DLD Asset Management

DLD Asset Management as of June 30, 2019

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 79 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 22.0 $528M 1.8M 293.08
Advanced Micro Devices Note 2.125% 9/0 (Principal) 10.7 $257M 66M 3.88
Square Note 0.375% 3/0 (Principal) 5.5 $132M 42M 3.18
Caesars Entmt Corp Note 5.000%10/0 (Principal) 5.4 $129M 75M 1.72
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 5.2 $125M 56M 2.23
World Wrestling Entmt Note 3.375%12/1 (Principal) 4.9 $117M 39M 2.99
Medicines Company Put Option 4.4 $106M 2.9M 36.47
TransDigm Group Incorporated Put Option (TDG) 3.3 $79M 163k 483.77
L3 Technologies 2.3 $55M 226k 245.17
Anthem Note 2.750%10/1 (Principal) 2.2 $54M 14M 3.92
Celgene Corporation 1.9 $46M 500k 92.44
Red Hat 1.9 $45M 240k 187.76
Nice Sys Note 1.250% 1/1 (Principal) 1.8 $43M 25M 1.70
Workday Note 1.500% 7/1 (Principal) 1.8 $43M 17M 2.53
Anadarko Petroleum Corporation 1.6 $39M 555k 70.56
First Data Corp Com Cl A 1.6 $38M 1.4M 27.07
Medicines Note 2.750% 7/1 (Principal) 1.6 $38M 38M 1.00
Retrophin Note 2.500% 9/1 (Principal) 1.5 $37M 40M 0.91
Suntrust Banks Inc $1.00 Par Cmn 1.2 $28M 450k 62.85
Amgen Put Option (AMGN) 1.2 $28M 150k 184.25
WABCO Holdings 1.0 $25M 185k 132.60
SurModics Call Option (SRDX) 1.0 $24M 550k 43.16
Worldpay Cl A 0.9 $23M 185k 122.55
Mellanox Technologies SHS 0.9 $21M 190k 110.67
Tableau Software Cl A 0.9 $21M 126k 166.02
Spark Therapeutics 0.8 $20M 190k 102.38
Liberty Expedia Hldgs Ser A Com 0.8 $19M 390k 47.79
Retrophin Put Option 0.7 $17M 843k 20.11
Buckeye Partners Unit Ltd Partn 0.7 $16M 400k 41.05
Zogenix Com New Put Option 0.6 $15M 319k 47.76
Intra Cellular Therapies Call Option (ITCI) 0.6 $15M 1.2M 12.96
Wright Med Group N V Note 2.250%11/1 (Principal) 0.6 $15M 9.8M 1.49
Advanced Disposal Services I 0.6 $14M 425k 31.91
Zayo Group Hldgs 0.6 $14M 410k 32.91
Allergan SHS 0.5 $12M 71k 167.44
Array BioPharma 0.5 $11M 240k 46.33
Global Brass & Coppr Hldgs I 0.5 $11M 250k 43.73
Cray Com New 0.4 $10M 300k 34.82
Tribune Media Cl A 0.4 $10M 225k 46.22
Oaktree Cap Group Unit Cl A 0.4 $10M 204k 49.54
Spirit Aerosystems Hldgs Com Cl A Put Option (SPR) 0.4 $9.1M 113k 81.25
Pacific Biosciences of California (PACB) 0.4 $9.1M 1.5M 6.05
Versum Matls Put Option 0.4 $9.0M 175k 51.54
Under Armour CL C (UA) 0.3 $7.6M 340k 22.20
Caesars Entertainment Put Option 0.3 $7.5M 637k 11.79
Discovery Com Ser C 0.3 $7.0M 246k 28.45
Horizon Pharma Invt Note 2.500% 3/1 (Principal) 0.3 $6.1M 5.5M 1.11
Centene Corporation Call Option (CNC) 0.2 $5.2M 100k 52.42
BioMarin Pharmaceutical (BMRN) 0.2 $5.0M 59k 85.64
TCF Financial Corporation 0.2 $4.8M 230k 20.79
El Paso Elec Com New 0.2 $4.6M 70k 65.40
Liberty Global Shs Cl A 0.2 $4.2M 157k 26.99
Stewart Information Services Corporation (STC) 0.2 $4.1M 101k 40.49
Booking Holdings (BKNG) 0.1 $3.6M 1.9k 1875.14
Aquantia Corp 0.1 $3.3M 254k 13.03
Tesla Note 2.000% 5/1 (Principal) 0.1 $2.9M 3.0M 0.98
Amber Road 0.1 $2.6M 203k 13.06
Control4 0.1 $2.4M 100k 23.75
Pdvwireless 0.1 $2.4M 50k 47.01
Avantor 6.25 PFD CNV SR 0.1 $2.0M 30k 65.93
Barnes & Noble 0.1 $1.7M 250k 6.69
Legacytexas Financial 0.1 $1.6M 40k 40.72
Entera Bio SHS (ENTX) 0.1 $1.3M 369k 3.43
Foamix Pharmaceuticals SHS 0.1 $1.3M 525k 2.38
Suncoke Energy (SXC) 0.1 $1.2M 100k 12.41
Intercept Pharmaceuticals In Put Option 0.0 $1.2M 15k 79.53
Wageworks 0.0 $1.0M 20k 50.80
Telephone & Data Sys Com New (TDS) 0.0 $912k 30k 30.40
Crane 0.0 $834k 10k 83.40
Amerigas Partners Unit L P Int 0.0 $496k 14k 34.81
Amarin Corp Spons Adr New (AMRN) 0.0 $485k 25k 19.40
Savara Call Option (SVRA) 0.0 $425k 180k 2.36
Sanofi Right 12/31/2020 0.0 $335k 644k 0.52
Total System Services 0.0 $321k 2.5k 128.40
Entera Bio *w Exp 06/27/202 Call Option 0.0 $129k 312k 0.41
Chesapeake Energy Corporation Call Option 0.0 $39k 20k 1.95
Novavax Com New Call Option (NVAX) 0.0 $39k 134k 0.29
Conatus Pharmaceuticals Call Option 0.0 $3.0k 12k 0.26
Multi-Color Corporation Put Option 0.0 $0 12k 0.00