Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:

Empirical Financial Services portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Short Term Corporate Bond ETF (VCSH) 20.31 1.04M +2.00% 79.37 80.05
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 12.66 602013 +2.00% 85.70 87.62
Vanguard Malvern Fds strm infproidx 10.61 879543 +8.00% 49.16 0.00
iShares Lehman 1-3 Year Treas.Bond (SHY) 8.03 387317 +4.00% 84.45 84.58
Spdr Short-term High Yield mf 5.31 781635 +6.00% 27.68 0.00
Ishares Inc core msci emkt 4.29 411317 +4.00% 42.45 0.00
Vanguard REIT ETF (VNQ) 2.56 126293 +3.00% 82.53 82.66
Schwab Strategic Tr us lrg cap etf 2.55 195272 -5.00% 53.26 0.00
Vanguard Large-Cap ETF (VV) 2.39 95219 102.37 110.92
Nuveen Barclays Shrt Term Muni bdfund 2.01 170700 +323.00% 47.94 0.00
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 1.36 51359 +53.00% 108.18 110.46
Spdr Series Trust cmn 1.25 91141 -20.00% 55.97 0.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.09 40117 +4.00% 110.23 115.49
Vanguard Total Stock Market ETF (VTI) 1.05 37029 115.32 124.09
iShares Barclays TIPS Bond Fund (TIP) 1.04 37608 -2.00% 113.17 114.40
Schwab Strategic Tr us aggregate b 1.04 82230 +5.00% 51.50 0.00
Vanguard Europe Pacific ETF (VEA) 0.80 89275 NEW 36.54 41.53
Vaneck Vectors Etf Tr High Yld Mun Etf 0.77 106091 +162.00% 29.68 0.00
Microsoft Corporation (MSFT) 0.75 49482 +14.00% 62.14 69.96
Apple (AAPL) 0.61 21424 115.80 153.61
Camden National Corporation (CAC) 0.59 53919 +46.00% 44.46 40.82
Schwab Emerging Markets Equity ETF (SCHE) 0.57 106855 +10.00% 21.56 25.01
Claymore Exchange-traded Fd gugg crp bd 2017 0.54 97339 +3.00% 22.61 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.54 104807 +4.00% 21.18 0.00
Ishares Inc msci frntr 100 0.54 87956 +7.00% 24.85 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.53 101594 21.14 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.51 98528 +3.00% 21.20 0.00
Intel Corporation (INTC) 0.49 55412 -15.00% 36.27 36.26
Vanguard High Dividend Yield ETF (VYM) 0.47 25155 +32.00% 75.77 77.86
Schwab Strategic Tr 0 0.47 34919 +2.00% 54.84 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.39 75518 +7.00% 20.92 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.39 75450 +8.00% 20.99 0.00
Vanguard Intl Equity Index F glb ex us etf 0.37 30707 +73.00% 49.57 0.00
SPDR DJ Wilshire REIT (RWR) 0.36 15685 +44.00% 93.34 92.03
ISHARES TR MSCI Small Cap msci small cap 0.35 28371 NEW 49.84 0.00
Starbucks Corporation (SBUX) 0.32 23237 +2.00% 55.51 63.30
Chevron Corporation (CVX) 0.31 10747 117.71 104.72
iShares Lehman Aggregate Bond (AGG) 0.31 11845 -5.00% 108.06 109.44
Vanguard Total World Stock Idx Fd (VT) 0.30 20031 NEW 61.01 67.67
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.28 37302 -22.00% 30.53 30.65
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.28 33922 +6.00% 33.90 34.43
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.28 45100 +11.00% 25.19 0.00
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.28 46920 +10.00% 24.15 0.00
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.27 10344 +9.00% 104.99 105.34
SPDR S&P; International Dividend (DWX) 0.27 30153 +15.00% 36.05 39.64
SPDR S&P; 500 ETF (SPY) 0.26 4651 +4.00% 223.61 241.71
iShares S&P; 500 Index (IVV) 0.26 4770 +21.00% 224.95 243.23
WisdomTree SmallCap Dividend Fund (DES) 0.26 13016 +38.00% 82.74 79.40
Claymore Etf gug blt2017 hy 0.26 41563 +13.00% 25.82 0.00
Guggenheim Bulletshares 2020 H mf 0.26 42982 +11.00% 24.27 0.00
Claymore Exchange Trd Fd Tr 2021 hg yld cb 0.26 42262 +11.00% 24.70 0.00
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.26 45346 23.20 0.00
General Electric Company (GE) 0.25 32693 +13.00% 31.60 27.45
Vanguard Value ETF (VTV) 0.24 10511 93.05 95.71
Vanguard Short-Term Bond ETF (BSV) 0.23 11830 NEW 79.46 79.97
Procter & Gamble Company (PG) 0.20 9932 84.07 87.25
Boeing Company (BA) 0.19 5028 +28.00% 155.73 186.59
Amazon (AMZN) 0.18 952 +14.00% 750.00 995.78
Bank of America Corporation (BAC) 0.17 31889 +25.00% 22.11 23.24
iShares Russell Microcap Index (IWC) 0.17 8145 -3.00% 85.82 85.33
WisdomTree Intl. SmallCap Div Fd. (DLS) 0.17 11325 +26.00% 60.04 69.56
Schwab Intl Small Cap Equity ETF (SCHC) 0.17 23220 +39.00% 29.11 33.27
Ishares Core Msci Eafe Etf core msci eafe 0.17 12878 53.66 0.00
U.S. Ban (USB) 0.16 12727 51.39 51.44
iShares S&P; 500 Value Index (IVE) 0.16 6465 NEW 101.31 103.98
Vanguard Dividend Appreciation ETF (VIG) 0.16 7668 +30.00% 85.16 92.51
Pimco Etf Tr 0-5 high yield 0.16 6453 -8.00% 99.80 0.00
Costco Wholesale Corporation (COST) 0.15 3743 +18.00% 160.03 177.86
iShares MSCI EAFE Index Fund (EFA) 0.15 10824 +2.00% 57.74 66.05
iShares S&P; 500 Growth Index (IVW) 0.15 5005 NEW 121.88 137.80
PowerShares QQQ Trust, Series 1 (QQQQ) 0.14 4840 +86.00% 118.39 0.00
First Tr Exch Trd Alpha Fd I emerg mkt alph 0.14 29050 20.31 0.00
D First Tr Exchange-traded Fd 0.14 30070 -36.00% 18.99 0.00
Exxon Mobil Corporation (XOM) 0.13 6032 -7.00% 90.19 81.55
Walt Disney Company (DIS) 0.13 5219 +14.00% 104.23 108.41
WisdomTree Emerging Markets Eq (DEM) 0.13 13819 +26.00% 37.34 41.43
Johnson & Johnson (JNJ) 0.12 4132 +29.00% 115.20 126.92
AT&T; (T) 0.12 11447 +53.00% 42.54 38.12
3M Company (MMM) 0.11 2558 -22.00% 178.66 200.67
Amgen (AMGN) 0.11 3192 146.30 155.01
iShares S&P; SmallCap 600 Index (IJR) 0.11 3230 +15.00% 137.46 68.77
Schwab International Equity ETF (SCHF) 0.11 15466 -8.00% 27.67 31.59
First Tr Exchange Traded Fd senior ln fd 0.11 9289 48.55 0.00
Vanguard Small-Cap Value ETF (VBR) 0.10 3209 NEW 120.91 121.25
iShares S&P; 1500 Index Fund (ISI) 0.10 8115 +91.00% 51.26 0.00
iShares S&P; World Ex-US Prop Index (WPS) 0.10 11847 NEW 33.60 37.41
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.10 3284 -8.00% 122.41 123.96
SPDR S&P; Emerging Markets Small Cap (EWX) 0.10 10747 NEW 39.73 46.27
International Business Machines (IBM) 0.09 2202 +12.00% 166.21 152.49
Molina Healthcare (MOH) 0.09 6605 54.20 66.87
iShares Silver Trust (SLV) 0.09 23485 15.12 16.40
PowerShares VRDO Tax Free Weekly Por ETF (PVI) 0.09 13901 24.96 24.90
iShares Barclays Credit Bond Fund (CFT) 0.09 3265 +76.00% 109.34 110.50
Gilead Sciences (GILD) 0.08 4348 71.53 64.50
iShares S&P; MidCap 400 Index (IJH) 0.08 1997 +14.00% 165.25 172.32
Vanguard Total Bond Market ETF (BND) 0.08 4196 NEW 80.79 81.80
SPDR Dow Jones Global Real Estate (RWO) 0.08 7228 -9.00% 46.90 47.80
Facebook Inc cl a 0.08 2935 +29.00% 115.16 0.00
Coca-Cola Company (KO) 0.07 6836 -3.00% 41.40 45.39
Verizon Communications (VZ) 0.07 5658 +5.00% 53.38 45.32
ConocoPhillips (COP) 0.07 5535 -11.00% 50.23 45.35
NIKE (NKE) 0.07 5929 +6.00% 50.77 52.59
Pepsi (PEP) 0.07 2802 +25.00% 104.57 117.91
Danaher Corporation (DHR) 0.07 3490 77.94 84.40
iShares Russell 2000 Index (IWM) 0.07 2013 NEW 134.62 137.54
Rydex S&P; Equal Weight ETF (RSP) 0.07 3120 86.54 92.01
SPDR S&P; Dividend (SDY) 0.07 3381 NEW 85.48 88.58
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.07 2606 NEW 115.50 117.92
JPMorgan Chase & Co. (JPM) 0.06 2737 NEW 86.23 85.36
Pfizer (PFE) 0.06 8044 +32.00% 32.45 32.14
Automatic Data Processing (ADP) 0.06 2360 -7.00% 102.97 101.35
Berkshire Hathaway (BRK.A) 0.06 1 244000.00 0.00
Alaska Air (ALK) 0.06 2602 NEW 88.78 86.62
Southwest Airlines (LUV) 0.06 5033 NEW 49.87 60.67
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 2106 -44.00% 117.28 119.83
Vanguard Small-Cap ETF (VB) 0.06 1813 NEW 129.07 133.82
Spdr Series Trust brcly em locl 0.06 9825 26.56 0.00
iShares Russell 1000 Growth Index (IWF) 0.05 1953 NEW 104.97 119.22
Opko Health (OPK) 0.05 22200 9.28 6.33
Ishares Tr cmn 0.05 2047 NEW 100.64 0.00
Claymore Exchange Trd Fd Tr 2022 hg yld cb 0.05 8092 NEW 24.96 0.00
Alphabet Inc Class A cs 0.05 261 NEW 793.10 0.00
Gabelli Equity Trust (GAB) 0.02 14949 +2.00% 5.55 6.15