Financial & Investment Management as of Sept. 30, 2012
Portfolio Holdings for Financial & Investment Management
Financial & Investment Management holds 33 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cms Energy Cor p | 28.6 | $863M | 1.1M | 755.15 | |
| Cms Energy Cor p | 27.4 | $829M | 229k | 3621.04 | |
| Cms Energy Cor p | 20.3 | $614M | 4.5M | 135.25 | |
| Cms Energy Cor p | 18.4 | $557M | 4.4M | 127.44 | |
| Cms Energy Cor p | 3.4 | $102M | 1.6M | 62.84 | |
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.5 | $15M | 1.1M | 13.45 | |
| United Online | 0.2 | $7.4M | 1.3M | 5.52 | |
| Agnico (AEM) | 0.2 | $4.8M | 92k | 51.88 | |
| Barrick Gold Corp (GOLD) | 0.1 | $4.0M | 95k | 41.76 | |
| Newmont Mining Corporation (NEM) | 0.1 | $3.8M | 69k | 56.02 | |
| Goldcorp | 0.1 | $4.0M | 88k | 45.85 | |
| Fastenal Company (FAST) | 0.1 | $3.6M | 84k | 42.99 | |
| Virtus Total Return Fund Cef | 0.1 | $2.3M | 598k | 3.92 | |
| Lazard World Dividend & Income Fund | 0.1 | $2.2M | 178k | 12.17 | |
| Northeast Utilities System | 0.0 | $1.1M | 30k | 38.23 | |
| Lifeway Foods (LWAY) | 0.0 | $1.3M | 141k | 9.50 | |
| Dover Saddlery | 0.0 | $1.2M | 327k | 3.73 | |
| Western Asset Worldwide Income Fund | 0.0 | $1.3M | 79k | 16.14 | |
| Hawaiian Telcom Holdco | 0.0 | $864k | 49k | 17.73 | |
| Colgate-Palmolive Company (CL) | 0.0 | $701k | 6.5k | 107.22 | |
| Procter & Gamble Company (PG) | 0.0 | $666k | 9.6k | 69.36 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $335k | 3.7k | 91.45 | |
| Pfizer (PFE) | 0.0 | $406k | 16k | 24.85 | |
| Apache Corporation | 0.0 | $213k | 2.5k | 86.47 | |
| Merck & Co (MRK) | 0.0 | $270k | 6.0k | 45.09 | |
| BlackRock Income Trust | 0.0 | $345k | 45k | 7.68 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.0 | $269k | 15k | 18.22 | |
| Nuveen Global Govt. Enhanced Income Fund | 0.0 | $356k | 24k | 14.61 | |
| Japan Smaller Capitalizaion Fund (JOF) | 0.0 | $249k | 35k | 7.21 | |
| Tofutti Brands (TOFB) | 0.0 | $198k | 124k | 1.60 | |
| Denali Fund | 0.0 | $308k | 19k | 16.18 | |
| Zweig Fund | 0.0 | $377k | 30k | 12.66 | |
| Japan Equity Fund | 0.0 | $84k | 17k | 5.09 |
