Klingman & Associates

Klingman & Associates as of Sept. 30, 2023

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 219 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Core S&p500 Etf (IVV) 16.8 $208M 484k 429.43
Vanguard Malvern Fds Strm Infproidx (VTIP) 5.0 $62M 1.3M 47.28
Ishares Tr Core S&p Mcp Etf (IJH) 4.8 $60M 240k 249.35
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.4 $55M 127k 427.48
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 3.9 $48M 1.2M 41.26
Ishares Tr Core S&p Scp Etf (IJR) 3.5 $44M 463k 94.33
Spdr Ser Tr Prtflo S&p500 Gw (SPYG) 3.5 $44M 735k 59.28
Apple (AAPL) 3.4 $42M 247k 171.21
Ishares Tr Core Msci Eafe (IEFA) 2.5 $31M 481k 64.35
Ishares Tr Msci Usa Min Vol (USMV) 2.5 $30M 420k 72.38
Pjt Partners Com Cl A (PJT) 2.1 $26M 328k 79.44
Ishares Tr Ibds Dec28 Etf (IBDT) 2.0 $25M 1.0M 24.03
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 2.0 $25M 569k 43.72
Ishares Tr Ibonds Dec 29 (IBDU) 2.0 $25M 1.1M 21.90
Ishares Tr Ibonds 27 Etf (IBDS) 2.0 $25M 1.1M 23.14
Spdr Ser Tr S&p Divid Etf (SDY) 2.0 $24M 212k 115.01
Ishares Tr Ibonds Dec2026 (IBDR) 1.9 $24M 1.0M 23.34
Invesco Exchange Traded Fd T Ftse Rafi 1000 (PRF) 1.9 $23M 736k 31.82
Spdr Ser Tr S&p 400 Mdcp Val (MDYV) 1.8 $23M 348k 64.86
Flexshares Tr Iboxx 3r Targt (TDTT) 1.8 $22M 961k 23.19
Spdr Ser Tr S&P 400 MDCP GRW (MDYG) 1.7 $21M 306k 69.14
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 1.7 $21M 46k 456.64
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 1.5 $19M 473k 39.21
Datadog Cl A Com (DDOG) 1.5 $18M 201k 91.09
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 1.5 $18M 250k 72.37
Invesco Exch Traded Fd Tr Ii S&p 500 Revenue (RWL) 1.3 $17M 211k 78.14
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 1.0 $12M 169k 73.27
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.8 $10M 182k 56.47
Vanguard Index Fds Total Stk Mkt (VTI) 0.8 $9.7M 46k 212.41
Microsoft Corporation (MSFT) 0.7 $9.0M 28k 315.75
Citizens Financial (CFG) 0.7 $8.9M 332k 26.80
Ishares Tr Ibonds Dec 2030 (IBDV) 0.6 $7.2M 353k 20.38
Jones Lang LaSalle Incorporated (JLL) 0.6 $6.9M 49k 141.18
Dimensional Etf Trust Inflation Prote (DFIP) 0.5 $6.6M 167k 39.77
Ishares Tr Russell 2000 Etf (IWM) 0.5 $5.8M 33k 176.74
Ishares Core Msci Emkt (IEMG) 0.5 $5.7M 121k 47.59
Amazon (AMZN) 0.4 $5.4M 43k 127.12
J P Morgan Exchange Traded F Ultra Sht Muncpl (JMST) 0.4 $5.3M 105k 50.45
Ishares Tr Rus 1000 Etf (IWB) 0.4 $5.2M 22k 234.91
Crocs (CROX) 0.3 $4.2M 48k 88.23
Vanguard Index Fds Real Estate Etf (VNQ) 0.3 $4.1M 55k 75.66
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.3 $3.7M 62k 58.79
J P Morgan Exchange Traded F Ultra Shrt Inc (JPST) 0.3 $3.6M 72k 50.18
Ishares Tr Select Divid Etf (DVY) 0.3 $3.5M 33k 107.64
Ishares Tr Ibonds Dec 2031 (IBDW) 0.3 $3.3M 172k 19.39
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.3 $3.3M 8.4k 392.70
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $3.2M 9.0k 350.30
Mastercard Incorporated Cl A (MA) 0.2 $3.0M 7.5k 395.91
Exxon Mobil Corporation (XOM) 0.2 $3.0M 25k 117.58
Dimensional Etf Trust Us Targeted Vlu (DFAT) 0.2 $2.9M 63k 45.69
Applied Materials (AMAT) 0.2 $2.8M 20k 138.45
Alphabet Cap Stk Cl C (GOOG) 0.2 $2.5M 19k 131.85
Johnson & Johnson (JNJ) 0.2 $2.5M 16k 155.75
Brown & Brown (BRO) 0.2 $2.3M 34k 69.84
Vanguard Index Fds Small Cp Etf (VB) 0.2 $2.3M 12k 189.07
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.2 $2.2M 15k 141.69
Ishares Tr Core High Dv Etf (HDV) 0.2 $2.2M 22k 98.89
Ishares U S Etf Tr Blackrock St Mat (NEAR) 0.2 $2.2M 43k 49.89
Alphabet Cap Stk Cl A (GOOGL) 0.2 $2.1M 16k 130.86
Ishares Tr Ishares Semicdtr (SOXX) 0.2 $2.1M 4.4k 473.65
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $2.1M 21k 100.14
Ishares Tr Msci Eafe Min Vl (EFAV) 0.2 $2.0M 31k 65.22
Ishares Tr Msci Eafe Etf (EFA) 0.2 $2.0M 29k 68.92
Merck & Co (MRK) 0.2 $1.9M 19k 102.95
Home Depot (HD) 0.1 $1.7M 5.7k 302.14
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $1.7M 13k 135.55
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.1 $1.7M 33k 51.87
Ishares Tr Core S&p Ttl Stk (ITOT) 0.1 $1.7M 18k 94.19
Ishares Tr Core Msci Total (IXUS) 0.1 $1.7M 28k 59.99
Ishares Tr Ibonds Dec 27 (IBMP) 0.1 $1.6M 67k 24.48
JPMorgan Chase & Co. (JPM) 0.1 $1.6M 11k 145.01
Ishares Tr Ibonds Dec 26 (IBMO) 0.1 $1.6M 65k 24.81
Blackstone Group Inc Com Cl A (BX) 0.1 $1.5M 14k 107.14
Ishares Tr Ibonds Dec 28 (IBMQ) 0.1 $1.4M 58k 24.41
Ishares Tr S&p 100 Etf (OEF) 0.1 $1.3M 6.7k 200.64
Procter & Gamble Company (PG) 0.1 $1.3M 9.0k 145.87
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.1 $1.3M 22k 57.60
Vanguard Admiral Fds Midcp 400 Idx (IVOO) 0.1 $1.3M 15k 84.53
Meta Platforms Cl A (META) 0.1 $1.2M 4.1k 300.21
Abbvie (ABBV) 0.1 $1.2M 8.2k 149.06
Invesco Exch Traded Fd Tr Ii S&p Mdcp 400 Rev (RWK) 0.1 $1.2M 13k 93.83
Oracle Corporation (ORCL) 0.1 $1.2M 11k 105.92
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.1 $1.1M 33k 33.96
Automatic Data Processing (ADP) 0.1 $1.1M 4.5k 240.58
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $1.1M 6.9k 155.39
Invesco Exch Traded Fd Tr Ii S&p Smallcap 600 (RWJ) 0.1 $1.1M 29k 36.42
TJX Companies (TJX) 0.1 $1.0M 12k 88.88
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $1.0M 9.7k 103.32
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $976k 6.1k 159.49
NVIDIA Corporation (NVDA) 0.1 $959k 2.2k 434.99
General Electric Com New (GE) 0.1 $959k 8.7k 110.55
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.1 $956k 11k 87.40
Tesla Motors (TSLA) 0.1 $931k 3.7k 250.22
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $921k 2.6k 358.27
Raymond James Financial (RJF) 0.1 $909k 9.1k 100.43
Visa Com Cl A (V) 0.1 $885k 3.8k 230.01
Vanguard Index Fds Growth Etf (VUG) 0.1 $880k 3.2k 272.31
United Bankshares (UBSI) 0.1 $854k 31k 27.59
Golub Capital BDC (GBDC) 0.1 $818k 56k 14.67
Nextera Energy (NEE) 0.1 $805k 14k 57.29
Ishares Tr Ibonds Dec 25 (IBMN) 0.1 $800k 31k 26.08
Invesco Exch Traded Fd Tr Ii Var Rate Pfd (VRP) 0.1 $789k 35k 22.37
Ross Stores (ROST) 0.1 $789k 7.0k 112.95
O'reilly Automotive (ORLY) 0.1 $778k 856.00 908.86
Invesco Exch Traded Fd Tr Ii Ftse Rafi Sml (PDN) 0.1 $777k 26k 29.54
Adobe Systems Incorporated (ADBE) 0.1 $777k 1.5k 509.90
Abbott Laboratories (ABT) 0.1 $746k 7.7k 96.85
Pepsi (PEP) 0.1 $739k 4.4k 169.44
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.1 $725k 9.3k 77.95
Lockheed Martin Corporation (LMT) 0.1 $702k 1.7k 408.96
Intel Corporation (INTC) 0.1 $700k 20k 35.55
Dimensional Etf Trust Us Equity Etf (DFUS) 0.1 $699k 15k 46.55
Hershey Company (HSY) 0.1 $695k 3.5k 200.08
Ishares Tr Rus Mid Cap Etf (IWR) 0.1 $688k 9.9k 69.25
Compass Cl A (COMP) 0.1 $687k 237k 2.90
Ishares Tr Tips Bd Etf (TIP) 0.1 $673k 6.5k 103.72
Broadcom (AVGO) 0.1 $671k 808.00 830.58
Eli Lilly & Co. (LLY) 0.1 $666k 1.2k 537.13
McDonald's Corporation (MCD) 0.1 $660k 2.5k 263.44
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $642k 17k 37.95
Chevron Corporation (CVX) 0.1 $624k 3.7k 168.62
Costco Wholesale Corporation (COST) 0.0 $618k 1.1k 564.96
Cisco Systems (CSCO) 0.0 $591k 11k 53.76
Vanguard Index Fds Value Etf (VTV) 0.0 $562k 4.1k 137.93
UnitedHealth (UNH) 0.0 $535k 1.1k 504.19
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.0 $532k 1.00 531477.00
Ishares Tr Ibonds Dec 2029 (IBMR) 0.0 $522k 22k 23.87
Vanguard Index Fds Extend Mkt Etf (VXF) 0.0 $512k 3.6k 143.33
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $508k 1.9k 265.99
Ford Motor Company (F) 0.0 $489k 39k 12.42
Ishares Tr S&p 500 Val Etf (IVE) 0.0 $481k 3.1k 153.84
Rbc Cad (RY) 0.0 $472k 5.4k 87.44
Union Pacific Corporation (UNP) 0.0 $469k 2.3k 203.63
United Rentals (URI) 0.0 $467k 1.1k 444.57
International Business Machines (IBM) 0.0 $467k 3.3k 140.30
Wisdomtree Tr Us Qtly Div Grt (DGRW) 0.0 $464k 7.3k 63.49
Lowe's Companies (LOW) 0.0 $462k 2.2k 207.84
Booking Holdings (BKNG) 0.0 $460k 149.00 3083.95
Honeywell International (HON) 0.0 $455k 2.5k 184.74
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.0 $448k 7.0k 64.46
Danaher Corporation (DHR) 0.0 $447k 1.8k 248.10
PPG Industries (PPG) 0.0 $423k 3.3k 129.80
Select Sector Spdr Tr Technology (XLK) 0.0 $421k 2.6k 163.93
Wal-Mart Stores (WMT) 0.0 $419k 2.6k 159.93
Pfizer (PFE) 0.0 $414k 13k 33.17
Vanguard Star Fds Vg Tl Intl Stk F (VXUS) 0.0 $413k 7.7k 53.52
Wisdomtree Tr Putwrite Strat (PUTW) 0.0 $413k 13k 30.72
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $410k 5.6k 72.72
Elme Communities Sh Ben Int (ELME) 0.0 $407k 30k 13.64
Jacobs Engineering Group (J) 0.0 $402k 2.9k 136.50
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $396k 5.8k 68.42
SYSCO Corporation (SYY) 0.0 $394k 6.0k 66.05
Verizon Communications (VZ) 0.0 $394k 12k 32.41
Wisdomtree Tr Emer Mkt High Fd (DEM) 0.0 $391k 10k 37.48
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.0 $384k 2.9k 130.96
Netflix (NFLX) 0.0 $383k 1.0k 377.60
Blackstone Secd Lending Common Stock (BXSL) 0.0 $375k 14k 27.36
Activision Blizzard 0.0 $368k 3.9k 93.63
CVS Caremark Corporation (CVS) 0.0 $359k 5.1k 69.82
Coca-Cola Company (KO) 0.0 $356k 6.4k 55.98
Ishares Tr Aggres Alloc Etf (AOA) 0.0 $356k 5.6k 63.49
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.0 $353k 1.8k 194.77
Ishares Tr Rus 1000 Val Etf (IWD) 0.0 $337k 2.2k 151.82
Credit Acceptance (CACC) 0.0 $336k 731.00 460.12
Franklin Bsp Rlty Tr Common Stock (FBRT) 0.0 $334k 25k 13.24
Vanguard Index Fds Large Cap Etf (VV) 0.0 $330k 1.7k 195.69
Natura &co Hldg S A Ads (NTCOY) 0.0 $328k 57k 5.77
L3harris Technologies (LHX) 0.0 $321k 1.8k 174.12
Linde SHS (LIN) 0.0 $318k 853.00 372.35
Vanguard Index Fds Mid Cap Etf (VO) 0.0 $317k 1.5k 208.24
Dimensional Etf Trust Internatnal Val (DFIV) 0.0 $317k 9.7k 32.62
General Mills (GIS) 0.0 $317k 5.0k 63.99
Amgen (AMGN) 0.0 $315k 1.2k 268.76
Spdr Gold Tr Gold Shs (GLD) 0.0 $310k 1.8k 171.45
Equity Residential Sh Ben Int (EQR) 0.0 $307k 5.2k 58.71
Accenture Plc Ireland Shs Class A (ACN) 0.0 $307k 999.00 307.11
Truist Financial Corp equities (TFC) 0.0 $302k 11k 28.61
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.0 $301k 1.4k 214.18
Oaktree Specialty Lending Corp (OCSL) 0.0 $299k 15k 20.12
Invesco Exch Traded Fd Tr Ii Ftse Rafi Dev (PXF) 0.0 $298k 6.8k 43.53
Thermo Fisher Scientific (TMO) 0.0 $295k 583.00 506.17
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.0 $280k 5.6k 49.85
salesforce (CRM) 0.0 $280k 1.4k 202.78
At&t (T) 0.0 $277k 18k 15.02
Novartis Sponsored Adr (NVS) 0.0 $277k 2.7k 101.86
F5 Networks (FFIV) 0.0 $276k 1.7k 161.14
Walt Disney Company (DIS) 0.0 $274k 3.4k 81.05
Comcast Corp Cl A (CMCSA) 0.0 $272k 6.1k 44.34
Bank of America Corporation (BAC) 0.0 $270k 9.9k 27.38
Deere & Company (DE) 0.0 $263k 696.00 377.38
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $261k 21k 12.62
Ishares Tr Msci Usa Qlt Fct (QUAL) 0.0 $258k 2.0k 131.79
Philip Morris International (PM) 0.0 $256k 2.8k 92.60
Goldman Sachs (GS) 0.0 $251k 776.00 323.39
Alliant Energy Corporation (LNT) 0.0 $249k 5.1k 48.45
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.0 $248k 2.3k 106.20
Bhp Group Sponsored Ads (BHP) 0.0 $247k 4.3k 56.88
Select Sector Spdr Tr Energy (XLE) 0.0 $246k 2.7k 90.39
Starbucks Corporation (SBUX) 0.0 $245k 2.7k 91.27
Ishares Tr Msci Usa Esg Slc (SUSA) 0.0 $242k 2.7k 89.97
Southern Company (SO) 0.0 $241k 3.7k 64.72
Colgate-Palmolive Company (CL) 0.0 $240k 3.4k 71.11
Consolidated Edison (ED) 0.0 $239k 2.8k 85.53
Rio Tinto Sponsored Adr (RIO) 0.0 $237k 3.7k 63.64
Mondelez Intl Cl A (MDLZ) 0.0 $235k 3.4k 69.40
CSX Corporation (CSX) 0.0 $228k 7.4k 30.75
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.0 $223k 3.2k 70.76
Smucker J M Com New (SJM) 0.0 $215k 1.7k 122.91
Ishares Msci Gbl Min Vol (ACWV) 0.0 $213k 2.2k 95.41
Broadstone Net Lease (BNL) 0.0 $207k 14k 14.30
Charles Schwab Corporation (SCHW) 0.0 $205k 3.7k 54.90
Ishares Tr Rus 2000 Grw Etf (IWO) 0.0 $202k 902.00 224.15
Regeneron Pharmaceuticals (REGN) 0.0 $201k 244.00 822.96
Ishares Tr Core S&p Us Vlu (IUSV) 0.0 $201k 2.7k 74.62
Enhabit Ord (EHAB) 0.0 $169k 15k 11.25
Nuveen Floating Rate Income Fund (JFR) 0.0 $165k 20k 8.21
BlackRock MuniHoldings New York Insured (MHN) 0.0 $132k 15k 9.13
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $113k 14k 8.30
Dariohealth Corp Com New (DRIO) 0.0 $59k 18k 3.28