Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management as of Dec. 31, 2012

Portfolio Holdings for Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management holds 47 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 21.6 $40M 491k 80.32
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 14.1 $26M 294k 87.66
Pimco Etf Tr 1-3yr ustreidx 10.7 $19M 382k 50.85
Schwab Strategic Tr 0 (SCHP) 8.7 $16M 274k 58.30
Barclays Bk Plc Ipspgs Ttl Etn etf 5.1 $9.4M 282k 33.28
iShares Barclays TIPS Bond Fund (TIP) 4.5 $8.3M 68k 121.41
Vanguard Large-Cap ETF (VV) 4.5 $8.2M 125k 65.16
Vanguard Short-Term Bond ETF (BSV) 4.3 $7.8M 96k 80.99
Schwab Strategic Tr us lrg cap etf (SCHX) 3.7 $6.7M 199k 33.90
Vanguard REIT ETF (VNQ) 3.3 $6.0M 91k 65.80
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.3 $4.3M 40k 105.48
Vanguard Europe Pacific ETF (VEA) 1.9 $3.5M 101k 35.23
Vanguard Total Stock Market ETF (VTI) 1.8 $3.3M 45k 73.28
Pimco Etf Tr 0-5 high yield (HYS) 1.2 $2.2M 22k 103.45
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.9 $1.7M 14k 123.25
Vanguard Total World Stock Idx (VT) 0.9 $1.6M 33k 49.42
Spdr Series Trust cmn (HYMB) 0.9 $1.6M 28k 57.93
Ishares Inc core msci emkt (IEMG) 0.9 $1.6M 31k 52.20
Spdr Series Trust nuvn s^p vrdo mn 0.6 $1.2M 39k 29.88
Vanguard Emerging Markets ETF (VWO) 0.6 $1.1M 25k 44.54
SPDR DJ Wilshire REIT (RWR) 0.6 $1.1M 15k 72.97
iShares MSCI EAFE Index Fund (EFA) 0.6 $1.0M 18k 56.88
Microsoft Corporation (MSFT) 0.5 $878k 33k 26.71
iShares S&P World Ex-US Prop Index (WPS) 0.4 $664k 18k 36.34
Vanguard Value ETF (VTV) 0.3 $636k 11k 58.84
Claymore Exchange-traded Fd gugg crp bd 2013 0.3 $645k 31k 20.79
Claymore Exchange-traded Fd gugg crp bd 2014 0.3 $617k 29k 21.28
Claymore Exchange-traded Fd gugg crp bd 2016 0.3 $628k 28k 22.21
Guggenheim Bulletshar 0.3 $623k 29k 21.81
SPDR Dow Jones Global Real Estate (RWO) 0.3 $603k 14k 42.14
Wisdomtree Tr em lcl debt (ELD) 0.3 $522k 9.8k 53.44
Schwab International Equity ETF (SCHF) 0.3 $536k 20k 27.13
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $462k 11k 40.73
Claymore Exchange-traded Fd gugg crp bd 2017 0.2 $451k 20k 22.84
Vanguard High Dividend Yield ETF (VYM) 0.2 $440k 8.9k 49.36
Chevron Corporation (CVX) 0.2 $414k 3.8k 108.26
Apple (AAPL) 0.2 $417k 784.00 531.89
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.2 $416k 7.6k 55.00
iShares Russell Microcap Index (IWC) 0.2 $406k 7.8k 52.26
WisdomTree SmallCap Dividend Fund (DES) 0.2 $346k 6.8k 50.91
iShares MSCI Emerging Markets Indx (EEM) 0.2 $299k 6.7k 44.41
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $283k 3.4k 84.43
iShares Lehman Aggregate Bond (AGG) 0.1 $263k 2.4k 110.88
3M Company (MMM) 0.1 $229k 2.5k 92.94
Starbucks Corporation (SBUX) 0.1 $205k 3.8k 53.65
Diamond Foods 0.1 $138k 10k 13.72
Zagg 0.1 $111k 15k 7.39