Hotchkis & Wiley Capital Management as of Sept. 30, 2013
Portfolio Holdings for Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management holds 177 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| JPMorgan Chase & Co. (JPM) | 3.1 | $686M | 13M | 51.69 | |
| American International (AIG) | 3.0 | $663M | 14M | 48.63 | |
| Bank of America Corporation (BAC) | 2.7 | $584M | 42M | 13.80 | |
| Total (TTE) | 2.6 | $571M | 9.9M | 57.92 | |
| Citigroup (C) | 2.6 | $562M | 12M | 48.51 | |
| Royal Dutch Shell | 2.6 | $559M | 8.1M | 68.85 | |
| Vodafone | 2.6 | $557M | 16M | 35.18 | |
| Microsoft Corporation (MSFT) | 2.4 | $527M | 16M | 33.31 | |
| Hewlett-Packard Company | 2.3 | $500M | 24M | 20.98 | |
| Wal-Mart Stores (WMT) | 2.1 | $460M | 6.2M | 73.96 | |
| Oracle Corporation (ORCL) | 2.1 | $457M | 14M | 33.17 | |
| Exelon Corporation (EXC) | 2.1 | $448M | 15M | 29.64 | |
| Public Service Enterprise (PEG) | 2.0 | $433M | 13M | 32.93 | |
| Corning Incorporated (GLW) | 2.0 | $431M | 30M | 14.59 | |
| NRG Energy (NRG) | 1.9 | $421M | 15M | 27.33 | |
| Target Corporation (TGT) | 1.9 | $413M | 6.5M | 63.98 | |
| UnitedHealth (UNH) | 1.9 | $411M | 5.7M | 71.61 | |
| Capital One Financial (COF) | 1.8 | $400M | 5.8M | 68.74 | |
| Unum (UNM) | 1.8 | $393M | 13M | 30.44 | |
| Allstate Corporation (ALL) | 1.8 | $384M | 7.6M | 50.55 | |
| Johnson Controls | 1.7 | $370M | 8.9M | 41.50 | |
| Johnson & Johnson (JNJ) | 1.6 | $359M | 4.1M | 86.69 | |
| Wells Fargo & Company (WFC) | 1.6 | $354M | 8.6M | 41.32 | |
| Cummins (CMI) | 1.5 | $329M | 2.5M | 132.87 | |
| Cobalt Intl Energy | 1.5 | $322M | 13M | 24.86 | |
| Suntrust Banks Inc $1.00 Par Cmn | 1.4 | $298M | 9.2M | 32.42 | |
| Humana (HUM) | 1.2 | $271M | 2.9M | 93.33 | |
| Interpublic Group of Companies (IPG) | 1.2 | $268M | 16M | 17.18 | |
| WellPoint | 1.2 | $260M | 3.1M | 83.61 | |
| AstraZeneca (AZN) | 1.2 | $255M | 4.9M | 51.93 | |
| Sanofi-Aventis SA (SNY) | 1.1 | $242M | 4.8M | 50.63 | |
| Boeing Company (BA) | 1.1 | $238M | 2.0M | 117.50 | |
| Paccar (PCAR) | 1.1 | $236M | 4.2M | 55.66 | |
| Stanley Black & Decker (SWK) | 1.1 | $229M | 2.5M | 90.57 | |
| Lockheed Martin Corporation (LMT) | 1.0 | $223M | 1.7M | 127.55 | |
| Valassis Communications | 0.9 | $205M | 7.1M | 28.88 | |
| Arris | 0.9 | $197M | 12M | 17.06 | |
| International Business Machines (IBM) | 0.9 | $190M | 1.0M | 185.18 | |
| Marathon Oil Corporation (MRO) | 0.8 | $185M | 5.3M | 34.88 | |
| Great Plains Energy Incorporated | 0.8 | $167M | 7.5M | 22.20 | |
| Murphy Oil Corporation (MUR) | 0.8 | $168M | 2.8M | 60.32 | |
| Novartis (NVS) | 0.8 | $163M | 2.1M | 76.71 | |
| Con-way | 0.7 | $155M | 3.6M | 43.09 | |
| Rent-A-Center (UPBD) | 0.7 | $154M | 4.0M | 38.10 | |
| PPL Corporation (PPL) | 0.7 | $155M | 5.1M | 30.38 | |
| Bank of New York Mellon Corporation (BK) | 0.7 | $153M | 5.1M | 30.19 | |
| Magna Intl Inc cl a (MGA) | 0.7 | $150M | 1.8M | 82.56 | |
| Zimmer Holdings (ZBH) | 0.7 | $150M | 1.8M | 82.14 | |
| Kosmos Energy | 0.7 | $144M | 14M | 10.28 | |
| Lear Corporation (LEA) | 0.7 | $141M | 2.0M | 71.57 | |
| Molson Coors Brewing Company (TAP) | 0.7 | $141M | 2.8M | 50.13 | |
| Te Connectivity Ltd for | 0.7 | $141M | 2.7M | 51.78 | |
| PHH Corporation | 0.6 | $137M | 5.8M | 23.74 | |
| FedEx Corporation (FDX) | 0.6 | $134M | 1.2M | 114.11 | |
| Quest Diagnostics Incorporated (DGX) | 0.6 | $130M | 2.1M | 61.79 | |
| Comcast Corporation | 0.6 | $126M | 2.9M | 43.37 | |
| Goodyear Tire & Rubber Company (GT) | 0.6 | $125M | 5.6M | 22.45 | |
| ON Semiconductor (ON) | 0.6 | $127M | 17M | 7.30 | |
| Lowe's Companies (LOW) | 0.6 | $125M | 2.6M | 47.61 | |
| Time Warner Cable | 0.6 | $121M | 1.1M | 111.60 | |
| Willis Group Holdings | 0.6 | $121M | 2.8M | 43.33 | |
| Mondelez Int (MDLZ) | 0.6 | $122M | 3.9M | 31.42 | |
| First Horizon National Corporation (FHN) | 0.5 | $113M | 10M | 10.99 | |
| Northrop Grumman Corporation (NOC) | 0.5 | $103M | 1.1M | 95.26 | |
| Regions Financial Corporation (RF) | 0.5 | $101M | 11M | 9.26 | |
| Edison International (EIX) | 0.5 | $102M | 2.2M | 46.06 | |
| Huntington Ingalls Inds (HII) | 0.5 | $102M | 1.5M | 67.40 | |
| Kohl's Corporation (KSS) | 0.5 | $100M | 1.9M | 51.75 | |
| Embraer S A (ERJ) | 0.5 | $100M | 3.1M | 32.47 | |
| Medtronic | 0.4 | $93M | 1.7M | 53.25 | |
| Manpower (MAN) | 0.4 | $94M | 1.3M | 72.74 | |
| Ingram Micro | 0.4 | $94M | 4.1M | 23.05 | |
| General Motors Company (GM) | 0.4 | $90M | 2.5M | 35.97 | |
| Avis Budget (CAR) | 0.4 | $88M | 3.1M | 28.83 | |
| Covidien | 0.3 | $75M | 1.2M | 60.94 | |
| WellCare Health Plans | 0.3 | $73M | 1.0M | 69.74 | |
| Texas Instruments Incorporated (TXN) | 0.3 | $73M | 1.8M | 40.27 | |
| Kellogg Company (K) | 0.3 | $65M | 1.1M | 58.73 | |
| Delphi Automotive | 0.3 | $66M | 1.1M | 58.42 | |
| Morgan Stanley (MS) | 0.3 | $63M | 2.3M | 26.95 | |
| JetBlue Airways Corporation (JBLU) | 0.3 | $62M | 9.3M | 6.66 | |
| Southern Company (SO) | 0.3 | $61M | 1.5M | 41.18 | |
| Staples | 0.2 | $55M | 3.7M | 14.65 | |
| Masonite International | 0.2 | $54M | 1.1M | 48.93 | |
| Assurant (AIZ) | 0.2 | $51M | 933k | 54.10 | |
| Merck & Co (MRK) | 0.2 | $50M | 1.1M | 47.61 | |
| LifePoint Hospitals | 0.2 | $48M | 1.0M | 46.63 | |
| Aetna | 0.2 | $48M | 748k | 64.02 | |
| Key (KEY) | 0.2 | $47M | 4.1M | 11.40 | |
| Pepsi (PEP) | 0.2 | $44M | 547k | 79.50 | |
| BB&T Corporation | 0.2 | $39M | 1.2M | 33.75 | |
| Rush Enterprises (RUSHA) | 0.2 | $39M | 1.5M | 26.51 | |
| Symetra Finl Corp | 0.2 | $39M | 2.2M | 17.82 | |
| CNO Financial (CNO) | 0.2 | $40M | 2.8M | 14.40 | |
| H&R Block (HRB) | 0.2 | $37M | 1.4M | 26.66 | |
| Horace Mann Educators Corporation (HMN) | 0.2 | $37M | 1.3M | 28.38 | |
| Ca | 0.2 | $36M | 1.2M | 29.67 | |
| Zions Bancorporation (ZION) | 0.2 | $37M | 1.3M | 27.42 | |
| Carnival Corporation (CCL) | 0.2 | $36M | 1.1M | 32.64 | |
| Marvell Technology Group | 0.2 | $34M | 3.0M | 11.50 | |
| Meritor | 0.2 | $35M | 4.4M | 7.86 | |
| Taro Pharmaceutical Industries (TARO) | 0.1 | $33M | 439k | 76.00 | |
| Torchmark Corporation | 0.1 | $33M | 456k | 72.35 | |
| Big Lots (BIGGQ) | 0.1 | $31M | 841k | 37.09 | |
| McDermott International | 0.1 | $29M | 4.0M | 7.43 | |
| Global Indemnity | 0.1 | $31M | 1.2M | 25.46 | |
| Western Union Company (WU) | 0.1 | $28M | 1.5M | 18.66 | |
| Quiksilver | 0.1 | $28M | 4.0M | 7.03 | |
| Fresh Del Monte Produce (FDP) | 0.1 | $28M | 926k | 29.68 | |
| ARGO GROUP INTERNATIONAL Holdi Com Stk | 0.1 | $28M | 653k | 42.88 | |
| Geo | 0.1 | $28M | 848k | 33.25 | |
| Miller Industries (MLR) | 0.1 | $28M | 1.7M | 16.98 | |
| Allied World Assurance | 0.1 | $28M | 280k | 99.39 | |
| Northern Trust Corporation (NTRS) | 0.1 | $27M | 498k | 54.39 | |
| Sonic Automotive (SAH) | 0.1 | $27M | 1.1M | 23.80 | |
| Stone Energy Corporation | 0.1 | $26M | 790k | 32.43 | |
| Matson (MATX) | 0.1 | $26M | 980k | 26.23 | |
| Comverse | 0.1 | $27M | 847k | 31.95 | |
| Cdw (CDW) | 0.1 | $26M | 1.1M | 22.83 | |
| Horsehead Holding | 0.1 | $23M | 1.9M | 12.46 | |
| Navistar International Corporation | 0.1 | $21M | 567k | 36.48 | |
| Synovus Financial | 0.1 | $20M | 5.9M | 3.30 | |
| Amdocs Ltd ord (DOX) | 0.1 | $20M | 531k | 36.64 | |
| CIRCOR International | 0.1 | $20M | 317k | 62.18 | |
| Alliant Techsystems | 0.1 | $20M | 202k | 97.56 | |
| News (NWSA) | 0.1 | $20M | 1.2M | 16.06 | |
| Comerica Incorporated (CMA) | 0.1 | $18M | 465k | 39.31 | |
| PharMerica Corporation | 0.1 | $17M | 1.3M | 13.27 | |
| Associated Banc- (ASB) | 0.1 | $18M | 1.1M | 15.49 | |
| Xl Group | 0.1 | $18M | 595k | 30.82 | |
| Symantec Corporation | 0.1 | $16M | 653k | 24.75 | |
| Kaiser Aluminum (KALU) | 0.1 | $16M | 224k | 71.25 | |
| CapLease | 0.1 | $15M | 1.7M | 8.49 | |
| Endurance Specialty Hldgs Lt | 0.1 | $14M | 268k | 53.72 | |
| Webster Financial Corporation (WBS) | 0.1 | $15M | 576k | 25.53 | |
| Tutor Perini Corporation (TPC) | 0.1 | $15M | 713k | 21.32 | |
| QLogic Corporation | 0.1 | $16M | 1.4M | 10.94 | |
| Hudson Global | 0.1 | $15M | 4.7M | 3.24 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $13M | 125k | 106.62 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $13M | 142k | 91.64 | |
| Noranda Aluminum Holding Corporation | 0.1 | $14M | 5.5M | 2.46 | |
| Granite Real Estate | 0.1 | $14M | 382k | 35.65 | |
| Ruby Tuesday | 0.1 | $11M | 1.5M | 7.50 | |
| Avnet (AVT) | 0.1 | $12M | 281k | 41.71 | |
| Hess (HES) | 0.1 | $11M | 137k | 77.34 | |
| Hanger Orthopedic | 0.1 | $12M | 352k | 33.76 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref s | 0.1 | $12M | 556k | 21.43 | |
| Goodyear Tire Rubr Pfd 5.875% p | 0.1 | $11M | 166k | 63.68 | |
| First Interstate Bancsystem (FIBK) | 0.0 | $8.9M | 368k | 24.15 | |
| Pfizer (PFE) | 0.0 | $5.8M | 202k | 28.71 | |
| Intersil Corporation | 0.0 | $7.5M | 665k | 11.23 | |
| DeVry | 0.0 | $7.5M | 245k | 30.56 | |
| Health Management Associates | 0.0 | $6.1M | 478k | 12.80 | |
| Philip Morris International (PM) | 0.0 | $6.0M | 69k | 86.60 | |
| Westar Energy | 0.0 | $5.8M | 191k | 30.65 | |
| Korn/Ferry International (KFY) | 0.0 | $7.2M | 336k | 21.40 | |
| First Niagara Financial | 0.0 | $7.1M | 688k | 10.37 | |
| Heidrick & Struggles International (HSII) | 0.0 | $7.0M | 365k | 19.06 | |
| Arvinmeritor Inc frnt 4.000% 2/1 | 0.0 | $7.2M | 7.8M | 0.92 | |
| Portland General Electric Company (POR) | 0.0 | $4.3M | 151k | 28.23 | |
| Symmetri | 0.0 | $4.0M | 830k | 4.82 | |
| National Western Life Insurance Company | 0.0 | $3.6M | 18k | 201.75 | |
| Hanover Insurance (THG) | 0.0 | $5.4M | 97k | 55.32 | |
| First Financial | 0.0 | $5.1M | 93k | 55.16 | |
| United States Steel Corporation | 0.0 | $1.3M | 75k | 17.08 | |
| Lakes Entertainment | 0.0 | $2.4M | 590k | 4.14 | |
| Home Federal Ban | 0.0 | $2.2M | 171k | 12.58 | |
| American Intl Group | 0.0 | $2.2M | 117k | 18.95 | |
| Verizon Communications (VZ) | 0.0 | $1.0M | 200k | 5.15 | |
| Ciber | 0.0 | $1.0M | 306k | 3.30 | |
| General Mills (GIS) | 0.0 | $690k | 14k | 47.92 | |
| Nextera Energy (NEE) | 0.0 | $770k | 9.6k | 80.21 | |
| Ford Motor Company (F) | 0.0 | $1.1M | 62k | 16.88 | |
| Corrections Corporation of America | 0.0 | $262k | 7.6k | 34.57 | |
| Boulder Total Return Fund | 0.0 | $826k | 38k | 21.79 | |
| Air T (AIRT) | 0.0 | $489k | 43k | 11.40 | |
| Jakks Pac Inc note 4.500%11/0 | 0.0 | $47k | 50k | 0.94 |
