Empyrean Capital Partners

Empyrean Capital Partners as of Sept. 30, 2016

Portfolio Holdings for Empyrean Capital Partners

Empyrean Capital Partners holds 68 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 25.1 $500M 2.3M 216.30
Hewlett Packard Enterprise (HPE) 5.7 $114M 5.0M 22.75
American International (AIG) 3.8 $76M 1.3M 59.34
Seritage Growth Pptys Cl A (SRG) 3.4 $68M 1.3M 50.68
Liberty Tripadvisor Hldgs (LTRPA) 3.4 $68M 3.1M 21.85
Aramark Hldgs (ARMK) 3.4 $67M 1.8M 38.03
Molson Coors Brewing Company (TAP) 2.8 $57M 515k 109.80
Stillwater Mng Co note 1.750%10/1 2.6 $52M 43M 1.21
SPDR KBW Regional Banking (KRE) 2.5 $51M 1.2M 42.27
Citizens Financial (CFG) 2.5 $50M 2.0M 24.71
Restoration Hardware Hldgs I 2.4 $48M 1.4M 34.58
Investors Ban 2.4 $48M 4.0M 12.01
Vaneck Vectors Gold Miners mutual (GDX) 2.2 $44M 1.7M 26.43
iShares Russell 2000 Index (IWM) 2.1 $42M 340k 124.21
Caterpillar (CAT) 2.1 $42M 473k 88.77
TFS Financial Corporation (TFSL) 2.1 $41M 2.3M 17.81
Dell Technologies Inc Class V equity 1.9 $39M 806k 47.80
Liberty Media Corp Delaware Com C Siriusxm 1.7 $34M 1.0M 33.41
CurrencyShares Euro Trust 1.6 $31M 282k 109.35
Texas Instruments Incorporated (TXN) 1.5 $30M 433k 70.18
Kearny Finl Corp Md (KRNY) 1.3 $27M 1.9M 13.61
Altra Holdings, Inc note 2.750% 3/0 1.3 $26M 22M 1.19
Innoviva (INVA) 1.2 $25M 2.2M 10.99
Williams Companies (WMB) 1.2 $25M 800k 30.73
Independence Realty Trust In (IRT) 1.2 $24M 2.6M 9.00
Liberty Media Corp Delaware Com A Siriusxm 1.1 $21M 628k 33.98
Alon Usa Energy Inc note 3.000% 9/1 1.1 $21M 22M 0.96
Newpark Res Inc note 4.000%10/0 0.8 $16M 16M 0.99
Dynegy 0.8 $16M 1.3M 12.39
Calamp Corp convertible security 0.7 $15M 16M 0.93
Pandora Media 0.7 $14M 1.0M 14.33
Smart & Final Stores 0.7 $14M 1.1M 12.77
SPDR Gold Trust (GLD) 0.7 $14M 113k 125.64
Hyatt Hotels Corporation (H) 0.7 $14M 274k 49.22
Terraform Power 0.7 $14M 975k 13.91
Enova Intl (ENVA) 0.7 $14M 1.4M 9.68
Mentor Graphics 4% 2031 conv 0.7 $13M 10M 1.34
Nii Holdings 0.7 $13M 4.0M 3.33
Novagold Resources Inc Cad (NG) 0.7 $13M 2.3M 5.60
Sunopta (STKL) 0.6 $11M 1.5M 7.06
Alere 0.5 $11M 250k 43.24
Teradata Corporation (TDC) 0.5 $11M 340k 31.00
Aegean Marine Petroleum Network note 4.000 11/0 0.5 $11M 11M 1.00
Northstar Asset Management C 0.5 $9.1M 700k 12.93
Photronics Inc Sr Nt Conv 3.250% 04/01/19 B/e Dtd 01/22/15 0.4 $8.3M 6.9M 1.21
Hanesbrands (HBI) 0.4 $7.4M 294k 25.25
Liberty Media Corp Series C Li 0.4 $7.1M 252k 28.14
Cavium 0.3 $6.9M 119k 58.20
Ent 2 3/4 2/15/35 convertible bond 0.3 $6.6M 8.0M 0.83
Community Health Systems (CYH) 0.3 $5.8M 500k 11.54
Infinera 0.3 $5.8M 639k 9.03
Goldcorp 0.3 $5.2M 315k 16.52
SPDR S&P MidCap 400 ETF (MDY) 0.2 $4.8M 17k 282.29
Caesars Acquisition Co cl a 0.2 $4.8M 390k 12.42
Deutsche Bank Ag-registered (DB) 0.2 $4.7M 357k 13.09
Platform Specialty Prods Cor 0.2 $4.1M 500k 8.11
Coca Cola European Partners (CCEP) 0.2 $4.0M 100k 39.90
Liberty Media Corp Del Com Ser 0.2 $3.8M 132k 28.65
Overseas Shipholding Group I Cl A (OSG) 0.2 $3.9M 367k 10.57
Repligen Corp note 2.125% 6/0 0.2 $3.5M 3.0M 1.15
Carriage Svcs Inc note 2.750% 3/1 0.2 $3.3M 2.8M 1.18
Liberty Media Corp Delaware Com C Braves Grp 0.1 $3.0M 173k 17.38
Atkore Intl (ATKR) 0.1 $2.5M 133k 18.74
Gridsum Hldg Inc adr repsg cl b 0.1 $2.1M 126k 16.85
Boston Private Finl Hldgs In *w exp 11/21/201 0.1 $1.4M 224k 6.11
Liberty Media Corp Delaware Com A Braves Grp 0.1 $921k 53k 17.44
Northern Dynasty Minerals Lt (NAK) 0.0 $684k 963k 0.71
Invensense 0.0 $203k 27k 7.44