Empirical Financial Services, LLC d/b/a Empirical Wealth Management
Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VCSH, VCIT, Vanguard Malvern Fds strm infproidx, SHY, Spdr Short-term High Yield mf. These five stock positions account for 57.61% of Empirical Financial Services's total stock portfolio.
- Added to shares of these 10 stocks: Vanguard Malvern Fds strm infproidx, Vaneck Vectors Etf Tr High Yld Mun Etf, Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf, Spdr Short-term High Yield mf, Spdr Series Trust cmn, Ishares Inc core msci emkt, SBUX, IJR, IJH, VBR.
- Started 9 new stock positions in Vaneck Vectors Etf Tr High Yld Mun Etf, VBR, Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf, IJR, IJH, RSP, Independence Realty Trust In, BA, Rait Financial Trust.
- Reduced shares in these 10 stocks: Schwab Strategic Tr us lrg cap etf (-$20.31M), VEA (-$10.86M), VNQ, Ishares Core Msci Eafe Etf core msci eafe, , SHY, , VV, VCIT, SCHF.
- Sold out of its positions in BRK.A, First Tr Exchange-traded Fd no amer energy, D First Tr Exchange-traded Fd, ITM, HYD, LUV.
- As of June 30, 2016, Empirical Financial Services has $380.77M in assets under management (AUM). Assets under management dropped from a total value of $413.47M to $380.77M.
- Independent of market fluctuations, Empirical Financial Services was a net seller by $38.94M worth of stocks in the most recent quarter.
Empirical Financial Services portfolio companies for June 2016 quarter
| Company (Ticker) | Portfolio Weight | Share Count | Price | Last Trade |
|---|---|---|---|---|
| Vanguard Short Term Corporate Bond ETF (VCSH) | 21.44 | 1.01M | 80.84 | 79.79 |
| Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 13.74 | 585000 | 89.41 | 86.66 |
| Vanguard Malvern Fds strm infproidx | 10.18 | 783584 +4.00% | 49.48 | 0.00 |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 7.21 | 321749 -4.00% | 85.32 | 84.58 |
| Spdr Short-term High Yield mf | 5.04 | 710831 +5.00% | 26.99 | 0.00 |
| Ishares Inc core msci emkt | 4.15 | 377869 +3.00% | 41.84 | 0.00 |
| Schwab Strategic Tr us lrg cap etf | 3.94 | 301610 -57.00% | 49.77 | 0.00 |
| Vanguard REIT ETF (VNQ) | 3.15 | 135217 -24.00% | 88.67 | 80.84 |
| Vanguard Large-Cap ETF (VV) | 2.48 | 98580 -9.00% | 95.85 | 94.44 |
| Spdr Series Trust cmn | 1.80 | 114752 +16.00% | 59.80 | 0.00 |
| Vanguard Europe Pacific ETF (VEA) | 1.58 | 170031 -64.00% | 35.36 | 39.04 |
| iShares Barclays TIPS Bond Fund (TIP) | 1.19 | 38743 -3.00% | 116.67 | 111.97 |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 1.15 | 38143 | 115.15 | 110.08 |
| Schwab Strategic Tr us aggregate b | 1.09 | 77429 | 53.71 | 0.00 |
| iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) | 1.06 | 35401 +4.00% | 113.92 | 109.49 |
| Vanguard Total Stock Market ETF (VTI) | 1.04 | 36860 -6.00% | 107.16 | 106.32 |
| Ishares Inc msci frntr 100 | 0.58 | 90503 | 24.49 | 0.00 |
| Microsoft Corporation (MSFT) | 0.57 | 42788 +2.00% | 51.16 | 42.00 |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.55 | 98362 +6.00% | 21.29 | 23.47 |
| Claymore Exchange-traded Fd gugg crp bd 2017 | 0.52 | 87369 -2.00% | 22.77 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2019 e | 0.52 | 91891 +2.00% | 21.43 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2018 e | 0.52 | 92208 -4.00% | 21.36 | 0.00 |
| Nuveen Barclays Shrt Term Muni bdfund | 0.52 | 40116 +6.00% | 49.08 | 0.00 |
| Apple (AAPL) | 0.51 | 20252 -12.00% | 95.60 | 123.28 |
| Schwab Strategic Tr 0 | 0.51 | 34355 | 56.47 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2020 e | 0.49 | 86722 | 21.71 | 0.00 |
| Claymore Exchange-traded Fd gugg crp bd 2016 | 0.48 | 82751 -9.00% | 22.04 | 0.00 |
| iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) | 0.47 | 16750 | 106.33 | 105.92 |
| iShares S&P; 500 Index (IVV) | 0.42 | 7629 -22.00% | 210.51 | 205.96 |
| Intel Corporation (INTC) | 0.40 | 46241 | 32.81 | 32.76 |
| Camden National Corporation (CAC) | 0.40 | 36713 -17.00% | 42.00 | 37.14 |
| SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) | 0.40 | 49429 -2.00% | 30.77 | 30.62 |
| iShares Lehman Aggregate Bond (AGG) | 0.38 | 12859 -12.00% | 112.61 | 110.29 |
| Gugenheim Bulletshares 2022 Corp Bd | 0.37 | 64639 | 21.53 | 0.00 |
| Claymore Exchange Trd Fd Tr gugg bulsh 2021 | 0.37 | 64714 | 21.53 | 0.00 |
| ISHARES TR MSCI Small Cap msci small cap | 0.36 | 28501 +16.00% | 48.24 | 0.00 |
| Vaneck Vectors Etf Tr High Yld Mun Etf | 0.34 | 40563 NEW | 32.32 | 0.00 |
| Starbucks Corporation (SBUX) | 0.32 | 21472 +48.00% | 57.10 | 92.23 |
| Vanguard Total World Stock Idx Fd (VT) | 0.31 | 20206 | 58.05 | 60.60 |
| SPDR S&P; 500 ETF (SPY) | 0.30 | 5409 -8.00% | 209.47 | 205.25 |
| Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf | 0.30 | 46036 NEW | 24.85 | 0.00 |
| SPDR Barclay Cp Intr Trm Cr Bd (ITR) | 0.29 | 31941 -3.00% | 34.88 | 34.26 |
| Vanguard Short-Term Bond ETF (BSV) | 0.28 | 13039 -8.00% | 81.06 | 80.04 |
| Vanguard High Dividend Yield ETF (VYM) | 0.28 | 14712 -6.00% | 71.44 | 67.70 |
| SPDR DJ Wilshire REIT (RWR) | 0.28 | 10878 -13.00% | 99.47 | 90.66 |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) | 0.27 | 9604 -14.00% | 106.10 | 105.16 |
| Chevron Corporation (CVX) | 0.26 | 9498 -12.00% | 104.86 | 102.86 |
| Vanguard Intl Equity Index F glb ex us etf | 0.25 | 17926 -29.00% | 54.06 | 0.00 |
| Vanguard Value ETF (VTV) | 0.24 | 10899 +14.00% | 84.96 | 82.99 |
| Claymore Etf gug blt2016 hy | 0.24 | 35014 | 25.79 | 0.00 |
| Claymore Exchange Trd Fd Tr gug blt2018 hy | 0.24 | 36276 -4.00% | 24.84 | 0.00 |
| Claymore Etf gug blt2017 hy | 0.23 | 33452 -5.00% | 25.86 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bul 2019 hy | 0.23 | 37532 +5.00% | 23.69 | 0.00 |
| Claymore Exchange Trd Fd Tr 2021 hg yld cb | 0.22 | 34604 +4.00% | 24.04 | 0.00 |
| Procter & Gamble Company (PG) | 0.21 | 9380 +3.00% | 84.65 | 81.31 |
| Guggenheim Bulletshares 2020 H mf | 0.21 | 34205 -4.00% | 23.71 | 0.00 |
| General Electric Company (GE) | 0.19 | 23191 -17.00% | 31.48 | 25.35 |
| iShares MSCI EAFE Index Fund (EFA) | 0.19 | 12891 -2.00% | 55.85 | 62.56 |
| Pimco Etf Tr 0-5 high yield | 0.19 | 7347 +34.00% | 96.91 | 0.00 |
| iShares Russell Microcap Index (IWC) | 0.18 | 9771 -39.00% | 70.72 | 76.92 |
| Ishares Core Msci Eafe Etf core msci eafe | 0.18 | 13530 -64.00% | 51.88 | 0.00 |
| Amazon (AMZN) | 0.16 | 835 | 716.17 | 372.62 |
| SPDR S&P; International Dividend (DWX) | 0.15 | 16481 | 35.19 | 40.92 |
| First Tr Exch Trd Alpha Fd I emerg mkt alph | 0.15 | 29004 -29.00% | 19.20 | 0.00 |
| Exxon Mobil Corporation (XOM) | 0.14 | 5640 -16.00% | 93.79 | 84.57 |
| Amgen (AMGN) | 0.13 | 3292 +7.00% | 152.19 | 153.92 |
| Vanguard Dividend Appreciation ETF (VIG) | 0.13 | 5913 -11.00% | 83.21 | 80.49 |
| iShares S&P; World Ex-US Prop Index (WPS) | 0.13 | 13052 -18.00% | 36.78 | 36.83 |
| WisdomTree SmallCap Dividend Fund (DES) | 0.13 | 6911 +12.00% | 71.62 | 69.40 |
| Schwab Intl Small Cap Equity ETF (SCHC) | 0.13 | 16567 | 28.79 | 29.37 |
| iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) | 0.12 | 3835 -2.00% | 122.82 | 120.16 |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.12 | 3568 -19.00% | 127.24 | 122.65 |
| Schwab International Equity ETF (SCHF) | 0.12 | 16891 -58.00% | 27.12 | 29.47 |
| iShares Silver Trust (SLV) | 0.11 | 23485 | 17.88 | 14.70 |
| SPDR Dow Jones Global Real Estate (RWO) | 0.11 | 8468 -22.00% | 50.31 | 47.87 |
| U.S. Ban (USB) | 0.10 | 9846 | 40.32 | 43.76 |
| Bank of America Corporation (BAC) | 0.10 | 28011 -6.00% | 13.28 | 15.95 |
| Costco Wholesale Corporation (COST) | 0.10 | 2543 +3.00% | 156.90 | 148.30 |
| Gilead Sciences (GILD) | 0.10 | 4443 -3.00% | 83.50 | 99.53 |
| Johnson & Johnson (JNJ) | 0.09 | 2848 +3.00% | 121.14 | 98.55 |
| Walt Disney Company (DIS) | 0.09 | 3689 | 97.86 | 103.60 |
| 3M Company (MMM) | 0.09 | 1864 -9.00% | 174.89 | 162.72 |
| PowerShares VRDO Tax Free Weekly Por ETF (PVI) | 0.09 | 13901 | 24.89 | 24.94 |
| Vanguard Total Bond Market ETF (BND) | 0.09 | 4193 -10.00% | 84.19 | 82.52 |
| WisdomTree Emerging Markets Eq (DEM) | 0.09 | 9273 | 35.37 | 41.02 |
| WisdomTree Intl. SmallCap Div Fd. (DLS) | 0.09 | 6268 +18.00% | 56.16 | 57.78 |
| Coca-Cola Company (KO) | 0.08 | 6876 -4.00% | 45.38 | 40.22 |
| NIKE (NKE) | 0.08 | 5504 +3.00% | 55.23 | 96.37 |
| iShares S&P; SmallCap 600 Index (IJR) | 0.08 | 2688 NEW | 116.07 | 113.70 |
| AT&T; (T) | 0.07 | 5777 +8.00% | 43.28 | 32.70 |
| Cisco Systems (CSCO) | 0.07 | 9838 | 28.66 | 28.51 |
| Danaher Corporation (DHR) | 0.07 | 2646 | 100.91 | 84.59 |
| PowerShares QQQ Trust, Series 1 (QQQQ) | 0.07 | 2565 -9.00% | 107.60 | 0.00 |
| iShares S&P; MidCap 400 Index (IJH) | 0.07 | 1758 NEW | 149.60 | 147.14 |
| Vanguard Small-Cap Value ETF (VBR) | 0.07 | 2366 NEW | 105.24 | 105.60 |
| SPDR S&P; Emerging Markets Small Cap (EWX) | 0.07 | 6558 -35.00% | 39.34 | 43.88 |
| Spdr Series Trust brcly em locl | 0.07 | 9984 | 27.84 | 0.00 |
| Boeing Company (BA) | 0.06 | 1706 NEW | 130.13 | 152.38 |
| ConocoPhillips (COP) | 0.06 | 5148 -35.00% | 43.51 | 61.42 |
| International Business Machines (IBM) | 0.06 | 1587 -27.00% | 151.86 | 158.25 |
| Pepsi (PEP) | 0.06 | 2005 | 105.74 | 93.96 |
| Rydex S&P; Equal Weight ETF (RSP) | 0.06 | 2765 NEW | 80.29 | 79.77 |
| Facebook Inc cl a | 0.06 | 2076 | 114.16 | 0.00 |
| 0.06 | 14154 -17.00% | 16.89 | 0.00 | |
| Opko Health (OPK) | 0.05 | 20000 | 9.35 | 14.08 |
| Independence Realty Trust In | 0.03 | 13000 NEW | 8.15 | 0.00 |
| Rait Financial Trust | 0.02 | 30500 NEW | 3.11 | 0.00 |
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Past 13F-HR SEC Filings for Empirical Financial Services
- Empirical Financial Services 2016 Q1 filed April 21, 2016
- Empirical Financial Services 2015 Q4 filed Jan. 26, 2016
- Empirical Financial Services 2015 Q3 filed Oct. 22, 2015
- Empirical Financial Services 2015 Q2 filed Aug. 6, 2015
- Empirical Financial Services 2015 Q1 filed May 7, 2015
- Empirical Financial Services 2014 Q4 filed Feb. 10, 2015
- Empirical Financial Services 2014 Q3 filed Nov. 12, 2014
- Empirical Financial Services 2014 Q2 filed July 17, 2014
- Empirical Financial Services 2014 Q1 filed May 6, 2014
- Empirical Financial Services 2013 Q4 filed Jan. 24, 2014
- Empirical Financial Services 2013 Q3 filed Oct. 24, 2013
- Empirical Financial Services 2013 Q2 filed July 19, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2013 Q1 filed April 23, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q4 filed Feb. 6, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q3 filed Nov. 5, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q2 filed Aug. 8, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q1 amended filed May 11, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q1 filed May 2, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2011 Q4 filed Feb. 3, 2012