Equitec Specialists

Equitec Specialists as of Sept. 30, 2016

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 88 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign Inc sdcv 3.250% 8/1 11.7 $40M 18M 2.29
T Mobile Us Inc conv pfd ser a 10.1 $35M 444k 78.07
Ramco-gershenson Pptys Tr perp pfd-d cv 9.2 $32M 460k 68.66
B. Riley Financial (RILY) 7.8 $27M 2.0M 13.36
Vector Group Ltd frnt 1/1 5.3 $18M 12M 1.48
Welltower Inc 6.50% pfd prepet 4.7 $16M 244k 66.55
Isis Us conv 3.9 $14M 6.1M 2.22
Epr Properties Pfd C 5.75% (EPR.PC) 3.9 $14M 440k 30.67
Stanley Black & Decker Inc Uni p 3.6 $13M 99k 126.33
Iridium Communications $16.25 perp pfd cnv b 2.5 $8.8M 30k 297.80
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 2.5 $8.7M 83k 104.84
Universal Corporation (UVV) 2.5 $8.7M 149k 58.21
Western Digital (WDC) 2.5 $8.5M 145k 58.49
Fiat Chrysler Auto 2.3 $8.0M 125k 64.06
Xpo Logistics note 4.5% 10/1 2.3 $7.9M 3.5M 2.25
Jpmorgan Chase & Co. w exp 10/201 2.1 $7.1M 289k 24.63
Amsburg Corp pfd 5.25% 1.9 $6.7M 53k 126.81
Dynegy Inc unit 07/01/20191 1.6 $5.6M 68k 82.89
Crown Castle Intl (CCI) 1.5 $5.1M 55k 94.20
Black Hills Corp unit 99/99/9999 1.5 $5.0M 73k 68.96
Whiting Pete Corp New dbcv 1.250% 4/0 1.4 $4.8M 5.0M 0.96
Allergan Plc pfd conv ser a 1.4 $4.7M 5.7k 821.50
Pacira Pharmaceuticals conv 1.3 $4.5M 3.0M 1.51
Crown Castle Intl Corp New cnv pfd stk sr a 1.3 $4.4M 39k 113.02
Kinder Morgan (KMI) 1.0 $3.5M 150k 23.06
Wpx Energy Inc p 1.0 $3.4M 56k 61.36
Frontier Communications Corp pfd conv ser-a 0.9 $3.3M 39k 83.91
Spansion Llc conv 0.9 $3.0M 1.3M 2.32
Fiat Chrysler Auto 0.8 $2.7M 416k 6.40
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.7 $2.3M 74k 31.56
Verisign (VRSN) 0.6 $2.1M 26k 78.27
Metropcs Communications (TMUS) 0.6 $2.0M 42k 46.72
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.5 $1.6M 850k 1.86
Dominion Resource p 0.4 $1.5M 31k 49.90
Medicines Company 0.4 $1.3M 34k 37.73
Kindred Healthcare 0.3 $1.2M 119k 10.22
Altra Holdings, Inc note 2.750% 3/0 0.3 $1.2M 1.0M 1.18
General Mtrs Co *w exp 07/10/201 0.3 $1.1M 80k 13.97
Great Plains Energy Incorporated 0.2 $648k 24k 27.28
Xpo Logistics Inc equity (XPO) 0.2 $631k 17k 36.69
Ashford Hospitality Prime In pfd cv ser b 0.2 $636k 27k 23.35
Jones Energy Inc A 0.2 $588k 164k 3.58
Ionis Pharmaceuticals (IONS) 0.1 $490k 13k 36.59
Nextera Energy Inc unit 09/01/2019 0.1 $493k 9.9k 49.80
Stanley Black & Decker (SWK) 0.1 $443k 3.6k 123.06
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.1 $422k 8.7k 48.57
McDermott International 0.1 $411k 82k 5.01
Allergan 0.1 $392k 1.7k 230.59
Welltower Inc Com reit (WELL) 0.1 $374k 5.0k 74.80
Hess (HES) 0.1 $268k 5.0k 53.60
Cepheid 0.1 $237k 4.5k 52.67
Whiting Petroleum Corporation 0.1 $199k 23k 8.73
Forestar 0.1 $170k 15k 11.72
Rayonier Advanced Matls (RYAM) 0.1 $155k 12k 13.36
Wells Fargo & Company (WFC) 0.0 $146k 3.3k 44.20
Xilinx 0.0 $125k 2.3k 54.35
Southwestern Energy Company 0.0 $138k 10k 13.80
Galena Biopharma 0.0 $145k 414k 0.35
Xencor (XNCR) 0.0 $134k 5.5k 24.41
Black Hills Corporation (BKH) 0.0 $116k 1.9k 61.05
Lyon William Homes cl a 0.0 $93k 5.0k 18.60
Kearny Finl Corp Md (KRNY) 0.0 $111k 8.1k 13.64
Amtrust Financial Services 0.0 $80k 3.0k 26.67
Wts Wells Fargo & Co. 0.0 $86k 6.9k 12.49
Harvest Cap Cr 0.0 $66k 5.5k 12.09
Gores Hldgs Inc *w exp 08/13/202 0.0 $59k 49k 1.20
Wcf Ban 0.0 $69k 8.3k 8.33
iStar Financial 0.0 $32k 3.0k 10.67
Spdr S&p 500 Etf (SPY) 0.0 $22k 100.00 220.00
Cemex SAB de CV (CX) 0.0 $23k 3.0k 7.78
Encore Capital (ECPG) 0.0 $45k 2.0k 22.50
Griffon Corporation (GFF) 0.0 $43k 2.5k 17.20
AmSurg 0.0 $34k 500.00 68.00
Kaman Corporation 0.0 $22k 500.00 44.00
Golar Lng (GLNG) 0.0 $26k 1.2k 21.43
Tesla Motors (TSLA) 0.0 $41k 200.00 205.00
Pacira Pharmaceuticals (PCRX) 0.0 $34k 1.0k 34.00
Horizon Pharma 0.0 $20k 1.1k 18.18
JPMorgan Chase & Co. (JPM) 0.0 $7.0k 100.00 70.00
JetBlue Airways Corporation (JBLU) 0.0 $9.0k 500.00 18.00
MannKind Corporation 0.0 $0 475k 0.00
ImmunoGen 0.0 $5.0k 2.0k 2.50
Valley Natl Bancorp *w exp 11/14/201 0.0 $1.9k 38k 0.05
Wintrust Financial Corp *w exp 12/18/201 0.0 $6.0k 200.00 30.00
Kinder Morgan Inc/delaware Wts 0.0 $15k 767k 0.02
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $7.9k 21k 0.38
Nexeo Solutions Inc *w exp 06/09/202 0.0 $16k 25k 0.64
China Lending Corp *w exp 03/30/202 0.0 $13k 63k 0.21