III Capital Management

III Capital Management as of June 30, 2023

Portfolio Holdings for III Capital Management

III Capital Management holds 147 positions in its portfolio as reported in the June 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 7.3 $122M 275k 443.28
Palo Alto Networks Note 0.375% 6/0 (Principal) 6.7 $112M 44M 2.57
Etsy Note 0.125%10/0 (Principal) 5.2 $87M 74M 1.19
Insight Enterprises Note 0.750% 2/1 (Principal) 4.2 $70M 33M 2.14
Ishares Tr Iboxx Inv Cp Etf Put Option (LQD) 4.0 $67M 622k 108.14
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 3.6 $61M 37M 1.68
Ati Note 3.500% 6/1 (Principal) 3.5 $59M 20M 2.90
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 3.0 $50M 670k 75.07
Middleby Corp Note 1.000% 9/0 (Principal) 2.7 $45M 36M 1.24
American Airls Put Option (AAL) 2.6 $44M 2.5M 17.94
Fti Consulting Note 2.000% 8/1 (Principal) 2.5 $41M 22M 1.88
Veradigm Note 0.875% 1/0 (Principal) 2.4 $41M 36M 1.11
Booking Holdings Note 0.750% 5/0 (Principal) 2.2 $37M 25M 1.50
Varonis Sys Note 1.250% 8/1 (Principal) 2.2 $37M 33M 1.10
Insulet Corp Note 0.375% 9/0 (Principal) 2.2 $36M 26M 1.38
Royal Caribbean Group Note 2.875%11/1 (Principal) 2.1 $35M 28M 1.29
Akamai Technologies Note 0.375% 9/0 (Principal) 1.9 $32M 33M 0.97
Ishares Tr Russell 2000 Etf Call Option (IWM) 1.9 $32M 169k 187.27
Winnebago Inds Note 1.500% 4/0 (Principal) 1.8 $30M 25M 1.20
Jazz Investments I Note 1.500% 8/1 (Principal) 1.7 $28M 29M 0.96
Chart Inds Note 1.000%11/1 (Principal) 1.6 $27M 9.9M 2.75
Dish Network Corporation Note 12/1 (Principal) 1.5 $25M 47M 0.53
Workiva Note 1.125% 8/1 (Principal) 1.5 $25M 18M 1.41
Rivian Automotive Com Cl A Put Option (RIVN) 1.5 $25M 1.5M 16.66
American Airlines Group Note 6.500% 7/0 (Principal) 1.5 $24M 19M 1.28
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 1.4 $24M 24M 1.00
Snap Note 0.250% 5/0 (Principal) 1.4 $23M 24M 0.96
Marriott Vacations Worldwide Note 1/1 (Principal) 1.3 $22M 24M 0.93
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 1.2 $20M 960k 21.04
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 1.2 $20M 14M 1.41
Progress Software Corp Note 1.000% 4/1 (Principal) 1.1 $18M 16M 1.10
Microstrategy Note 0.750%12/1 (Principal) 1.0 $17M 16M 1.09
Bloom Energy Corp Com Cl A (BE) 1.0 $17M 1.0M 16.35
National Vision Hldgs Note 2.500% 5/1 (Principal) 1.0 $17M 16M 1.05
Under Armour Note 1.500% 6/0 (Principal) 0.9 $15M 15M 0.96
Itron Note 3/1 (Principal) 0.9 $15M 16M 0.90
Dish Network Corporation Cl A Put Option 0.8 $13M 2.0M 6.59
Dropbox Note 3/0 (Principal) 0.8 $13M 14M 0.96
Ford Mtr Co Del Note 3/1 (Principal) 0.7 $12M 11M 1.10
Dropbox Note 3/0 (Principal) 0.7 $12M 12M 0.95
Blackline Note 0.125% 8/0 (Principal) 0.7 $11M 11M 1.00
Ford Motor Company Put Option (F) 0.6 $11M 700k 15.13
Beyond Meat Note 3/1 (Principal) 0.6 $10M 39M 0.26
Interdigital Note 3.500% 6/0 (Principal) 0.6 $10M 7.5M 1.36
Innoviva Note 2.500% 8/1 (Principal) 0.6 $10M 10M 1.00
Bentley Sys Note 0.375% 7/0 (Principal) 0.6 $9.7M 11M 0.91
Livent Corp Note 4.125% 7/1 (Principal) 0.6 $9.6M 3.0M 3.20
Akamai Technologies Note 0.125% 5/0 (Principal) 0.5 $9.2M 8.6M 1.07
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.5 $8.0M 9.0M 0.89
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.5 $7.9M 8.5M 0.93
Guardant Health Note 11/1 (Principal) 0.3 $5.8M 8.0M 0.72
Live Nation Entertainment Put Option (LYV) 0.3 $5.5M 60k 91.11
Shift4 Pmts Note 12/1 (Principal) 0.3 $5.4M 5.0M 1.09
Ptc Therapeutics Note 1.500% 9/1 (Principal) 0.3 $5.2M 5.0M 1.03
Amyris Note 1.500%11/1 (Principal) 0.3 $5.1M 27M 0.19
Rapid7 Note 2.250% 5/0 (Principal) 0.3 $4.8M 4.7M 1.03
Ionis Pharmaceuticals Note 0.125%12/1 (Principal) 0.3 $4.8M 5.1M 0.94
World Wrestling Entmt Cl A 0.3 $4.7M 43k 108.47
Groupon Note 1.125% 3/1 (Principal) 0.3 $4.3M 12M 0.37
Liberty Media Corp Del Com A Siriusxm 0.2 $3.9M 119k 32.81
Sabre Glbl Note 4.000% 4/1 (Principal) 0.2 $3.9M 5.0M 0.78
Sabre Put Option (SABR) 0.2 $3.8M 1.2M 3.19
BioMarin Pharmaceutical (BMRN) 0.2 $3.7M 43k 86.68
Lucid Group Put Option (LCID) 0.2 $3.4M 500k 6.89
Patrick Inds Note 1.750%12/0 (Principal) 0.2 $3.4M 3.5M 0.98
The Realreal Note 1.000% 3/0 (Principal) 0.2 $3.4M 8.1M 0.42
Uniti Group Inc Com reit Put Option (UNIT) 0.2 $3.3M 720k 4.62
Caesars Entertainment (CZR) 0.2 $3.1M 61k 50.97
Box Note 1/1 (Principal) 0.2 $3.1M 2.5M 1.25
Groupon Com New Call Option (GRPN) 0.2 $3.1M 525k 5.91
Shyft Group (SHYF) 0.2 $2.8M 128k 22.06
Marathon Digital Holdings In Note 1.000%12/0 (Principal) 0.2 $2.7M 5.0M 0.54
Charter Communications Inc N Cl A (CHTR) 0.2 $2.6M 7.0k 367.37
Endeavor Group Hldgs Cl A Com (EDR) 0.1 $2.3M 95k 23.92
Vail Resorts Note 1/0 (Principal) 0.1 $2.2M 2.5M 0.90
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 0.1 $2.0M 2.0M 1.02
Microstrategy Note 2/1 (Principal) 0.1 $2.0M 3.0M 0.66
Veeco Instrs Inc Del Note 3.500% 1/1 (Principal) 0.1 $1.8M 1.5M 1.21
Guardant Health Put Option (GH) 0.1 $1.8M 50k 35.80
Coinbase Global Com Cl A Put Option (COIN) 0.1 $1.8M 25k 71.55
Meta Platforms Cl A (META) 0.1 $1.6M 5.6k 286.98
Frontier Communications Pare Put Option (FYBR) 0.1 $1.5M 81k 18.64
M/I Homes (MHO) 0.1 $1.5M 17k 87.19
Cyberark Software Note 11/1 (Principal) 0.1 $1.4M 1.3M 1.14
Peabody Energy Put Option (BTU) 0.1 $1.4M 65k 21.66
Williams-Sonoma (WSM) 0.1 $1.4M 11k 125.14
The Realreal Note 3.000% 6/1 (Principal) 0.1 $1.4M 2.0M 0.69
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.1 $1.4M 1.0M 1.35
Academy Sports & Outdoor (ASO) 0.1 $1.2M 23k 54.05
Seaworld Entertainment (PRKS) 0.1 $1.2M 21k 56.01
Wynn Resorts (WYNN) 0.1 $1.1M 10k 105.61
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.1 $1.0M 100k 10.47
Opy Acquisition Corp I Com Cl A 0.1 $1.0M 99k 10.24
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.1 $1.0M 14k 74.17
Hyatt Hotels Corp Com Cl A (H) 0.1 $966k 8.4k 114.58
Corsair Partnering Corp Shs Cl A 0.0 $836k 81k 10.36
Virgin Galactic Holdings Inc virgin galactic holdings Put Option 0.0 $644k 166k 3.88
Kraft Heinz (KHC) 0.0 $639k 18k 35.50
Metropcs Communications (TMUS) 0.0 $613k 4.4k 138.90
Golden Entmt (GDEN) 0.0 $595k 14k 41.80
Bilander Acquisition Corp Cl A Com 0.0 $548k 54k 10.16
Vici Pptys (VICI) 0.0 $542k 17k 31.43
Amyris Com New Put Option 0.0 $515k 500k 1.03
Royal Caribbean Cruises (RCL) 0.0 $436k 4.2k 103.74
Delta Air Lines Inc Del Com New (DAL) 0.0 $435k 9.1k 47.54
Consol Energy (CEIX) 0.0 $407k 6.0k 67.81
Liberty Media Corp Del Deb 3.750% 2/1 (Principal) 0.0 $346k 1.5M 0.23
Marriott Vacations Wrldwde Cp (VAC) 0.0 $324k 2.6k 122.72
Nogin Com New (NOGNQ) 0.0 $291k 222k 1.31
Zillow Group Cl C Cap Stk (Z) 0.0 $251k 5.0k 50.26
Bath &#38 Body Works In (BBWI) 0.0 $242k 6.5k 37.50
Hertz Global Hldgs Com New (HTZ) 0.0 $239k 13k 18.39
Smiledirectclub Cl A Com Put Option (SDCCQ) 0.0 $50k 95k 0.53
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $24k 99k 0.24
Bleuacacia Right 10/30/2026 0.0 $17k 200k 0.09
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $11k 83k 0.14
Hnr Acquisition Corp *w Exp 02/04/202 (EONR.WS) 0.0 $11k 100k 0.11
Acropolis Infrastructure Acq *w Exp 03/30/202 0.0 $8.1k 90k 0.09
Effector Therapeutics *w Exp 12/31/202 (EFTRW) 0.0 $7.3k 42k 0.17
Infinite Acquisition Corp *w Exp 11/23/202 0.0 $6.6k 50k 0.13
Genesis Unicorn Capital Corp *w Exp 06/30/202 0.0 $5.1k 66k 0.08
Aimfinity Investment Corp I *w Exp 04/21/202 (AIMAW) 0.0 $5.0k 100k 0.05
Futuretech Ii Acquisition *w Exp 08/18/202 (FTIIW) 0.0 $4.9k 80k 0.06
Banyan Acquisition Corporati *w Exp 09/30/202 0.0 $4.8k 23k 0.21
Nubia Brand International *w Exp 11/16/202 0.0 $4.6k 50k 0.09
Bleuacacia *w Exp 10/30/202 0.0 $4.5k 100k 0.04
Opy Acquisition Corp I *w Exp 09/22/202 0.0 $4.2k 50k 0.09
Shuaa Partners Acquistn Corp *w Exp 02/24/202 0.0 $3.8k 50k 0.08
Uta Acquisition Corporation *w Exp 10/30/202 (UTAWF) 0.0 $3.3k 50k 0.07
Pono Cap Two *w Exp 07/31/202 (SBCWW) 0.0 $3.1k 56k 0.06
Aetherium Acquisition Corp *w Exp 12/21/202 (GMFIW) 0.0 $3.1k 150k 0.02
Burtech Acquisition Corp *w Exp 12/18/202 (BRKHW) 0.0 $3.0k 150k 0.02
Everest Consolidator Acq Cor *w Exp 99/99/999 0.0 $2.9k 25k 0.11
Cartica Acquisition Corp *w Exp 04/30/202 (CITEW) 0.0 $2.9k 50k 0.06
Omnilit Acquisition Corp *w Exp 11/08/202 0.0 $2.6k 47k 0.06
Denali Capital Acquisitn Cor *w Exp 03/28/202 (DECAW) 0.0 $2.6k 41k 0.06
Proof Acquisition Corp I *w Exp 99/99/999 (SOARW) 0.0 $1.9k 25k 0.08
Lf Capital Acquisition Corp *w Exp 02/19/202 0.0 $1.4k 25k 0.06
Lamf Global Ventures Corp I *w Exp 11/05/202 0.0 $1.1k 38k 0.03
Cactus Acquisition Corp 1 Lt *w Exp 08/17/202 (CTSWF) 0.0 $1.0k 25k 0.04
Portage Fintech Acquisitn *w Exp 07/08/202 0.0 $839.463500 23k 0.04
Viscogliosi Bros Acquistn *w Exp 03/18/202 0.0 $804.967800 25k 0.03
Bilander Acquisition Corp *w Exp 05/19/202 0.0 $769.308300 14k 0.06
Investcorp India Acquistn *w Exp 06/01/202 (IVCAW) 0.0 $742.500000 13k 0.06
Corsair Partnering Corp *w Exp 07/06/202 0.0 $516.952000 27k 0.02
Anzu Special Acquisitin Corp *w Exp 01/27/202 0.0 $481.010000 10k 0.05
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $425.000000 25k 0.02