Empirical Financial Services, LLC d/b/a Empirical Wealth Management
Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VCSH, VCIT, Vanguard Malvern Fds strm infproidx, SHY, Spdr Short-term High Yield mf, and represent 56.92% of Empirical Financial Services's stock portfolio.
- Added to shares of these 10 stocks: Nuveen Barclays Shrt Term Muni bdfund (+$6.25M), VEA, Vanguard Malvern Fds strm infproidx, Vaneck Vectors Etf Tr High Yld Mun Etf, MUB, VCSH, ISHARES TR MSCI Small Cap msci small cap, SHY, Spdr Short-term High Yield mf, VT.
- Started 21 new stock positions in Claymore Exchange Trd Fd Tr 2022 hg yld cb, VEA, IWM, IVW, LUV, CMF, WPS, IVE, VBR, ISHARES TR MSCI Small Cap msci small cap. EWX, SDY, Ishares Tr cmn, BND, IWF, VB, JPM, ALK, VT, Alphabet Inc Class A cs, BSV.
- Reduced shares in these 10 stocks: , SUB, Spdr Series Trust cmn, , Schwab Strategic Tr us lrg cap etf, INTC, D First Tr Exchange-traded Fd, SCPB, , Twitter.
- Sold out of its positions in Barclays Bk Plc Ipspgs Ttl Etn etf, CSCO, Claymore Etf gug blt2016 hy, Claymore Exchange-traded Fd gugg crp bd 2016, SUB, GLD, Twitter.
- Empirical Financial Services was a net buyer of stock by $31.03M.
- Empirical Financial Services has $407.43M in assets under management (AUM), growing by 6.40%.
Empirical Financial Services portfolio companies for December 2016 quarter
| Company (Ticker) | Portfolio Weight | Share Count | Price | Last Trade |
|---|---|---|---|---|
| Vanguard Short Term Corporate Bond ETF (VCSH) | 20.31 | 1.04M +2.00% | 79.37 | 80.15 |
| Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 12.66 | 602013 +2.00% | 85.70 | 88.02 |
| Vanguard Malvern Fds strm infproidx | 10.61 | 879543 +8.00% | 49.16 | 0.00 |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 8.03 | 387317 +4.00% | 84.45 | 84.54 |
| Spdr Short-term High Yield mf | 5.31 | 781635 +6.00% | 27.68 | 0.00 |
| Ishares Inc core msci emkt | 4.29 | 411317 +4.00% | 42.45 | 0.00 |
| Vanguard REIT ETF (VNQ) | 2.56 | 126293 +3.00% | 82.53 | 83.81 |
| Schwab Strategic Tr us lrg cap etf | 2.55 | 195272 -5.00% | 53.26 | 0.00 |
| Vanguard Large-Cap ETF (VV) | 2.39 | 95219 | 102.37 | 113.48 |
| Nuveen Barclays Shrt Term Muni bdfund | 2.01 | 170700 +323.00% | 47.94 | 0.00 |
| iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) | 1.36 | 51359 +53.00% | 108.18 | 110.85 |
| Spdr Series Trust cmn | 1.25 | 91141 -20.00% | 55.97 | 0.00 |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 1.09 | 40117 +4.00% | 110.23 | 115.02 |
| Vanguard Total Stock Market ETF (VTI) | 1.05 | 37029 | 115.32 | 127.12 |
| iShares Barclays TIPS Bond Fund (TIP) | 1.04 | 37608 -2.00% | 113.17 | 113.41 |
| Schwab Strategic Tr us aggregate b | 1.04 | 82230 +5.00% | 51.50 | 0.00 |
| Vanguard Europe Pacific ETF (VEA) | 0.80 | 89275 NEW | 36.54 | 42.43 |
| Vaneck Vectors Etf Tr High Yld Mun Etf | 0.77 | 106091 +162.00% | 29.68 | 0.00 |
| Microsoft Corporation (MSFT) | 0.75 | 49482 +14.00% | 62.14 | 74.22 |
| Apple (AAPL) | 0.61 | 21424 | 115.80 | 150.34 |
| Camden National Corporation (CAC) | 0.59 | 53919 +46.00% | 44.46 | 41.74 |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.57 | 106855 +10.00% | 21.56 | 26.14 |
| Claymore Exchange-traded Fd gugg crp bd 2017 | 0.54 | 97339 +3.00% | 22.61 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2018 e | 0.54 | 104807 +4.00% | 21.18 | 0.00 |
| Ishares Inc msci frntr 100 | 0.54 | 87956 +7.00% | 24.85 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2019 e | 0.53 | 101594 | 21.14 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bull2020 e | 0.51 | 98528 +3.00% | 21.20 | 0.00 |
| Intel Corporation (INTC) | 0.49 | 55412 -15.00% | 36.27 | 34.75 |
| Vanguard High Dividend Yield ETF (VYM) | 0.47 | 25155 +32.00% | 75.77 | 79.31 |
| Schwab Strategic Tr 0 | 0.47 | 34919 +2.00% | 54.84 | 0.00 |
| Gugenheim Bulletshares 2022 Corp Bd | 0.39 | 75518 +7.00% | 20.92 | 0.00 |
| Claymore Exchange Trd Fd Tr gugg bulsh 2021 | 0.39 | 75450 +8.00% | 20.99 | 0.00 |
| Vanguard Intl Equity Index F glb ex us etf | 0.37 | 30707 +73.00% | 49.57 | 0.00 |
| SPDR DJ Wilshire REIT (RWR) | 0.36 | 15685 +44.00% | 93.34 | 93.43 |
| ISHARES TR MSCI Small Cap msci small cap | 0.35 | 28371 NEW | 49.84 | 0.00 |
| Starbucks Corporation (SBUX) | 0.32 | 23237 +2.00% | 55.51 | 58.03 |
| Chevron Corporation (CVX) | 0.31 | 10747 | 117.71 | 104.63 |
| iShares Lehman Aggregate Bond (AGG) | 0.31 | 11845 -5.00% | 108.06 | 109.73 |
| Vanguard Total World Stock Idx Fd (VT) | 0.30 | 20031 NEW | 61.01 | 69.28 |
| SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) | 0.28 | 37302 -22.00% | 30.53 | 30.68 |
| SPDR Barclay Cp Intr Trm Cr Bd (ITR) | 0.28 | 33922 +6.00% | 33.90 | 34.52 |
| Claymore Exchange Trd Fd Tr gug blt2018 hy | 0.28 | 45100 +11.00% | 25.19 | 0.00 |
| Claymore Exchange Trd Fd Tr gug bul 2019 hy | 0.28 | 46920 +10.00% | 24.15 | 0.00 |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) | 0.27 | 10344 +9.00% | 104.99 | 105.43 |
| SPDR S&P; International Dividend (DWX) | 0.27 | 30153 +15.00% | 36.05 | 40.16 |
| SPDR S&P; 500 ETF (SPY) | 0.26 | 4651 +4.00% | 223.61 | 247.10 |
| iShares S&P; 500 Index (IVV) | 0.26 | 4770 +21.00% | 224.95 | 248.74 |
| WisdomTree SmallCap Dividend Fund (DES) | 0.26 | 13016 +38.00% | 82.74 | 81.90 |
| Claymore Etf gug blt2017 hy | 0.26 | 41563 +13.00% | 25.82 | 0.00 |
| Guggenheim Bulletshares 2020 H mf | 0.26 | 42982 +11.00% | 24.27 | 0.00 |
| Claymore Exchange Trd Fd Tr 2021 hg yld cb | 0.26 | 42262 +11.00% | 24.70 | 0.00 |
| Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf | 0.26 | 45346 | 23.20 | 0.00 |
| General Electric Company (GE) | 0.25 | 32693 +13.00% | 31.60 | 26.69 |
| Vanguard Value ETF (VTV) | 0.24 | 10511 | 93.05 | 97.87 |
| Vanguard Short-Term Bond ETF (BSV) | 0.23 | 11830 NEW | 79.46 | 79.91 |
| Procter & Gamble Company (PG) | 0.20 | 9932 | 84.07 | 88.60 |
| Boeing Company (BA) | 0.19 | 5028 +28.00% | 155.73 | 210.28 |
| Amazon (AMZN) | 0.18 | 952 +14.00% | 750.00 | 1028.70 |
| Bank of America Corporation (BAC) | 0.17 | 31889 +25.00% | 22.11 | 23.94 |
| iShares Russell Microcap Index (IWC) | 0.17 | 8145 -3.00% | 85.82 | 89.62 |
| WisdomTree Intl. SmallCap Div Fd. (DLS) | 0.17 | 11325 +26.00% | 60.04 | 71.44 |
| Schwab Intl Small Cap Equity ETF (SCHC) | 0.17 | 23220 +39.00% | 29.11 | 34.51 |
| Ishares Core Msci Eafe Etf core msci eafe | 0.17 | 12878 | 53.66 | 0.00 |
| U.S. Ban (USB) | 0.16 | 12727 | 51.39 | 52.48 |
| iShares S&P; 500 Value Index (IVE) | 0.16 | 6465 NEW | 101.31 | 106.01 |
| Vanguard Dividend Appreciation ETF (VIG) | 0.16 | 7668 +30.00% | 85.16 | 93.68 |
| Pimco Etf Tr 0-5 high yield | 0.16 | 6453 -8.00% | 99.80 | 0.00 |
| Costco Wholesale Corporation (COST) | 0.15 | 3743 +18.00% | 160.03 | 150.99 |
| iShares MSCI EAFE Index Fund (EFA) | 0.15 | 10824 +2.00% | 57.74 | 66.81 |
| iShares S&P; 500 Growth Index (IVW) | 0.15 | 5005 NEW | 121.88 | 141.17 |
| PowerShares QQQ Trust, Series 1 (QQQQ) | 0.14 | 4840 +86.00% | 118.39 | 0.00 |
| First Tr Exch Trd Alpha Fd I emerg mkt alph | 0.14 | 29050 | 20.31 | 0.00 |
| D First Tr Exchange-traded Fd | 0.14 | 30070 -36.00% | 18.99 | 0.00 |
| Exxon Mobil Corporation (XOM) | 0.13 | 6032 -7.00% | 90.19 | 80.86 |
| Walt Disney Company (DIS) | 0.13 | 5219 +14.00% | 104.23 | 107.36 |
| WisdomTree Emerging Markets Eq (DEM) | 0.13 | 13819 +26.00% | 37.34 | 42.73 |
| Johnson & Johnson (JNJ) | 0.12 | 4132 +29.00% | 115.20 | 136.57 |
| AT&T; (T) | 0.12 | 11447 +53.00% | 42.54 | 36.52 |
| 3M Company (MMM) | 0.11 | 2558 -22.00% | 178.66 | 212.45 |
| Amgen (AMGN) | 0.11 | 3192 | 146.30 | 179.32 |
| iShares S&P; SmallCap 600 Index (IJR) | 0.11 | 3230 +15.00% | 137.46 | 71.60 |
| Schwab International Equity ETF (SCHF) | 0.11 | 15466 -8.00% | 27.67 | 32.64 |
| First Tr Exchange Traded Fd senior ln fd | 0.11 | 9289 | 48.55 | 0.00 |
| Vanguard Small-Cap Value ETF (VBR) | 0.10 | 3209 NEW | 120.91 | 125.35 |
| iShares S&P; 1500 Index Fund (ISI) | 0.10 | 8115 +91.00% | 51.26 | 0.00 |
| iShares S&P; World Ex-US Prop Index (WPS) | 0.10 | 11847 NEW | 33.60 | 37.72 |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.10 | 3284 -8.00% | 122.41 | 123.88 |
| SPDR S&P; Emerging Markets Small Cap (EWX) | 0.10 | 10747 NEW | 39.73 | 48.22 |
| International Business Machines (IBM) | 0.09 | 2202 +12.00% | 166.21 | 147.66 |
| Molina Healthcare (MOH) | 0.09 | 6605 | 54.20 | 72.05 |
| iShares Silver Trust (SLV) | 0.09 | 23485 | 15.12 | 15.42 |
| PowerShares VRDO Tax Free Weekly Por ETF (PVI) | 0.09 | 13901 | 24.96 | 24.94 |
| iShares Barclays Credit Bond Fund (CFT) | 0.09 | 3265 +76.00% | 109.34 | 110.50 |
| Gilead Sciences (GILD) | 0.08 | 4348 | 71.53 | 73.42 |
| iShares S&P; MidCap 400 Index (IJH) | 0.08 | 1997 +14.00% | 165.25 | 177.32 |
| Vanguard Total Bond Market ETF (BND) | 0.08 | 4196 NEW | 80.79 | 82.01 |
| SPDR Dow Jones Global Real Estate (RWO) | 0.08 | 7228 -9.00% | 46.90 | 48.24 |
| Facebook Inc cl a | 0.08 | 2935 +29.00% | 115.16 | 0.00 |
| Coca-Cola Company (KO) | 0.07 | 6836 -3.00% | 41.40 | 44.82 |
| Verizon Communications (VZ) | 0.07 | 5658 +5.00% | 53.38 | 44.22 |
| ConocoPhillips (COP) | 0.07 | 5535 -11.00% | 50.23 | 43.23 |
| NIKE (NKE) | 0.07 | 5929 +6.00% | 50.77 | 59.10 |
| Pepsi (PEP) | 0.07 | 2802 +25.00% | 104.57 | 115.51 |
| Danaher Corporation (DHR) | 0.07 | 3490 | 77.94 | 83.20 |
| iShares Russell 2000 Index (IWM) | 0.07 | 2013 NEW | 134.62 | 143.20 |
| Rydex S&P; Equal Weight ETF (RSP) | 0.07 | 3120 | 86.54 | 94.29 |
| SPDR S&P; Dividend (SDY) | 0.07 | 3381 NEW | 85.48 | 89.93 |
| iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) | 0.07 | 2606 NEW | 115.50 | 118.39 |
| JPMorgan Chase & Co. (JPM) | 0.06 | 2737 NEW | 86.23 | 91.20 |
| Pfizer (PFE) | 0.06 | 8044 +32.00% | 32.45 | 33.54 |
| Automatic Data Processing (ADP) | 0.06 | 2360 -7.00% | 102.97 | 103.34 |
| Berkshire Hathaway (BRK.A) | 0.06 | 1 | 244000.00 | 0.00 |
| Alaska Air (ALK) | 0.06 | 2602 NEW | 88.78 | 89.10 |
| Southwest Airlines (LUV) | 0.06 | 5033 NEW | 49.87 | 60.40 |
| iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) | 0.06 | 2106 -44.00% | 117.28 | 121.27 |
| Vanguard Small-Cap ETF (VB) | 0.06 | 1813 NEW | 129.07 | 138.37 |
| Spdr Series Trust brcly em locl | 0.06 | 9825 | 26.56 | 0.00 |
| iShares Russell 1000 Growth Index (IWF) | 0.05 | 1953 NEW | 104.97 | 122.44 |
| Opko Health (OPK) | 0.05 | 22200 | 9.28 | 6.42 |
| Ishares Tr cmn | 0.05 | 2047 NEW | 100.64 | 0.00 |
| Claymore Exchange Trd Fd Tr 2022 hg yld cb | 0.05 | 8092 NEW | 24.96 | 0.00 |
| Alphabet Inc Class A cs | 0.05 | 261 NEW | 793.10 | 0.00 |
| Gabelli Equity Trust (GAB) | 0.02 | 14949 +2.00% | 5.55 | 6.31 |
Download CSV 
Past 13F-HR SEC Filings for Empirical Financial Services
- Empirical Financial Services 2016 Q3 filed Nov. 4, 2016
- Empirical Financial Services 2016 Q2 filed Aug. 1, 2016
- Empirical Financial Services 2016 Q1 filed April 21, 2016
- Empirical Financial Services 2015 Q4 filed Jan. 26, 2016
- Empirical Financial Services 2015 Q3 filed Oct. 22, 2015
- Empirical Financial Services 2015 Q2 filed Aug. 6, 2015
- Empirical Financial Services 2015 Q1 filed May 7, 2015
- Empirical Financial Services 2014 Q4 filed Feb. 10, 2015
- Empirical Financial Services 2014 Q3 filed Nov. 12, 2014
- Empirical Financial Services 2014 Q2 filed July 17, 2014
- Empirical Financial Services 2014 Q1 filed May 6, 2014
- Empirical Financial Services 2013 Q4 filed Jan. 24, 2014
- Empirical Financial Services 2013 Q3 filed Oct. 24, 2013
- Empirical Financial Services 2013 Q2 filed July 19, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2013 Q1 filed April 23, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q4 filed Feb. 6, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q3 filed Nov. 5, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q2 filed Aug. 8, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q1 amended filed May 11, 2012