Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Latest statistics and disclosures from Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's latest quarterly 13F-HR filing:

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Positions held by Empirical Financial Services, LLC d/b/a Empirical Wealth Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Companies in the Empirical Financial Services, LLC d.b.a. Empirical Wealth Management portfolio as of the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 10.9 $128M +2% 1.5M 82.85
Vanguard Malvern Fds Strm Infproidx (VTIP) 8.0 $93M +6% 1.8M 51.02
Vanguard Scottsdale Fds Int-term Corp (VCIT) 6.7 $79M 820k 95.80
Vanguard Scottsdale Fds Short Term Treas (VGSH) 3.9 $46M 741k 62.09
Ishares Core Msci Emkt (IEMG) 3.1 $36M 677k 52.80
Spdr Ser Tr Bloomberg Srt Tr (SJNK) 3.0 $36M +4% 1.4M 25.87
Apple (AAPL) 2.6 $30M +233% 263k 115.81
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.6 $30M 90k 334.89
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 2.2 $26M +4% 623k 40.90
Ishares Tr Msci Intl Qualty (IQLT) 2.0 $24M +7% 758k 31.33
Ishares Tr Msci Usa Qlt Fct (QUAL) 2.0 $23M +8% 221k 103.74
Adobe Systems Incorporated (ADBE) 1.9 $22M +2442% 46k 490.44
Microsoft Corporation (MSFT) 1.9 $22M -5% 104k 210.33
Vanguard Index Fds Value Etf (VTV) 1.8 $21M +6% 198k 104.51

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Vanguard Index Fds Real Estate Etf (VNQ) 1.7 $20M +3% 255k 78.96
Amazon (AMZN) 1.5 $18M +14% 5.6k 3148.71
Ishares Tr Eafe Value Etf (EFV) 1.3 $15M +12% 379k 40.35
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 1.1 $13M -11% 125k 105.29
Advanced Micro Devices (AMD) 1.0 $12M 147k 81.99
Johnson & Johnson (JNJ) 1.0 $12M -2% 79k 148.88
Vanguard Index Fds Large Cap Etf (VV) 1.0 $12M -5% 74k 156.44
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.0 $11M 138k 80.63
Ishares Tr Micro-cap Etf (IWC) 0.9 $11M 116k 90.47
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.8 $9.5M 493k 19.17
Ishares Tr National Mun Etf (MUB) 0.8 $8.8M 76k 115.93
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.7 $8.6M +4% 173k 49.87
First Tr Exch Trd Alphdx Emerg Mkt Alph (FEM) 0.7 $8.0M 370k 21.64
Spdr Ser Tr Nuveen Bbg Brcly (HYMB) 0.7 $7.8M +5% 138k 56.86
Reliance Steel & Aluminum (RS) 0.7 $7.8M 76k 102.03
First Tr Exchange-traded Senior Ln Fd (FTSL) 0.6 $7.4M -6% 162k 46.01
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.6 $7.1M +23% 65k 110.63
Vanguard Index Fds Small Cp Etf (VB) 0.6 $6.9M +2% 45k 153.79
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.6 $6.9M -2% 159k 43.24
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.6 $6.8M +10% 25k 277.84
Vanguard Index Fds Total Stk Mkt (VTI) 0.6 $6.7M 40k 170.30
Facebook Cl A (FB) 0.6 $6.7M +98% 26k 261.89
Visa Com Cl A (V) 0.6 $6.5M -9% 32k 199.98
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.5 $6.4M +2% 94k 68.32
Zillow Group Cl C Cap Stk (Z) 0.5 $6.2M NEW 61k 101.60
Vaneck Vectors Etf Tr High Yld Mun Etf (HYD) 0.5 $5.9M -2% 99k 59.80
Spdr Index Shs Fds S&p Emktsc Etf (EWX) 0.5 $5.7M 128k 44.38
Costco Wholesale Corporation (COST) 0.4 $5.1M 15k 355.00
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.4 $4.9M +7% 93k 52.19
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.4 $4.8M 86k 56.08
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.4 $4.8M +6% 181k 26.76
Blucora (BCOR) 0.4 $4.6M 490k 9.42
Spdr Ser Tr Portfolio Short (SPSB) 0.4 $4.4M 139k 31.37
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.4 $4.3M 176k 24.57
Ishares Tr Core S&p500 Etf (IVV) 0.4 $4.3M +10% 13k 336.04
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) 0.4 $4.2M +8% 86k 48.61
Netflix (NFLX) 0.3 $4.0M +3% 8.1k 500.06
Ishares Tr Esg Aw Msci Eafe (ESGD) 0.3 $3.7M +27% 58k 63.48
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.3 $3.6M -4% 111k 32.53
JPMorgan Chase & Co. (JPM) 0.3 $3.5M +388% 37k 96.27
Spdr Index Shs Fds S&p Intl Etf (DWX) 0.3 $3.4M +5% 100k 33.73
Intel Corporation (INTC) 0.3 $3.4M 65k 51.79
Vanguard Whitehall Fds High Div Yld (VYM) 0.3 $3.4M 42k 80.94
Ishares Tr Sp Smcp600vl Etf (IJS) 0.3 $3.2M 26k 122.43
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $3.1M +2% 130k 23.72
Spdr Ser Tr Portfolio Intrmd (SPIB) 0.3 $3.1M +20% 84k 36.76
Starbucks Corporation (SBUX) 0.2 $2.8M -13% 33k 85.91
Procter & Gamble Company (PG) 0.2 $2.7M -20% 19k 138.97
Sherwin-Williams Company (SHW) 0.2 $2.6M 3.7k 696.65
Alphabet Cap Stk Cl C (GOOG) 0.2 $2.6M +9% 1.8k 1469.55
Pfizer (PFE) 0.2 $2.5M 68k 36.70
Danaher Corporation (DHR) 0.2 $2.5M -20% 12k 215.33
Merck & Co (MRK) 0.2 $2.5M -14% 30k 82.96
Boeing Company (BA) 0.2 $2.5M -7% 15k 165.26
Cisco Systems (CSCO) 0.2 $2.4M +11% 62k 39.39
Nushares Etf Tr Nuveen Esg Lrgvl (NULV) 0.2 $2.4M +29% 84k 29.08
McDonald's Corporation (MCD) 0.2 $2.4M 11k 219.49
Ishares Tr Tips Bd Etf (TIP) 0.2 $2.3M -3% 18k 126.51
Verizon Communications (VZ) 0.2 $2.2M +19% 38k 59.50
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.2 $2.2M -5% 10k 212.92
Invesco Exch Trd Slf Idx Bulshs 2022 Cb (BSCM) 0.2 $2.2M 102k 21.84
Invesco Exch Trd Slf Idx Bulshs 2021 Cb (BSCL) 0.2 $2.2M 104k 21.32
First Tr Dow Jones Select Mi Com Shs Annual (FDM) 0.2 $2.2M -6% 59k 37.48
Wisdomtree Tr Intl Smcap Div (DLS) 0.2 $2.2M +3% 36k 59.91
Invesco Exchange Traded Fd T S&p500 Buy Wrt (PBP) 0.2 $2.1M -3% 111k 19.14
Invesco Exch Trd Slf Idx Bulshs 2020 Cb (BSCK) 0.2 $2.1M 100k 21.22
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.2 $2.1M -2% 26k 83.05
Ishares Tr Rus 2000 Val Etf (IWN) 0.2 $2.1M 21k 99.33
Invesco Exch Trd Slf Idx Bulshs 2023 Cb (BSCN) 0.2 $2.1M 96k 21.79
Alphabet Cap Stk Cl A (GOOGL) 0.2 $2.1M +8% 1.4k 1465.44
Ishares Msci Frntr100etf (FM) 0.2 $2.0M 80k 25.59
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.2 $2.0M -18% 24k 86.53
Pimco Etf Tr 0-5 High Yield (HYS) 0.2 $2.0M 21k 93.83
Invesco Exch Trd Slf Idx Bulshs 2024 Cb (BSCO) 0.2 $2.0M 90k 22.18
Schwab Strategic Tr Us Tips Etf (SCHP) 0.2 $2.0M 32k 61.64
Accenture Plc Ireland Shs Class A (ACN) 0.2 $1.9M +8% 8.5k 226.03
Caredx (CDNA) 0.2 $1.9M NEW 51k 37.94
Wisdomtree Tr Us Smallcap Divd (DES) 0.2 $1.8M 87k 21.08
Chevron Corporation (CVX) 0.2 $1.8M -11% 25k 72.00
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $1.7M -10% 29k 58.99
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.1 $1.7M 21k 80.64
Nike CL B (NKE) 0.1 $1.7M 14k 125.56
Ishares Tr Esg Aware Msci (ESML) 0.1 $1.7M +29% 64k 26.52
BlackRock (BLK) 0.1 $1.7M 3.0k 563.51
Wisdomtree Tr Emer Mkt High Fd (DEM) 0.1 $1.7M +4% 48k 35.24
Ishares Esg Awr Msci Em (ESGE) 0.1 $1.7M +37% 47k 35.62
Vanguard Index Fds Growth Etf (VUG) 0.1 $1.7M -9% 7.3k 227.58
Invesco Exch Trd Slf Idx Bulshs 2025 Cb (BSCP) 0.1 $1.6M 73k 22.35
Nushares Etf Tr Nuveen Esg Midvl (NUMV) 0.1 $1.6M +34% 62k 25.50
Us Bancorp Del Com New (USB) 0.1 $1.6M 44k 35.85
Invesco Exch Trd Slf Idx Bulshs 2026 Cb (BSCQ) 0.1 $1.5M 71k 21.64
Teledyne Technologies Incorporated (TDY) 0.1 $1.5M -2% 4.9k 310.28
Fs Kkr Capital Corp. Ii (FSKR) 0.1 $1.5M 104k 14.71
PS Business Parks (PSB) 0.1 $1.5M 12k 122.40
International Business Machines (IBM) 0.1 $1.5M -3% 12k 121.67
Ishares Em Mkt Sm-cp Etf (EEMS) 0.1 $1.5M -4% 34k 43.79
NVIDIA Corporation (NVDA) 0.1 $1.5M -78% 2.7k 541.06
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.1 $1.4M +55% 46k 31.39
Schwab Strategic Tr Us Reit Etf (SCHH) 0.1 $1.4M 41k 35.37
Rockwell Automation (ROK) 0.1 $1.4M 6.5k 220.75
Home Depot (HD) 0.1 $1.4M -16% 5.0k 277.69
Tesla Motors (TSLA) 0.1 $1.4M +388% 3.2k 428.97
At&t (T) 0.1 $1.4M +2% 49k 28.51
Medtronic SHS (MDT) 0.1 $1.4M -3% 13k 103.95
Motorola Solutions Com New (MSI) 0.1 $1.3M +24% 8.5k 156.77
Ishares Tr 0-5 Yr Tips Etf (STIP) 0.1 $1.3M +5% 13k 104.03
Amgen (AMGN) 0.1 $1.3M -3% 5.2k 254.12
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.1 $1.3M +8% 16k 79.66
United Parcel Service CL B (UPS) 0.1 $1.3M -12% 7.7k 166.67
Vaneck Vectors Etf Tr Intrmdt Muni Etf (ITM) 0.1 $1.3M 25k 51.29
Ishares Tr Rus 1000 Etf (IWB) 0.1 $1.2M -3% 6.5k 187.22
Disney Walt Com Disney (DIS) 0.1 $1.2M +6% 9.8k 124.12
Hp (HPQ) 0.1 $1.2M +23% 62k 18.99
Edwards Lifesciences (EW) 0.1 $1.2M +7% 15k 79.85
Automatic Data Processing (ADP) 0.1 $1.2M -12% 8.4k 139.54
Vanguard World Mega Cap Index (MGC) 0.1 $1.2M +210% 9.7k 119.88
Arista Networks (ANET) 0.1 $1.1M NEW 5.4k 206.84
Exxon Mobil Corporation (XOM) 0.1 $1.1M -4% 32k 34.34
Ishares Tr Intl Sel Div Etf (IDV) 0.1 $1.1M 44k 24.93
Best Buy (BBY) 0.1 $1.1M 9.6k 111.25
AutoZone (AZO) 0.1 $1.1M -7% 896.00 1177.46
Metropcs Communications (TMUS) 0.1 $1.0M -2% 9.0k 114.41
Intuit (INTU) 0.1 $1.0M NEW 3.1k 326.12
Lockheed Martin Corporation (LMT) 0.1 $978k +4% 2.6k 383.08
CenturyLink (LUMN) 0.1 $933k +21% 93k 10.09
Nucor Corporation (NUE) 0.1 $932k +3% 21k 44.84
First Tr Exch Traded Fd Iii Instl Pfd Secs (FPEI) 0.1 $931k 48k 19.38
stock (SPLK) 0.1 $931k -21% 4.9k 188.12
Dell Technologies CL C (DELL) 0.1 $930k -23% 14k 67.70
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $930k 7.2k 128.61
Ishares Tr Calif Mun Bd Etf (CMF) 0.1 $919k +63% 15k 62.39
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.1 $905k +3% 2.9k 307.61
Paccar (PCAR) 0.1 $903k +8% 11k 85.32
Ishares Tr Russell 2000 Etf (IWM) 0.1 $901k 6.0k 149.77
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $890k 16k 54.94
Abbvie (ABBV) 0.1 $889k -15% 10k 87.60
Hershey Company (HSY) 0.1 $869k +32% 6.1k 143.38
Xcel Energy (XEL) 0.1 $859k -28% 12k 69.02
Five9 (FIVN) 0.1 $852k 6.6k 129.68
Lauder Estee Cos Cl A (EL) 0.1 $846k NEW 3.9k 218.21
Vanguard World Mega Cap Val Etf (MGV) 0.1 $842k NEW 11k 76.70
Ishares Tr Intl Devppty Etf (WPS) 0.1 $823k 26k 31.44
Square Cl A (SQ) 0.1 $816k -3% 5.0k 162.45
Spdr Index Shs Fds Dj Intl Rl Etf (RWX) 0.1 $811k -15% 27k 29.72
Ishares Tr 3 7 Yr Treas Bd (IEI) 0.1 $800k +4% 6.0k 133.60
Wisdomtree Tr Emg Mkts Smcap (DGS) 0.1 $795k +3% 19k 41.34
Cummins (CMI) 0.1 $795k -2% 3.8k 211.10
Vanguard World Mega Grwth Ind (MGK) 0.1 $778k NEW 4.2k 185.33
Eli Lilly & Co. (LLY) 0.1 $757k -2% 5.1k 147.94
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $752k 6.5k 115.25
MetLife (MET) 0.1 $751k -3% 20k 37.15
Bank of America Corporation (BAC) 0.1 $750k -27% 31k 24.08
Bristol Myers Squibb (BMY) 0.1 $741k -8% 12k 60.32
Pepsi (PEP) 0.1 $739k -8% 5.3k 138.70
Ishares Gold Trust Ishares (IAU) 0.1 $728k 41k 17.99
Global Payments (GPN) 0.1 $712k 4.0k 177.47
Comcast Corp Cl A (CMCSA) 0.1 $702k -5% 15k 46.26
Shopify Cl A (SHOP) 0.1 $688k -9% 673.00 1022.29
Ishares Tr Phlx Semicnd Etf (SOXX) 0.1 $661k +5% 2.2k 304.75
Expeditors International of Washington (EXPD) 0.1 $660k 7.3k 90.51
Citrix Systems (CTXS) 0.1 $655k -11% 4.8k 137.69
Principal Financial (PFG) 0.1 $648k -11% 16k 40.27
Applied Materials (AMAT) 0.1 $644k -11% 11k 59.44
Philip Morris International (PM) 0.1 $638k +39% 8.5k 75.05
Gilead Sciences (GILD) 0.1 $632k 10k 63.18
Spdr Ser Tr Dj Reit Etf (RWR) 0.1 $624k -11% 8.0k 77.95
Biogen Idec (BIIB) 0.1 $623k +15% 2.2k 283.83
Cognizant Technology Solutio Cl A (CTSH) 0.1 $623k -3% 9.0k 69.47
D.R. Horton (DHI) 0.1 $618k -3% 8.2k 75.64
UnitedHealth (UNH) 0.1 $616k 2.0k 311.58
Honeywell International (HON) 0.1 $611k -28% 3.7k 164.56
Dollar General (DG) 0.1 $611k NEW 2.9k 209.75
Oracle Corporation (ORCL) 0.1 $610k 10k 59.65
Ishares Tr Ishs 5-10yr Invt (IGIB) 0.1 $594k 9.8k 60.80
Abbott Laboratories (ABT) 0.1 $593k -14% 5.5k 108.77
Ishares Tr Msci Eafe Etf (EFA) 0.0 $584k -4% 9.2k 63.62
Union Pacific Corporation (UNP) 0.0 $573k +2% 2.9k 196.97
Ishares Tr Jpmorgan Usd Emg (EMB) 0.0 $573k -11% 5.2k 110.87
Whirlpool Corporation (WHR) 0.0 $569k NEW 3.1k 183.84
3M Company (MMM) 0.0 $566k -33% 3.5k 160.20
Clorox Company (CLX) 0.0 $559k -11% 2.7k 210.07
Invesco Exch Trd Slf Idx Bulshs 2020 Hy (BSJK) 0.0 $554k 24k 23.38
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.0 $549k +35% 10k 53.61
Ishares Em Mkts Div Etf (DVYE) 0.0 $549k 18k 30.13
Wal-Mart Stores (WMT) 0.0 $548k -18% 3.9k 139.83
Invesco Exch Trd Slf Idx Bulshs 2023 Hy (BSJN) 0.0 $543k 22k 24.54
Invesco Exch Trd Slf Idx Bulshs 2021 Hy (BSJL) 0.0 $542k 24k 22.92
Invesco Exch Trd Slf Idx Bulshs 2022 Hy (BSJM) 0.0 $539k 24k 22.85
Citizens Financial (CFG) 0.0 $538k +42% 21k 25.26
Raytheon Technologies Corp (RTX) 0.0 $532k -3% 9.3k 57.51
Northwest Natural Holdin (NWN) 0.0 $531k 12k 45.42
Altria (MO) 0.0 $528k +2% 14k 38.60
Wisdomtree Tr Us High Dividend (DHS) 0.0 $517k +3% 8.3k 62.52
Stryker Corporation (SYK) 0.0 $511k -42% 2.5k 208.23
Phillips 66 (PSX) 0.0 $509k -10% 9.8k 51.85
Mondelez Intl Cl A (MDLZ) 0.0 $507k +15% 8.8k 57.41
Select Sector Spdr Tr Technology (XLK) 0.0 $506k -21% 4.3k 116.64
Invesco Exch Trd Slf Idx Bulshs 2024 Hy (BSJO) 0.0 $506k 21k 24.12
Spdr Ser Tr S&p 600 Sml Cap (SLY) 0.0 $505k 8.3k 60.84
CVS Caremark Corporation (CVS) 0.0 $502k +18% 8.6k 58.41
Western Union Company (WU) 0.0 $499k +2% 23k 21.43
Ameren Corporation (AEE) 0.0 $499k NEW 6.3k 79.08
Coca-Cola Company (KO) 0.0 $499k -18% 10k 49.37
Progressive Corporation (PGR) 0.0 $495k +14% 5.2k 94.68
Mastercard Incorporated Cl A (MA) 0.0 $493k +13% 1.5k 338.37
Vanguard World Esg Intl Stk Etf (VSGX) 0.0 $492k -4% 9.5k 51.59
Hormel Foods Corporation (HRL) 0.0 $489k +52% 10k 48.85
Ishares Tr Eafe Grwth Etf (EFG) 0.0 $486k NEW 5.4k 89.85
Invesco Exch Trd Slf Idx Bulshs 2025 Hy (BSJP) 0.0 $483k 21k 23.48
Zendesk (ZEN) 0.0 $483k -21% 4.7k 102.99
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.0 $461k -16% 8.3k 55.33
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.0 $449k -27% 4.3k 105.57
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.0 $446k 12k 36.56
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.0 $445k NEW 8.0k 55.42
Box Cl A (BOX) 0.0 $443k 26k 17.36
Nextera Energy (NEE) 0.0 $442k -10% 1.6k 277.81
T. Rowe Price (TROW) 0.0 $441k -14% 3.4k 128.20
Skyworks Solutions (SWKS) 0.0 $438k -29% 3.0k 145.42
General Dynamics Corporation (GD) 0.0 $438k +61% 3.2k 138.30
American Electric Power Company (AEP) 0.0 $436k 5.3k 81.65
Illinois Tool Works (ITW) 0.0 $435k 2.2k 193.42
American Express Company (AXP) 0.0 $435k +15% 4.3k 100.14
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.0 $433k NEW 9.2k 47.31
Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) 0.0 $426k 13k 33.04
Texas Instruments Incorporated (TXN) 0.0 $423k 3.0k 142.91
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $422k -30% 1.4k 293.67
Matthews Intl Corp Cl A (MATW) 0.0 $416k 19k 22.36
Fortive (FTV) 0.0 $408k 5.4k 76.12
Eaton Corp SHS (ETN) 0.0 $407k 4.0k 102.06
Walgreen Boots Alliance (WBA) 0.0 $395k -18% 11k 35.88
Caterpillar (CAT) 0.0 $392k -8% 2.6k 149.05
Garmin SHS (GRMN) 0.0 $391k NEW 4.1k 94.76
Smucker J M Com New (SJM) 0.0 $387k -14% 3.3k 115.56
Ishares Tr Core Us Aggbd Et (AGG) 0.0 $386k -8% 3.3k 118.15
Cel-sci Corp Com Par New (CVM) 0.0 $381k 30k 12.75
Ishares Tr Core S&p Scp Etf (IJR) 0.0 $377k +2% 5.4k 70.22
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.0 $372k -11% 1.3k 277.40
Ishares Tr Core Msci Eafe (IEFA) 0.0 $372k 6.2k 60.34
Crane (CR) 0.0 $371k -19% 7.4k 50.20
Fiserv (FISV) 0.0 $371k -7% 3.6k 103.11
Ishares Tr Esg Awr Msci Usa (ESGU) 0.0 $368k +2% 4.8k 76.19
Proshares Tr Ultrashrt S&p500 (SDS) 0.0 $367k 23k 15.96
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $362k -20% 8.2k 44.09
BP Sponsored Adr (BP) 0.0 $355k 20k 17.47
Ping Identity Hldg Corp (PING) 0.0 $353k +5% 11k 31.21
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.0 $346k NEW 1.9k 179.93
Southern Copper Corporation (SCCO) 0.0 $346k 7.6k 45.30
MercadoLibre (MELI) 0.0 $342k -15% 316.00 1082.28
Duke Energy Corp Com New (DUK) 0.0 $341k -28% 3.9k 88.57
CSX Corporation (CSX) 0.0 $340k -5% 4.4k 77.71
ConocoPhillips (COP) 0.0 $337k -13% 10k 32.81
Royal Dutch Shell Spon Adr B (RDS.B) 0.0 $336k 14k 24.19
Southwest Airlines (LUV) 0.0 $333k -22% 8.9k 37.48
Ishares Tr Rus 2000 Grw Etf (IWO) 0.0 $332k 1.5k 221.33
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $331k 1.5k 216.91
Public Storage (PSA) 0.0 $329k 1.5k 223.05
Veeva Sys Cl A Com (VEEV) 0.0 $327k -14% 1.2k 281.41
Ishares Tr Rus 1000 Val Etf (IWD) 0.0 $327k 2.8k 118.05
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.0 $324k 955.00 339.27
Vanguard Whitehall Fds Intl High Etf (VYMI) 0.0 $323k 6.2k 52.10
Waste Management (WM) 0.0 $322k +21% 2.8k 113.30
Centene Corporation (CNC) 0.0 $318k -25% 5.5k 58.24
Ishares Tr Shrt Nat Mun Etf (SUB) 0.0 $318k +4% 2.9k 108.16
Ishares Msci Emrg Chn (EMXC) 0.0 $317k NEW 6.9k 46.20
Lowe's Companies (LOW) 0.0 $307k -13% 1.9k 165.77
Baxter International (BAX) 0.0 $306k 3.8k 80.44
Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) 0.0 $302k +2% 7.7k 39.45
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) 0.0 $299k 1.5k 206.21
Extra Space Storage (EXR) 0.0 $298k -13% 2.8k 107.00
Qualcomm (QCOM) 0.0 $297k -63% 2.5k 117.62
salesforce (CRM) 0.0 $296k -9% 1.2k 251.06
Thermo Fisher Scientific (TMO) 0.0 $295k 667.00 442.28
Lam Research Corporation (LRCX) 0.0 $280k 845.00 331.36
Charles Schwab Corporation (SCHW) 0.0 $280k +22% 7.7k 36.19
PPL Corporation (PPL) 0.0 $278k NEW 10k 27.25
Docusign (DOCU) 0.0 $268k -30% 1.2k 215.43
General Mills (GIS) 0.0 $265k -2% 4.3k 61.57
Avery Dennison Corporation (AVY) 0.0 $264k 2.1k 127.78
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $263k NEW 1.4k 185.34
L3harris Technologies (LHX) 0.0 $262k -9% 1.5k 169.58
Proshares Tr Ultrapro Short S (SPXU) 0.0 $261k -25% 30k 8.70
American Water Works (AWK) 0.0 $261k 1.8k 145.08
AFLAC Incorporated (AFL) 0.0 $259k +12% 7.1k 36.40
Cincinnati Financial Corporation (CINF) 0.0 $256k NEW 3.3k 78.05
Paypal Holdings (PYPL) 0.0 $251k NEW 1.3k 197.17
Ishares Tr Msci Acwi Etf (ACWI) 0.0 $250k -3% 3.1k 80.03
Wec Energy Group (WEC) 0.0 $240k 2.5k 96.85
Dollar Tree (DLTR) 0.0 $239k 2.6k 91.29
Ishares Tr U.s. Cnsm Gd Etf (IYK) 0.0 $239k -6% 1.6k 149.47
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.0 $238k NEW 2.2k 108.13
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.0 $237k NEW 1.1k 215.26
Northrop Grumman Corporation (NOC) 0.0 $236k -43% 748.00 315.51
S&p Global (SPGI) 0.0 $236k 655.00 360.31
Las Vegas Sands (LVS) 0.0 $236k 5.1k 46.64
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.0 $235k -35% 1.6k 147.15
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $233k NEW 1.0k 230.92
Spdr Ser Tr S&p Divid Etf (SDY) 0.0 $233k -3% 2.5k 92.46
Hennessy Cap Acqustion Corp *w Exp 09/05/202 (HCACW) 0.0 $231k NEW 100k 2.31
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.0 $229k -29% 5.9k 38.73
Guardant Health (GH) 0.0 $227k NEW 2.0k 111.99
Ishares Silver Tr Ishares (SLV) 0.0 $227k 11k 21.62
Opes Acquisition Corp *w Exp 03/13/202 (OPESW) 0.0 $224k NEW 94k 2.39
Landcadia Hldgs Ii *w Exp 05/09/202 (LCAHW) 0.0 $217k NEW 49k 4.40
Invitae (NVTA) 0.0 $214k NEW 4.9k 43.44
Target Corporation (TGT) 0.0 $214k -39% 1.4k 157.24
Allstate Corporation (ALL) 0.0 $213k -55% 2.3k 94.33
Ishares Tr Core High Dv Etf (HDV) 0.0 $212k NEW 2.6k 80.46
Spdr Gold Tr Gold Shs (GLD) 0.0 $212k NEW 1.2k 177.11
Valero Energy Corporation (VLO) 0.0 $210k -37% 4.8k 43.33
Cbre Group Cl A (CBRE) 0.0 $209k NEW 4.5k 46.97
Ssga Active Etf Tr Blkstn Gsosrln (SRLN) 0.0 $209k 4.7k 44.81
Velodyne Lidar *w Exp 09/29/202 0.0 $197k NEW 40k 4.89
Spartan Energy Acquisition C *w Exp 08/27/202 (SPAQ.WS) 0.0 $184k NEW 42k 4.37
Dmy Technology Group *w Exp 02/21/202 (DMYT.WS) 0.0 $159k NEW 53k 2.99
Forum Merger Ii Corp *w Exp 09/30/202 (FMCIW) 0.0 $156k NEW 18k 8.84
Hewlett Packard Enterprise (HPE) 0.0 $133k -5% 14k 9.34
New Residential Invt Corp Com New (NRZ) 0.0 $129k +6% 16k 7.97
Sorrento Therapeutics Com New (SRNE) 0.0 $126k 11k 11.19
Cloudera (CLDR) 0.0 $126k -4% 12k 10.86
JetBlue Airways Corporation (JBLU) 0.0 $119k 11k 11.30
Annaly Capital Management (NLY) 0.0 $85k NEW 12k 7.08
Ford Motor Company (F) 0.0 $83k 12k 6.67
General Electric Company (GE) 0.0 $77k -52% 12k 6.23
Opko Health (OPK) 0.0 $74k 20k 3.70
Trine Acquisition Corp *w Exp 03/31/202 (TRNE.WS) 0.0 $66k NEW 25k 2.61
Gores Metropoulos *w Exp 01/28/202 (GMHIW) 0.0 $56k NEW 18k 3.11
Kensington Cap Acquisition C *w Exp 07/01/202 0.0 $54k NEW 12k 4.50
Flying Eagle Acquisition Cor *w Exp 02/26/202 (FEAC.WS) 0.0 $33k NEW 10k 3.27
Safe Bulkers Inc Com Stk (SB) 0.0 $29k 28k 1.04
Clean Energy Fuels (CLNE) 0.0 $28k 11k 2.48
T2 Biosystems (TTOO) 0.0 $15k 11k 1.40

Past Filings by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

SEC 13F filings are viewable for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management going back to 2011

View all past filings