Empirical Financial Services, LLC d/b/a Empirical Wealth Management
Latest statistics and disclosures from Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VCSH, VTIP, VCIT, VGSH, IEMG, and represent 30.43% of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's stock portfolio.
- Added to shares of these 10 stocks: INTC (+$9.3M), AAPL (+$5.8M), VTIP, VCSH, AMZN, FB, SJNK, EFV, VTV, MGK.
- Started 60 new stock positions in GIK.WS, EXAS, BGY, FSR.WS, XLE, Rush Street Interactive, THCBW, Northern Genesis Acquisition, A, SLYV.
- Reduced shares in these 10 stocks: AMD (-$13M), ADBE (-$7.1M), BCOR, JPM, Z, QQQ, DHR, Invesco Bulletshares 2020 Corp, BA, MRK.
- Sold out of its positions in AXP, NLY, BP, CR, Dmy Technology Group Inc A, Flying Eagle Acquisition Cor, FTV, Forum Merger Ii Corp warrant, Gores Metropoulos Inc *w exp 01/28/202, GH.
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management was a net buyer of stock by $42M.
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management has $1.3B in assets under management (AUM), dropping by 12.07%.
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Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Companies in the Empirical Financial Services, LLC d.b.a. Empirical Wealth Management portfolio as of the December 2020 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
---|---|---|---|---|---|---|
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) | 10.1 | $133M | +3% | 1.6M | 83.25 | |
Vanguard Malvern Fds Strm Infproidx (VTIP) | 7.5 | $98M | +5% | 1.9M | 51.10 | |
Vanguard Scottsdale Fds Int-term Corp (VCIT) | 6.2 | $81M | 833k | 97.14 | ||
Vanguard Scottsdale Fds Short Term Treas (VGSH) | 3.4 | $45M | -2% | 723k | 61.60 | |
Ishares Core Msci Emkt (IEMG) | 3.2 | $42M | 680k | 62.04 | ||
Apple (AAPL) | 3.1 | $41M | +16% | 307k | 132.69 | |
Spdr Ser Tr Bloomberg Srt Tr (SJNK) | 3.0 | $40M | +7% | 1.5M | 26.95 | |
Spdr S&p 500 Etf Tr Tr Unit (SPY) | 2.5 | $33M | -2% | 87k | 373.89 | |
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) | 2.3 | $30M | 627k | 47.21 | ||
Ishares Tr Msci Intl Qualty (IQLT) | 2.2 | $29M | +7% | 818k | 35.66 | |
Ishares Tr Msci Usa Qlt Fct (QUAL) | 2.1 | $28M | +9% | 242k | 116.21 | |
Vanguard Index Fds Value Etf (VTV) | 2.0 | $26M | +11% | 221k | 118.96 | |
Microsoft Corporation (MSFT) | 1.9 | $25M | +9% | 114k | 222.42 | |
Vanguard Index Fds Real Estate Etf (VNQ) | 1.8 | $23M | +6% | 273k | 84.93 | |
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Amazon (AMZN) | 1.7 | $23M | +23% | 6.9k | 3256.98 | |
Ishares Tr Eafe Value Etf (EFV) | 1.6 | $21M | +15% | 437k | 47.20 | |
Adobe Systems Incorporated (ADBE) | 1.2 | $16M | -31% | 31k | 500.11 | |
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) | 1.2 | $16M | +2% | 129k | 121.84 | |
Ishares Tr Micro-cap Etf (IWC) | 1.0 | $13M | -3% | 113k | 118.65 | |
Johnson & Johnson (JNJ) | 1.0 | $13M | +3% | 82k | 157.38 | |
Vanguard Index Fds Large Cap Etf (VV) | 1.0 | $13M | 72k | 175.74 | ||
Intel Corporation (INTC) | 1.0 | $13M | +286% | 252k | 49.82 | |
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.9 | $11M | -8% | 126k | 90.95 | |
Vanguard Index Fds Sm Cp Val Etf (VBR) | 0.8 | $11M | +17% | 76k | 142.21 | |
Facebook Cl A (FB) | 0.8 | $10M | +45% | 38k | 273.16 | |
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) | 0.8 | $10M | 502k | 20.19 | ||
Reliance Steel & Aluminum (RS) | 0.7 | $9.6M | +5% | 80k | 119.75 | |
First Tr Exch Trd Alphdx Emerg Mkt Alph (FEM) | 0.7 | $9.4M | 371k | 25.28 | ||
Ishares Tr National Mun Etf (MUB) | 0.7 | $9.2M | +3% | 78k | 117.20 | |
Vanguard Index Fds Small Cp Etf (VB) | 0.7 | $8.6M | 44k | 194.69 | ||
Spdr Ser Tr Nuveen Bbg Brcly (HYMB) | 0.6 | $8.3M | +2% | 141k | 58.99 | |
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) | 0.6 | $8.3M | -3% | 167k | 49.79 | |
Schwab Strategic Tr Us Sml Cap Etf (SCHA) | 0.6 | $8.2M | 92k | 89.00 | ||
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.6 | $7.9M | 158k | 50.11 | ||
First Tr Exchange-traded Senior Ln Fd (FTSL) | 0.6 | $7.6M | 160k | 47.59 | ||
Vanguard Index Fds Total Stk Mkt (VTI) | 0.5 | $6.7M | -13% | 34k | 194.63 | |
Spdr Index Shs Fds S&p Emktsc Etf (EWX) | 0.5 | $6.6M | 128k | 51.63 | ||
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.5 | $6.1M | +9% | 198k | 30.65 | |
Visa Com Cl A (V) | 0.5 | $6.0M | -15% | 28k | 218.73 | |
Vaneck Vectors Etf Tr High Yld Mun Etf (HYD) | 0.5 | $6.0M | 97k | 61.54 | ||
Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 0.5 | $6.0M | +7% | 100k | 59.53 | |
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) | 0.4 | $5.9M | +14% | 201k | 29.28 | |
Ishares Tr Esg Aw Msci Eafe (ESGD) | 0.4 | $5.6M | +31% | 77k | 73.04 | |
Zillow Group Cl C Cap Stk (Z) | 0.4 | $5.3M | -32% | 41k | 129.80 | |
Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.4 | $5.3M | -31% | 17k | 313.75 | |
Costco Wholesale Corporation (COST) | 0.4 | $5.2M | -3% | 14k | 376.81 | |
Ishares Tr Core S&p500 Etf (IVV) | 0.4 | $5.2M | +8% | 14k | 375.38 | |
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) | 0.4 | $5.1M | +8% | 93k | 54.31 | |
Schwab Strategic Tr Us Aggregate B (SCHZ) | 0.4 | $4.9M | 87k | 56.03 | ||
Netflix (NFLX) | 0.3 | $4.4M | 8.1k | 540.70 | ||
Ishares Tr Sp Smcp600vl Etf (IJS) | 0.3 | $4.2M | +100% | 52k | 81.31 | |
Spdr Ser Tr Portfolio Short (SPSB) | 0.3 | $4.2M | -4% | 133k | 31.40 | |
Schwab Strategic Tr Intl Sceqt Etf (SCHC) | 0.3 | $3.9M | -7% | 103k | 37.65 | |
Spdr Index Shs Fds S&p Intl Etf (DWX) | 0.3 | $3.6M | 100k | 36.56 | ||
Vanguard Whitehall Fds High Div Yld (VYM) | 0.3 | $3.5M | -7% | 39k | 91.50 | |
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) | 0.3 | $3.5M | -4% | 124k | 28.26 | |
Cisco Systems (CSCO) | 0.3 | $3.5M | +26% | 78k | 44.76 | |
Nushares Etf Tr Nuveen Esg Lrgvl (NULV) | 0.3 | $3.4M | +24% | 104k | 32.94 | |
Vanguard World Mega Grwth Ind (MGK) | 0.3 | $3.4M | +300% | 17k | 203.74 | |
Blucora (BCOR) | 0.3 | $3.4M | -56% | 214k | 15.91 | |
Alphabet Cap Stk Cl C (GOOG) | 0.2 | $3.3M | +6% | 1.9k | 1752.15 | |
Procter & Gamble Company (PG) | 0.2 | $3.2M | +18% | 23k | 139.15 | |
NVIDIA Corporation (NVDA) | 0.2 | $3.1M | +122% | 6.0k | 522.09 | |
Spdr Ser Tr Portfolio Intrmd (SPIB) | 0.2 | $3.1M | 83k | 37.18 | ||
McDonald's Corporation (MCD) | 0.2 | $2.8M | +23% | 13k | 214.54 | |
Ishares Tr Rus 2000 Val Etf (IWN) | 0.2 | $2.8M | 21k | 131.76 | ||
Pfizer (PFE) | 0.2 | $2.8M | +10% | 75k | 36.81 | |
Ishares Tr Esg Aware Msci (ESML) | 0.2 | $2.7M | +23% | 80k | 34.14 | |
Accenture Plc Ireland Shs Class A (ACN) | 0.2 | $2.7M | +19% | 10k | 261.18 | |
Sherwin-Williams Company (SHW) | 0.2 | $2.6M | -3% | 3.6k | 734.82 | |
Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.2 | $2.6M | +7% | 11k | 231.83 | |
Tesla Motors (TSLA) | 0.2 | $2.6M | +12% | 3.7k | 705.79 | |
First Tr Dow Jones Select Mi Com Shs Annual (FDM) | 0.2 | $2.6M | -8% | 54k | 47.88 | |
Ishares Esg Awr Msci Em (ESGE) | 0.2 | $2.5M | +29% | 61k | 41.98 | |
Starbucks Corporation (SBUX) | 0.2 | $2.5M | -27% | 24k | 106.98 | |
BlackRock (BLK) | 0.2 | $2.5M | +15% | 3.5k | 721.68 | |
Alphabet Cap Stk Cl A (GOOGL) | 0.2 | $2.4M | -2% | 1.4k | 1752.53 | |
Ishares Msci Frntr100etf (FM) | 0.2 | $2.4M | +5% | 84k | 28.35 | |
Ishares Tr Tips Bd Etf (TIP) | 0.2 | $2.4M | +2% | 19k | 127.66 | |
Schwab Strategic Tr Intl Eqty Etf (SCHF) | 0.2 | $2.3M | +38% | 64k | 36.01 | |
Nushares Etf Tr Nuveen Esg Midvl (NUMV) | 0.2 | $2.3M | +21% | 76k | 30.08 | |
Wisdomtree Tr Intl Smcap Div (DLS) | 0.2 | $2.3M | -8% | 33k | 68.12 | |
Wisdomtree Tr Us Smallcap Divd (DES) | 0.2 | $2.3M | -2% | 85k | 26.60 | |
Verizon Communications (VZ) | 0.2 | $2.2M | 38k | 58.75 | ||
Invesco Exch Trd Slf Idx Bulshs 2022 Cb (BSCM) | 0.2 | $2.2M | 102k | 21.75 | ||
Invesco Exch Trd Slf Idx Bulshs 2021 Cb (BSCL) | 0.2 | $2.2M | 104k | 21.21 | ||
Vanguard World Mega Cap Index (MGC) | 0.2 | $2.2M | +70% | 17k | 133.45 | |
Caredx (CDNA) | 0.2 | $2.2M | -40% | 30k | 72.45 | |
Invesco Exch Trd Slf Idx Bulshs 2023 Cb (BSCN) | 0.2 | $2.2M | +3% | 99k | 21.90 | |
Vanguard World Mega Cap Val Etf (MGV) | 0.2 | $2.1M | +121% | 24k | 86.81 | |
Invesco Exch Trd Slf Idx Bulshs 2024 Cb (BSCO) | 0.2 | $2.1M | +4% | 94k | 22.39 | |
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) | 0.2 | $2.1M | +6% | 23k | 92.58 | |
Invesco Exchange Traded Fd T S&p500 Buy Wrt (PBP) | 0.2 | $2.1M | -9% | 101k | 20.49 | |
Wisdomtree Tr Emer Mkt High Fd (DEM) | 0.2 | $2.1M | +4% | 50k | 41.14 | |
Invesco Exch Trd Slf Idx Bulshs 2025 Cb (BSCP) | 0.2 | $2.1M | +24% | 91k | 22.63 | |
Pimco Etf Tr 0-5 High Yield (HYS) | 0.2 | $2.1M | -2% | 21k | 98.23 | |
American Centy Etf Tr Intl Smcp Vlu (AVDV) | 0.2 | $2.0M | +286% | 35k | 57.12 | |
Vanguard Bd Index Fds Short Trm Bond (BSV) | 0.2 | $2.0M | -5% | 24k | 82.88 | |
Schwab Strategic Tr Us Tips Etf (SCHP) | 0.2 | $2.0M | 32k | 62.08 | ||
Ishares Tr Eafe Grwth Etf (EFG) | 0.2 | $2.0M | +263% | 20k | 100.93 | |
Walt Disney Company (DIS) | 0.1 | $1.9M | +9% | 11k | 181.17 | |
Us Bancorp Del Com New (USB) | 0.1 | $1.9M | -5% | 42k | 46.59 | |
Ishares Tr Eafe Sml Cp Etf (SCZ) | 0.1 | $1.9M | -4% | 28k | 68.33 | |
Nike CL B (NKE) | 0.1 | $1.9M | -2% | 13k | 141.46 | |
Hp (HPQ) | 0.1 | $1.9M | +22% | 76k | 24.59 | |
Arista Networks (ANET) | 0.1 | $1.8M | +17% | 6.3k | 290.60 | |
Motorola Solutions Com New (MSI) | 0.1 | $1.8M | +26% | 11k | 170.06 | |
Chevron Corporation (CVX) | 0.1 | $1.8M | -14% | 21k | 84.44 | |
Ishares Em Mkt Sm-cp Etf (EEMS) | 0.1 | $1.8M | 34k | 52.82 | ||
Fs Kkr Capital Corp. Ii (FSKR) | 0.1 | $1.7M | 105k | 16.40 | ||
Vanguard Index Fds Growth Etf (VUG) | 0.1 | $1.6M | -11% | 6.5k | 253.31 | |
Automatic Data Processing (ADP) | 0.1 | $1.6M | +11% | 9.3k | 176.17 | |
PS Business Parks (PSB) | 0.1 | $1.6M | 12k | 132.85 | ||
Invesco Exch Trd Slf Idx Bulshs 2026 Cb (BSCQ) | 0.1 | $1.6M | +4% | 75k | 21.93 | |
Medtronic SHS (MDT) | 0.1 | $1.6M | +2% | 14k | 117.13 | |
Intuit (INTU) | 0.1 | $1.6M | +35% | 4.2k | 379.89 | |
Teledyne Technologies Incorporated (TDY) | 0.1 | $1.5M | -20% | 3.9k | 391.99 | |
Edwards Lifesciences (EW) | 0.1 | $1.5M | +14% | 17k | 91.21 | |
Ishares Tr Intl Sel Div Etf (IDV) | 0.1 | $1.5M | +20% | 52k | 29.47 | |
Ishares Tr 1 3 Yr Treas Bd (SHY) | 0.1 | $1.5M | -25% | 18k | 86.36 | |
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.1 | $1.5M | 16k | 90.99 | ||
Metropcs Communications (TMUS) | 0.1 | $1.5M | +20% | 11k | 134.83 | |
Boeing Company (BA) | 0.1 | $1.4M | -55% | 6.7k | 214.04 | |
Porch Group | 0.1 | $1.4M | NEW | 100k | 14.27 | |
Schwab Strategic Tr Us Reit Etf (SCHH) | 0.1 | $1.4M | -7% | 38k | 37.97 | |
United Parcel Service CL B (UPS) | 0.1 | $1.4M | +6% | 8.3k | 168.40 | |
AutoZone (AZO) | 0.1 | $1.4M | +28% | 1.2k | 1185.60 | |
Ishares Tr 0-5 Yr Tips Etf (STIP) | 0.1 | $1.4M | +2% | 13k | 104.44 | |
Ishares Tr Rus 1000 Etf (IWB) | 0.1 | $1.3M | -2% | 6.3k | 211.84 | |
At&t (T) | 0.1 | $1.3M | -6% | 45k | 28.75 | |
Vaneck Vectors Etf Tr Intrmdt Muni Etf (ITM) | 0.1 | $1.3M | 25k | 52.05 | ||
Home Depot (HD) | 0.1 | $1.3M | -4% | 4.8k | 265.56 | |
Nucor Corporation (NUE) | 0.1 | $1.3M | +14% | 24k | 53.21 | |
Walgreen Boots Alliance (WBA) | 0.1 | $1.2M | +181% | 31k | 39.89 | |
Paypal Holdings (PYPL) | 0.1 | $1.2M | +313% | 5.3k | 234.20 | |
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) | 0.1 | $1.2M | NEW | 34k | 35.68 | |
Five9 (FIVN) | 0.1 | $1.2M | 6.7k | 174.45 | ||
Dell Technologies CL C (DELL) | 0.1 | $1.2M | +14% | 16k | 73.29 | |
Amgen (AMGN) | 0.1 | $1.1M | -3% | 5.0k | 229.90 | |
Ishares Tr Russell 2000 Etf (IWM) | 0.1 | $1.1M | -4% | 5.8k | 196.00 | |
Abbvie (ABBV) | 0.1 | $1.1M | +2% | 10k | 107.11 | |
Exxon Mobil Corporation (XOM) | 0.1 | $1.1M | -15% | 27k | 41.23 | |
Best Buy (BBY) | 0.1 | $1.1M | +13% | 11k | 99.81 | |
Paccar (PCAR) | 0.1 | $1.1M | +18% | 13k | 86.32 | |
Invesco Exch Trd Slf Idx Bulshs 2027 Cb (BSCR) | 0.1 | $1.1M | NEW | 48k | 22.39 | |
CenturyLink (LUMN) | 0.1 | $1.1M | +18% | 110k | 9.75 | |
ConocoPhillips (COP) | 0.1 | $1.1M | +157% | 26k | 40.00 | |
Bank of America Corporation (BAC) | 0.1 | $1.0M | +11% | 35k | 30.32 | |
Lauder Estee Cos Cl A (EL) | 0.1 | $1.0M | 3.9k | 266.22 | ||
Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.1 | $1.0M | 3.0k | 343.57 | ||
Ishares Tr Ishs 1-5yr Invs (IGSB) | 0.1 | $1.0M | +13% | 18k | 55.19 | |
Cognizant Technology Solutio Cl A (CTSH) | 0.1 | $1.0M | +37% | 12k | 81.96 | |
Vanguard Specialized Funds Div App Etf (VIG) | 0.1 | $995k | -2% | 7.1k | 141.13 | |
Ishares Tr Calif Mun Bd Etf (CMF) | 0.1 | $992k | +7% | 16k | 62.80 | |
Honeywell International (HON) | 0.1 | $977k | +23% | 4.6k | 212.62 | |
Cummins (CMI) | 0.1 | $959k | +12% | 4.2k | 227.09 | |
Philip Morris International (PM) | 0.1 | $954k | +35% | 12k | 82.78 | |
Wisdomtree Tr Emg Mkts Smcap (DGS) | 0.1 | $945k | +3% | 20k | 47.70 | |
Ishares Tr Intl Devppty Etf (WPS) | 0.1 | $931k | 26k | 35.68 | ||
First Tr Exch Traded Fd Iii Instl Pfd Secs (FPEI) | 0.1 | $931k | -4% | 46k | 20.37 | |
Spdr Index Shs Fds Dj Intl Rl Etf (RWX) | 0.1 | $926k | 27k | 34.08 | ||
Vanguard Index Fds Sml Cp Grw Etf (VBK) | 0.1 | $905k | +206% | 3.4k | 267.75 | |
Square Cl A (SQ) | 0.1 | $899k | -17% | 4.1k | 217.73 | |
Global Payments (GPN) | 0.1 | $889k | +2% | 4.1k | 215.41 | |
Dollar General (DG) | 0.1 | $886k | +44% | 4.2k | 210.20 | |
Hershey Company (HSY) | 0.1 | $885k | -4% | 5.8k | 152.40 | |
MetLife (MET) | 0.1 | $881k | -7% | 19k | 46.95 | |
Shopify Cl A (SHOP) | 0.1 | $874k | +14% | 772.00 | 1132.12 | |
Blackstone Group Com Cl A (BX) | 0.1 | $871k | NEW | 13k | 64.83 | |
Allstate Corporation (ALL) | 0.1 | $848k | +241% | 7.7k | 109.93 | |
Ishares Tr 3 7 Yr Treas Bd (IEI) | 0.1 | $845k | +6% | 6.4k | 132.99 | |
Citizens Financial (CFG) | 0.1 | $841k | +10% | 24k | 35.76 | |
Merck & Co (MRK) | 0.1 | $836k | -65% | 10k | 81.81 | |
CVS Caremark Corporation (CVS) | 0.1 | $831k | +41% | 12k | 68.33 | |
Ishares Gold Trust Ishares (IAU) | 0.1 | $828k | +12% | 46k | 18.13 | |
Lockheed Martin Corporation (LMT) | 0.1 | $824k | -9% | 2.3k | 355.02 | |
stock (SPLK) | 0.1 | $821k | -2% | 4.8k | 169.80 | |
Citrix Systems (CTXS) | 0.1 | $815k | +31% | 6.3k | 130.03 | |
Expeditors International of Washington (EXPD) | 0.1 | $805k | +16% | 8.5k | 95.16 | |
General Dynamics Corporation (GD) | 0.1 | $802k | +70% | 5.4k | 148.85 | |
Eli Lilly & Co. (LLY) | 0.1 | $802k | -7% | 4.7k | 168.91 | |
Snap Cl A (SNAP) | 0.1 | $786k | NEW | 16k | 50.05 | |
Smucker J M Com New (SJM) | 0.1 | $783k | +102% | 6.8k | 115.62 | |
UnitedHealth (UNH) | 0.1 | $782k | +12% | 2.2k | 350.52 | |
Applied Materials (AMAT) | 0.1 | $780k | -16% | 9.0k | 86.33 | |
AFLAC Incorporated (AFL) | 0.1 | $764k | +141% | 17k | 44.46 | |
Leidos Holdings (LDOS) | 0.1 | $763k | NEW | 7.3k | 105.07 | |
Principal Financial (PFG) | 0.1 | $750k | -6% | 15k | 49.64 | |
Whirlpool Corporation (WHR) | 0.1 | $750k | +34% | 4.2k | 180.46 | |
Phillips 66 (PSX) | 0.1 | $749k | +9% | 11k | 69.90 | |
Ishares Em Mkts Div Etf (DVYE) | 0.1 | $747k | +10% | 20k | 37.21 | |
Wal-Mart Stores (WMT) | 0.1 | $737k | +30% | 5.1k | 144.11 | |
Bristol Myers Squibb (BMY) | 0.1 | $727k | -4% | 12k | 62.00 | |
Pepsi (PEP) | 0.1 | $727k | -8% | 4.9k | 148.37 | |
Advanced Micro Devices (AMD) | 0.1 | $721k | -94% | 7.9k | 91.69 | |
Vanguard Index Fds Mid Cap Etf (VO) | 0.1 | $710k | NEW | 3.4k | 206.70 | |
Oracle Corporation (ORCL) | 0.1 | $694k | +4% | 11k | 64.71 | |
Select Sector Spdr Tr Technology (XLK) | 0.1 | $692k | +22% | 5.3k | 130.00 | |
Caterpillar (CAT) | 0.1 | $688k | +43% | 3.8k | 182.11 | |
3M Company (MMM) | 0.1 | $678k | +9% | 3.9k | 174.70 | |
Ishares Tr Msci Eafe Etf (EFA) | 0.1 | $670k | 9.2k | 72.98 | ||
JPMorgan Chase & Co. (JPM) | 0.1 | $669k | -85% | 5.3k | 127.09 | |
Vanguard World Esg Intl Stk Etf (VSGX) | 0.1 | $663k | +17% | 11k | 59.24 | |
Spdr Ser Tr S&p 600 Sml Cap (SLY) | 0.1 | $660k | 8.3k | 79.52 | ||
Progressive Corporation (PGR) | 0.1 | $658k | +27% | 6.7k | 98.90 | |
Spdr Ser Tr Dj Reit Etf (RWR) | 0.1 | $656k | -5% | 7.6k | 86.75 | |
Hormel Foods Corporation (HRL) | 0.0 | $648k | +38% | 14k | 46.58 | |
Select Sector Spdr Tr Sbi Healthcare (XLV) | 0.0 | $647k | +34% | 5.7k | 113.41 | |
Zendesk (ZEN) | 0.0 | $641k | -4% | 4.5k | 143.11 | |
Comcast Corp Cl A (CMCSA) | 0.0 | $640k | -19% | 12k | 52.42 | |
Matthews Intl Corp Cl A (MATW) | 0.0 | $639k | +16% | 22k | 29.40 | |
Centene Corporation (CNC) | 0.0 | $637k | +94% | 11k | 60.03 | |
Xcel Energy (XEL) | 0.0 | $636k | -23% | 9.5k | 66.64 | |
Ishares Tr Core Msci Eafe (IEFA) | 0.0 | $635k | +49% | 9.2k | 69.06 | |
Ishares Tr Jpmorgan Usd Emg (EMB) | 0.0 | $630k | +5% | 5.4k | 115.85 | |
Raytheon Technologies Corp (RTX) | 0.0 | $627k | -5% | 8.8k | 71.51 | |
International Business Machines (IBM) | 0.0 | $621k | -60% | 4.9k | 125.78 | |
Southern Copper Corporation (SCCO) | 0.0 | $620k | +24% | 9.5k | 65.10 | |
Garmin SHS (GRMN) | 0.0 | $619k | +25% | 5.2k | 119.68 | |
Coca-Cola Company (KO) | 0.0 | $605k | +9% | 11k | 54.84 | |
Ishares Tr Ishs 5-10yr Invt (IGIB) | 0.0 | $604k | 9.8k | 61.82 | ||
T. Rowe Price (TROW) | 0.0 | $603k | +15% | 4.0k | 151.28 | |
Texas Instruments Incorporated (TXN) | 0.0 | $599k | +23% | 3.6k | 164.24 | |
Ishares Tr Core S&p Scp Etf (IJR) | 0.0 | $595k | +20% | 6.5k | 91.95 | |
Rockwell Automation (ROK) | 0.0 | $590k | -63% | 2.4k | 250.85 | |
Invesco Exch Trd Slf Idx Bulshs 2023 Hy (BSJN) | 0.0 | $588k | +4% | 23k | 25.38 | |
Abbott Laboratories (ABT) | 0.0 | $585k | -2% | 5.3k | 109.55 | |
Biogen Idec (BIIB) | 0.0 | $577k | +7% | 2.4k | 244.80 | |
Invesco Exch Trd Slf Idx Bulshs 2022 Hy (BSJM) | 0.0 | $577k | +4% | 25k | 23.34 | |
D.R. Horton (DHI) | 0.0 | $573k | 8.3k | 68.89 | ||
Altria (MO) | 0.0 | $571k | 14k | 40.99 | ||
Gilead Sciences (GILD) | 0.0 | $568k | -2% | 9.7k | 58.29 | |
Union Pacific Corporation (UNP) | 0.0 | $559k | -7% | 2.7k | 208.19 | |
Invesco Exch Trd Slf Idx Bulshs 2021 Hy (BSJL) | 0.0 | $557k | +2% | 24k | 23.09 | |
Mondelez Intl Cl A (MDLZ) | 0.0 | $555k | +7% | 9.5k | 58.52 | |
Wisdomtree Tr Us High Dividend (DHS) | 0.0 | $550k | -4% | 7.9k | 69.40 | |
Regeneron Pharmaceuticals (REGN) | 0.0 | $549k | NEW | 1.1k | 483.27 | |
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) | 0.0 | $546k | +6% | 13k | 42.13 | |
Northwest Natural Holdin (NWN) | 0.0 | $538k | 12k | 46.02 | ||
Invesco Exch Trd Slf Idx Bulshs 2024 Hy (BSJO) | 0.0 | $536k | +2% | 22k | 24.92 | |
Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) | 0.0 | $536k | 13k | 41.25 | ||
Invesco Exch Trd Slf Idx Bulshs 2025 Hy (BSJP) | 0.0 | $531k | +5% | 22k | 24.53 | |
Clorox Company (CLX) | 0.0 | $529k | 2.6k | 201.83 | ||
MercadoLibre (MELI) | 0.0 | $529k | 316.00 | 1674.05 | ||
Ameren Corporation (AEE) | 0.0 | $528k | +7% | 6.8k | 78.06 | |
Mastercard Incorporated Cl A (MA) | 0.0 | $524k | 1.5k | 356.95 | ||
Nextera Energy (NEE) | 0.0 | $523k | +326% | 6.8k | 77.08 | |
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) | 0.0 | $511k | +24% | 1.7k | 305.80 | |
PPL Corporation (PPL) | 0.0 | $502k | +74% | 18k | 28.18 | |
Vanguard Index Fds Mcap Gr Idxvip (VOT) | 0.0 | $499k | +22% | 2.4k | 212.25 | |
Skyworks Solutions (SWKS) | 0.0 | $482k | +4% | 3.2k | 152.77 | |
Ishares Tr Shrt Nat Mun Etf (SUB) | 0.0 | $478k | +50% | 4.4k | 108.10 | |
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) | 0.0 | $477k | -17% | 8.5k | 56.28 | |
Ishares Tr Esg Awr Msci Usa (ESGU) | 0.0 | $472k | +13% | 5.5k | 85.97 | |
Box Cl A (BOX) | 0.0 | $468k | 26k | 18.05 | ||
Royal Dutch Shell Spon Adr B (RDS.B) | 0.0 | $467k | 14k | 33.62 | ||
Invesco Exch Trd Slf Idx Invsco Blsh 26 (BSJQ) | 0.0 | $463k | NEW | 18k | 25.59 | |
Public Storage (PSA) | 0.0 | $462k | +35% | 2.0k | 230.77 | |
Illinois Tool Works (ITW) | 0.0 | $459k | 2.2k | 204.09 | ||
Eaton Corp SHS (ETN) | 0.0 | $457k | -4% | 3.8k | 120.01 | |
Select Sector Spdr Tr Energy (XLE) | 0.0 | $455k | NEW | 12k | 37.91 | |
Fiserv (FISV) | 0.0 | $450k | +9% | 3.9k | 113.95 | |
Charles Schwab Corporation (SCHW) | 0.0 | $447k | +8% | 8.4k | 53.02 | |
Ishares Tr Rus 2000 Grw Etf (IWO) | 0.0 | $430k | 1.5k | 286.67 | ||
Schwab Strategic Tr Us Mid-cap Etf (SCHM) | 0.0 | $429k | -21% | 6.3k | 68.16 | |
Ishares Tr Core Us Aggbd Et (AGG) | 0.0 | $429k | +10% | 3.6k | 118.31 | |
Qualcomm (QCOM) | 0.0 | $424k | +10% | 2.8k | 152.46 | |
salesforce (CRM) | 0.0 | $422k | +60% | 1.9k | 222.46 | |
Ishares Tr Msci Emg Mkt Etf (EEM) | 0.0 | $421k | 8.2k | 51.62 | ||
Alliant Energy Corporation (LNT) | 0.0 | $417k | NEW | 8.1k | 51.53 | |
Ishares Tr Core S&p Mcp Etf (IJH) | 0.0 | $412k | +26% | 1.8k | 229.65 | |
Lam Research Corporation (LRCX) | 0.0 | $409k | +2% | 867.00 | 471.74 | |
American Electric Power Company (AEP) | 0.0 | $404k | -9% | 4.9k | 83.20 | |
CSX Corporation (CSX) | 0.0 | $397k | 4.4k | 90.74 | ||
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) | 0.0 | $397k | 945.00 | 420.11 | ||
Ishares Msci Emrg Chn (EMXC) | 0.0 | $390k | 6.9k | 56.84 | ||
Alibaba Group Hldg Sponsored Ads (BABA) | 0.0 | $385k | +15% | 1.7k | 232.50 | |
Vanguard Whitehall Fds Intl High Etf (VYMI) | 0.0 | $377k | 6.2k | 60.81 | ||
Vanguard Index Fds Mcap Vl Idxvip (VOE) | 0.0 | $373k | NEW | 3.1k | 118.79 | |
Southwest Airlines (LUV) | 0.0 | $365k | -11% | 7.8k | 46.65 | |
Avery Dennison Corporation (AVY) | 0.0 | $364k | +13% | 2.3k | 155.16 | |
Extra Space Storage (EXR) | 0.0 | $360k | +11% | 3.1k | 116.02 | |
Ishares Tr Core High Dv Etf (HDV) | 0.0 | $359k | +55% | 4.1k | 87.63 | |
Ishares Tr Rus 1000 Val Etf (IWD) | 0.0 | $358k | -5% | 2.6k | 136.64 | |
Lowe's Companies (LOW) | 0.0 | $358k | +20% | 2.2k | 160.32 | |
Target Corporation (TGT) | 0.0 | $357k | +48% | 2.0k | 176.73 | |
Cbre Group Cl A (CBRE) | 0.0 | $354k | +26% | 5.6k | 62.67 | |
Duke Energy Corp Com New (DUK) | 0.0 | $353k | 3.9k | 91.64 | ||
Ishares Tr Rus 1000 Grw Etf (IWF) | 0.0 | $351k | -4% | 1.5k | 241.07 | |
Cel-sci Corp Com Par New (CVM) | 0.0 | $349k | 30k | 11.68 | ||
Waste Management (WM) | 0.0 | $347k | +3% | 2.9k | 117.83 | |
Valero Energy Corporation (VLO) | 0.0 | $345k | +25% | 6.1k | 56.52 | |
Dollar Tree (DLTR) | 0.0 | $333k | +17% | 3.1k | 107.91 | |
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) | 0.0 | $331k | 1.5k | 228.28 | ||
Ping Identity Hldg Corp (PING) | 0.0 | $329k | 12k | 28.63 | ||
Select Sector Spdr Tr Sbi Cons Discr (XLY) | 0.0 | $328k | +27% | 2.0k | 160.71 | |
Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) | 0.0 | $326k | -4% | 7.3k | 44.46 | |
Juniper Networks (JNPR) | 0.0 | $322k | NEW | 14k | 22.52 | |
Veeva Sys Cl A Com (VEEV) | 0.0 | $316k | 1.2k | 271.94 | ||
Docusign (DOCU) | 0.0 | $315k | +13% | 1.4k | 222.61 | |
Las Vegas Sands (LVS) | 0.0 | $306k | 5.1k | 59.54 | ||
Thermo Fisher Scientific (TMO) | 0.0 | $306k | 656.00 | 466.46 | ||
Baxter International (BAX) | 0.0 | $303k | 3.8k | 80.20 | ||
Cincinnati Financial Corporation (CINF) | 0.0 | $295k | +2% | 3.4k | 87.46 | |
Chubb (CB) | 0.0 | $291k | NEW | 1.9k | 153.97 | |
Ishares Tr Msci Acwi Etf (ACWI) | 0.0 | $285k | 3.1k | 90.85 | ||
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 0.0 | $281k | 2.2k | 127.55 | ||
Alaska Air (ALK) | 0.0 | $279k | NEW | 5.4k | 52.01 | |
Ishares Tr U.s. Cnsm Gd Etf (IYK) | 0.0 | $277k | 1.6k | 173.23 | ||
American Water Works (AWK) | 0.0 | $276k | 1.8k | 153.42 | ||
Stryker Corporation (SYK) | 0.0 | $276k | -54% | 1.1k | 244.68 | |
Prologis (PLD) | 0.0 | $275k | NEW | 2.8k | 99.53 | |
Teladoc (TDOC) | 0.0 | $274k | NEW | 1.4k | 200.00 | |
Marriott Intl Cl A (MAR) | 0.0 | $272k | NEW | 2.1k | 132.10 | |
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.0 | $260k | -68% | 2.0k | 128.33 | |
Ishares Silver Tr Ishares (SLV) | 0.0 | $258k | 11k | 24.57 | ||
Emerson Electric (EMR) | 0.0 | $255k | NEW | 3.2k | 80.39 | |
General Mills (GIS) | 0.0 | $254k | 4.3k | 58.71 | ||
EXACT Sciences Corporation (EXAS) | 0.0 | $252k | NEW | 1.9k | 132.63 | |
Spdr Ser Tr S&p 600 Smcp Val (SLYV) | 0.0 | $250k | NEW | 3.8k | 66.07 | |
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) | 0.0 | $248k | -7% | 5.5k | 45.22 | |
McKesson Corporation (MCK) | 0.0 | $248k | NEW | 1.4k | 174.16 | |
Republic Services (RSG) | 0.0 | $244k | NEW | 2.5k | 96.18 | |
Wec Energy Group (WEC) | 0.0 | $228k | 2.5k | 92.01 | ||
Northrop Grumman Corporation (NOC) | 0.0 | $228k | 748.00 | 304.81 | ||
Delta Air Lines Inc Del Com New (DAL) | 0.0 | $225k | NEW | 5.6k | 40.15 | |
Schwab Strategic Tr Schwab Fdt Us Bm (FNDB) | 0.0 | $223k | NEW | 5.0k | 44.88 | |
S&p Global (SPGI) | 0.0 | $220k | +2% | 669.00 | 328.85 | |
Danaher Corporation (DHR) | 0.0 | $218k | -91% | 980.00 | 222.45 | |
Wisdomtree Tr Cloud Computng (WCLD) | 0.0 | $217k | NEW | 4.0k | 53.65 | |
Packaging Corporation of America (PKG) | 0.0 | $217k | NEW | 1.6k | 138.22 | |
Agnc Invt Corp Com reit (AGNC) | 0.0 | $217k | NEW | 14k | 15.57 | |
Ssga Active Etf Tr Blkstn Gsosrln (SRLN) | 0.0 | $213k | 4.7k | 45.67 | ||
Servicenow (NOW) | 0.0 | $210k | NEW | 382.00 | 549.74 | |
Novartis Sponsored Adr (NVS) | 0.0 | $207k | NEW | 2.2k | 94.52 | |
Ark Etf Tr Innovation Etf (ARKK) | 0.0 | $206k | NEW | 1.7k | 124.62 | |
C H Robinson Worldwide Com New (CHRW) | 0.0 | $205k | NEW | 2.2k | 93.65 | |
Invitae (NVTA) | 0.0 | $204k | 4.9k | 41.84 | ||
Spdr Ser Tr S&p Divid Etf (SDY) | 0.0 | $204k | -23% | 1.9k | 106.19 | |
Simon Property (SPG) | 0.0 | $204k | NEW | 2.4k | 85.32 | |
Kansas City Southern Com New (KSU) | 0.0 | $202k | NEW | 988.00 | 204.45 | |
Agilent Technologies Inc C ommon (A) | 0.0 | $201k | NEW | 1.7k | 118.51 | |
White Mountains Insurance Gp (WTM) | 0.0 | $200k | NEW | 200.00 | 1000.00 | |
Hewlett Packard Enterprise (HPE) | 0.0 | $186k | +9% | 16k | 11.88 | |
JetBlue Airways Corporation (JBLU) | 0.0 | $153k | 11k | 14.53 | ||
Canoo *w Exp 12/21/202 | 0.0 | $141k | NEW | 39k | 3.59 | |
Cloudera (CLDR) | 0.0 | $140k | -13% | 10k | 13.96 | |
General Electric Company (GE) | 0.0 | $121k | -9% | 11k | 10.83 | |
Burgerfi International *w Exp 12/16/202 | 0.0 | $116k | NEW | 53k | 2.21 | |
Trident Acquisitions Corp *w Exp 05/09/202 (TDACW) | 0.0 | $97k | NEW | 43k | 2.28 | |
Golden Nugget Online Gamin *w Exp 05/09/202 | 0.0 | $93k | NEW | 10k | 8.99 | |
Ford Motor Company (F) | 0.0 | $93k | -15% | 11k | 8.82 | |
Clean Energy Fuels (CLNE) | 0.0 | $89k | 11k | 7.87 | ||
Forum Merger Iii Corp *w Exp 08/24/202 (FIIIW) | 0.0 | $84k | NEW | 24k | 3.49 | |
Rush Street Interactive *w Exp 02/21/202 | 0.0 | $82k | NEW | 11k | 7.69 | |
Fisker *w Exp 12/01/202 (FSR.WS) | 0.0 | $79k | NEW | 16k | 4.89 | |
Opko Health (OPK) | 0.0 | $79k | 20k | 3.95 | ||
Sorrento Therapeutics Com New (SRNE) | 0.0 | $77k | 11k | 6.84 | ||
Newborn Acquisition Corp *w Exp 02/03/202 (NBACW) | 0.0 | $75k | NEW | 23k | 3.27 | |
Blackrock Enhanced Intl Div Com Bene Inter (BGY) | 0.0 | $74k | NEW | 13k | 5.90 | |
Amci Acquisition Corp *w Exp 05/20/202 (AMCIW) | 0.0 | $72k | NEW | 21k | 3.36 | |
Alberton Acquisition Corp *w Exp 04/26/202 (ALACW) | 0.0 | $67k | NEW | 56k | 1.20 | |
Northern Genesis Acquisition *w Exp 07/31/202 | 0.0 | $65k | NEW | 12k | 5.60 | |
Dmy Technology Group Inc Ii *w Exp 07/29/202 | 0.0 | $63k | NEW | 15k | 4.28 | |
Tuscan Hldgs Corp *w Exp 04/01/202 (THCBW) | 0.0 | $52k | NEW | 11k | 4.77 | |
Foley Trasimene Acquisition *w Exp 08/11/202 | 0.0 | $51k | NEW | 11k | 4.59 | |
Acamar Partners Acqsition *w Exp 02/26/202 (ACAMW) | 0.0 | $50k | NEW | 19k | 2.57 | |
Gigcapital3 *w Exp 05/18/202 (GIK.WS) | 0.0 | $48k | NEW | 14k | 3.50 | |
Gores Hldgs Iv *w Exp 01/22/202 (GHIVW) | 0.0 | $43k | NEW | 10k | 4.16 | |
Cf Finance Acquisition Corp *w Exp 08/01/202 | 0.0 | $37k | NEW | 15k | 2.40 | |
Breeze Holdings Acquisitn *w Exp 05/25/202 | 0.0 | $24k | NEW | 23k | 1.03 | |
Citic Capital Acquisition *w Exp 01/17/202 (CCAC.WS) | 0.0 | $18k | NEW | 10k | 1.72 | |
T2 Biosystems (TTOO) | 0.0 | $13k | 11k | 1.21 | ||
Inpixon (INPX) | 0.0 | $10k | NEW | 10k | 1.00 | |
Greenrose Acquisition Corp *w Exp 08/11/202 (GNRSW) | 0.0 | $10k | NEW | 10k | 1.00 | |
Equinox Gold Corp equities Call Option (EQX) | 0.0 | $0 | NEW | 13k | 0.00 |
Past Filings by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
SEC 13F filings are viewable for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management going back to 2011
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q4 filed Feb. 12, 2021
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q3 filed Nov. 12, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q2 filed Aug. 12, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2020 Q1 filed May 11, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q4 filed Feb. 13, 2020
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q3 filed Nov. 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q2 filed Aug. 12, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2019 Q1 filed May 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q4 filed Feb. 13, 2019
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q3 filed Nov. 13, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q2 filed Aug. 13, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q1 restated filed May 14, 2018
- Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2018 Q1 filed May 14, 2018
- Empirical Financial Services 2017 Q4 filed Feb. 12, 2018
- Empirical Financial Services 2017 Q3 filed Nov. 13, 2017
- Empirical Financial Services 2017 Q2 filed Aug. 10, 2017