Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:

Companies in the Empirical Financial Services portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Vanguard Short Term Corporate Bond ETF (VCSH) 20.64 1.12M +2% 80.13
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 13.01 640715 88.01
Vanguard Malvern Fds strm infproidx 8.87 777101 +3% 49.45
iShares Lehman 1-3 Year Treas.Bond (SHY) 6.99 358914 84.45
Ishares Inc core msci emkt 5.31 426368 54.02
Spdr Short-term High Yield mf 4.27 662233 +2% 27.97
Vanguard REIT ETF (VNQ) 2.56 133553 +3% 83.09
Vanguard Large-Cap ETF (VV) 2.28 85530 115.40
Schwab Strategic Tr us lrg cap etf 2.10 151570 60.04
Nuveen Barclays Shrt Term Muni bdfund 1.90 169095 48.60
Spdr Series Trust cmn 1.58 119937 +14% 57.10
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.34 49708 +24% 116.42
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 1.16 45471 110.86
Vanguard Total Stock Market ETF (VTI) 1.13 37756 129.52
Schwab Strategic Tr us aggregate b 1.07 88790 52.36
Apple (AAPL) 0.93 26250 +21% 154.13
Microsoft Corporation (MSFT) 0.81 47160 74.49
Vanguard Europe Pacific ETF (VEA) 0.76 75617 43.42
iShares Barclays TIPS Bond Fund (TIP) 0.73 27713 -3% 113.59
D First Tr Exchange-traded Fd 0.72 154349 +42% 20.08
Vanguard High Dividend Yield ETF (VYM) 0.68 36326 +10% 81.07
Ishares Inc msci frntr 100 0.63 87377 -2% 31.34
Vaneck Vectors Etf Tr High Yld Mun Etf 0.61 84139 31.31
Schwab Emerging Markets Equity ETF (SCHE) 0.52 83074 26.92
Vanguard Short-Term Bond ETF (BSV) 0.50 26937 +232% 79.82
Claymore Exchange Trd Fd Tr gug bull2018 e 0.48 98536 +7% 21.19
Camden National Corporation (CAC) 0.47 47019 43.64
Claymore Exchange Trd Fd Tr gug bull2020 e 0.47 93770 +8% 21.51
Claymore Exchange-traded Fd gugg crp bd 2017 0.45 85417 22.62
Claymore Exchange Trd Fd Tr gug bull2019 e 0.45 91617 +2% 21.25
Chevron Corporation (CVX) 0.43 15873 +48% 117.50
SPDR S&P; International Dividend (DWX) 0.42 45317 +10% 40.38
Schwab Strategic Tr 0 0.41 32173 55.26
Ishares U S Etf Tr Commodities Select Strategy Etf 0.41 50762 34.85
Vanguard Intl Equity Index F glb ex us etf 0.40 29472 -2% 59.41
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.40 80723 +2% 21.36
Vanguard Value ETF (VTV) 0.39 17105 99.80
ISHARES TR MSCI Small Cap msci small cap 0.38 26342 -4% 61.99
Intel Corporation (INTC) 0.34 39230 38.08
Starbucks Corporation (SBUX) 0.33 26375 +56% 53.73
Microchip Technology (MCHP) 0.32 15415 NEW 89.78
WisdomTree SmallCap Dividend Fund (DES) 0.32 16743 +8% 84.04
Gugenheim Bulletshares 2022 Corp Bd 0.32 65452 +2% 21.40
SPDR S&P; 500 ETF (SPY) 0.30 5167 251.21
iShares S&P; 500 Index (IVV) 0.30 5132 -2% 252.92
Vanguard Total World Stock Idx Fd (VT) 0.30 18261 70.70
Claymore Exchange Trd Fd Tr 2023 corp bond 0.30 62037 +3% 21.10
SPDR DJ Wilshire REIT (RWR) 0.29 13770 -3% 92.52
Amazon (AMZN) 0.28 1249 -10% 961.57
iShares Lehman Aggregate Bond (AGG) 0.25 9932 -6% 109.54
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.23 39895 +13% 24.71
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.23 42306 24.04
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.22 37498 +14% 25.33
Guggenheim Bulletshares 2020 H mf 0.22 37987 +14% 24.96
Procter & Gamble Company (PG) 0.21 10090 +14% 90.98
Claymore Exchange Trd Fd Tr 2022 hg yld cb 0.21 35691 +17% 25.41
Claymore Exchange Trd Fd Tr 2021 hg yld cb 0.21 36164 +15% 25.27
Matthews International Corporation (MATW) 0.20 13806 62.22
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.20 8281 -19% 105.30
WisdomTree Intl. SmallCap Div Fd. (DLS) 0.20 12010 +6% 73.94
Vanguard Growth ETF (VUG) 0.19 6285 +15% 132.70
Claymore Etf gug blt2017 hy 0.19 31718 +16% 25.73
General Electric Company (GE) 0.18 32682 +5% 24.17
Boeing Company (BA) 0.18 3097 254.12
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.18 25076 30.67
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.18 22050 34.51
PowerShares QQQ Trust, Series 1 (QQQQ) 0.17 5138 +3% 145.39
Vanguard Dividend Appreciation ETF (VIG) 0.17 7890 +12% 94.80
iShares Russell Microcap Index (IWC) 0.17 7795 94.42
WisdomTree Emerging Markets Eq (DEM) 0.17 16931 +11% 43.00
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.16 3000 228.00
Ishares Core Msci Eafe Etf core msci eafe 0.16 10502 64.18
Johnson & Johnson (JNJ) 0.15 5030 -9% 130.02
iShares S&P; 500 Value Index (IVE) 0.15 6175 107.85
U.S. Ban (USB) 0.14 11319 53.63
iShares MSCI EAFE Index Fund (EFA) 0.14 8723 -3% 68.44
Schwab Intl Small Cap Equity ETF (SCHC) 0.14 16435 35.84
Costco Wholesale Corporation (COST) 0.13 3466 +6% 164.17
AT&T; (T) 0.13 14633 -14% 39.16
Amgen (AMGN) 0.13 3043 186.33
NIKE (NKE) 0.13 11024 +99% 51.89
Vanguard Small-Cap ETF (VB) 0.13 3983 141.35
Exxon Mobil Corporation (XOM) 0.12 6296 +6% 81.96
Alphabet Inc Class C cs 0.12 556 +6% 958.63
First Tr Exch Trd Alpha Fd I emerg mkt alph 0.11 17421 27.38
Pimco Etf Tr 0-5 high yield 0.11 4717 -6% 101.55
Facebook Inc cl a 0.11 2773 -23% 170.93
Alphabet Inc Class A cs 0.11 510 +8% 974.51
Bank of America Corporation (BAC) 0.10 16957 -3% 25.36
Walt Disney Company (DIS) 0.10 4481 98.64
SPDR S&P; Emerging Markets Small Cap (EWX) 0.10 9089 49.51
stock 0.10 6519 NEW 66.42
First Tr Exchange Traded Fd senior ln fd 0.10 8597 48.16
Oracle Corporation (ORCL) 0.09 8343 +2% 48.30
iShares Russell 2000 Index (IWM) 0.09 2575 -7% 148.35
iShares Silver Trust (SLV) 0.09 23485 15.75
iShares S&P; World Ex-US Prop Index (WPS) 0.09 10530 -3% 38.08
Schwab International Equity ETF (SCHF) 0.09 11473 -4% 33.47
JPMorgan Chase & Co. (JPM) 0.08 3621 +3% 95.55
Gilead Sciences (GILD) 0.08 4248 80.98
iShares S&P; 500 Growth Index (IVW) 0.08 2375 +14% 143.58
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.08 2962 -9% 123.57
International Business Machines (IBM) 0.07 2195 -4% 145.33
Pepsi (PEP) 0.07 2534 111.29
Danaher Corporation (DHR) 0.07 3490 85.67
Southwest Airlines (LUV) 0.07 5033 56.03
iShares S&P; SmallCap 600 Index (IJR) 0.07 4143 74.10
WisdomTree Emerging Mkts Small Cp Div Fd (DGS) 0.07 5848 +8% 49.08
SPDR S&P; Dividend (SDY) 0.07 3264 -11% 91.30
SPDR Dow Jones Global Real Estate (RWO) 0.07 6471 -6% 47.75
Spdr Series Trust brcly em locl 0.07 10166 29.90
Coca-Cola Company (KO) 0.06 5716 -25% 44.96
McDonald's Corporation (MCD) 0.06 1706 +3% 156.51
Pfizer (PFE) 0.06 7408 +3% 35.64
Bristol Myers Squibb (BMY) 0.06 3940 NEW 63.71
Automatic Data Processing (ADP) 0.06 2200 109.55
Merck & Co (MRK) 0.06 4320 +2% 64.12
Patterson Companies (PDCO) 0.06 6998 -53% 38.58
Visa (V) 0.06 2458 +7% 105.37
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.06 2100 +19% 121.43
First Trust Dow Jones Sel.MicroCap (FDM) 0.06 5730 NEW 46.25
Schwab Strategic Tr us dividend eq 0.06 5321 +5% 46.80
Berkshire Hathaway (BRK.B) 0.05 1121 -6% 183.76
CSX Corporation (CSX) 0.05 3724 54.24
Verizon Communications (VZ) 0.05 4412 NEW 49.41
Altria (MO) 0.05 3693 +5% 63.36
Philip Morris International (PM) 0.05 1992 +6% 110.94
UnitedHealth (UNH) 0.05 1071 NEW 196.08
Xcel Energy (XEL) 0.05 4957 47.41
iShares S&P; MidCap 400 Index (IJH) 0.05 1156 179.07
Vanguard Small-Cap Value ETF (VBR) 0.05 1716 -27% 127.62
Vanguard Utilities ETF (VPU) 0.05 1996 NEW 116.73
Vanguard Consumer Staples ETF (VDC) 0.05 1658 NEW 138.72
Schwab U S Broad Market ETF (SCHB) 0.05 3334 NEW 60.89
WisdomTree DEFA Equity Income Fund (DTH) 0.05 5070 43.79
Schwab Strategic Tr cmn 0.05 4377 51.86
Phillips 66 0.05 2229 NEW 91.52
First Tr Exchange-traded Fd no amer energy 0.05 9030 NEW 24.81
Opko Health (OPK) 0.04 22200 6.85

Past 13F-HR SEC Filings by Empirical Financial Services

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