Financial & Investment Management Group

Financial & Investment Management as of June 30, 2014

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 105 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
AllianceBernstein Income Fund 10.2 $36M 4.7M 7.52
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 9.0 $32M 2.6M 12.31
John Hancock Patriot Premium Div Fund II (PDT) 4.8 $17M 1.2M 13.59
BlackRock Credit All Inc Trust IV (BTZ) 4.5 $16M 1.2M 13.75
American Realty Capital Prop 4.1 $14M 1.1M 12.53
Gaiam 3.9 $14M 1.8M 7.68
BlackRock Real Asset Trust 3.8 $13M 1.4M 9.39
U.S. Global Investors (GROW) 2.5 $8.8M 2.5M 3.52
Franklin Universal Trust (FT) 2.3 $7.9M 1.1M 7.53
Nuveen Qual Preferred Inc. Fund III 2.2 $7.6M 875k 8.68
Montgomery Street Income Securities 2.2 $7.6M 455k 16.68
Silver Wheaton Corp 2.1 $7.5M 286k 26.27
John Hancock Tax-Advantage Dvd Incom (HTD) 2.1 $7.5M 356k 20.93
Coeur d'Alene Mines Corporation (CDE) 2.0 $7.1M 778k 9.18
Dominion Diamond Corp foreign 1.8 $6.4M 444k 14.45
Medical Properties Trust (MPW) 1.7 $6.0M 454k 13.24
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.6 $5.6M 378k 14.90
Strategic Global Income Fund 1.4 $5.1M 543k 9.35
Mobile TeleSystems OJSC 1.4 $4.7M 240k 19.74
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.3 $4.7M 346k 13.52
Royal Gold Inc conv 1.3 $4.6M 4.3M 1.08
American Select Portfolio 1.3 $4.6M 427k 10.70
Cott Corp 1.3 $4.4M 622k 7.07
At&t (T) 1.1 $3.8M 107k 35.36
Virtus Total Return Fund Cef 1.1 $3.7M 776k 4.80
Fastenal Company (FAST) 1.0 $3.5M 70k 49.49
First Tr Inter Duration Pfd & Income (FPF) 1.0 $3.5M 152k 22.87
Nuveen Intermediate 1.0 $3.4M 271k 12.59
Federated Enhanced Treasury 0.9 $3.2M 241k 13.49
MFS Multimarket Income Trust (MMT) 0.8 $3.0M 447k 6.65
Western Asset Global Cp Defi (GDO) 0.8 $3.0M 160k 18.69
B2gold Corp (BTG) 0.8 $2.7M 938k 2.92
Brookfield Ppty Partners L P unit ltd partn 0.8 $2.6M 126k 20.87
Fort Dearborn Income Securities 0.7 $2.6M 175k 14.89
Putnam Municipal Opportunities Trust (PMO) 0.7 $2.5M 215k 11.75
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.7 $2.5M 123k 20.31
Digital Realty Trust (DLR) 0.7 $2.5M 42k 58.33
Invesco Quality Municipal Inc Trust (IQI) 0.7 $2.4M 199k 12.28
Invesco Van Kampen Bond Fund (VBF) 0.7 $2.4M 123k 19.18
Nuveen Global Govt. Enhanced Income Fund 0.7 $2.3M 181k 12.75
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $2.3M 158k 14.60
Cutwater Select Income 0.6 $2.2M 110k 20.14
Goldcorp 0.6 $2.2M 78k 27.91
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.6 $2.2M 179k 12.23
Eaton Vance Mun Income Term Tr (ETX) 0.6 $2.1M 126k 16.85
Eaton Vance Natl Mun Opport (EOT) 0.6 $2.0M 101k 20.00
Harris & Harris 0.6 $2.0M 632k 3.18
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $1.9M 145k 13.03
Nuveen Int Dur Qual Mun Trm 0.5 $1.9M 146k 12.83
LEGG MASON BW GLOBAL Income 0.5 $1.6M 87k 18.35
American Strategic Income Portfolio 0.4 $1.5M 151k 10.26
Lifeway Foods (LWAY) 0.4 $1.4M 103k 13.98
Western Asset Municipal Partners Fnd 0.4 $1.4M 97k 14.73
Northeast Utilities System 0.4 $1.4M 30k 47.25
Dover Saddlery 0.4 $1.4M 256k 5.43
Cohen & Steers infrastucture Fund (UTF) 0.4 $1.4M 58k 24.49
Morgan Stanley income sec 0.4 $1.3M 74k 18.04
Associated Estates Realty Corporation 0.4 $1.3M 70k 18.02
BlackRock Income Opportunity Trust 0.4 $1.2M 115k 10.86
Comstock Mining Inc cs 0.3 $1.1M 677k 1.67
Bancroft Fund (BCV) 0.3 $1.1M 53k 20.18
MFS InterMarket Income Trust I 0.3 $1.1M 124k 8.53
Western Asset Worldwide Income Fund 0.3 $1.0M 78k 13.15
American Strategic Income Portf. Inc II 0.3 $968k 110k 8.78
Special Opportunities Fund (SPE) 0.3 $994k 60k 16.70
First Federal of Northern Michigan Bancp 0.3 $967k 158k 6.12
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.3 $992k 77k 12.89
Templeton Dragon Fund (TDF) 0.3 $950k 37k 25.85
Nuveen Select Tax-Free Incom Portfolio 3 0.3 $962k 68k 14.08
Berkshire Hathaway (BRK.B) 0.3 $926k 7.3k 126.50
Colgate-Palmolive Company (CL) 0.2 $832k 12k 68.20
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $824k 59k 14.08
Madison Covered Call Eq Strat (MCN) 0.2 $764k 87k 8.79
Zweig Total Return 0.2 $730k 51k 14.39
Coffee Holding (JVA) 0.2 $666k 94k 7.06
Dreyfus Mun Bd Infrastructure 0.2 $663k 56k 11.84
Procter & Gamble Company (PG) 0.2 $623k 7.9k 78.61
Noah Holdings (NOAH) 0.2 $605k 43k 14.14
Federated Premier Intermediate Municipal 0.2 $582k 44k 13.18
Blackrock Util & Infrastrctu (BUI) 0.2 $592k 28k 20.95
DTE Energy Company (DTE) 0.2 $551k 7.1k 77.88
Boulder Total Return Fund 0.2 $574k 22k 25.68
Real Goods Solar 0.2 $546k 183k 2.98
Royce Micro Capital Trust (RMT) 0.2 $569k 45k 12.62
Nuveen Select Tax Free Incom Portfolio 2 0.2 $573k 42k 13.68
Consolidated Edison (ED) 0.1 $482k 8.3k 57.77
MFS Investment Grade Municipal Trust (CXH) 0.1 $422k 46k 9.27
Templeton Global Income Fund (SABA) 0.1 $385k 47k 8.25
Morgan Stanley Emerging Markets Fund 0.1 $371k 23k 16.06
Mainstay Definedterm Mn Opp (MMD) 0.1 $371k 21k 17.84
Putnam Master Int. Income (PIM) 0.1 $353k 69k 5.14
Zweig Fund 0.1 $347k 22k 15.64
Walgreen Company 0.1 $332k 4.5k 74.11
Pfizer (PFE) 0.1 $233k 7.9k 29.68
United Parcel Service (UPS) 0.1 $247k 2.4k 102.70
Apache Corporation 0.1 $248k 2.5k 100.65
Calamos Strategic Total Return Fund (CSQ) 0.1 $259k 22k 12.02
Nuveen Quality Preferred Income Fund 0.1 $243k 29k 8.52
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $211k 22k 9.71
Morgan Stanley Asia Pacific Fund 0.1 $191k 11k 16.72
Lazard World Dividend & Income Fund 0.1 $165k 11k 15.17
Power Reit (PW) 0.0 $129k 14k 9.03
Viasystems 0.0 $122k 11k 10.90
Aegon 0.0 $109k 12k 8.76
Western Asset Intm Muni Fd I (SBI) 0.0 $107k 11k 9.73