 0.0 | $46k | 1.5k | 30.67 | |
| Alibaba Group Holding (BABA) | 0.0 | $33k | 200.00 | 165.00 | |
| Allergan | 0.0 | $34k | 181.00 | 187.85 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $48k | 40.00 | 1200.00 | |
| Square Inc cl a (SQ) | 0.0 | $50k | 500.00 | 100.00 | |
| Everspin Technologies (MRAM) | 0.0 | $35k | 4.5k | 7.78 | |
| Himax Technologies (HIMX) | 0.0 | $32k | 5.5k | 5.82 | |
| Bank of America Corporation (BAC) | 0.0 | $22k | 760.00 | 28.95 | |
| Apache Corporation | 0.0 | $21k | 450.00 | 46.67 | |
| Darden Restaurants (DRI) | 0.0 | $28k | 250.00 | 112.00 | |
| Merck & Co (MRK) | 0.0 | $28k | 400.00 | 70.00 | |
| Williams Companies (WMB) | 0.0 | $27k | 1.0k | 27.00 | |
| Oracle Corporation (ORCL) | 0.0 | $20k | 394.00 | 50.76 | |
| Constellation Brands (STZ) | 0.0 | $13k | 60.00 | 216.67 | |
| SPDR Gold Trust (GLD) | 0.0 | $18k | 160.00 | 112.50 | |
| Allot Communications (ALLT) | 0.0 | $23k | 3.7k | 6.22 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $26k | 2.7k | 9.63 | |
| Targa Res Corp (TRGP) | 0.0 | $24k | 434.00 | 55.30 | |
| Microvision Inc Del (MVIS) | 0.0 | $25k | 21k | 1.20 | |
| Gw Pharmaceuticals Plc ads | 0.0 | $29k | 170.00 | 170.59 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $18k | 818.00 | 22.00 | |
| Northstar Realty Europe | 0.0 | $15k | 1.1k | 13.85 | |
| Canopy Gro | 0.0 | $19k | 400.00 | 47.50 | |
| Tyme Technologies | 0.0 | $14k | 5.0k | 2.80 | |
| Stitch Fix (SFIX) | 0.0 | $22k | 500.00 | 44.00 | |
| At&t (T) | 0.0 | $1.0k | 23.00 | 43.48 | |
| Cisco Systems (CSCO) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Electronic Arts (EA) | 0.0 | $5.0k | 45.00 | 111.11 | |
| Morgan Stanley (MS) | 0.0 | $1.0k | 18.00 | 55.56 | |
| Nokia Corporation (NOK) | 0.0 | $999.320000 | 166.00 | 6.02 | |
| Novartis (NVS) | 0.0 | $9.0k | 100.00 | 90.00 | |
| Halliburton Company (HAL) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Lennar Corporation (LEN.B) | 0.0 | $999.900000 | 30.00 | 33.33 | |
| Scotts Miracle-Gro Company (SMG) | 0.0 | $9.0k | 120.00 | 75.00 | |
| First Republic Bank/san F (FRCB) | 0.0 | $2.0k | 20.00 | 100.00 | |
| Blackstone Group L P call | 0.0 | $7.0k | 250.00 | 28.00 | |
| Intermolecular | 0.0 | $4.0k | 3.0k | 1.33 | |
| Pioneer Energy Services | 0.0 | $999.250000 | 175.00 | 5.71 | |
| Noble Corp Plc equity | 0.0 | $6.0k | 800.00 | 7.50 | |
| Platform Specialty Prods Cor | 0.0 | $1.0k | 100.00 | 10.00 | |
| Chemours (CC) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Hp (HPQ) | 0.0 | $5.0k | 200.00 | 25.00 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $999.950000 | 35.00 | 28.57 | |
| California Res Corp | 0.0 | $999.960000 | 26.00 | 38.46 | |
| Dxc Technology (DXC) | 0.0 | $2.0k | 16.00 | 125.00 | |
| Bausch Health Companies (BHC) | 0.0 | $999.960000 | 26.00 | 38.46 | |
| Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) | 0.0 | $1.0k | 50.00 | 20.00 |
