Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:

Empirical Financial Services portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard Short Term Corporate Bond ETF (VCSH) 21.43 1.02M 80.55 79.79
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 13.78 588875 89.58 86.66
Vanguard Malvern Fds strm infproidx 10.55 813559 +3.00% 49.65 0.00
iShares Lehman 1-3 Year Treas.Bond (SHY) 8.26 371784 +15.00% 85.04 84.58
Spdr Short-term High Yield mf 5.32 735780 +3.00% 27.69 0.00
Ishares Inc core msci emkt 4.67 392103 +3.00% 45.61 0.00
Schwab Strategic Tr us lrg cap etf 2.79 206658 -31.00% 51.62 0.00
Vanguard REIT ETF (VNQ) 2.76 121744 -9.00% 86.74 80.84
Vanguard Large-Cap ETF (VV) 2.46 95168 -3.00% 99.16 94.44
Spdr Series Trust cmn 1.79 115310 59.33 0.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.18 38433 117.22 110.08
iShares Barclays TIPS Bond Fund (TIP) 1.17 38492 116.49 111.97
Vanguard Total Stock Market ETF (VTI) 1.09 37561 111.34 106.32
Schwab Strategic Tr us aggregate b 1.09 78063 53.67 0.00
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.98 33450 -5.00% 112.74 109.49
Microsoft Corporation (MSFT) 0.65 43228 57.60 42.00
Intel Corporation (INTC) 0.65 65653 +41.00% 37.74 32.76
Apple (AAPL) 0.63 21430 +5.00% 113.07 123.28
Schwab Emerging Markets Equity ETF (SCHE) 0.58 96850 23.06 23.47
Claymore Exchange-traded Fd gugg crp bd 2017 0.56 93742 +7.00% 22.68 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.56 99950 +8.00% 21.40 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.56 99987 +8.00% 21.32 0.00
Ishares Inc msci frntr 100 0.55 81973 -9.00% 25.68 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.54 94844 +9.00% 21.71 0.00
Schwab Strategic Tr 0 0.51 34047 57.07 0.00
Claymore Exchange-traded Fd gugg crp bd 2016 0.51 88208 +6.00% 22.06 0.00
Nuveen Barclays Shrt Term Muni bdfund 0.51 40332 48.84 0.00
Camden National Corporation (CAC) 0.46 36713 47.75 37.14
iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.46 16750 105.97 105.92
Gugenheim Bulletshares 2022 Corp Bd 0.40 70502 +9.00% 21.64 0.00
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.39 47929 -3.00% 30.77 30.62
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.39 69485 +7.00% 21.60 0.00
iShares Lehman Aggregate Bond (AGG) 0.37 12503 -2.00% 112.45 110.29
Vanguard High Dividend Yield ETF (VYM) 0.36 19025 +29.00% 72.12 67.70
Vaneck Vectors Etf Tr High Yld Mun Etf 0.34 40363 32.26 0.00
Starbucks Corporation (SBUX) 0.32 22688 +5.00% 54.13 92.23
Chevron Corporation (CVX) 0.29 10688 +12.00% 102.92 102.86
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.29 31941 34.91 34.26
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.29 45536 24.60 0.00
SPDR DJ Wilshire REIT (RWR) 0.28 10818 97.34 90.66
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.27 40573 +11.00% 25.31 0.00
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.27 42581 +13.00% 24.26 0.00
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.26 9430 105.73 105.16
Vanguard Intl Equity Index F glb ex us etf 0.26 17705 56.20 0.00
SPDR S&P; 500 ETF (SPY) 0.25 4456 -17.00% 216.34 205.25
SPDR S&P; International Dividend (DWX) 0.25 26073 +58.00% 36.78 40.92
Claymore Etf gug blt2017 hy 0.25 36757 +9.00% 25.90 0.00
Claymore Etf gug blt2016 hy 0.25 37795 +7.00% 25.80 0.00
Guggenheim Bulletshares 2020 H mf 0.25 38663 +13.00% 24.29 0.00
Claymore Exchange Trd Fd Tr 2021 hg yld cb 0.25 37784 +9.00% 24.83 0.00
Procter & Gamble Company (PG) 0.24 10031 +6.00% 89.72 81.31
Vanguard Value ETF (VTV) 0.24 10511 -3.00% 86.96 82.99
D First Tr Exchange-traded Fd 0.24 47534 NEW 19.54 0.00
General Electric Company (GE) 0.22 28916 +24.00% 29.60 25.35
iShares S&P; 500 Index (IVV) 0.22 3940 -48.00% 217.51 205.96
Ishares Core Msci Eafe Etf core msci eafe 0.19 12872 -4.00% 55.16 0.00
Amazon (AMZN) 0.18 835 837.13 372.62
WisdomTree SmallCap Dividend Fund (DES) 0.18 9374 +35.00% 75.21 69.40
Pimco Etf Tr 0-5 high yield 0.18 7043 -4.00% 99.53 0.00
iShares Russell Microcap Index (IWC) 0.17 8462 -13.00% 78.00 76.92
iShares MSCI EAFE Index Fund (EFA) 0.16 10528 -18.00% 59.18 62.56
First Tr Exch Trd Alpha Fd I emerg mkt alph 0.16 29024 20.74 0.00
Exxon Mobil Corporation (XOM) 0.15 6549 +16.00% 87.34 84.57
3M Company (MMM) 0.15 3301 +77.00% 176.31 162.72
U.S. Ban (USB) 0.14 12549 +27.00% 42.87 43.76
Boeing Company (BA) 0.14 3924 +130.00% 131.75 152.38
Amgen (AMGN) 0.14 3218 -2.00% 166.87 153.92
WisdomTree Intl. SmallCap Div Fd. (DLS) 0.14 8979 +43.00% 61.37 57.78
Costco Wholesale Corporation (COST) 0.13 3169 +24.00% 152.41 148.30
Vanguard Dividend Appreciation ETF (VIG) 0.13 5893 84.00 80.49
Schwab International Equity ETF (SCHF) 0.13 16945 28.80 29.47
Schwab Intl Small Cap Equity ETF (SCHC) 0.13 16598 30.91 29.37
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.12 3823 123.20 120.16
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.12 3570 126.61 122.65
First Tr Exchange Traded Fd senior ln fd 0.12 9289 NEW 48.44 0.00
Walt Disney Company (DIS) 0.11 4559 +23.00% 92.78 103.60
iShares Silver Trust (SLV) 0.11 23485 18.18 14.70
WisdomTree Emerging Markets Eq (DEM) 0.11 10951 +18.00% 37.53 41.02
Bank of America Corporation (BAC) 0.10 25442 -9.00% 15.64 15.95
Johnson & Johnson (JNJ) 0.10 3188 +11.00% 118.26 98.55
Molina Healthcare (MOH) 0.10 6605 NEW 58.29 61.05
SPDR Dow Jones Global Real Estate (RWO) 0.10 8005 -5.00% 49.84 47.87
Gilead Sciences (GILD) 0.09 4411 79.12 99.53
iShares S&P; SmallCap 600 Index (IJR) 0.09 2788 +3.00% 124.10 113.70
PowerShares VRDO Tax Free Weekly Por ETF (PVI) 0.09 13901 24.89 24.94
Coca-Cola Company (KO) 0.08 7086 +3.00% 42.34 40.22
AT&T; (T) 0.08 7444 +28.00% 40.57 32.70
Cisco Systems (CSCO) 0.08 9764 31.75 28.51
International Business Machines (IBM) 0.08 1953 +23.00% 158.73 158.25
NIKE (NKE) 0.08 5549 52.62 96.37
PowerShares QQQ Trust, Series 1 (QQQQ) 0.08 2591 118.87 0.00
Facebook Inc cl a 0.08 2272 +9.00% 128.08 0.00
Verizon Communications (VZ) 0.07 5339 NEW 52.07 48.01
ConocoPhillips (COP) 0.07 6238 +21.00% 43.44 61.42
Danaher Corporation (DHR) 0.07 3489 +31.00% 78.53 84.59
iShares S&P; MidCap 400 Index (IJH) 0.07 1739 154.69 147.14
Rydex S&P; Equal Weight ETF (RSP) 0.07 3120 +12.00% 83.65 79.77
Spdr Series Trust brcly em locl 0.07 9984 28.35 0.00
Twitter 0.07 11060 -21.00% 23.06 0.00
Automatic Data Processing (ADP) 0.06 2548 NEW 88.30 85.00
Berkshire Hathaway (BRK.A) 0.06 1 NEW 216000.00 0.00
Pepsi (PEP) 0.06 2225 +10.00% 108.76 93.96
Opko Health (OPK) 0.06 22200 +11.00% 10.59 14.08
Pfizer (PFE) 0.05 6053 NEW 33.87 33.78
SPDR Gold Trust (GLD) 0.05 1620 NEW 125.93 110.56
iShares S&P; 1500 Index Fund (ISI) 0.05 4229 NEW 49.42 0.00
iShares Barclays Credit Bond Fund (CFT) 0.05 1845 NEW 113.82 110.50
Barclays Bk Plc Ipspgs Ttl Etn etf 0.04 12111 NEW 13.71 0.00
Gabelli Equity Trust (GAB) 0.02 14560 NEW 5.63 6.60