Empirical Financial Services, LLC d/b/a Empirical Wealth Management
Latest statistics and disclosures from Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VCSH, VTIP, VCIT, VGSH, IEMG, and represent 32.59% of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's stock portfolio.
- Added to shares of these 10 stocks: ADBE (+$22M), AAPL (+$21M), Z (+$6.2M), VTIP (+$5.8M), FB, VCSH, JPM, AMZN, CDNA, QUAL.
- Started 40 new stock positions in LCAHW, GLD, EL, VOT, TRNE.WS, Kensington Cap Acquisition C, IJH, GMHIW, NVTA, MGV.
- Reduced shares in these 10 stocks: NVDA (-$5.2M), VSS, MSFT, CAC, WAFD, IEMG, PG, V, JETS, MS.
- Sold out of its positions in ALK, ATCXW, CAC, JETS, EIX, FIS, Finjan Holdings, FFNW, KMB, MAR. MS, PNW, O, TJX, TSBK, TRV, UBER, VHT, VOX, WAFD, WFC.
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management was a net buyer of stock by $74M.
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management has $1.2B in assets under management (AUM), dropping by 9.17%.
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Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Companies in the Empirical Financial Services, LLC d.b.a. Empirical Wealth Management portfolio as of the September 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 10.9 | $128M | +2% | 1.5M | 82.85 | |
| Vanguard Malvern Fds Strm Infproidx (VTIP) | 8.0 | $93M | +6% | 1.8M | 51.02 | |
| Vanguard Scottsdale Fds Int-term Corp (VCIT) | 6.7 | $79M | 820k | 95.80 | ||
| Vanguard Scottsdale Fds Short Term Treas (VGSH) | 3.9 | $46M | 741k | 62.09 | ||
| Ishares Core Msci Emkt (IEMG) | 3.1 | $36M | 677k | 52.80 | ||
| Spdr Ser Tr Bloomberg Srt Tr (SJNK) | 3.0 | $36M | +4% | 1.4M | 25.87 | |
| Apple (AAPL) | 2.6 | $30M | +233% | 263k | 115.81 | |
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 2.6 | $30M | 90k | 334.89 | ||
| Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) | 2.2 | $26M | +4% | 623k | 40.90 | |
| Ishares Tr Msci Intl Qualty (IQLT) | 2.0 | $24M | +7% | 758k | 31.33 | |
| Ishares Tr Msci Usa Qlt Fct (QUAL) | 2.0 | $23M | +8% | 221k | 103.74 | |
| Adobe Systems Incorporated (ADBE) | 1.9 | $22M | +2442% | 46k | 490.44 | |
| Microsoft Corporation (MSFT) | 1.9 | $22M | -5% | 104k | 210.33 | |
| Vanguard Index Fds Value Etf (VTV) | 1.8 | $21M | +6% | 198k | 104.51 | |
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| Vanguard Index Fds Real Estate Etf (VNQ) | 1.7 | $20M | +3% | 255k | 78.96 | |
| Amazon (AMZN) | 1.5 | $18M | +14% | 5.6k | 3148.71 | |
| Ishares Tr Eafe Value Etf (EFV) | 1.3 | $15M | +12% | 379k | 40.35 | |
| Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) | 1.1 | $13M | -11% | 125k | 105.29 | |
| Advanced Micro Devices (AMD) | 1.0 | $12M | 147k | 81.99 | ||
| Johnson & Johnson (JNJ) | 1.0 | $12M | -2% | 79k | 148.88 | |
| Vanguard Index Fds Large Cap Etf (VV) | 1.0 | $12M | -5% | 74k | 156.44 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 1.0 | $11M | 138k | 80.63 | ||
| Ishares Tr Micro-cap Etf (IWC) | 0.9 | $11M | 116k | 90.47 | ||
| First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.8 | $9.5M | 493k | 19.17 | ||
| Ishares Tr National Mun Etf (MUB) | 0.8 | $8.8M | 76k | 115.93 | ||
| Spdr Ser Tr Nuveen Blmbrg Sr (SHM) | 0.7 | $8.6M | +4% | 173k | 49.87 | |
| First Tr Exch Trd Alphdx Emerg Mkt Alph (FEM) | 0.7 | $8.0M | 370k | 21.64 | ||
| Spdr Ser Tr Nuveen Bbg Brcly (HYMB) | 0.7 | $7.8M | +5% | 138k | 56.86 | |
| Reliance Steel & Aluminum (RS) | 0.7 | $7.8M | 76k | 102.03 | ||
| First Tr Exchange-traded Senior Ln Fd (FTSL) | 0.6 | $7.4M | -6% | 162k | 46.01 | |
| Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.6 | $7.1M | +23% | 65k | 110.63 | |
| Vanguard Index Fds Small Cp Etf (VB) | 0.6 | $6.9M | +2% | 45k | 153.79 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.6 | $6.9M | -2% | 159k | 43.24 | |
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.6 | $6.8M | +10% | 25k | 277.84 | |
| Vanguard Index Fds Total Stk Mkt (VTI) | 0.6 | $6.7M | 40k | 170.30 | ||
| Facebook Cl A (FB) | 0.6 | $6.7M | +98% | 26k | 261.89 | |
| Visa Com Cl A (V) | 0.6 | $6.5M | -9% | 32k | 199.98 | |
| Schwab Strategic Tr Us Sml Cap Etf (SCHA) | 0.5 | $6.4M | +2% | 94k | 68.32 | |
| Zillow Group Cl C Cap Stk (Z) | 0.5 | $6.2M | NEW | 61k | 101.60 | |
| Vaneck Vectors Etf Tr High Yld Mun Etf (HYD) | 0.5 | $5.9M | -2% | 99k | 59.80 | |
| Spdr Index Shs Fds S&p Emktsc Etf (EWX) | 0.5 | $5.7M | 128k | 44.38 | ||
| Costco Wholesale Corporation (COST) | 0.4 | $5.1M | 15k | 355.00 | ||
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 0.4 | $4.9M | +7% | 93k | 52.19 | |
| Schwab Strategic Tr Us Aggregate B (SCHZ) | 0.4 | $4.8M | 86k | 56.08 | ||
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.4 | $4.8M | +6% | 181k | 26.76 | |
| Blucora (BCOR) | 0.4 | $4.6M | 490k | 9.42 | ||
| Spdr Ser Tr Portfolio Short (SPSB) | 0.4 | $4.4M | 139k | 31.37 | ||
| Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) | 0.4 | $4.3M | 176k | 24.57 | ||
| Ishares Tr Core S&p500 Etf (IVV) | 0.4 | $4.3M | +10% | 13k | 336.04 | |
| Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) | 0.4 | $4.2M | +8% | 86k | 48.61 | |
| Netflix (NFLX) | 0.3 | $4.0M | +3% | 8.1k | 500.06 | |
| Ishares Tr Esg Aw Msci Eafe (ESGD) | 0.3 | $3.7M | +27% | 58k | 63.48 | |
| Schwab Strategic Tr Intl Sceqt Etf (SCHC) | 0.3 | $3.6M | -4% | 111k | 32.53 | |
| JPMorgan Chase & Co. (JPM) | 0.3 | $3.5M | +388% | 37k | 96.27 | |
| Spdr Index Shs Fds S&p Intl Etf (DWX) | 0.3 | $3.4M | +5% | 100k | 33.73 | |
| Intel Corporation (INTC) | 0.3 | $3.4M | 65k | 51.79 | ||
| Vanguard Whitehall Fds High Div Yld (VYM) | 0.3 | $3.4M | 42k | 80.94 | ||
| Ishares Tr Sp Smcp600vl Etf (IJS) | 0.3 | $3.2M | 26k | 122.43 | ||
| Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) | 0.3 | $3.1M | +2% | 130k | 23.72 | |
| Spdr Ser Tr Portfolio Intrmd (SPIB) | 0.3 | $3.1M | +20% | 84k | 36.76 | |
| Starbucks Corporation (SBUX) | 0.2 | $2.8M | -13% | 33k | 85.91 | |
| Procter & Gamble Company (PG) | 0.2 | $2.7M | -20% | 19k | 138.97 | |
| Sherwin-Williams Company (SHW) | 0.2 | $2.6M | 3.7k | 696.65 | ||
| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $2.6M | +9% | 1.8k | 1469.55 | |
| Pfizer (PFE) | 0.2 | $2.5M | 68k | 36.70 | ||
| Danaher Corporation (DHR) | 0.2 | $2.5M | -20% | 12k | 215.33 | |
| Merck & Co (MRK) | 0.2 | $2.5M | -14% | 30k | 82.96 | |
| Boeing Company (BA) | 0.2 | $2.5M | -7% | 15k | 165.26 | |
| Cisco Systems (CSCO) | 0.2 | $2.4M | +11% | 62k | 39.39 | |
| Nushares Etf Tr Nuveen Esg Lrgvl (NULV) | 0.2 | $2.4M | +29% | 84k | 29.08 | |
| McDonald's Corporation (MCD) | 0.2 | $2.4M | 11k | 219.49 | ||
| Ishares Tr Tips Bd Etf (TIP) | 0.2 | $2.3M | -3% | 18k | 126.51 | |
| Verizon Communications (VZ) | 0.2 | $2.2M | +19% | 38k | 59.50 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.2 | $2.2M | -5% | 10k | 212.92 | |
| Invesco Exch Trd Slf Idx Bulshs 2022 Cb (BSCM) | 0.2 | $2.2M | 102k | 21.84 | ||
| Invesco Exch Trd Slf Idx Bulshs 2021 Cb (BSCL) | 0.2 | $2.2M | 104k | 21.32 | ||
| First Tr Dow Jones Select Mi Com Shs Annual (FDM) | 0.2 | $2.2M | -6% | 59k | 37.48 | |
| Wisdomtree Tr Intl Smcap Div (DLS) | 0.2 | $2.2M | +3% | 36k | 59.91 | |
| Invesco Exchange Traded Fd T S&p500 Buy Wrt (PBP) | 0.2 | $2.1M | -3% | 111k | 19.14 | |
| Invesco Exch Trd Slf Idx Bulshs 2020 Cb (BSCK) | 0.2 | $2.1M | 100k | 21.22 | ||
| Vanguard Bd Index Fds Short Trm Bond (BSV) | 0.2 | $2.1M | -2% | 26k | 83.05 | |
| Ishares Tr Rus 2000 Val Etf (IWN) | 0.2 | $2.1M | 21k | 99.33 | ||
| Invesco Exch Trd Slf Idx Bulshs 2023 Cb (BSCN) | 0.2 | $2.1M | 96k | 21.79 | ||
| Alphabet Cap Stk Cl A (GOOGL) | 0.2 | $2.1M | +8% | 1.4k | 1465.44 | |
| Ishares Msci Frntr100etf (FM) | 0.2 | $2.0M | 80k | 25.59 | ||
| Ishares Tr 1 3 Yr Treas Bd (SHY) | 0.2 | $2.0M | -18% | 24k | 86.53 | |
| Pimco Etf Tr 0-5 High Yield (HYS) | 0.2 | $2.0M | 21k | 93.83 | ||
| Invesco Exch Trd Slf Idx Bulshs 2024 Cb (BSCO) | 0.2 | $2.0M | 90k | 22.18 | ||
| Schwab Strategic Tr Us Tips Etf (SCHP) | 0.2 | $2.0M | 32k | 61.64 | ||
| Accenture Plc Ireland Shs Class A (ACN) | 0.2 | $1.9M | +8% | 8.5k | 226.03 | |
| Caredx (CDNA) | 0.2 | $1.9M | NEW | 51k | 37.94 | |
| Wisdomtree Tr Us Smallcap Divd (DES) | 0.2 | $1.8M | 87k | 21.08 | ||
| Chevron Corporation (CVX) | 0.2 | $1.8M | -11% | 25k | 72.00 | |
| Ishares Tr Eafe Sml Cp Etf (SCZ) | 0.1 | $1.7M | -10% | 29k | 58.99 | |
| Vanguard Intl Equity Index F Tt Wrld St Etf (VT) | 0.1 | $1.7M | 21k | 80.64 | ||
| Nike CL B (NKE) | 0.1 | $1.7M | 14k | 125.56 | ||
| Ishares Tr Esg Aware Msci (ESML) | 0.1 | $1.7M | +29% | 64k | 26.52 | |
| BlackRock (BLK) | 0.1 | $1.7M | 3.0k | 563.51 | ||
| Wisdomtree Tr Emer Mkt High Fd (DEM) | 0.1 | $1.7M | +4% | 48k | 35.24 | |
| Ishares Esg Awr Msci Em (ESGE) | 0.1 | $1.7M | +37% | 47k | 35.62 | |
| Vanguard Index Fds Growth Etf (VUG) | 0.1 | $1.7M | -9% | 7.3k | 227.58 | |
| Invesco Exch Trd Slf Idx Bulshs 2025 Cb (BSCP) | 0.1 | $1.6M | 73k | 22.35 | ||
| Nushares Etf Tr Nuveen Esg Midvl (NUMV) | 0.1 | $1.6M | +34% | 62k | 25.50 | |
| Us Bancorp Del Com New (USB) | 0.1 | $1.6M | 44k | 35.85 | ||
| Invesco Exch Trd Slf Idx Bulshs 2026 Cb (BSCQ) | 0.1 | $1.5M | 71k | 21.64 | ||
| Teledyne Technologies Incorporated (TDY) | 0.1 | $1.5M | -2% | 4.9k | 310.28 | |
| Fs Kkr Capital Corp. Ii (FSKR) | 0.1 | $1.5M | 104k | 14.71 | ||
| PS Business Parks (PSB) | 0.1 | $1.5M | 12k | 122.40 | ||
| International Business Machines (IBM) | 0.1 | $1.5M | -3% | 12k | 121.67 | |
| Ishares Em Mkt Sm-cp Etf (EEMS) | 0.1 | $1.5M | -4% | 34k | 43.79 | |
| NVIDIA Corporation (NVDA) | 0.1 | $1.5M | -78% | 2.7k | 541.06 | |
| Schwab Strategic Tr Intl Eqty Etf (SCHF) | 0.1 | $1.4M | +55% | 46k | 31.39 | |
| Schwab Strategic Tr Us Reit Etf (SCHH) | 0.1 | $1.4M | 41k | 35.37 | ||
| Rockwell Automation (ROK) | 0.1 | $1.4M | 6.5k | 220.75 | ||
| Home Depot (HD) | 0.1 | $1.4M | -16% | 5.0k | 277.69 | |
| Tesla Motors (TSLA) | 0.1 | $1.4M | +388% | 3.2k | 428.97 | |
| At&t (T) | 0.1 | $1.4M | +2% | 49k | 28.51 | |
| Medtronic SHS (MDT) | 0.1 | $1.4M | -3% | 13k | 103.95 | |
| Motorola Solutions Com New (MSI) | 0.1 | $1.3M | +24% | 8.5k | 156.77 | |
| Ishares Tr 0-5 Yr Tips Etf (STIP) | 0.1 | $1.3M | +5% | 13k | 104.03 | |
| Amgen (AMGN) | 0.1 | $1.3M | -3% | 5.2k | 254.12 | |
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.1 | $1.3M | +8% | 16k | 79.66 | |
| United Parcel Service CL B (UPS) | 0.1 | $1.3M | -12% | 7.7k | 166.67 | |
| Vaneck Vectors Etf Tr Intrmdt Muni Etf (ITM) | 0.1 | $1.3M | 25k | 51.29 | ||
| Ishares Tr Rus 1000 Etf (IWB) | 0.1 | $1.2M | -3% | 6.5k | 187.22 | |
| Disney Walt Com Disney (DIS) | 0.1 | $1.2M | +6% | 9.8k | 124.12 | |
| Hp (HPQ) | 0.1 | $1.2M | +23% | 62k | 18.99 | |
| Edwards Lifesciences (EW) | 0.1 | $1.2M | +7% | 15k | 79.85 | |
| Automatic Data Processing (ADP) | 0.1 | $1.2M | -12% | 8.4k | 139.54 | |
| Vanguard World Mega Cap Index (MGC) | 0.1 | $1.2M | +210% | 9.7k | 119.88 | |
| Arista Networks (ANET) | 0.1 | $1.1M | NEW | 5.4k | 206.84 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.1M | -4% | 32k | 34.34 | |
| Ishares Tr Intl Sel Div Etf (IDV) | 0.1 | $1.1M | 44k | 24.93 | ||
| Best Buy (BBY) | 0.1 | $1.1M | 9.6k | 111.25 | ||
| AutoZone (AZO) | 0.1 | $1.1M | -7% | 896.00 | 1177.46 | |
| Metropcs Communications (TMUS) | 0.1 | $1.0M | -2% | 9.0k | 114.41 | |
| Intuit (INTU) | 0.1 | $1.0M | NEW | 3.1k | 326.12 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $978k | +4% | 2.6k | 383.08 | |
| CenturyLink (LUMN) | 0.1 | $933k | +21% | 93k | 10.09 | |
| Nucor Corporation (NUE) | 0.1 | $932k | +3% | 21k | 44.84 | |
| First Tr Exch Traded Fd Iii Instl Pfd Secs (FPEI) | 0.1 | $931k | 48k | 19.38 | ||
| stock (SPLK) | 0.1 | $931k | -21% | 4.9k | 188.12 | |
| Dell Technologies CL C (DELL) | 0.1 | $930k | -23% | 14k | 67.70 | |
| Vanguard Specialized Funds Div App Etf (VIG) | 0.1 | $930k | 7.2k | 128.61 | ||
| Ishares Tr Calif Mun Bd Etf (CMF) | 0.1 | $919k | +63% | 15k | 62.39 | |
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.1 | $905k | +3% | 2.9k | 307.61 | |
| Paccar (PCAR) | 0.1 | $903k | +8% | 11k | 85.32 | |
| Ishares Tr Russell 2000 Etf (IWM) | 0.1 | $901k | 6.0k | 149.77 | ||
| Ishares Tr Ishs 1-5yr Invs (IGSB) | 0.1 | $890k | 16k | 54.94 | ||
| Abbvie (ABBV) | 0.1 | $889k | -15% | 10k | 87.60 | |
| Hershey Company (HSY) | 0.1 | $869k | +32% | 6.1k | 143.38 | |
| Xcel Energy (XEL) | 0.1 | $859k | -28% | 12k | 69.02 | |
| Five9 (FIVN) | 0.1 | $852k | 6.6k | 129.68 | ||
| Lauder Estee Cos Cl A (EL) | 0.1 | $846k | NEW | 3.9k | 218.21 | |
| Vanguard World Mega Cap Val Etf (MGV) | 0.1 | $842k | NEW | 11k | 76.70 | |
| Ishares Tr Intl Devppty Etf (WPS) | 0.1 | $823k | 26k | 31.44 | ||
| Square Cl A (SQ) | 0.1 | $816k | -3% | 5.0k | 162.45 | |
| Spdr Index Shs Fds Dj Intl Rl Etf (RWX) | 0.1 | $811k | -15% | 27k | 29.72 | |
| Ishares Tr 3 7 Yr Treas Bd (IEI) | 0.1 | $800k | +4% | 6.0k | 133.60 | |
| Wisdomtree Tr Emg Mkts Smcap (DGS) | 0.1 | $795k | +3% | 19k | 41.34 | |
| Cummins (CMI) | 0.1 | $795k | -2% | 3.8k | 211.10 | |
| Vanguard World Mega Grwth Ind (MGK) | 0.1 | $778k | NEW | 4.2k | 185.33 | |
| Eli Lilly & Co. (LLY) | 0.1 | $757k | -2% | 5.1k | 147.94 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $752k | 6.5k | 115.25 | ||
| MetLife (MET) | 0.1 | $751k | -3% | 20k | 37.15 | |
| Bank of America Corporation (BAC) | 0.1 | $750k | -27% | 31k | 24.08 | |
| Bristol Myers Squibb (BMY) | 0.1 | $741k | -8% | 12k | 60.32 | |
| Pepsi (PEP) | 0.1 | $739k | -8% | 5.3k | 138.70 | |
| Ishares Gold Trust Ishares (IAU) | 0.1 | $728k | 41k | 17.99 | ||
| Global Payments (GPN) | 0.1 | $712k | 4.0k | 177.47 | ||
| Comcast Corp Cl A (CMCSA) | 0.1 | $702k | -5% | 15k | 46.26 | |
| Shopify Cl A (SHOP) | 0.1 | $688k | -9% | 673.00 | 1022.29 | |
| Ishares Tr Phlx Semicnd Etf (SOXX) | 0.1 | $661k | +5% | 2.2k | 304.75 | |
| Expeditors International of Washington (EXPD) | 0.1 | $660k | 7.3k | 90.51 | ||
| Citrix Systems (CTXS) | 0.1 | $655k | -11% | 4.8k | 137.69 | |
| Principal Financial (PFG) | 0.1 | $648k | -11% | 16k | 40.27 | |
| Applied Materials (AMAT) | 0.1 | $644k | -11% | 11k | 59.44 | |
| Philip Morris International (PM) | 0.1 | $638k | +39% | 8.5k | 75.05 | |
| Gilead Sciences (GILD) | 0.1 | $632k | 10k | 63.18 | ||
| Spdr Ser Tr Dj Reit Etf (RWR) | 0.1 | $624k | -11% | 8.0k | 77.95 | |
| Biogen Idec (BIIB) | 0.1 | $623k | +15% | 2.2k | 283.83 | |
| Cognizant Technology Solutio Cl A (CTSH) | 0.1 | $623k | -3% | 9.0k | 69.47 | |
| D.R. Horton (DHI) | 0.1 | $618k | -3% | 8.2k | 75.64 | |
| UnitedHealth (UNH) | 0.1 | $616k | 2.0k | 311.58 | ||
| Honeywell International (HON) | 0.1 | $611k | -28% | 3.7k | 164.56 | |
| Dollar General (DG) | 0.1 | $611k | NEW | 2.9k | 209.75 | |
| Oracle Corporation (ORCL) | 0.1 | $610k | 10k | 59.65 | ||
| Ishares Tr Ishs 5-10yr Invt (IGIB) | 0.1 | $594k | 9.8k | 60.80 | ||
| Abbott Laboratories (ABT) | 0.1 | $593k | -14% | 5.5k | 108.77 | |
| Ishares Tr Msci Eafe Etf (EFA) | 0.0 | $584k | -4% | 9.2k | 63.62 | |
| Union Pacific Corporation (UNP) | 0.0 | $573k | +2% | 2.9k | 196.97 | |
| Ishares Tr Jpmorgan Usd Emg (EMB) | 0.0 | $573k | -11% | 5.2k | 110.87 | |
| Whirlpool Corporation (WHR) | 0.0 | $569k | NEW | 3.1k | 183.84 | |
| 3M Company (MMM) | 0.0 | $566k | -33% | 3.5k | 160.20 | |
| Clorox Company (CLX) | 0.0 | $559k | -11% | 2.7k | 210.07 | |
| Invesco Exch Trd Slf Idx Bulshs 2020 Hy (BSJK) | 0.0 | $554k | 24k | 23.38 | ||
| Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) | 0.0 | $549k | +35% | 10k | 53.61 | |
| Ishares Em Mkts Div Etf (DVYE) | 0.0 | $549k | 18k | 30.13 | ||
| Wal-Mart Stores (WMT) | 0.0 | $548k | -18% | 3.9k | 139.83 | |
| Invesco Exch Trd Slf Idx Bulshs 2023 Hy (BSJN) | 0.0 | $543k | 22k | 24.54 | ||
| Invesco Exch Trd Slf Idx Bulshs 2021 Hy (BSJL) | 0.0 | $542k | 24k | 22.92 | ||
| Invesco Exch Trd Slf Idx Bulshs 2022 Hy (BSJM) | 0.0 | $539k | 24k | 22.85 | ||
| Citizens Financial (CFG) | 0.0 | $538k | +42% | 21k | 25.26 | |
| Raytheon Technologies Corp (RTX) | 0.0 | $532k | -3% | 9.3k | 57.51 | |
| Northwest Natural Holdin (NWN) | 0.0 | $531k | 12k | 45.42 | ||
| Altria (MO) | 0.0 | $528k | +2% | 14k | 38.60 | |
| Wisdomtree Tr Us High Dividend (DHS) | 0.0 | $517k | +3% | 8.3k | 62.52 | |
| Stryker Corporation (SYK) | 0.0 | $511k | -42% | 2.5k | 208.23 | |
| Phillips 66 (PSX) | 0.0 | $509k | -10% | 9.8k | 51.85 | |
| Mondelez Intl Cl A (MDLZ) | 0.0 | $507k | +15% | 8.8k | 57.41 | |
| Select Sector Spdr Tr Technology (XLK) | 0.0 | $506k | -21% | 4.3k | 116.64 | |
| Invesco Exch Trd Slf Idx Bulshs 2024 Hy (BSJO) | 0.0 | $506k | 21k | 24.12 | ||
| Spdr Ser Tr S&p 600 Sml Cap (SLY) | 0.0 | $505k | 8.3k | 60.84 | ||
| CVS Caremark Corporation (CVS) | 0.0 | $502k | +18% | 8.6k | 58.41 | |
| Western Union Company (WU) | 0.0 | $499k | +2% | 23k | 21.43 | |
| Ameren Corporation (AEE) | 0.0 | $499k | NEW | 6.3k | 79.08 | |
| Coca-Cola Company (KO) | 0.0 | $499k | -18% | 10k | 49.37 | |
| Progressive Corporation (PGR) | 0.0 | $495k | +14% | 5.2k | 94.68 | |
| Mastercard Incorporated Cl A (MA) | 0.0 | $493k | +13% | 1.5k | 338.37 | |
| Vanguard World Esg Intl Stk Etf (VSGX) | 0.0 | $492k | -4% | 9.5k | 51.59 | |
| Hormel Foods Corporation (HRL) | 0.0 | $489k | +52% | 10k | 48.85 | |
| Ishares Tr Eafe Grwth Etf (EFG) | 0.0 | $486k | NEW | 5.4k | 89.85 | |
| Invesco Exch Trd Slf Idx Bulshs 2025 Hy (BSJP) | 0.0 | $483k | 21k | 23.48 | ||
| Zendesk (ZEN) | 0.0 | $483k | -21% | 4.7k | 102.99 | |
| Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.0 | $461k | -16% | 8.3k | 55.33 | |
| Select Sector Spdr Tr Sbi Healthcare (XLV) | 0.0 | $449k | -27% | 4.3k | 105.57 | |
| Spdr Index Shs Fds Portfolio Emg Mk (SPEM) | 0.0 | $446k | 12k | 36.56 | ||
| Schwab Strategic Tr Us Mid-cap Etf (SCHM) | 0.0 | $445k | NEW | 8.0k | 55.42 | |
| Box Cl A (BOX) | 0.0 | $443k | 26k | 17.36 | ||
| Nextera Energy (NEE) | 0.0 | $442k | -10% | 1.6k | 277.81 | |
| T. Rowe Price (TROW) | 0.0 | $441k | -14% | 3.4k | 128.20 | |
| Skyworks Solutions (SWKS) | 0.0 | $438k | -29% | 3.0k | 145.42 | |
| General Dynamics Corporation (GD) | 0.0 | $438k | +61% | 3.2k | 138.30 | |
| American Electric Power Company (AEP) | 0.0 | $436k | 5.3k | 81.65 | ||
| Illinois Tool Works (ITW) | 0.0 | $435k | 2.2k | 193.42 | ||
| American Express Company (AXP) | 0.0 | $435k | +15% | 4.3k | 100.14 | |
| American Centy Etf Tr Intl Smcp Vlu (AVDV) | 0.0 | $433k | NEW | 9.2k | 47.31 | |
| Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) | 0.0 | $426k | 13k | 33.04 | ||
| Texas Instruments Incorporated (TXN) | 0.0 | $423k | 3.0k | 142.91 | ||
| Alibaba Group Hldg Sponsored Ads (BABA) | 0.0 | $422k | -30% | 1.4k | 293.67 | |
| Matthews Intl Corp Cl A (MATW) | 0.0 | $416k | 19k | 22.36 | ||
| Fortive (FTV) | 0.0 | $408k | 5.4k | 76.12 | ||
| Eaton Corp SHS (ETN) | 0.0 | $407k | 4.0k | 102.06 | ||
| Walgreen Boots Alliance (WBA) | 0.0 | $395k | -18% | 11k | 35.88 | |
| Caterpillar (CAT) | 0.0 | $392k | -8% | 2.6k | 149.05 | |
| Garmin SHS (GRMN) | 0.0 | $391k | NEW | 4.1k | 94.76 | |
| Smucker J M Com New (SJM) | 0.0 | $387k | -14% | 3.3k | 115.56 | |
| Ishares Tr Core Us Aggbd Et (AGG) | 0.0 | $386k | -8% | 3.3k | 118.15 | |
| Cel-sci Corp Com Par New (CVM) | 0.0 | $381k | 30k | 12.75 | ||
| Ishares Tr Core S&p Scp Etf (IJR) | 0.0 | $377k | +2% | 5.4k | 70.22 | |
| Spdr Dow Jones Indl Average Ut Ser 1 (DIA) | 0.0 | $372k | -11% | 1.3k | 277.40 | |
| Ishares Tr Core Msci Eafe (IEFA) | 0.0 | $372k | 6.2k | 60.34 | ||
| Crane (CR) | 0.0 | $371k | -19% | 7.4k | 50.20 | |
| Fiserv (FISV) | 0.0 | $371k | -7% | 3.6k | 103.11 | |
| Ishares Tr Esg Awr Msci Usa (ESGU) | 0.0 | $368k | +2% | 4.8k | 76.19 | |
| Proshares Tr Ultrashrt S&p500 (SDS) | 0.0 | $367k | 23k | 15.96 | ||
| Ishares Tr Msci Emg Mkt Etf (EEM) | 0.0 | $362k | -20% | 8.2k | 44.09 | |
| BP Sponsored Adr (BP) | 0.0 | $355k | 20k | 17.47 | ||
| Ping Identity Hldg Corp (PING) | 0.0 | $353k | +5% | 11k | 31.21 | |
| Vanguard Index Fds Mcap Gr Idxvip (VOT) | 0.0 | $346k | NEW | 1.9k | 179.93 | |
| Southern Copper Corporation (SCCO) | 0.0 | $346k | 7.6k | 45.30 | ||
| MercadoLibre (MELI) | 0.0 | $342k | -15% | 316.00 | 1082.28 | |
| Duke Energy Corp Com New (DUK) | 0.0 | $341k | -28% | 3.9k | 88.57 | |
| CSX Corporation (CSX) | 0.0 | $340k | -5% | 4.4k | 77.71 | |
| ConocoPhillips (COP) | 0.0 | $337k | -13% | 10k | 32.81 | |
| Royal Dutch Shell Spon Adr B (RDS.B) | 0.0 | $336k | 14k | 24.19 | ||
| Southwest Airlines (LUV) | 0.0 | $333k | -22% | 8.9k | 37.48 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.0 | $332k | 1.5k | 221.33 | ||
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.0 | $331k | 1.5k | 216.91 | ||
| Public Storage (PSA) | 0.0 | $329k | 1.5k | 223.05 | ||
| Veeva Sys Cl A Com (VEEV) | 0.0 | $327k | -14% | 1.2k | 281.41 | |
| Ishares Tr Rus 1000 Val Etf (IWD) | 0.0 | $327k | 2.8k | 118.05 | ||
| Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) | 0.0 | $324k | 955.00 | 339.27 | ||
| Vanguard Whitehall Fds Intl High Etf (VYMI) | 0.0 | $323k | 6.2k | 52.10 | ||
| Waste Management (WM) | 0.0 | $322k | +21% | 2.8k | 113.30 | |
| Centene Corporation (CNC) | 0.0 | $318k | -25% | 5.5k | 58.24 | |
| Ishares Tr Shrt Nat Mun Etf (SUB) | 0.0 | $318k | +4% | 2.9k | 108.16 | |
| Ishares Msci Emrg Chn (EMXC) | 0.0 | $317k | NEW | 6.9k | 46.20 | |
| Lowe's Companies (LOW) | 0.0 | $307k | -13% | 1.9k | 165.77 | |
| Baxter International (BAX) | 0.0 | $306k | 3.8k | 80.44 | ||
| Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) | 0.0 | $302k | +2% | 7.7k | 39.45 | |
| Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) | 0.0 | $299k | 1.5k | 206.21 | ||
| Extra Space Storage (EXR) | 0.0 | $298k | -13% | 2.8k | 107.00 | |
| Qualcomm (QCOM) | 0.0 | $297k | -63% | 2.5k | 117.62 | |
| salesforce (CRM) | 0.0 | $296k | -9% | 1.2k | 251.06 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $295k | 667.00 | 442.28 | ||
| Lam Research Corporation (LRCX) | 0.0 | $280k | 845.00 | 331.36 | ||
| Charles Schwab Corporation (SCHW) | 0.0 | $280k | +22% | 7.7k | 36.19 | |
| PPL Corporation (PPL) | 0.0 | $278k | NEW | 10k | 27.25 | |
| Docusign (DOCU) | 0.0 | $268k | -30% | 1.2k | 215.43 | |
| General Mills (GIS) | 0.0 | $265k | -2% | 4.3k | 61.57 | |
| Avery Dennison Corporation (AVY) | 0.0 | $264k | 2.1k | 127.78 | ||
| Ishares Tr Core S&p Mcp Etf (IJH) | 0.0 | $263k | NEW | 1.4k | 185.34 | |
| L3harris Technologies (LHX) | 0.0 | $262k | -9% | 1.5k | 169.58 | |
| Proshares Tr Ultrapro Short S (SPXU) | 0.0 | $261k | -25% | 30k | 8.70 | |
| American Water Works (AWK) | 0.0 | $261k | 1.8k | 145.08 | ||
| AFLAC Incorporated (AFL) | 0.0 | $259k | +12% | 7.1k | 36.40 | |
| Cincinnati Financial Corporation (CINF) | 0.0 | $256k | NEW | 3.3k | 78.05 | |
| Paypal Holdings (PYPL) | 0.0 | $251k | NEW | 1.3k | 197.17 | |
| Ishares Tr Msci Acwi Etf (ACWI) | 0.0 | $250k | -3% | 3.1k | 80.03 | |
| Wec Energy Group (WEC) | 0.0 | $240k | 2.5k | 96.85 | ||
| Dollar Tree (DLTR) | 0.0 | $239k | 2.6k | 91.29 | ||
| Ishares Tr U.s. Cnsm Gd Etf (IYK) | 0.0 | $239k | -6% | 1.6k | 149.47 | |
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 0.0 | $238k | NEW | 2.2k | 108.13 | |
| Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.0 | $237k | NEW | 1.1k | 215.26 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $236k | -43% | 748.00 | 315.51 | |
| S&p Global (SPGI) | 0.0 | $236k | 655.00 | 360.31 | ||
| Las Vegas Sands (LVS) | 0.0 | $236k | 5.1k | 46.64 | ||
| Select Sector Spdr Tr Sbi Cons Discr (XLY) | 0.0 | $235k | -35% | 1.6k | 147.15 | |
| Ishares Tr S&p 500 Grwt Etf (IVW) | 0.0 | $233k | NEW | 1.0k | 230.92 | |
| Spdr Ser Tr S&p Divid Etf (SDY) | 0.0 | $233k | -3% | 2.5k | 92.46 | |
| Hennessy Cap Acqustion Corp *w Exp 09/05/202 (HCACW) | 0.0 | $231k | NEW | 100k | 2.31 | |
| Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) | 0.0 | $229k | -29% | 5.9k | 38.73 | |
| Guardant Health (GH) | 0.0 | $227k | NEW | 2.0k | 111.99 | |
| Ishares Silver Tr Ishares (SLV) | 0.0 | $227k | 11k | 21.62 | ||
| Opes Acquisition Corp *w Exp 03/13/202 (OPESW) | 0.0 | $224k | NEW | 94k | 2.39 | |
| Landcadia Hldgs Ii *w Exp 05/09/202 (LCAHW) | 0.0 | $217k | NEW | 49k | 4.40 | |
| Invitae (NVTA) | 0.0 | $214k | NEW | 4.9k | 43.44 | |
| Target Corporation (TGT) | 0.0 | $214k | -39% | 1.4k | 157.24 | |
| Allstate Corporation (ALL) | 0.0 | $213k | -55% | 2.3k | 94.33 | |
| Ishares Tr Core High Dv Etf (HDV) | 0.0 | $212k | NEW | 2.6k | 80.46 | |
| Spdr Gold Tr Gold Shs (GLD) | 0.0 | $212k | NEW | 1.2k | 177.11 | |
| Valero Energy Corporation (VLO) | 0.0 | $210k | -37% | 4.8k | 43.33 | |
| Cbre Group Cl A (CBRE) | 0.0 | $209k | NEW | 4.5k | 46.97 | |
| Ssga Active Etf Tr Blkstn Gsosrln (SRLN) | 0.0 | $209k | 4.7k | 44.81 | ||
| Velodyne Lidar *w Exp 09/29/202 | 0.0 | $197k | NEW | 40k | 4.89 | |
| Spartan Energy Acquisition C *w Exp 08/27/202 (SPAQ.WS) | 0.0 | $184k | NEW | 42k | 4.37 | |
| Dmy Technology Group *w Exp 02/21/202 (DMYT.WS) | 0.0 | $159k | NEW | 53k | 2.99 | |
| Forum Merger Ii Corp *w Exp 09/30/202 (FMCIW) | 0.0 | $156k | NEW | 18k | 8.84 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $133k | -5% | 14k | 9.34 | |
| New Residential Invt Corp Com New (NRZ) | 0.0 | $129k | +6% | 16k | 7.97 | |
| Sorrento Therapeutics Com New (SRNE) | 0.0 | $126k | 11k | 11.19 | ||
| Cloudera (CLDR) | 0.0 | $126k | -4% | 12k | 10.86 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $119k | 11k | 11.30 | ||
| Annaly Capital Management (NLY) | 0.0 | $85k | NEW | 12k | 7.08 | |
| Ford Motor Company (F) | 0.0 | $83k | 12k | 6.67 | ||
| General Electric Company (GE) | 0.0 | $77k | -52% | 12k | 6.23 | |
| Opko Health (OPK) | 0.0 | $74k | 20k | 3.70 | ||
| Trine Acquisition Corp *w Exp 03/31/202 (TRNE.WS) | 0.0 | $66k | NEW | 25k | 2.61 | |
| Gores Metropoulos *w Exp 01/28/202 (GMHIW) | 0.0 | $56k | NEW | 18k | 3.11 | |
| Kensington Cap Acquisition C *w Exp 07/01/202 | 0.0 | $54k | NEW | 12k | 4.50 | |
| Flying Eagle Acquisition Cor *w Exp 02/26/202 (FEAC.WS) | 0.0 | $33k | NEW | 10k | 3.27 | |
| Safe Bulkers Inc Com Stk (SB) | 0.0 | $29k | 28k | 1.04 | ||
| Clean Energy Fuels (CLNE) | 0.0 | $28k | 11k | 2.48 | ||
| T2 Biosystems (TTOO) | 0.0 | $15k | 11k | 1.40 | ||
Past Filings by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
SEC 13F filings are viewable for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management going back to 2011
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q3 filed Nov. 12, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q2 filed Aug. 12, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q1 filed May 11, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q4 filed Feb. 13, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q3 filed Nov. 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q2 filed Aug. 12, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q1 filed May 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q4 filed Feb. 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q3 filed Nov. 13, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q2 filed Aug. 13, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q1 restated filed May 14, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q1 filed May 14, 2018
- Empirical Financial Services 2017 Q4 filed Feb. 12, 2018
- Empirical Financial Services 2017 Q3 filed Nov. 13, 2017
- Empirical Financial Services 2017 Q2 filed Aug. 10, 2017
- Empirical Financial Services 2017 Q1 filed May 12, 2017