Klingman & Associates

Klingman & Associates as of June 30, 2017

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 95 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 14.0 $53M 216k 243.41
Spdr S&p 500 Etf (SPY) 9.2 $35M 143k 241.80
iShares S&P MidCap 400 Index (IJH) 7.5 $28M 162k 173.95
Jp Morgan Alerian Mlp Index 7.5 $28M 947k 29.70
Ubs Ag Jersey Brh Alerian Infrst 7.0 $26M 987k 26.66
SPDR S&P Dividend (SDY) 5.7 $22M 242k 88.89
PowerShares FTSE RAFI US 1000 5.6 $21M 204k 103.37
SPDR S&P MidCap 400 ETF (MDY) 4.3 $16M 50k 317.63
iShares Barclays TIPS Bond Fund (TIP) 3.6 $13M 118k 113.43
iShares S&P SmallCap 600 Index (IJR) 3.5 $13M 188k 70.11
Vanguard Malvern Fds strm infproidx (VTIP) 3.1 $12M 233k 49.23
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 2.3 $8.6M 172k 50.27
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.1 $8.0M 244k 32.72
Pjt Partners (PJT) 1.8 $6.6M 163k 40.22
Oppenheimer Rev Weighted Etf large cap rev et 1.7 $6.2M 134k 46.49
Vanguard REIT ETF (VNQ) 1.4 $5.3M 64k 83.23
Citizens Financial (CFG) 1.4 $5.1M 142k 35.68
iShares Russell 2000 Index (IWM) 1.3 $5.0M 36k 140.93
Powershares Etf Tr Ii s^p500 low vol 1.3 $5.0M 111k 44.73
Ishares Tr usa min vo (USMV) 1.2 $4.6M 94k 48.93
iShares Dow Jones Select Dividend (DVY) 1.1 $4.0M 44k 92.21
iShares Russell 1000 Index (IWB) 0.8 $2.9M 22k 135.29
iShares MSCI EAFE Index Fund (EFA) 0.7 $2.6M 41k 65.20
Powershares Etf Tr Ii var rate pfd por 0.6 $2.1M 80k 26.16
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.0M 41k 50.03
Ishares High Dividend Equity F (HDV) 0.5 $1.9M 22k 83.15
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $1.7M 130k 13.31
Vanguard Emerging Markets ETF (VWO) 0.4 $1.5M 37k 40.82
Global X Fds glb x mlp enr 0.4 $1.5M 106k 13.80
Exxon Mobil Corporation (XOM) 0.3 $1.3M 16k 80.74
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $1.2M 88k 14.08
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $1.2M 12k 101.72
Ishares Tr eafe min volat (EFAV) 0.3 $1.1M 17k 69.24
Vanguard Total Stock Market ETF (VTI) 0.3 $1.1M 9.1k 124.42
Vanguard Europe Pacific ETF (VEA) 0.3 $1.0M 25k 41.32
WisdomTree Emerging Markets Eq (DEM) 0.3 $1.0M 25k 40.97
Rbc Cad (RY) 0.3 $969k 13k 72.51
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $933k 17k 56.34
Vanguard Dividend Appreciation ETF (VIG) 0.2 $853k 9.2k 92.69
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $852k 55k 15.58
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $811k 16k 51.99
General Electric Company 0.2 $758k 28k 27.02
iShares S&P 100 Index (OEF) 0.2 $735k 6.9k 106.83
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $755k 13k 57.83
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $746k 11k 66.04
Vanguard Small-Cap ETF (VB) 0.2 $667k 4.9k 135.51
Microsoft Corporation (MSFT) 0.2 $652k 9.5k 68.89
Pepsi (PEP) 0.2 $645k 5.6k 115.45
iShares Russell 1000 Growth Index (IWF) 0.2 $603k 5.1k 118.98
Rydex S&P Equal Weight ETF 0.2 $617k 6.7k 92.75
Calamos Convertible & Hi Income Fund (CHY) 0.2 $595k 50k 11.84
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $617k 4.4k 140.23
Johnson & Johnson (JNJ) 0.1 $555k 4.2k 132.30
Berkshire Hathaway (BRK.B) 0.1 $525k 3.1k 169.46
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $525k 115k 4.56
JPMorgan Chase & Co. (JPM) 0.1 $476k 5.2k 91.31
Pfizer (PFE) 0.1 $485k 14k 33.57
iShares Russell Midcap Index Fund (IWR) 0.1 $490k 2.6k 192.08
Apple (AAPL) 0.1 $466k 3.2k 143.92
iShares Russell 1000 Value Index (IWD) 0.1 $439k 3.8k 116.38
Vanguard Mid-Cap ETF (VO) 0.1 $462k 3.2k 142.37
SPDR DJ International Real Estate ETF (RWX) 0.1 $455k 12k 38.07
Cohen and Steers Global Income Builder 0.1 $434k 46k 9.52
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $412k 3.6k 114.44
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $413k 8.9k 46.61
Powershares Global Etf Trust ex us sml port 0.1 $404k 13k 31.20
Walt Disney Company (DIS) 0.1 $373k 3.5k 106.27
CSX Corporation (CSX) 0.1 $342k 6.3k 54.60
Verizon Communications (VZ) 0.1 $341k 7.6k 44.70
Hershey Company (HSY) 0.1 $344k 3.2k 107.50
Vanguard Extended Market ETF (VXF) 0.1 $332k 3.3k 102.15
Vanguard High Dividend Yield ETF (VYM) 0.1 $350k 4.5k 78.19
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $333k 6.0k 55.50
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $327k 13k 24.86
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $336k 14k 24.53
Nuveen Senior Income Fund 0.1 $285k 42k 6.82
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $301k 10k 29.97
Abbvie (ABBV) 0.1 $314k 4.3k 72.43
Chevron Corporation (CVX) 0.1 $248k 2.4k 104.25
Honeywell International (HON) 0.1 $266k 2.0k 133.40
Merck & Co (MRK) 0.1 $269k 4.2k 63.99
PowerShares FTSE RAFI Developed Markets 0.1 $244k 5.8k 41.72
Barings Corporate Investors (MCI) 0.1 $248k 16k 15.12
Procter & Gamble Company (PG) 0.1 $213k 2.4k 87.26
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $243k 2.3k 106.44
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $239k 2.2k 110.29
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $240k 1.6k 148.42
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $225k 4.0k 56.25
Ishares Tr fltg rate nt (FLOT) 0.1 $225k 4.4k 50.89
Claymore Exchange Trd Fd Tr 2023 corp bond 0.1 $207k 9.9k 20.93
Claymore Exchange Trd Fd Tr 2024 corp bond 0.1 $236k 11k 20.87
iShares S&P MidCap 400 Growth (IJK) 0.1 $203k 1.0k 197.09
Cohen & Steers Total Return Real (RFI) 0.0 $136k 11k 12.56
Nuveen Energy Mlp Total Return etf 0.0 $140k 11k 13.24
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $67k 13k 5.02