DRW Holdings

DRW Securities as of Sept. 30, 2013

Portfolio Holdings for DRW Securities

DRW Securities holds 156 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 70.2 $917M 5.5M 168.01
Apple (AAPL) 7.3 $96M 180k 529.88
iShares MSCI Emerging Markets Indx (EEM) 3.5 $46M 1.1M 40.76
iShares Lehman Short Treasury Bond (SHV) 3.2 $42M 383k 110.23
Rmg Networks Hldgs 1.4 $19M 2.4M 7.98
Ipath S&p 500 Vix Short Term F 1.1 $14M 1.1M 12.91
iShares Dow Jones US Consumer Ser. (IYC) 0.6 $7.9M 68k 115.24
iShares Dow Jones US Healthcare (IYH) 0.5 $6.6M 59k 111.31
Rydex Russell Top 50 ETF 0.4 $5.7M 46k 123.21
iShares Dow Jones US Industrial (IYJ) 0.4 $5.4M 57k 94.78
Proshares Ultrashort 20+y Tr etf (TBT) 0.4 $5.3M 70k 75.27
iShares Russell Midcap Value Index (IWS) 0.3 $4.6M 72k 63.90
Vanguard Mid-Cap ETF (VO) 0.3 $4.1M 39k 106.44
Vanguard Health Care ETF (VHT) 0.3 $4.2M 43k 97.09
Vanguard Growth ETF (VUG) 0.3 $3.9M 44k 88.53
Deutsche Bk Ag London Brh cmn 0.3 $4.0M 111k 35.85
Vanguard Mid-Cap Growth ETF (VOT) 0.3 $3.8M 44k 87.41
Vanguard Mid-Cap Value ETF (VOE) 0.3 $3.6M 47k 76.99
Ishares Tr usa min vo (USMV) 0.3 $3.7M 106k 34.89
Vanguard Long-Term Bond ETF (BLV) 0.3 $3.5M 42k 84.86
Windstream Hldgs 0.3 $3.4M 399k 8.59
Gilead Sciences (GILD) 0.2 $3.3M 48k 68.71
Credit Suisse Nassau Brh invrs vix sterm 0.2 $3.2M 109k 29.05
iShares Russell 2000 Index (IWM) 0.2 $3.0M 28k 106.61
Chicago Bridge & Iron Company 0.2 $3.0M 40k 73.75
iShares Russell 1000 Growth Index (IWF) 0.2 $2.9M 36k 81.81
iShares S&P NA Tech. Sec. Idx (IGM) 0.2 $3.0M 37k 82.96
iShares Dow Jones US Financial Svc. (IYG) 0.2 $3.0M 39k 77.74
iShares S&P MidCap 400 Growth (IJK) 0.2 $2.6M 18k 143.83
Brookfield Ppty Partners L P unit ltd partn 0.2 $2.6M 134k 19.59
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $2.3M 25k 93.63
Proshares Tr Ii sht vix st trm 0.2 $2.4M 21k 113.91
Altisource Residential Corp cl b 0.2 $2.2M 80k 27.33
Vanguard Value ETF (VTV) 0.1 $1.9M 27k 73.19
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $2.0M 17k 113.16
SPDR Barclays Capital 1-3 Month T- 0.1 $2.0M 43k 45.80
Sanofi-Aventis SA (SNY) 0.1 $1.8M 34k 52.08
Two Harbors Investment 0.1 $1.7M 180k 9.70
Ishares High Dividend Equity F (HDV) 0.1 $1.7M 24k 69.70
Devon Energy Corporation (DVN) 0.1 $1.5M 24k 64.04
Ares Capital Corporation (ARCC) 0.1 $1.5M 88k 17.60
Vivus 0.1 $1.6M 169k 9.30
National-Oilwell Var 0.1 $1.4M 17k 82.93
Vanguard Large-Cap ETF (VV) 0.1 $1.4M 18k 80.98
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $1.4M 13k 108.85
Zogenix 0.1 $1.5M 518k 2.89
Qr Energy 0.1 $1.5M 82k 18.20
Vanguard Energy ETF (VDE) 0.1 $1.3M 11k 124.77
PIMCO 3-7 Year US Treasury Index Fund 0.1 $1.2M 16k 79.98
Vanguard Consumer Discretionary ETF (VCR) 0.1 $1.1M 11k 102.72
SPDR Barclays Capital Inter Term (SPTI) 0.1 $1.1M 19k 59.84
Direxion Daily Semiconductor Bull 3X (SOXL) 0.1 $1.1M 20k 55.94
Dell 0.1 $1.1M 81k 13.75
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $1.0M 15k 66.72
iShares Russell Midcap Index Fund (IWR) 0.1 $882k 6.1k 144.50
Vanguard Lg Term Govt Bd ETF (VGLT) 0.1 $916k 14k 67.91
Vanguard Mega Cap 300 Index (MGC) 0.1 $938k 16k 60.26
Direxion Shs Etf Tr cmn (TYD) 0.1 $957k 25k 38.81
Proshares Tr pshs ultsht indl 0.1 $921k 61k 15.22
Powershares Etf Tr Ii s^p500 hgh bet 0.1 $965k 34k 28.61
Anadarko Petroleum Corporation 0.1 $781k 8.4k 92.98
Elan Corporation 0.1 $726k 45k 16.13
Repros Therapeutics 0.1 $834k 31k 26.82
RevenueShares Financials Sector 0.1 $792k 19k 42.52
PowerShares Dynamic OTC Portfolio 0.1 $743k 12k 63.85
Dht Holdings (DHT) 0.1 $735k 149k 4.93
iShares Russell 2000 Value Index (IWN) 0.1 $637k 6.6k 96.24
SPDR S&P Homebuilders (XHB) 0.1 $636k 21k 31.02
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $664k 6.3k 105.46
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $717k 8.8k 81.60
Vanguard REIT ETF (VNQ) 0.1 $661k 10k 66.10
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $609k 5.5k 111.66
iShares Barclays Credit Bond Fund (USIG) 0.1 $640k 5.9k 108.57
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.1 $607k 12k 52.66
D Spdr Series Trust (XHE) 0.1 $631k 8.6k 73.00
Linkedin Corp 0.1 $615k 2.5k 246.00
Ion Shs Etf Tr 7-10yr Tr Bear 0.1 $619k 19k 33.26
CBOE Holdings (CBOE) 0.0 $535k 11k 49.62
iShares Dow Jones US Real Estate (IYR) 0.0 $568k 8.4k 67.70
Nordic American Tanker Shippin (NAT) 0.0 $497k 60k 8.24
iShares S&P SmallCap 600 Growth (IJT) 0.0 $564k 4.9k 114.03
iShares Lehman MBS Bond Fund (MBB) 0.0 $499k 4.7k 106.58
Vanguard Total Bond Market ETF (BND) 0.0 $516k 6.3k 81.47
PowerShares S&P 500 Hgh Qlty Prtfl 0.0 $463k 24k 19.61
SPDR KBW Capital Markets (KCE) 0.0 $545k 12k 45.54
Eaton Vance Municipal Bond Fund (EIM) 0.0 $501k 44k 11.37
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $482k 41k 11.69
PowerShares Dynamic Lg. Cap Value 0.0 $582k 22k 26.98
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $572k 11k 50.60
Proshares Tr ultr 7-10 trea (UST) 0.0 $512k 9.7k 52.99
Copart (CPRT) 0.0 $355k 11k 32.65
Stealthgas (GASS) 0.0 $375k 31k 11.99
iShares S&P 100 Index (OEF) 0.0 $362k 4.6k 78.64
Direxion Daily Energy Bull 3X 0.0 $343k 4.1k 84.19
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.0 $405k 12k 34.44
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $374k 5.9k 63.38
Vanguard Sht Term Govt Bond ETF (VGSH) 0.0 $388k 6.4k 60.93
Eaton Vance Natl Mun Opport (EOT) 0.0 $441k 23k 19.07
Ishares Tr cmn (GOVT) 0.0 $337k 14k 24.66
Red Hat 0.0 $220k 5.1k 43.56
SPDR Gold Trust (GLD) 0.0 $320k 2.5k 128.00
Broadcom Corporation 0.0 $291k 11k 27.07
US Airways 0.0 $300k 16k 18.99
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $322k 2.8k 115.45
Rydex S&P Equal Weight ETF 0.0 $234k 3.4k 68.24
Financial Select Sector SPDR (XLF) 0.0 $229k 11k 20.82
Chelsea Therapeutics International 0.0 $236k 80k 2.95
iShares Barclays TIPS Bond Fund (TIP) 0.0 $315k 2.8k 113.51
iShares Dow Jones US Financial (IYF) 0.0 $255k 3.3k 77.04
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.0 $313k 2.5k 126.57
ProShares Short 20+ Year Treasury ETF (TBF) 0.0 $300k 9.5k 31.54
Clyme US Cptl Mkts Mco Trm Fxd Idx 0.0 $287k 5.7k 50.19
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $197k 15k 13.18
PowerShares Dynamic Bldg. & Const. 0.0 $237k 11k 21.17
PowerShares Dynamic Pharmaceuticals 0.0 $254k 5.2k 48.66
NovaBay Pharmaceuticals 0.0 $321k 190k 1.69
Rockwell Medical Technologies 0.0 $288k 26k 11.08
Eaton Vance Mun Bd Fd Ii 0.0 $263k 24k 11.03
ProShares Ultra Russell1000 Growth 0.0 $269k 2.7k 99.59
Ishares Tr rus200 val idx (IWX) 0.0 $268k 7.0k 38.31
Powershares Etf Tr Ii s^p smcp hc po 0.0 $217k 4.2k 51.99
Powershares Etf Trust dyna buybk ach 0.0 $237k 5.8k 41.01
Proshares Tr pshs consmrgoods (UGE) 0.0 $249k 3.3k 75.64
Wi-lan 0.0 $258k 30k 8.60
Proshares Tr ul rus3000 etf 0.0 $247k 3.3k 74.60
Direxion Shs Etf Tr tl bd mkt bear 0.0 $322k 9.1k 35.31
Ocean Rig Udw 0.0 $229k 12k 18.62
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $202k 2.6k 78.75
Velocity Shares Daily 2x Vix Short Term 0.0 $277k 25k 11.31
Echelon Corporation 0.0 $140k 63k 2.24
Digi International (DGII) 0.0 $100k 10k 10.00
Rigel Pharmaceuticals (RIGL) 0.0 $114k 35k 3.26
USA Technologies 0.0 $70k 41k 1.70
Vical Incorporated 0.0 $98k 70k 1.40
AVEO Pharmaceuticals 0.0 $129k 60k 2.16
Achillion Pharmaceuticals 0.0 $129k 53k 2.42
On Track Innovations 0.0 $194k 111k 1.75
iShares FTSE NAREIT Mort. Plus Capp 0.0 $167k 13k 12.51
Nuveen Premium Income Muni Fund 2 0.0 $141k 11k 12.82
Nuveen Insd Dividend Advantage (NVG) 0.0 $154k 12k 12.84
Nuveen Dividend Advantage Municipal Fd 2 0.0 $132k 10k 13.20
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $159k 12k 12.82
Nuveen Premium Income Municipal Fund 0.0 $151k 12k 12.54
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $136k 11k 12.98
BlackRock MuniYield Insured Investment 0.0 $125k 10k 12.50
INC Ventrus Biosciences 0.0 $117k 40k 2.92
Agenus (AGEN) 0.0 $100k 40k 2.52
Chemocentryx 0.0 $92k 18k 5.11
alexza Pharmaceuticals 0.0 $103k 20k 5.15
Kalobios Pharmaceuticals 0.0 $85k 20k 4.25
Cytokinetics (CYTK) 0.0 $78k 12k 6.50
Sequenom 0.0 $25k 10k 2.45
Dendreon Corporation 0.0 $51k 18k 2.79
Identive 0.0 $47k 71k 0.66
Lantronix (LTRX) 0.0 $46k 33k 1.42
Prosensa Hldgs B V Shs Usd 0.0 $50k 12k 4.17