Financial & Investment Management Group

Financial & Investment Management as of March 31, 2014

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 115 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 8.8 $30M 2.6M 11.63
AllianceBernstein Income Fund 8.1 $28M 3.8M 7.34
BlackRock Real Asset Trust 5.6 $19M 2.2M 8.90
John Hancock Patriot Premium Div Fund II (PDT) 5.5 $19M 1.5M 12.95
BlackRock Credit All Inc Trust IV (BTZ) 5.2 $18M 1.3M 13.52
Gaiam 3.8 $13M 1.8M 7.25
John Hancock Tax-Advantage Dvd Incom (HTD) 2.6 $8.8M 442k 19.92
U.S. Global Investors (GROW) 2.2 $7.5M 2.3M 3.21
Montgomery Street Income Securities 2.2 $7.4M 463k 16.09
Nuveen Qual Preferred Inc. Fund III 2.1 $7.2M 863k 8.37
Franklin Universal Trust (FT) 2.1 $7.2M 1.0M 7.19
American Realty Capital Prop 2.0 $6.9M 492k 14.02
Virtus Total Return Fund Cef 1.7 $5.8M 1.3M 4.42
Medical Properties Trust (MPW) 1.6 $5.6M 437k 12.79
Silver Wheaton Corp 1.6 $5.6M 245k 22.70
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.6 $5.6M 384k 14.50
Dominion Diamond Corp foreign 1.6 $5.5M 409k 13.42
American Select Portfolio 1.4 $4.9M 495k 9.94
Strategic Global Income Fund 1.4 $4.9M 534k 9.21
Associated Estates Realty Corporation 1.4 $4.7M 275k 16.94
Royal Gold Inc conv 1.3 $4.4M 4.3M 1.03
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.2 $4.1M 317k 12.85
Federated Enhanced Treasury 1.2 $4.0M 297k 13.63
Coeur d'Alene Mines Corporation (CDE) 1.2 $4.0M 433k 9.29
First Tr Inter Duration Pfd & Income (FPF) 1.1 $3.9M 177k 22.14
Mobile TeleSystems OJSC 1.1 $3.8M 215k 17.49
At&t (T) 1.0 $3.4M 98k 35.07
Fastenal Company (FAST) 1.0 $3.4M 70k 49.32
Nuveen Intermediate 0.9 $3.2M 267k 11.96
Western Asset Global Cp Defi (GDO) 0.8 $2.9M 160k 18.19
Western Asset Inflation Mgnt Fnd 0.8 $2.8M 158k 17.86
CTC Media 0.8 $2.7M 295k 9.21
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.8 $2.7M 228k 11.65
Fort Dearborn Income Securities 0.7 $2.5M 176k 14.41
Cutwater Select Income 0.7 $2.5M 130k 19.42
Brookfield Ppty Partners L P unit ltd partn 0.7 $2.4M 130k 18.70
Putnam Municipal Opportunities Trust (PMO) 0.7 $2.4M 211k 11.37
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.7 $2.3M 123k 19.08
Invesco Quality Municipal Inc Trust (IQI) 0.7 $2.3M 196k 11.81
Digital Realty Trust (DLR) 0.7 $2.3M 43k 53.08
Harris & Harris 0.7 $2.3M 662k 3.47
Invesco Van Kampen Bond Fund (VBF) 0.7 $2.3M 124k 18.18
Blackrock Muni Intermediate Drtn Fnd 0.7 $2.3M 160k 14.20
Nuveen Global Govt. Enhanced Income Fund 0.6 $2.1M 181k 11.57
Eaton Vance Natl Mun Opport (EOT) 0.6 $2.0M 102k 19.39
Eaton Vance Mun Income Term Tr (ETX) 0.6 $2.0M 127k 15.69
Goldcorp 0.6 $1.9M 79k 24.48
BlackRock Income Opportunity Trust 0.5 $1.9M 180k 10.33
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $1.8M 143k 12.80
Dover Saddlery 0.5 $1.8M 323k 5.48
Nuveen Int Dur Qual Mun Trm 0.5 $1.8M 147k 12.13
American Strategic Income Portfolio 0.5 $1.7M 174k 9.87
Mainstay Definedterm Mn Opp (MMD) 0.5 $1.7M 99k 16.97
LEGG MASON BW GLOBAL Income 0.5 $1.6M 93k 17.57
Lifeway Foods (LWAY) 0.5 $1.5M 104k 14.70
Gamco Global Gold Natural Reso (GGN) 0.4 $1.5M 154k 9.92
B2gold Corp (BTG) 0.4 $1.5M 543k 2.69
Western Asset Municipal Partners Fnd 0.4 $1.4M 97k 14.43
Northeast Utilities System 0.4 $1.4M 30k 45.51
Cohen & Steers infrastucture Fund (UTF) 0.4 $1.3M 61k 22.09
Morgan Stanley income sec 0.4 $1.3M 75k 17.54
Madison Covered Call Eq Strat (MCN) 0.4 $1.3M 161k 8.27
MFS InterMarket Income Trust I 0.3 $1.1M 133k 8.32
Bancroft Fund (BCV) 0.3 $1.1M 55k 19.56
Comstock Mining Inc cs 0.3 $1.0M 621k 1.65
American Strategic Income Portf. Inc II 0.3 $963k 116k 8.31
Special Opportunities Fund (SPE) 0.3 $973k 60k 16.26
Western Asset Worldwide Income Fund 0.3 $917k 74k 12.33
Nuveen Select Tax-Free Incom Portfolio 3 0.3 $934k 68k 13.67
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.3 $937k 76k 12.36
Berkshire Hathaway (BRK.B) 0.3 $903k 7.2k 125.03
Templeton Dragon Fund (TDF) 0.3 $894k 37k 24.50
First Federal of Northern Michigan Bancp 0.2 $834k 167k 5.00
Blackrock Util & Infrastrctu (BUI) 0.2 $833k 44k 18.96
Colgate-Palmolive Company (CL) 0.2 $791k 12k 64.84
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $789k 59k 13.48
Real Goods Solar 0.2 $757k 186k 4.07
Zweig Total Return 0.2 $762k 54k 14.07
Coffee Holding (JVA) 0.2 $723k 95k 7.62
Procter & Gamble Company (PG) 0.2 $639k 7.9k 80.64
Calamos Strategic Total Return Fund (CSQ) 0.2 $640k 58k 11.12
Invesco Municipal Income Opp Trust (OIA) 0.2 $653k 99k 6.60
Boulder Total Return Fund 0.2 $612k 25k 24.33
Dreyfus Mun Bd Infrastructure 0.2 $629k 56k 11.23
Royce Micro Capital Trust (RMT) 0.2 $586k 48k 12.25
Federated Premier Intermediate Municipal 0.2 $572k 45k 12.81
Noah Holdings (NOAH) 0.2 $556k 39k 14.43
Nuveen Select Tax Free Incom Portfolio 2 0.2 $549k 42k 13.11
MFS Multimarket Income Trust (MMT) 0.1 $527k 81k 6.53
Consolidated Edison (ED) 0.1 $448k 8.3k 53.70
Apple (AAPL) 0.1 $459k 854.00 537.47
MFS Investment Grade Municipal Trust (CXH) 0.1 $407k 46k 8.95
Templeton Global Income Fund 0.1 $376k 47k 8.04
Putnam Master Int. Income (PIM) 0.1 $370k 72k 5.16
Morgan Stanley Emerging Markets Fund 0.1 $346k 23k 15.25
Zweig Fund 0.1 $350k 23k 15.17
Nuveen Real (JRI) 0.1 $345k 19k 18.38
Walgreen Company 0.1 $296k 4.5k 66.07
DTE Energy Company (DTE) 0.1 $266k 3.6k 74.41
Denali Fund 0.1 $290k 14k 20.46
Pfizer (PFE) 0.1 $252k 7.9k 32.10
United Parcel Service (UPS) 0.1 $244k 2.5k 97.41
Hawaiian Electric Industries (HE) 0.1 $237k 9.3k 25.42
Nuveen Quality Preferred Income Fund 0.1 $229k 29k 8.03
Apache Corporation 0.1 $204k 2.5k 82.79
Ingersoll-rand Co Ltd-cl A 0.1 $202k 3.5k 57.35
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $207k 22k 9.27
Royce Global Value Tr (RGT) 0.1 $196k 22k 8.97
Dividend & Income Fund (BXSY) 0.1 $171k 11k 15.31
Viasystems 0.0 $140k 11k 12.51
Aegon 0.0 $121k 13k 9.19
Lazard World Dividend & Income Fund 0.0 $151k 11k 13.89
Power Reit (PW) 0.0 $126k 14k 8.79
Earthlink Holdings 0.0 $55k 15k 3.59
MannKind Corporation 0.0 $47k 12k 4.05