III Capital Management

III Capital Management as of Sept. 30, 2021

Portfolio Holdings for III Capital Management

III Capital Management holds 167 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Workday Note 0.250% 10/01/22 (Principal) 7.5 $117M 69M 1.72
Dexcom Note 0.750% 12/01/23 (Principal) 7.2 $112M 34M 3.33
Palo Alto Networks Note 0.750% 07/01/23 (Principal) 6.9 $108M 60M 1.82
American Airlines Group Note 6.500% 07/01/25 (Principal) 5.1 $80M 52M 1.53
Sabre Glbl Note 4.000% 04/15/25 (Principal) 3.8 $60M 35M 1.73
Sea Note 2.375% 12/01/25 (Principal) 3.4 $53M 15M 3.56
Blackline Note 0.125% 08/01/24 (Principal) 3.1 $48M 29M 1.68
Coupa Software Note 0.125% 06/15/25 (Principal) 3.0 $46M 31M 1.51
Etsy Note 0.125% 10/01/26 (Principal) 2.9 $46M 19M 2.43
National Vision Hldgs Note 2.500% 05/15/25 (Principal) 2.7 $42M 22M 1.92
Square Note 0.125% 03/01/25 (Principal) 2.3 $36M 18M 2.03
Insight Enterprises Note 0.750% 02/15/25 (Principal) 2.3 $35M 25M 1.40
Envista Holdings Corporation Note 2.375% 06/01/25 (Principal) 2.1 $33M 16M 2.08
Fti Consulting Note 2.000% 08/15/23 (Principal) 2.1 $32M 23M 1.40
Starwood Waypoint Homes Note 3.500% 01/15/22 (Principal) 2.1 $32M 19M 1.69
Repligen Corp Note 0.375% 07/15/24 (Principal) 2.0 $31M 12M 2.53
Lumentum Hldgs Note 0.250% 03/15/24 (Principal) 2.0 $31M 21M 1.47
Twitter Note 0.250% 06/15/24 (Principal) 1.9 $31M 24M 1.26
Nuance Communications Note 1.000% 12/15/35 (Principal) 1.9 $30M 13M 2.28
Cloudflare Note 0.750% 05/15/25 (Principal) 1.9 $29M 9.6M 3.03
Wix Note 0.000% 07/01/23 (Principal) 1.8 $29M 19M 1.49
Akamai Technologies Note 0.125% 05/01/25 (Principal) 1.7 $27M 23M 1.21
Sailpoint Technologies Hldgs Note 0.125% 09/15/24 (Principal) 1.7 $27M 17M 1.61
Akamai Technologies Note 0.375% 09/01/27 (Principal) 1.7 $26M 24M 1.09
Altair Engr Note 0.250% 06/01/24 (Principal) 1.7 $26M 17M 1.55
Southwest Airls Note 1.250% 05/01/25 (Principal) 1.6 $25M 17M 1.49
Pegasystems Note 0.750% 03/01/25 (Principal) 1.3 $21M 19M 1.13
Square Note 0.500% 05/15/23 (Principal) 1.3 $20M 6.4M 3.08
Liberty Media Corp Del Note 1.000% 01/30/23 (Principal) 1.2 $19M 14M 1.42
Liveperson Note 0.750% 03/01/24 (Principal) 1.2 $18M 11M 1.64
Pacira Biosciences Note 2.375% 04/01/22 (Principal) 1.2 $18M 18M 1.04
Algonquin Pwr Utils Corp Unit 99/99/9999 (AQNU) 1.2 $18M 375k 48.52
Integra Lifesciences Hldgs C Note 0.500% 08/15/25 (Principal) 1.0 $16M 15M 1.11
Nuance Communications Note 1.250% 04/01/25 (Principal) 1.0 $16M 5.5M 2.81
Winnebago Inds Note 1.500% 04/01/25 (Principal) 0.9 $15M 11M 1.33
Guidewire Software Note 1.250% 03/15/25 (Principal) 0.9 $14M 12M 1.20
Conmed Corp Note 2.625% 02/01/24 (Principal) 0.8 $13M 8.2M 1.55
Granite Constr Note 2.750% 11/01/24 (Principal) 0.8 $12M 8.5M 1.40
Atlas Air Worldwide Hldgs In Note 2.250% 06/01/22 (Principal) 0.8 $12M 10M 1.18
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.6 $9.9M 90k 110.37
Pioneer Nat Res Note 0.250% 05/15/25 (Principal) 0.5 $8.6M 5.3M 1.62
Booking Holdings Note 0.750% 05/01/25 (Principal) 0.5 $7.4M 5.0M 1.47
Silicon Laboratories Note 0.625% 06/15/25 (Principal) 0.4 $6.4M 5.0M 1.29
Parsons Corp Del Note 0.250% 08/15/25 (Principal) 0.4 $6.0M 6.0M 1.00
Nio Spon Ads (NIO) 0.4 $5.7M 161k 35.62
Wisdomtree Invts Note 4.250% 06/15/23 (Principal) 0.3 $5.3M 4.5M 1.17
Acropolis Infrastructure Acq Unit 99/99/9999 0.3 $5.0M 500k 9.98
ON Semiconductor (ON) 0.3 $4.7M 102k 45.76
Facebook Cl A (META) 0.3 $4.2M 12k 339.37
Square Cl A (SQ) 0.2 $3.8M 16k 239.81
Alphabet Cap Stk Cl C (GOOG) 0.2 $3.7M 1.4k 2665.25
Software Acquisitn Grp Inc I Unit 03/01/2028 0.2 $3.5M 350k 10.10
Kkr & Co (KKR) 0.2 $3.5M 57k 60.88
The Beauty Health Company Com Cl A (SKIN) 0.2 $3.2M 125k 25.97
Liberty Media Corp Del Com A Siriusxm 0.2 $3.1M 65k 47.17
Becton, Dickinson and (BDX) 0.2 $3.1M 13k 245.76
Elliott Opportunity Ii Corp Unit 99/99/9999 0.2 $3.0M 295k 10.12
Dell Technologies CL C (DELL) 0.2 $2.9M 28k 104.04
Theravance Note 2.125% 01/15/23 (Principal) 0.2 $2.7M 2.5M 1.08
Illumina (ILMN) 0.2 $2.5M 6.2k 405.50
Skydeck Acquisition Corp Unit 05/13/2026 0.2 $2.5M 250k 9.95
Eg Acquisition Corp Unit 99/99/9999 0.2 $2.5M 250k 9.90
Cornerstone Buil 0.1 $2.1M 142k 14.61
Decarbonization Plus Acquisi Unit 07/15/2026 0.1 $2.0M 200k 10.09
Altice Usa Cl A (ATUS) 0.1 $1.7M 80k 20.71
Avista Pub Acquisition Corp Unit 04/06/2026 0.1 $1.5M 150k 10.12
Elanco Animal Health (ELAN) 0.1 $1.5M 47k 31.87
Pan American Silver Corp Can (PAAS) 0.1 $1.5M 63k 23.27
Caesars Entertainment (CZR) 0.1 $1.5M 13k 112.23
Corsair Partnering Corp Unit 99/99/9999 0.1 $1.5M 150k 9.71
Pulte (PHM) 0.1 $1.4M 32k 45.90
Metropcs Communications (TMUS) 0.1 $1.3M 10k 127.70
Williams Rowland Acquisition Unit 99/99/9999 0.1 $1.3M 125k 10.14
Royal Caribbean Cruises (RCL) 0.1 $1.2M 14k 88.90
Zillow Group Cl C Cap Stk (Z) 0.1 $1.2M 14k 88.07
Dex (DXCM) 0.1 $1.1M 2.1k 546.50
Shift Technologies Cl A 0.1 $1.1M 160k 6.94
Gladstone Acquisition Corp Unit 04/01/2024 0.1 $1.0M 100k 10.15
World Quantum Growth Acquisi Unit 99/99/9999 0.1 $1.0M 100k 10.05
Cenaq Energy Corp Unit 02/04/2026 0.1 $1.0M 100k 10.05
Jaws Juggernaut Acquisitn Unit 06/17/2026 0.1 $1.0M 100k 10.07
Altimar Acquisition Corp Iii Unit 99/99/9999 0.1 $1.0M 100k 10.01
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.1 $1.0M 100k 10.00
Bilander Acquisition Corp Unit 05/19/2026 0.1 $1.0M 100k 10.00
Big Sky Growth Partners Unit 04/01/2026 0.1 $998k 100k 9.98
Dynamics Special Purpose Cor Class A Com 0.1 $994k 100k 9.94
Dhc Acquisition Corp Unit 02/25/2026 0.1 $992k 100k 9.92
Tb Sa Acquisition Corp Unit 03/25/2028 0.1 $981k 100k 9.81
Hh&l Acquisition Shs Cl A 0.1 $972k 100k 9.72
Pontem Corporation Shs Cl A 0.1 $971k 100k 9.71
Sunrun (RUN) 0.1 $902k 21k 44.00
Delta Air Lines Inc Del Com New (DAL) 0.1 $894k 21k 42.57
Southwest Airlines (LUV) 0.1 $822k 16k 51.38
Bath &#38 Body Works In (BBWI) 0.1 $822k 13k 62.99
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.1 $805k 13k 61.45
Pacira Pharmaceuticals (PCRX) 0.1 $784k 14k 56.00
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $766k 79k 9.71
Esm Acquisition Corporation Unit 99/99/9999 0.0 $744k 75k 9.92
Golden Arrow Merger Corp Unit 07/31/2026 (GAMCU) 0.0 $742k 75k 9.89
Virgin Group Acquisit Corp I Unit 99/99/9999 0.0 $742k 75k 9.89
Portage Fintech Acquisitn Unit 07/08/2026 0.0 $690k 69k 10.00
Vici Pptys (VICI) 0.0 $620k 22k 28.38
Vroom 0.0 $536k 24k 22.04
H I G Acquisition Corp Unit 99/99/9999 0.0 $501k 50k 10.02
Silver Spike Acquisitn Corp Unit 02/26/2026 0.0 $500k 50k 10.00
Ftac Hera Acquisition Corp Unit 02/28/2026 0.0 $498k 50k 9.96
Noble Rock Acquisition Corp Unit 01/31/2028 0.0 $497k 50k 9.94
Disruptive Acquisition Corp Unit 03/06/2026 0.0 $496k 50k 9.92
Kismet Acquisition Three Cor Unit 99/99/9999 0.0 $495k 50k 9.90
Supernova Partn Acq Co Iii L Unit 99/99/9999 0.0 $494k 50k 9.88
Lead Edge Growth Oprtunts Lt Unit 04/01/2026 0.0 $399k 40k 9.97
American Eagle Outfitters (AEO) 0.0 $361k 14k 25.79
Orion Acquisition Corp Unit 02/19/2026 0.0 $346k 35k 9.89
Frontier Acquisition Corp Unit 03/01/2026 0.0 $345k 35k 9.86
Boston Scientific Corporation Call Option (BSX) 0.0 $337k 1.0k 337.00
European Biotech Acqutn Corp Unit 03/09/2026 0.0 $298k 30k 9.93
Rosecliff Acquisition Corp I Unit 99/99/9999 0.0 $297k 30k 9.90
Atlantic Coastal Acquistn Unit 03/02/2026 0.0 $296k 30k 9.87
Kernel Group Holdings Unit 99/99/9999 (KRNLU) 0.0 $250k 25k 10.00
Independence Holdings Corp Unit 03/02/2026 0.0 $249k 25k 9.96
L Catterton Asia Acquisition Unit 03/11/2026 0.0 $248k 25k 9.92
Mason Industrial Technolgy I Unit 99/99/9999 0.0 $248k 25k 9.92
Glass Houses Acquisition Cor Unit 03/25/2028 0.0 $248k 25k 9.92
Tcw Special Purpose Acqu Cor Unit 99/99/9999 0.0 $246k 25k 9.84
Vector Acquisition Corp Ii Cl A Shs 0.0 $243k 25k 9.72
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $241k 1.6k 147.83
Victorias Secret And Common Stock (VSCO) 0.0 $240k 4.3k 55.19
Uphealth 0.0 $239k 76k 3.16
Zynga Cl A 0.0 $221k 29k 7.52
Waldencast Acquisition Corp Unit 03/11/2026 0.0 $217k 22k 10.10
American Airls Put Option (AAL) 0.0 $160k 15k 10.67
Joby Aviation *w Exp 09/16/25 (JOBY.WS) 0.0 $159k 72k 2.22
Ginkgo Bioworks Holdings *w Exp 12/31/27 (DNABW) 0.0 $117k 35k 3.37
Uniti Group Inc Com reit Put Option (UNIT) 0.0 $102k 1.0k 102.00
Warburg Pincus Captal Corp I Unit 99/99/9999 0.0 $100k 10k 10.00
Twin Ridge Capital Acquis Unit 99/99/9999 0.0 $99k 10k 9.90
Warburg Pincus Captal Corp I Unit 99/99/9999 0.0 $99k 10k 9.90
Rocket Internet Grwt Oprt Unit 99/99/9999 0.0 $99k 10k 9.90
Advanced Merger Partners Unit 99/99/9999 0.0 $98k 10k 9.80
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $98k 10k 9.80
Beyond Meat Put Option (BYND) 0.0 $90k 1.8k 50.00
Smiledirectclub Cl A Com (SDCCQ) 0.0 $79k 15k 5.27
Microchip Technology Call Option (MCHP) 0.0 $74k 460.00 160.87
Sabre Put Option (SABR) 0.0 $69k 3.6k 19.17
Arqit Quantum *w Exp 02/08/28 (ARQQW) 0.0 $63k 31k 2.03
Draftkings Com Cl A 0.0 $55k 1.2k 46.51
Lionheart Acquisition Corp I *w Exp 02/14/26 0.0 $53k 60k 0.88
Corazon Capital V838 Monocer Unit 03/24/2026 0.0 $49k 5.0k 9.80
Kismet Acquisition Two Corp Unit 99/99/9999 0.0 $49k 5.0k 9.80
Northern Star Invest Corp Ii Unit 02/25/2028 0.0 $49k 5.0k 9.80
Northern Star Invest Corp Iv Unit 02/25/2028 0.0 $49k 5.0k 9.80
Tcv Acquisition Corp Cl A Shs 0.0 $49k 5.0k 9.80
Colonnade Acquisition Corp I Unit 99/99/9999 0.0 $48k 5.0k 9.60
Spotify Technology S A SHS Put Option (SPOT) 0.0 $48k 1.0k 47.29
Dragoneer Growth Opt Corp Ii Cl A Shs 0.0 $47k 4.8k 9.80
Ionis Pharmaceuticals Put Option (IONS) 0.0 $44k 802.00 54.86
Haymaker Acquisition Corp Ii Unit 03/01/2026 0.0 $39k 4.0k 9.75
Velo3d *w Exp 12/01/25 (VLDXW) 0.0 $32k 22k 1.46
Coinbase Global Com Cl A Put Option (COIN) 0.0 $29k 200.00 145.00
Effector Therapeutics *w Exp 12/31/27 (EFTRW) 0.0 $26k 17k 1.58
JetBlue Airways Corporation Call Option (JBLU) 0.0 $17k 2.5k 6.80
Sandbridge X2 Corp Unit 99/99/9999 0.0 $9.0k 1.0k 9.00
Geo Group Inc/the reit Put Option (GEO) 0.0 $4.0k 163.00 24.54
Uber Technologies Call Option (UBER) 0.0 $4.0k 400.00 10.00
Uphealth *w Exp 07/01/24 (UPHLW) 0.0 $3.0k 7.5k 0.40
Pinduoduo Sponsored Ads Put Option (PDD) 0.0 $1.0k 238.00 4.20
Amplify Energy Corp (AMPY) 0.0 $0 129.00 0.00