Financial & Investment Management as of Dec. 31, 2012
Portfolio Holdings for Financial & Investment Management
Financial & Investment Management holds 36 positions in its portfolio as reported in the December 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cms Energy Cor p | 46.0 | $863M | 1.1M | 759.86 | |
| Cms Energy Cor p | 32.7 | $614M | 4.5M | 135.63 | |
| Cms Energy Cor p | 12.4 | $232M | 263k | 883.89 | |
| Cms Energy Cor p | 5.4 | $102M | 1.5M | 66.79 | |
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.8 | $15M | 1.1M | 13.20 | |
| Lazard World Dividend & Income Fund | 0.4 | $7.5M | 601k | 12.55 | |
| United Online | 0.4 | $7.4M | 1.3M | 5.59 | |
| Apollo Investment | 0.2 | $4.4M | 520k | 8.36 | |
| Agnico (AEM) | 0.2 | $4.1M | 79k | 52.46 | |
| Hawaiian Electric Industries (HE) | 0.2 | $3.4M | 137k | 25.14 | |
| Newmont Mining Corporation (NEM) | 0.2 | $3.2M | 68k | 46.44 | |
| Virtus Total Return Fund Cef | 0.2 | $3.0M | 784k | 3.87 | |
| Goldcorp | 0.1 | $2.9M | 79k | 36.70 | |
| Microsoft Corporation (MSFT) | 0.1 | $2.3M | 87k | 26.71 | |
| Barrick Gold Corp (GOLD) | 0.1 | $1.9M | 55k | 35.01 | |
| Northeast Utilities System | 0.1 | $1.2M | 30k | 39.08 | |
| Lifeway Foods (LWAY) | 0.1 | $1.2M | 134k | 8.74 | |
| Dover Saddlery | 0.1 | $1.1M | 319k | 3.30 | |
| Western Asset Worldwide Income Fund | 0.1 | $1.2M | 77k | 15.12 | |
| Ares Capital Corporation (ARCC) | 0.1 | $1.0M | 59k | 17.50 | |
| Colgate-Palmolive Company (CL) | 0.0 | $683k | 6.5k | 104.54 | |
| Hawaiian Telcom Holdco | 0.0 | $753k | 39k | 19.50 | |
| Pfizer (PFE) | 0.0 | $494k | 20k | 25.08 | |
| Procter & Gamble Company (PG) | 0.0 | $517k | 7.6k | 67.89 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.0 | $558k | 30k | 18.75 | |
| Consolidated Edison (ED) | 0.0 | $463k | 8.3k | 55.54 | |
| Nuveen Global Govt. Enhanced Income Fund | 0.0 | $346k | 25k | 14.02 | |
| Japan Smaller Capitalizaion Fund (JOF) | 0.0 | $388k | 54k | 7.20 | |
| Denali Fund | 0.0 | $292k | 18k | 16.22 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $254k | 2.9k | 86.55 | |
| Cisco Systems (CSCO) | 0.0 | $210k | 11k | 19.65 | |
| Merck & Co (MRK) | 0.0 | $234k | 5.7k | 40.94 | |
| DTE Energy Company (DTE) | 0.0 | $237k | 3.9k | 60.05 | |
| BlackRock Income Trust | 0.0 | $257k | 35k | 7.35 | |
| Japan Equity Fund | 0.0 | $119k | 21k | 5.57 | |
| Tofutti Brands (TOFB) | 0.0 | $129k | 112k | 1.16 |
