John G Ullman & Associates as of Sept. 30, 2015
Portfolio Holdings for John G Ullman & Associates
John G Ullman & Associates holds 145 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Johnson & Johnson (JNJ) | 5.5 | $29M | 300k | 97.46 | |
| Corning Incorporated (GLW) | 4.5 | $24M | 1.2M | 19.73 | |
| Exxon Mobil Corporation (XOM) | 4.2 | $22M | 265k | 83.20 | |
| Emerson Electric (EMR) | 3.6 | $19M | 350k | 55.43 | |
| Coca-Cola Company (KO) | 3.3 | $17M | 445k | 39.23 | |
| Pfizer (PFE) | 2.6 | $14M | 419k | 33.53 | |
| Intel Corporation (INTC) | 2.3 | $12M | 402k | 30.41 | |
| Schlumberger (SLB) | 2.3 | $12M | 141k | 86.19 | |
| GlaxoSmithKline | 2.1 | $11M | 270k | 41.65 | |
| Merck & Co (MRK) | 2.0 | $11M | 189k | 56.93 | |
| Bristol Myers Squibb (BMY) | 2.0 | $11M | 160k | 66.54 | |
| Pall Corporation | 1.9 | $10M | 83k | 124.45 | |
| International Business Machines (IBM) | 1.9 | $10M | 63k | 162.67 | |
| General Electric Company | 1.9 | $9.9M | 374k | 26.57 | |
| Granite Construction (GVA) | 1.8 | $9.7M | 274k | 35.51 | |
| Lindsay Corporation (LNN) | 1.8 | $9.7M | 110k | 87.91 | |
| Bce (BCE) | 1.7 | $9.1M | 213k | 42.50 | |
| Great Plains Energy Incorporated | 1.6 | $8.2M | 340k | 24.16 | |
| Honeywell International (HON) | 1.5 | $7.9M | 78k | 101.98 | |
| Cisco Systems (CSCO) | 1.5 | $7.8M | 286k | 27.46 | |
| Brooks Automation (AZTA) | 1.3 | $7.1M | 619k | 11.45 | |
| Ida (IDA) | 1.2 | $6.6M | 118k | 56.14 | |
| MDU Resources (MDU) | 1.1 | $6.1M | 312k | 19.53 | |
| Microsoft Corporation (MSFT) | 1.1 | $5.7M | 130k | 44.15 | |
| Medtronic (MDT) | 1.1 | $5.7M | 77k | 74.10 | |
| Novartis (NVS) | 1.1 | $5.6M | 57k | 98.35 | |
| Oge Energy Corp (OGE) | 1.1 | $5.6M | 195k | 28.57 | |
| Otter Tail Corporation (OTTR) | 1.1 | $5.6M | 209k | 26.60 | |
| Nextera Energy (NEE) | 1.0 | $5.3M | 54k | 98.04 | |
| Ingersoll-rand Co Ltd-cl A | 1.0 | $5.2M | 77k | 67.42 | |
| Dresser-Rand | 1.0 | $5.2M | 61k | 85.18 | |
| iShares MSCI Singapore Index Fund | 0.9 | $5.1M | 403k | 12.57 | |
| Amgen (AMGN) | 0.9 | $4.9M | 32k | 153.51 | |
| Applied Materials (AMAT) | 0.9 | $4.9M | 257k | 19.22 | |
| Altera Corporation | 0.9 | $4.9M | 95k | 51.20 | |
| Cytec Industries | 0.9 | $4.8M | 80k | 60.53 | |
| IXYS Corporation | 0.8 | $4.5M | 295k | 15.30 | |
| Eli Lilly & Co. (LLY) | 0.8 | $4.2M | 51k | 83.49 | |
| Ishares Inc em mkt min vol (EEMV) | 0.8 | $4.3M | 74k | 57.69 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $4.2M | 33k | 129.75 | |
| Portland General Electric Company (POR) | 0.8 | $4.0M | 121k | 33.16 | |
| Exelon Corporation (EXC) | 0.7 | $3.9M | 125k | 31.42 | |
| iShares MSCI Australia Index Fund (EWA) | 0.7 | $3.9M | 183k | 21.03 | |
| Walt Disney Company (DIS) | 0.7 | $3.8M | 33k | 114.13 | |
| 3M Company (MMM) | 0.7 | $3.7M | 24k | 154.28 | |
| Flowserve Corporation (FLS) | 0.7 | $3.7M | 71k | 52.66 | |
| Tompkins Financial Corporation (TMP) | 0.7 | $3.6M | 67k | 53.72 | |
| Canadian Western Bk (CBWBF) | 0.7 | $3.5M | 145k | 24.15 | |
| Tyco International | 0.7 | $3.5M | 92k | 38.47 | |
| Sun Hydraulics Corporation | 0.6 | $3.3M | 87k | 38.11 | |
| Itron (ITRI) | 0.6 | $3.2M | 94k | 34.44 | |
| Claymore AlphaShares China All Cap ETF | 0.6 | $3.1M | 99k | 31.10 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.6 | $3.0M | 77k | 39.62 | |
| Sigma-Aldrich Corporation | 0.6 | $3.0M | 22k | 139.35 | |
| iShares MSCI Canada Index (EWC) | 0.6 | $3.0M | 114k | 26.67 | |
| DENTSPLY International | 0.6 | $3.0M | 58k | 51.54 | |
| EMC Corporation | 0.5 | $2.9M | 108k | 26.39 | |
| Landec Corporation (LFCR) | 0.5 | $2.8M | 197k | 14.43 | |
| China Mobile | 0.5 | $2.8M | 43k | 64.10 | |
| Halliburton Company (HAL) | 0.5 | $2.8M | 64k | 43.07 | |
| American Software (AMSWA) | 0.5 | $2.7M | 289k | 9.50 | |
| Calgon Carbon Corporation | 0.5 | $2.7M | 141k | 19.38 | |
| Analog Devices (ADI) | 0.5 | $2.7M | 41k | 64.18 | |
| Tetra Tech (TTEK) | 0.5 | $2.6M | 101k | 25.64 | |
| Commercial Metals Company (CMC) | 0.5 | $2.5M | 157k | 16.08 | |
| Mentor Graphics Corporation | 0.5 | $2.5M | 94k | 26.43 | |
| Claymore S&P Global Water Index | 0.5 | $2.5M | 88k | 28.58 | |
| Hologic (HOLX) | 0.5 | $2.4M | 64k | 38.06 | |
| Qihoo 360 Technologies Co Lt | 0.4 | $2.3M | 35k | 67.69 | |
| Adt | 0.4 | $2.3M | 70k | 33.56 | |
| Laclede | 0.4 | $2.3M | 43k | 52.05 | |
| Neogen Corporation (NEOG) | 0.4 | $2.2M | 47k | 47.44 | |
| Gsv Cap Corp | 0.4 | $2.2M | 211k | 10.31 | |
| Newa | 0.4 | $2.1M | 188k | 11.21 | |
| Abbott Laboratories (ABT) | 0.4 | $2.1M | 42k | 49.08 | |
| Xerox Corporation | 0.4 | $2.1M | 193k | 10.64 | |
| Chemung Financial Corp (CHMG) | 0.4 | $2.1M | 78k | 26.48 | |
| Dolby Laboratories (DLB) | 0.4 | $2.0M | 51k | 39.67 | |
| Duke Energy (DUK) | 0.4 | $2.0M | 28k | 70.61 | |
| Monsanto Company | 0.4 | $1.9M | 18k | 106.57 | |
| Hewlett-Packard Company | 0.4 | $1.9M | 63k | 30.02 | |
| Chicago Bridge & Iron Company | 0.4 | $1.9M | 38k | 50.04 | |
| Argan (AGX) | 0.4 | $1.9M | 48k | 40.34 | |
| Xylem (XYL) | 0.3 | $1.9M | 51k | 37.07 | |
| Transcanada Corp | 0.3 | $1.8M | 44k | 40.62 | |
| St. Jude Medical | 0.3 | $1.7M | 24k | 73.08 | |
| Zimmer Holdings (ZBH) | 0.3 | $1.7M | 15k | 109.21 | |
| American Capital | 0.3 | $1.5M | 112k | 13.55 | |
| Aegion | 0.3 | $1.5M | 81k | 18.94 | |
| Cohu (COHU) | 0.3 | $1.4M | 109k | 13.23 | |
| Stryker Corporation (SYK) | 0.3 | $1.4M | 15k | 95.56 | |
| Syngenta | 0.2 | $1.3M | 16k | 81.59 | |
| Companhia Paranaense de Energia | 0.2 | $1.2M | 111k | 11.00 | |
| iShares MSCI All Peru Capped Index Fund (EPU) | 0.2 | $1.2M | 42k | 29.17 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.2 | $1.2M | 26k | 46.11 | |
| Emcor (EME) | 0.2 | $1.2M | 25k | 47.78 | |
| Watts Water Technologies (WTS) | 0.2 | $1.1M | 21k | 51.85 | |
| Baxter International (BAX) | 0.2 | $1.1M | 15k | 69.91 | |
| 0.2 | $1.0M | 1.9k | 540.09 | ||
| Pepsi (PEP) | 0.2 | $1.0M | 11k | 93.36 | |
| Hardinge | 0.2 | $1.0M | 102k | 9.85 | |
| Google Inc Class C | 0.2 | $1.0M | 1.9k | 520.43 | |
| Apple (AAPL) | 0.2 | $981k | 7.8k | 125.37 | |
| Elmira Savings Bank | 0.2 | $982k | 49k | 20.09 | |
| Ishares Tr (ECNS) | 0.2 | $949k | 16k | 57.87 | |
| Roper Industries (ROP) | 0.2 | $877k | 5.1k | 172.50 | |
| NorthWestern Corporation (NWE) | 0.2 | $860k | 18k | 48.73 | |
| Entegris (ENTG) | 0.1 | $758k | 52k | 14.58 | |
| Te Connectivity Ltd for (TEL) | 0.1 | $747k | 12k | 64.26 | |
| Bk Nova Cad (BNS) | 0.1 | $638k | 12k | 51.66 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $592k | 1.2k | 509.91 | |
| Ciena Corporation (CIEN) | 0.1 | $585k | 25k | 23.68 | |
| Market Vectors Vietnam ETF. | 0.1 | $570k | 31k | 18.63 | |
| Intrexon | 0.1 | $577k | 12k | 48.78 | |
| Royal Hawaiian Orchards Lp Nnu | 0.1 | $581k | 190k | 3.06 | |
| Mosaic (MOS) | 0.1 | $526k | 11k | 46.82 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $452k | 4.6k | 98.26 | |
| At&t (T) | 0.1 | $354k | 10k | 35.56 | |
| Inphi Corporation | 0.1 | $393k | 17k | 22.85 | |
| Luxfer Holdings | 0.1 | $374k | 29k | 13.02 | |
| Akamai Technologies (AKAM) | 0.1 | $342k | 4.9k | 69.80 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $340k | 4.2k | 80.28 | |
| Quest Diagnostics Incorporated (DGX) | 0.1 | $306k | 4.2k | 72.41 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $294k | 9.0k | 32.81 | |
| Swiss Helvetia Fund (SWZ) | 0.1 | $298k | 26k | 11.70 | |
| Verizon Communications (VZ) | 0.1 | $289k | 6.2k | 46.66 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 0.1 | $241k | 5.1k | 47.61 | |
| Verisign (VRSN) | 0.0 | $216k | 3.5k | 61.71 | |
| International Speedway Corporation | 0.0 | $227k | 6.2k | 36.75 | |
| Key Energy Services | 0.0 | $239k | 133k | 1.80 | |
| Community Bank System (CBU) | 0.0 | $221k | 5.9k | 37.69 | |
| Suncor Energy (SU) | 0.0 | $218k | 7.9k | 27.55 | |
| PowerShares WilderHill Clean Energy | 0.0 | $220k | 41k | 5.43 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.0 | $216k | 1.1k | 189.14 | |
| Cenovus Energy (CVE) | 0.0 | $163k | 10k | 16.03 | |
| JDS Uniphase Corporation | 0.0 | $145k | 13k | 11.60 | |
| Supervalu | 0.0 | $81k | 10k | 8.10 | |
| Brazil Infrastructure Index Fund | 0.0 | $118k | 13k | 8.94 | |
| Penn West Energy Trust | 0.0 | $30k | 17k | 1.75 | |
| Advanced Micro Devices (AMD) | 0.0 | $24k | 10k | 2.40 | |
| iPass | 0.0 | $16k | 15k | 1.08 | |
| American Defense Systems (EAG) | 0.0 | $0 | 50k | 0.00 | |
| Avalon Rare Metals Inc C ommon | 0.0 | $3.9k | 19k | 0.21 | |
| Manhttan Scientifics Inc C ommon (MHTX) | 0.0 | $7.3k | 145k | 0.05 | |
| Sabine Oil & Gas | 0.0 | $4.0k | 50k | 0.08 |
