Klingman & Associates

Klingman & Associates as of March 31, 2017

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 95 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 13.4 $48M 204k 237.27
Spdr S&p 500 Etf (SPY) 9.6 $35M 146k 235.74
Jp Morgan Alerian Mlp Index 8.2 $30M 913k 32.30
Ubs Ag Jersey Brh Alerian Infrst 6.9 $25M 856k 29.18
iShares S&P MidCap 400 Index (IJH) 6.8 $24M 142k 171.22
SPDR S&P Dividend (SDY) 5.9 $21M 240k 88.14
PowerShares FTSE RAFI US 1000 5.7 $21M 202k 102.47
SPDR S&P MidCap 400 ETF (MDY) 4.5 $16M 52k 312.41
iShares Barclays TIPS Bond Fund (TIP) 3.8 $14M 119k 114.65
iShares S&P SmallCap 600 Index (IJR) 3.4 $12M 175k 69.16
Vanguard Malvern Fds strm infproidx (VTIP) 2.5 $9.1M 183k 49.47
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.3 $8.4M 268k 31.46
Pjt Partners (PJT) 1.6 $5.7M 163k 35.09
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 1.5 $5.5M 110k 50.25
Vanguard REIT ETF (VNQ) 1.5 $5.5M 67k 82.59
iShares Russell 2000 Index (IWM) 1.5 $5.3M 39k 137.48
Oppenheimer Rev Weighted Etf large cap rev et 1.4 $5.0M 111k 45.50
Powershares Etf Tr Ii s^p500 low vol 1.4 $4.9M 114k 43.47
Citizens Financial (CFG) 1.4 $4.9M 142k 34.55
Ishares Tr usa min vo (USMV) 1.2 $4.5M 94k 47.72
iShares Dow Jones Select Dividend (DVY) 1.2 $4.3M 47k 91.10
iShares MSCI EAFE Index Fund (EFA) 0.9 $3.1M 50k 62.28
iShares Russell 1000 Index (IWB) 0.8 $2.8M 22k 131.23
Powershares Etf Tr Ii var rate pfd por 0.6 $2.0M 79k 25.45
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $1.8M 38k 47.83
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $1.8M 129k 13.83
Ishares High Dividend Equity F (HDV) 0.5 $1.8M 22k 83.86
Global X Fds glb x mlp enr 0.5 $1.8M 122k 14.75
Exxon Mobil Corporation (XOM) 0.4 $1.5M 19k 82.00
Vanguard Emerging Markets ETF (VWO) 0.4 $1.5M 37k 39.72
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.3M 13k 101.63
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.3M 90k 14.49
Ishares Tr eafe min volat (EFAV) 0.3 $1.1M 17k 66.00
Vanguard Total Stock Market ETF (VTI) 0.3 $1.1M 9.0k 121.30
WisdomTree Emerging Markets Eq (DEM) 0.3 $1.0M 25k 40.85
First Horizon National Corporation (FHN) 0.3 $997k 54k 18.50
General Electric Company 0.3 $963k 32k 29.81
Vanguard Europe Pacific ETF (VEA) 0.3 $987k 25k 39.30
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $918k 17k 55.56
Vanguard Dividend Appreciation ETF (VIG) 0.2 $849k 9.4k 89.91
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $828k 53k 15.51
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $775k 16k 49.68
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $750k 11k 66.40
iShares S&P 100 Index (OEF) 0.2 $720k 6.9k 104.65
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $707k 13k 54.16
Rbc Cad (RY) 0.2 $693k 9.5k 72.90
Pfizer (PFE) 0.2 $656k 19k 34.22
Pepsi (PEP) 0.2 $642k 5.7k 111.92
Rydex S&P Equal Weight ETF 0.2 $604k 6.7k 90.80
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $602k 4.4k 136.82
iShares Russell 1000 Growth Index (IWF) 0.2 $577k 5.1k 113.85
Vanguard Small-Cap ETF (VB) 0.2 $590k 4.4k 133.33
Microsoft Corporation (MSFT) 0.1 $540k 8.2k 65.92
Berkshire Hathaway (BRK.B) 0.1 $547k 3.3k 167.43
Calamos Convertible & Hi Income Fund (CHY) 0.1 $557k 49k 11.40
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $535k 116k 4.63
SPDR DJ International Real Estate ETF (RWX) 0.1 $506k 14k 37.37
Johnson & Johnson (JNJ) 0.1 $453k 3.6k 124.48
Walt Disney Company (DIS) 0.1 $454k 4.0k 113.44
Apple (AAPL) 0.1 $468k 3.3k 143.56
iShares Russell Midcap Index Fund (IWR) 0.1 $477k 2.6k 186.99
Paramount Group Inc reit (PGRE) 0.1 $458k 28k 16.20
iShares Russell 1000 Value Index (IWD) 0.1 $434k 3.8k 115.06
Vanguard High Dividend Yield ETF (VYM) 0.1 $436k 5.6k 77.59
Cohen and Steers Global Income Builder 0.1 $436k 48k 9.16
JPMorgan Chase & Co. (JPM) 0.1 $389k 4.4k 87.95
Vanguard Mid-Cap ETF (VO) 0.1 $386k 2.8k 139.35
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $409k 3.6k 113.61
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $402k 8.9k 45.37
Hershey Company (HSY) 0.1 $350k 3.2k 109.38
Powershares Global Etf Trust ex us sml port 0.1 $351k 12k 29.25
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $347k 14k 25.34
Honeywell International (HON) 0.1 $311k 2.5k 124.70
Vanguard Extended Market ETF (VXF) 0.1 $325k 3.3k 100.00
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $329k 6.0k 54.83
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $315k 13k 23.95
Altria (MO) 0.1 $280k 3.9k 71.37
Philip Morris International (PM) 0.1 $276k 2.4k 113.02
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $297k 10k 29.58
Merck & Co (MRK) 0.1 $269k 4.2k 63.56
Procter & Gamble Company (PG) 0.1 $255k 2.8k 89.69
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $241k 2.3k 105.56
CurrencyShares Euro Trust 0.1 $248k 2.4k 103.29
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $240k 1.6k 148.42
Nuveen Senior Income Fund 0.1 $253k 37k 6.79
Abbvie (ABBV) 0.1 $265k 4.1k 65.11
Verizon Communications (VZ) 0.1 $223k 4.6k 48.74
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $228k 2.1k 108.73
PowerShares FTSE RAFI Developed Markets 0.1 $210k 5.3k 40.00
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $213k 4.0k 53.25
Citigroup (C) 0.1 $233k 3.9k 59.79
Ishares Tr fltg rate nt (FLOT) 0.1 $203k 4.0k 50.75
Barings Corporate Investors (MCI) 0.1 $163k 11k 15.23
Cohen & Steers Total Return Real (RFI) 0.0 $135k 11k 12.35
Nuveen Energy Mlp Total Return etf 0.0 $144k 11k 13.62