Concept Capital Markets

Cowen Prime Services as of March 31, 2021

Portfolio Holdings for Cowen Prime Services

Cowen Prime Services holds 173 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Quotient Technology Stock 17.9 $47M 2.9M 16.34
Pdf Solutions Stock (PDFS) 11.5 $31M 1.7M 17.78
Inovalon Hldgs Inc Com Cl A Stock 6.2 $16M 570k 28.78
Vonage Hldgs Corp Stock 4.4 $12M 990k 11.82
Iteris Stock (ITI) 3.9 $10M 1.7M 6.17
Franchise Group Stock 3.7 $9.7M 268k 36.11
Aspen Aerogels Stock (ASPN) 3.0 $7.9M 390k 20.34
Luminex Corp Del Stock 2.2 $5.8M 181k 31.90
Kornit Digital Stock (KRNT) 1.9 $5.2M 52k 99.13
Accelerate Diagnostics Inc Note 2.500 3/1 Stock 1.9 $5.0M 7.6M 0.66
Fluidigm Corp Del Stock (LAB) 1.7 $4.4M 983k 4.52
Genmark Diagnostics Stock 1.6 $4.2M 175k 23.90
Comscore Stock 1.6 $4.2M 1.1M 3.66
Nephros Stock (NEPH) 1.6 $4.1M 623k 6.65
Research Solutions Stock (RSSS) 1.5 $3.8M 1.7M 2.32
Digimarc Corp Stock (DMRC) 1.5 $3.8M 130k 29.66
Gty Technology Holdings Stock 1.3 $3.5M 552k 6.39
3-d Sys Corp Del Stock (DDD) 1.3 $3.4M 124k 27.44
Berkshire Hathaway Inc Del Cl B Stock (BRK.B) 1.3 $3.4M 13k 255.48
Johnson & Johnson Stock (JNJ) 1.1 $3.0M 18k 164.35
Kkr & Co Stock (KKR) 1.1 $2.9M 59k 48.85
Harmonic Stock (HLIT) 1.1 $2.9M 366k 7.84
Htg Molecular Diagnostics In Stock 1.1 $2.9M 524k 5.47
Gan Ltd Ord Stock 1.0 $2.7M 151k 18.20
Transact Technologies Stock (TACT) 1.0 $2.7M 253k 10.87
Astrazeneca Stock (AZN) 1.0 $2.7M 54k 49.72
Pfizer Stock (PFE) 1.0 $2.6M 73k 36.23
Vonage Hldgs Corp Note 1.750 6/0 Stock 0.9 $2.5M 2.4M 1.05
Macom Tech Solutions Hldgs I Stock (MTSI) 0.9 $2.5M 43k 58.02
Apyx Medical Corporation Stock (APYX) 0.9 $2.4M 249k 9.66
Starbucks Corp Stock (SBUX) 0.9 $2.4M 22k 109.25
Kopin Corp Stock (KOPN) 0.8 $2.2M 208k 10.49
PTC Stock (PTC) 0.8 $2.2M 16k 137.66
Microsoft Corp Stock (MSFT) 0.8 $2.1M 8.9k 235.72
International Flavors&fragra Stock (IFF) 0.7 $1.9M 14k 139.59
Crown Castle Intl Corp Stock (CCI) 0.7 $1.9M 11k 172.10
Enterprise Prods Partners L Stock (EPD) 0.6 $1.6M 74k 22.02
Leidos Holdings Stock (LDOS) 0.6 $1.6M 17k 96.31
Dow Stock (DOW) 0.6 $1.5M 24k 63.92
Infinera Corp Note 2.125 9/0 Stock 0.6 $1.5M 1.3M 1.19
Magellan Midstream Prtnrs Lp Com Unit Rp Stock 0.6 $1.5M 35k 43.36
Ceva Stock (CEVA) 0.5 $1.4M 26k 56.17
Analog Devices Stock (ADI) 0.5 $1.4M 9.3k 155.03
Dupont De Nemours Stock (DD) 0.5 $1.4M 18k 77.26
Apollo Global Mgmt Inc Com Cl A Stock 0.5 $1.4M 29k 47.02
Recro Pharma Stock 0.5 $1.3M 471k 2.79
Neogenomics Stock (NEO) 0.5 $1.3M 27k 48.23
Ribbon Communications Stock (RBBN) 0.4 $1.2M 141k 8.21
Orbital Energy Group Stock 0.4 $1.1M 176k 6.10
Gsi Technology Stock (GSIT) 0.4 $1.0M 155k 6.69
Teva Pharmaceutical Inds Stock (TEVA) 0.4 $938k 81k 11.54
Exelon Corp Stock (EXC) 0.4 $938k 22k 43.73
Neogen Corp Stock (NEOG) 0.4 $929k 11k 88.90
Accuray Stock (ARAY) 0.3 $846k 171k 4.95
Nve Corp Stock (NVEC) 0.3 $802k 11k 70.12
Gannett Stock (GCI) 0.3 $726k 135k 5.38
International Business Machs Stock (IBM) 0.3 $716k 5.4k 133.33
Texas Instrs Stock (TXN) 0.2 $569k 3.0k 188.91
Deere & Co Stock (DE) 0.2 $561k 1.5k 374.00
Blackstone Group Stock (BX) 0.2 $492k 6.6k 74.55
Nutanix Inc Cl A Stock (NTNX) 0.2 $466k 18k 26.58
Apple Stock (AAPL) 0.2 $437k 3.6k 122.07
Corteva Stock (CTVA) 0.2 $430k 9.2k 46.66
Synacor Stock 0.1 $384k 176k 2.19
National Resh Corp Stock (NRC) 0.1 $328k 7.0k 46.86
Trane Technologies Stock (TT) 0.1 $306k 1.9k 165.41
Alphabet Inc Cap Stk Cl C Stock (GOOG) 0.1 $290k 140.00 2071.43
Metlife Stock (MET) 0.1 $283k 4.7k 60.86
Ares Capital Corp Stock (ARCC) 0.1 $281k 15k 18.73
Rada Electr Inds Ltd Com Par Stock 0.1 $276k 23k 12.00
Kinder Morgan Inc Del Stock (KMI) 0.1 $269k 16k 16.63
Healthpeak Properties Stock (DOC) 0.1 $254k 8.0k 31.75
Paypal Hldgs Stock (PYPL) 0.1 $251k 1.0k 242.75
Allot Stock (ALLT) 0.1 $249k 16k 15.96
Golub Cap Bdc Stock (GBDC) 0.1 $227k 16k 14.65
Lantheus Hldgs Stock (LNTH) 0.1 $227k 11k 21.42
Novo-nordisk A S Stock (NVO) 0.1 $219k 3.3k 67.38
Jpmorgan Chase & Co Stock (JPM) 0.1 $212k 1.4k 151.97
Exxon Mobil Corp Stock (XOM) 0.1 $188k 3.4k 55.79
Unitedhealth Group Stock (UNH) 0.1 $186k 500.00 372.00
General Electric Stock 0.1 $177k 14k 13.14
Paychex Stock (PAYX) 0.1 $176k 1.8k 97.78
Durect Corp Stock 0.1 $162k 82k 1.98
Nic Stock 0.1 $160k 4.7k 33.88
Champions Oncology Stock (CSBR) 0.1 $153k 14k 11.33
Lennar Corp Cl A Stock (LEN) 0.1 $152k 1.5k 101.33
Mcdonalds Corp Stock (MCD) 0.1 $148k 661.00 223.90
Lockheed Martin Corp Stock (LMT) 0.1 $148k 400.00 370.00
Northrop Grumman Corp Stock (NOC) 0.1 $146k 450.00 324.44
Mplx Lp Com Unit Rep Stock (MPLX) 0.1 $145k 5.7k 25.56
Empire St Rlty Op L P Unit Ltd Prtnsp Stock (ESBA) 0.1 $143k 13k 11.08
Volitionrx Stock (VNRX) 0.1 $139k 37k 3.79
Bristol-myers Squibb Stock (BMY) 0.1 $133k 2.1k 63.33
Verizon Communications Stock (VZ) 0.0 $132k 2.3k 58.33
Kimberly-clark Corp Stock (KMB) 0.0 $125k 900.00 138.89
Intel Corp Stock (INTC) 0.0 $115k 1.8k 63.89
Annaly Capital Management In Stock 0.0 $108k 13k 8.64
Sempra Energy Stock (SRE) 0.0 $106k 800.00 132.50
Global Partners Lp Com Units Stock (GLP) 0.0 $89k 4.2k 21.45
Philip Morris Intl Stock (PM) 0.0 $89k 1.0k 89.00
Allegion Plc Ord Stock (ALLE) 0.0 $84k 666.00 126.13
Alphabet Inc Cap Stk Cl A Stock (GOOGL) 0.0 $83k 40.00 2075.00
Unilever Stock (UL) 0.0 $81k 1.4k 56.06
Emerson Elec Stock (EMR) 0.0 $81k 900.00 90.00
Ingersoll Rand Stock (IR) 0.0 $80k 1.6k 49.02
Altria Group Stock (MO) 0.0 $77k 1.5k 51.33
Suburban Propane Partners L Unit Ltd Partn Stock (SPH) 0.0 $74k 5.0k 14.76
Western Midstream Partners L Com Unit Lp Int Stock (WES) 0.0 $71k 3.8k 18.62
Procter And Gamble Stock (PG) 0.0 $68k 500.00 136.00
Bank Montreal Que Stock (BMO) 0.0 $67k 753.00 88.98
Lowes Cos Stock (LOW) 0.0 $65k 340.00 191.18
Dominion Energy Stock (D) 0.0 $61k 800.00 76.25
Ebay Stock (EBAY) 0.0 $61k 1.0k 61.00
Abbott Labs Stock (ABT) 0.0 $60k 500.00 120.00
Corning Stock (GLW) 0.0 $59k 1.4k 43.70
Coca Cola Stock (KO) 0.0 $53k 1.0k 53.00
United Parcel Service Inc Cl B Stock (UPS) 0.0 $51k 300.00 170.00
Alibaba Group Hldg Stock (BABA) 0.0 $45k 200.00 225.00
National Retail Properties I Stock (NNN) 0.0 $44k 1.0k 44.00
Advanced Micro Devices Stock (AMD) 0.0 $39k 500.00 78.00
American Elec Pwr Stock (AEP) 0.0 $38k 450.00 84.44
Darden Restaurants Stock (DRI) 0.0 $36k 250.00 144.00
Dcp Midstream Lp Com Ut Ltd Ptn Stock 0.0 $35k 1.6k 21.88
Pepsico Stock (PEP) 0.0 $33k 230.00 143.48
Abbvie Stock (ABBV) 0.0 $33k 304.00 108.55
Merck & Co Stock (MRK) 0.0 $31k 400.00 77.50
Plains All Amern Pipeline L Unit Ltd Partn Stock (PAA) 0.0 $31k 3.4k 9.12
Bk Of America Corp Stock (BAC) 0.0 $29k 760.00 38.16
Ehealth Stock (EHTH) 0.0 $29k 405.00 71.60
Oracle Corp Stock (ORCL) 0.0 $28k 394.00 71.07
American Express Stock (AXP) 0.0 $28k 200.00 140.00
Colgate Palmolive Stock (CL) 0.0 $28k 350.00 80.00
Kaleyra Stock 0.0 $28k 2.0k 14.00
Eaton Vance Tax-managed Glob Stock (EXG) 0.0 $25k 2.7k 9.26
Morgan Stanley Stock (MS) 0.0 $25k 318.00 78.62
Williams Cos Stock (WMB) 0.0 $24k 1.0k 24.00
Churchill Capital Corp Iv Cl A Stock 0.0 $23k 1.0k 23.00
Schlumberger Stock (SLB) 0.0 $23k 835.00 27.54
Everspin Technologies Stock (MRAM) 0.0 $23k 3.8k 6.13
Eog Res Stock (EOG) 0.0 $22k 300.00 73.33
Barrick Gold Corp Stock (GOLD) 0.0 $20k 1.0k 20.00
Schweitzer-mauduit Intl Stock (MATV) 0.0 $20k 400.00 50.00
New Residential Invt Corp Stock (RITM) 0.0 $18k 1.6k 11.25
Targa Res Corp Stock (TRGP) 0.0 $16k 496.00 32.26
Sysco Corp Stock (SYY) 0.0 $15k 185.00 81.08
Himax Technologies Stock (HIMX) 0.0 $14k 1.0k 14.00
At&t Stock (T) 0.0 $14k 473.00 29.60
Seagate Technology Stock 0.0 $12k 150.00 80.00
Greenlane Hldgs Inc Cl A Stock 0.0 $11k 2.1k 5.24
Penn Natl Gaming Stock (PENN) 0.0 $10k 100.00 100.00
Novartis Stock (NVS) 0.0 $9.0k 100.00 90.00
Helmerich & Payne Stock (HP) 0.0 $8.0k 300.00 26.67
Apa Corporation Stock (APA) 0.0 $8.0k 450.00 17.78
Vanguard Admiral Fds Inc Midcp 400 Idx Stock (IVOO) 0.0 $7.0k 39.00 179.49
Mercury Sys Stock (MRCY) 0.0 $7.0k 100.00 70.00
Oxford Square Cap Corp Stock (OXSQ) 0.0 $7.0k 1.4k 5.00
HP Stock (HPQ) 0.0 $6.0k 200.00 30.00
Baker Hughes Company Cl A Stock (BKR) 0.0 $6.0k 300.00 20.00
Synchronoss Technologies Stock 0.0 $6.0k 1.7k 3.53
Castlight Health Inc Cl B Stock 0.0 $6.0k 3.7k 1.62
Wabtec Stock (WAB) 0.0 $5.0k 69.00 72.46
Cisco Sys Stock (CSCO) 0.0 $5.0k 100.00 50.00
Royal Dutch Shell Plc Spons Adr A Stock 0.0 $4.0k 112.00 35.71
Citigroup Stock (C) 0.0 $3.0k 35.00 85.71
Spdr Gold Tr Gold Stock (GLD) 0.0 $3.0k 20.00 150.00
Hewlett Packard Enterprise C Stock (HPE) 0.0 $3.0k 200.00 15.00
Lennar Corp Cl B Stock (LEN.B) 0.0 $2.0k 30.00 66.67
Halliburton Stock (HAL) 0.0 $2.0k 100.00 20.00
Occidental Pete Corp W Exp 08/03/202 Stock (OXY.WS) 0.0 $1.0k 68.00 14.71
Dxc Technology Stock (DXC) 0.0 $1.0k 16.00 62.50
Alcon Ag Ord Stock (ALC) 0.0 $1.0k 20.00 50.00
Bausch Health Cos Stock (BHC) 0.0 $999.999000 26.00 38.46
Tyme Technologies Stock 0.0 $999.990000 300.00 3.33