Financial & Investment Management Group

Financial & Investment Management as of Sept. 30, 2012

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 33 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Cms Energy Cor p 28.6 $863M 1.1M 755.15
Cms Energy Cor p 27.4 $829M 229k 3621.04
Cms Energy Cor p 20.3 $614M 4.5M 135.25
Cms Energy Cor p 18.4 $557M 4.4M 127.44
Cms Energy Cor p 3.4 $102M 1.6M 62.84
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.5 $15M 1.1M 13.45
United Online 0.2 $7.4M 1.3M 5.52
Agnico (AEM) 0.2 $4.8M 92k 51.88
Barrick Gold Corp (GOLD) 0.1 $4.0M 95k 41.76
Newmont Mining Corporation (NEM) 0.1 $3.8M 69k 56.02
Goldcorp 0.1 $4.0M 88k 45.85
Fastenal Company (FAST) 0.1 $3.6M 84k 42.99
Virtus Total Return Fund Cef 0.1 $2.3M 598k 3.92
Lazard World Dividend & Income Fund 0.1 $2.2M 178k 12.17
Northeast Utilities System 0.0 $1.1M 30k 38.23
Lifeway Foods (LWAY) 0.0 $1.3M 141k 9.50
Dover Saddlery 0.0 $1.2M 327k 3.73
Western Asset Worldwide Income Fund 0.0 $1.3M 79k 16.14
Hawaiian Telcom Holdco 0.0 $864k 49k 17.73
Colgate-Palmolive Company (CL) 0.0 $701k 6.5k 107.22
Procter & Gamble Company (PG) 0.0 $666k 9.6k 69.36
Exxon Mobil Corporation (XOM) 0.0 $335k 3.7k 91.45
Pfizer (PFE) 0.0 $406k 16k 24.85
Apache Corporation 0.0 $213k 2.5k 86.47
Merck & Co (MRK) 0.0 $270k 6.0k 45.09
BlackRock Income Trust 0.0 $345k 45k 7.68
Cohen & Steers infrastucture Fund (UTF) 0.0 $269k 15k 18.22
Nuveen Global Govt. Enhanced Income Fund 0.0 $356k 24k 14.61
Japan Smaller Capitalizaion Fund (JOF) 0.0 $249k 35k 7.21
Tofutti Brands (TOFB) 0.0 $198k 124k 1.60
Denali Fund 0.0 $308k 19k 16.18
Zweig Fund 0.0 $377k 30k 12.66
Japan Equity Fund 0.0 $84k 17k 5.09