Highbridge Capital Management

Highbridge Capital Management as of Sept. 30, 2019

Portfolio Holdings for Highbridge Capital Management

Highbridge Capital Management holds 76 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 10.5 $72M 242k 296.77
Zions Bancorporation *w exp 05/22/202 8.9 $61M 5.1M 11.93
Contura Energy 5.2 $36M 1.3M 27.96
Invacare Corp convertible security 4.4 $30M 36M 0.83
SPDR Gold Trust (GLD) 4.0 $28M 200k 138.87
Paratek Pharmaceuticals Inc note 4.750% 5/0 3.8 $26M 38M 0.68
Pulte (PHM) 3.5 $24M 650k 36.55
iShares Russell 2000 Index (IWM) 3.3 $23M 150k 151.34
Parker Drilling Co-post Bank 3.3 $23M 1.2M 18.92
Nanthealth Inc bond 3.1 $21M 33M 0.63
Intelsat S A note 4.500% 6/1 2.9 $20M 14M 1.48
Oasis Pete Inc New Note 2.625% 9/1 bond 2.9 $20M 27M 0.74
Plug Power Inc note 5.500% 3/1 2.7 $18M 15M 1.22
Trn 4% 04/01/45 2.7 $18M 26M 0.69
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 2.4 $16M 18M 0.91
Protalix Biotherapeutics Inc note 7.500%11/1 2.4 $16M 19M 0.84
Retrophin Inc note 2.500% 9/1 2.4 $16M 22M 0.74
Ashland (ASH) 2.2 $15M 200k 77.05
Tesla Inc note 2.000% 5/1 2.2 $15M 15M 1.02
Gores Hldin-cw20 equity wrt 2.2 $15M 8.8M 1.70
Novavax Inc note 3.750% 2/0 2.0 $14M 32M 0.42
Opko Health Inc convertible security 1.9 $13M 16M 0.82
Quotient 1.9 $13M 1.7M 7.77
Invacare Corp conv bnd 1.5 $10M 11M 0.93
Pacific Drilling (PACDQ) 1.3 $9.0M 2.3M 3.91
Verastem Inc note 5.000%11/0 1.3 $8.7M 22M 0.40
Avaya Holdings Corp 1.2 $8.0M 781k 10.23
Depomed Inc conv 1.1 $7.9M 11M 0.74
Teligent Inc New bond 1.1 $7.6M 18M 0.42
Geo Group Inc/the reit (GEO) 1.1 $7.5M 432k 17.34
Infinera Corporation note 2.125% 9/0 1.1 $7.4M 8.5M 0.87
Veoneer Incorporated Note note 4.000% 6/0 1.0 $6.6M 6.7M 0.99
Medicines Company 0.9 $6.5M 131k 50.00
General Electric Company 0.9 $6.4M 712k 8.94
Lannett Company 0.7 $5.1M 454k 11.20
Clovis Oncology Inc note 1.250% 5/0 0.7 $4.6M 11M 0.42
Accelerate Diagnostics Inc bond 0.6 $3.9M 5.5M 0.71
Concrete Pumping Hldgs (BBCP) 0.5 $3.7M 939k 3.97
Owens & Minor (OMI) 0.3 $2.4M 415k 5.81
Chesapeake Energy Corp convertible security 0.3 $2.4M 4.0M 0.60
Intelsat Sa 0.3 $2.2M 98k 22.80
Sanofi Aventis Wi Conval Rt 0.3 $2.2M 3.9M 0.56
Nii Holdings 0.3 $2.1M 1.1M 1.96
Translate Bio 0.2 $1.7M 167k 9.91
Apellis Pharmaceuticals (APLS) 0.2 $1.4M 60k 24.08
Sailpoint Technlgies Hldgs I 0.2 $1.2M 63k 18.69
Opko Health (OPK) 0.1 $1.0M 497k 2.09
Okta Inc cl a (OKTA) 0.1 $1.0M 11k 98.49
Best 0.1 $997k 189k 5.28
Nio Inc spon ads (NIO) 0.1 $997k 639k 1.56
Target Hospitality Corp *w exp 03/15/202 0.1 $1.0M 1.2M 0.85
Sentinel Energy Svcs Inc *w exp 11/02/202 0.1 $989k 3.0M 0.33
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.1 $770k 664k 1.16
Ranpak Hldgs Corp *w exp 06/03/202 0.1 $786k 1.4M 0.58
Saexploration Hldgs (SAEXQ) 0.1 $706k 382k 1.85
New Frontier Corp warrant 0.1 $634k 634k 1.00
Graf Indl Corp *w exp 12/31/202 0.1 $619k 1.6M 0.39
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.1 $597k 994k 0.60
Rmg Acquisition Corp *w exp 02/21/202 0.1 $518k 739k 0.70
Senseonics Hldgs (SENS) 0.1 $495k 500k 0.99
Noveliontherapeuti.. 0.1 $418k 581k 0.72
Amci Acquisition Corp *w exp 05/20/202 0.1 $383k 1.3M 0.30
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.1 $310k 970k 0.32
Tortoise Acquisition Corp *w exp 03/04/202 0.1 $363k 726k 0.50
Nesco Holdings In 25 Wts *w exp 01/01/202 0.1 $348k 430k 0.81
iStar Financial 0.0 $286k 22k 13.04
Nanthealth 0.0 $154k 214k 0.72
Nebula Acquisition Corp *w exp 03/12/202 0.0 $144k 370k 0.39
Denbury Res Inc Del debt 6.375%12/3 0.0 $157k 262k 0.60
Intrexon 0.0 $78k 14k 5.74
Abeona Therapeutics Inc *w exp 12/19/201 0.0 $70k 250k 0.28
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $36k 3.6M 0.01
Dean Foods Company 0.0 $14k 12k 1.20
Aemetis (AMTX) 0.0 $0 71k 0.00
Agrofresh Solutions wts feb 19 19 0.0 $34k 3.4M 0.01
Dolphin Entmt Inc *w exp 12/26/202 0.0 $4.4k 110k 0.04