Gabelli Securities

GABELLI & Co INVESTMENT ADVISERS as of Sept. 30, 2019

Portfolio Holdings for GABELLI & Co INVESTMENT ADVISERS

GABELLI & Co INVESTMENT ADVISERS holds 185 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gamco Investors (GAMI) 6.6 $59M 3.0M 19.55
Celgene Corporation 6.1 $54M 544k 99.30
Allergan 3.7 $33M 195k 168.29
Versum Matls 3.4 $30M 565k 52.93
Mellanox Technologies 3.3 $30M 271k 109.59
Zayo Group Hldgs 3.3 $30M 872k 33.90
Buckeye Partners 3.3 $29M 716k 41.09
Medidata Solutions 3.1 $28M 304k 91.50
Liberty Media Corp Delaware Com C Siriusxm 3.0 $27M 642k 41.96
WABCO Holdings 2.9 $26M 193k 133.75
Spark Therapeutics 2.8 $25M 260k 96.98
WellCare Health Plans 2.7 $24M 92k 259.17
Suntrust Banks Inc $1.00 Par Cmn 2.7 $24M 346k 68.80
Cypress Semiconductor Corporation 2.3 $20M 867k 23.34
Pivotal Software Inc ordinary shares 2.2 $20M 1.3M 14.92
Genesee & Wyoming 2.2 $20M 177k 110.51
Carbon Black 1.9 $17M 655k 25.99
Altaba 1.9 $17M 856k 19.48
Sotheby's 1.8 $16M 286k 56.98
THE GDL FUND Closed-End fund (GDL) 1.8 $16M 1.7M 9.19
El Paso Electric Company 1.6 $14M 207k 67.08
Alder Biopharmaceuticals 1.5 $13M 704k 18.86
Wesco Aircraft Holdings 1.4 $13M 1.2M 11.01
Milacron Holdings 1.4 $13M 764k 16.67
Gabelli Dividend & Income Trust (GDV) 1.4 $13M 584k 21.51
OMNOVA Solutions 1.1 $10M 1.0M 10.07
Caesars Entertainment 1.1 $9.7M 834k 11.66
International Speedway Corporation 1.0 $9.2M 204k 45.01
Cambrex Corporation 1.0 $9.3M 156k 59.50
HEICO Corporation (HEI.A) 0.9 $8.0M 82k 97.31
Lennar Corporation (LEN.B) 0.9 $7.9M 179k 44.37
Grifols S A Sponsored Adr R (GRFS) 0.9 $7.8M 390k 20.05
Presidio 0.9 $7.8M 462k 16.90
Acacia Communications 0.8 $7.3M 111k 65.40
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.8 $7.0M 376k 18.59
Pacific Biosciences of California (PACB) 0.8 $6.7M 1.3M 5.16
Loral Space & Communications 0.7 $6.3M 152k 41.40
Advanced Disposal Services I 0.7 $6.3M 192k 32.57
Nebula Acquisition Corp 0.6 $5.6M 546k 10.20
Chipotle Mexican Grill (CMG) 0.6 $5.5M 6.5k 840.46
CIRCOR International 0.5 $4.7M 124k 37.55
Lf Cap Acquisition Corp cl a 0.5 $4.6M 448k 10.26
Megalith Finl Acquisition Co cl a 0.5 $4.5M 443k 10.13
Fox Corporation (FOX) 0.5 $4.6M 144k 31.54
Trinity Merger Corp 0.5 $4.4M 423k 10.44
Amci Acquisition Corp class a 0.5 $4.4M 443k 10.03
Monotype Imaging Holdings 0.5 $4.2M 213k 19.81
Wells Fargo & Company (WFC) 0.5 $4.1M 82k 50.44
Corindus Vascular Robotics I 0.5 $4.0M 937k 4.28
Forum Merger Ii Corp cl a 0.4 $3.7M 369k 10.11
Monocle Acquisition Corp 0.4 $3.6M 365k 9.96
Vectoiq Acquisition Corp 0.4 $3.5M 342k 10.21
Mam Software Group 0.4 $3.3M 270k 12.06
Kkr & Co (KKR) 0.4 $3.3M 122k 26.85
Bank of America Corporation (BAC) 0.4 $3.2M 111k 29.17
Discovery Communications 0.4 $3.2M 129k 24.62
Entegra Financial Corp Restric 0.3 $2.9M 97k 30.04
Chaserg Technlgy Acquisitn C class a 0.3 $3.0M 296k 10.01
B Riley Principal Merger Cor cl a 0.3 $3.0M 300k 9.91
Via 0.3 $2.8M 117k 24.03
Bioscrip 0.3 $2.7M 838k 3.20
Gabelli Global Multimedia Trust (GGT) 0.3 $2.5M 313k 8.12
Genomic Health 0.3 $2.6M 38k 67.82
Yatra Online Inc ord (YTRA) 0.3 $2.6M 628k 4.12
New Providence Acquisitin Co unit 09/01/2024 0.3 $2.5M 248k 10.09
Tallgrass Energy Gp Lp master ltd part 0.3 $2.4M 125k 19.46
Andina Acquisition Corp Iii 0.3 $2.4M 244k 9.99
Vitamin Shoppe 0.3 $2.3M 356k 6.52
Stewardship Financial Corporation 0.2 $2.3M 145k 15.60
Alder Biopharmaceuticals Inc convertible security 0.2 $2.2M 2.0M 1.11
Gigcapital2 Inc unit 02/28/2026 0.2 $2.1M 204k 10.30
Tenzing Acquisition Corp ord 0.2 $2.0M 195k 10.35
Gabelli Convertible & Income Securities (GCV) 0.2 $1.9M 358k 5.32
Gannett 0.2 $1.9M 175k 10.74
Bancorp of New Jersey 0.2 $1.8M 104k 16.89
Interactive Brokers (IBKR) 0.2 $1.7M 32k 53.78
Gyrodyne Llc Cmn (GYRO) 0.2 $1.7M 88k 19.66
Gabelli Go Anywhere Trust mutual funds 0.2 $1.7M 107k 15.77
Pivotal Invt Corp Ii unit 06/01/2025 0.2 $1.7M 165k 10.18
Verizon Communications (VZ) 0.2 $1.6M 27k 60.37
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.2 $1.6M 164k 10.00
Arotech Corporation 0.2 $1.5M 516k 2.94
Nii Holdings 0.2 $1.5M 775k 1.96
Sony Corporation (SONY) 0.2 $1.4M 24k 59.12
Bancroft Fund (BCV) 0.2 $1.4M 61k 23.65
Fellazo 0.2 $1.5M 146k 9.96
Genworth Financial (GNW) 0.1 $1.2M 267k 4.40
Valley National Ban (VLY) 0.1 $1.2M 110k 10.87
Edtechx Hldgs Acquisition 0.1 $1.1M 108k 10.15
Bunge Limited option 0.1 $945k 100.00 9450.00
Trine Acquisition Cl A Ord 0.1 $977k 99k 9.87
Bank of New York Mellon Corporation (BK) 0.1 $859k 19k 45.21
Mitek Systems (MITK) 0.1 $918k 95k 9.65
Gabelli mutual funds - (GGZ) 0.1 $910k 82k 11.13
Dova Pharmaceuticals 0.1 $922k 33k 27.94
Coastal Finl Corp Wa (CCB) 0.1 $907k 60k 15.12
Agba Acquistion 0.1 $893k 88k 10.17
Brookfield Asset Management 0.1 $821k 16k 53.07
Gcp Applied Technologies 0.1 $762k 40k 19.25
Apex Technology Acquisitn Co unit 06/11/2026 0.1 $810k 80k 10.19
Ryman Hospitality Pptys (RHP) 0.1 $720k 8.8k 81.82
Sunpower Corp dbcv 4.000% 1/1 0.1 $667k 725k 0.92
Connecticut Water Service 0.1 $593k 8.5k 70.06
Eaton (ETN) 0.1 $657k 7.9k 83.16
Tesla Motors Inc bond 0.1 $588k 600k 0.98
Madison Square Garden Cl A (MSGS) 0.1 $580k 2.2k 263.64
Avaya Holdings Corp 0.1 $648k 63k 10.24
PNC Financial Services (PNC) 0.1 $505k 3.6k 140.28
Nasdaq Omx (NDAQ) 0.1 $546k 5.5k 99.27
Citigroup (C) 0.1 $518k 7.5k 69.07
Telephone And Data Systems (TDS) 0.1 $501k 19k 25.82
Energizer Holdings (ENR) 0.1 $501k 12k 43.57
Theravance Biopharma Inc note 3.250%11/0 0.1 $552k 600k 0.92
Two Hbrs Invt Corp note 6.250% 1/1 0.1 $515k 500k 1.03
Trinity Merger Corp *w exp 05/11/202 0.1 $537k 423k 1.27
B Riley Principal Merger Cor unit 99/99/9999 0.1 $536k 53k 10.09
Cohen & Steers (CNS) 0.1 $412k 7.5k 54.93
Icahn Enterprises (IEP) 0.1 $462k 7.2k 64.17
CBS Corporation 0.1 $453k 11k 43.35
Castle Brands 0.1 $487k 387k 1.26
Falcon Minerals Corp cl a 0.1 $451k 79k 5.74
Nextera Energy Inc unit 09/01/2022s 0.1 $452k 9.0k 50.22
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $375k 250.00 1500.00
Walt Disney Company (DIS) 0.0 $391k 3.0k 130.33
Newmont Mining Corporation (NEM) 0.0 $341k 9.0k 37.89
Vulcan Materials Company (VMC) 0.0 $363k 2.4k 151.25
Texas Instruments Incorporated (TXN) 0.0 $388k 3.0k 129.33
Via 0.0 $320k 12k 26.23
ConAgra Foods (CAG) 0.0 $368k 12k 30.67
Textron (TXT) 0.0 $387k 7.9k 48.99
National Fuel Gas (NFG) 0.0 $399k 8.5k 46.94
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $329k 12k 26.75
Liberty Media Corp Delaware Com C Braves Grp 0.0 $315k 11k 27.78
Vaneck Vectors Etf Tr opt 0.0 $390k 100.00 3900.00
Radius Health Inc note 3.000% 9/0 0.0 $368k 400k 0.92
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.0 $319k 350k 0.91
Grupo Televisa (TV) 0.0 $289k 30k 9.80
Bunge 0.0 $255k 4.5k 56.67
General Electric Company 0.0 $277k 31k 8.94
DISH Network 0.0 $296k 8.7k 34.02
Mueller Industries (MLI) 0.0 $229k 8.0k 28.62
Brunswick Corporation (BC) 0.0 $297k 5.7k 52.11
Texas Pacific Land Trust 0.0 $260k 400.00 650.00
Bank Of America Corporation preferred (BAC.PL) 0.0 $262k 175.00 1497.14
Hca Holdings (HCA) 0.0 $241k 2.0k 120.50
Cnh Industrial (CNHI) 0.0 $274k 27k 10.15
Clovis Oncology Inc note 2.500% 9/1 0.0 $239k 275k 0.87
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.0 $302k 325k 0.93
Macquarie Infrastructure Cor Note 2.00010/0 0.0 $228k 250k 0.91
Inphi Corp note 1.125%12/0 0.0 $236k 150k 1.57
Medicines Company 2.750000 07/15/2023 bond 0.0 $305k 250k 1.22
Helix Energy Solutions Group convertible security 0.0 $234k 200k 1.17
Bausch Health Companies (BHC) 0.0 $258k 12k 21.86
Infinera Corporation note 2.125% 9/0 0.0 $305k 350k 0.87
General Electric 0.0 $216k 100.00 2160.00
E.W. Scripps Company (SSP) 0.0 $193k 15k 13.31
EnPro Industries (NPO) 0.0 $213k 3.1k 68.71
Alexion Pharmaceuticals 0.0 $220k 2.3k 97.78
MGM Resorts International. (MGM) 0.0 $216k 7.8k 27.69
Corcept Therapeutics Incorporated (CORT) 0.0 $206k 15k 14.11
International Game Technology (IGT) 0.0 $192k 14k 14.18
Cheniere Energy Inc note 4.250% 3/1 0.0 $195k 250k 0.78
Evolent Health (EVH) 0.0 $134k 19k 7.17
Intercept Pharmas conv 0.0 $172k 200k 0.86
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $140k 279k 0.50
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $143k 448k 0.32
Forum Merger Ii Corp warrant 0.0 $218k 369k 0.59
Amci Acquisition Corp *w exp 05/20/202 0.0 $147k 419k 0.35
Clear Channel Outdoor Holdings (CCO) 0.0 $163k 65k 2.53
Oil Sts Intl Inc note 1.500% 2/1 0.0 $170k 200k 0.85
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $72k 13k 5.69
Veon 0.0 $101k 42k 2.40
Nebula Acquisition Corp *w exp 03/12/202 0.0 $93k 93k 1.00
Roan Resources Ord 0.0 $130k 106k 1.23
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $50k 209k 0.24
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $132k 148k 0.89
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $49k 195k 0.25
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $128k 284k 0.45
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $49k 244k 0.20
Andina Acquisition Corp Iii right 07/31/2020 0.0 $73k 244k 0.30
B Riley Principal Merger Corwt warrant and righ 0.0 $46k 100k 0.46
Opko Health (OPK) 0.0 $21k 10k 2.10
Internap Corp 0.0 $26k 10k 2.60
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $19k 209k 0.09
Trine Acquisition Corp *w exp 03/31/202 0.0 $39k 50k 0.79