Linden Advisors

Linden Advisors as of Sept. 30, 2017

Portfolio Holdings for Linden Advisors

Linden Advisors holds 115 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Advanced Micro Devices Inc Note 2.125% 9/0 bond 4.2 $120M 68M 1.77
Allegheny Technologies Inc note 4.750% 7/0 4.1 $116M 63M 1.83
Tesla Inc convertible security 3.8 $108M 88M 1.23
Clovis Oncology Inc note 2.500% 9/1 3.8 $108M 69M 1.55
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 3.5 $99M 83M 1.19
Intel Corp sdcv 3.5 $98M 69M 1.42
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 3.4 $95M 93M 1.02
Theravance Biopharma Inc note 3.250%11/0 3.1 $89M 72M 1.23
Yahoo Inc note 12/0 2.9 $82M 63M 1.30
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 2.6 $73M 57M 1.28
Micron Technology Inc note 1.625% 2/1 2.5 $71M 20M 3.53
Dish Network Corp note 3.375% 8/1 2.4 $68M 61M 1.12
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 2.3 $65M 68M 0.95
Starwood Waypoint Residentl note 3.000% 7/0 2.2 $64M 52M 1.23
51job Inc note 3.250% 4/1 2.0 $57M 39M 1.48
Vector Group Ltd note 1.75% 4/15 1.9 $54M 47M 1.15
Blackstone Mtg Tr Inc note 4.375% 5/0 1.9 $54M 53M 1.01
Wayfair Inc note 0.375% 9/0 1.8 $52M 54M 0.97
Tesla Motors Inc bond 1.8 $52M 46M 1.13
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.7 $48M 48M 1.01
Whiting Pete Corp New Note 1.250% 4/0 bond 1.6 $46M 52M 0.89
Timkensteel Corp note 6.000% 6/0 1.6 $46M 29M 1.58
Inphi Corp note 1.125%12/0 1.6 $44M 36M 1.22
Green Plains Inc conv bnd 1.5 $42M 41M 1.02
Biomarin Pharma Inc convertible/ 1.4 $39M 39M 1.02
Redwood Tr Inc note 4.750% 8/1 1.3 $37M 37M 1.00
Isis Pharmaceuticals Inc Del note 1.000%11/1 1.3 $37M 35M 1.06
Ctrip Com Intl Ltd note 1.250% 9/1 1.3 $36M 34M 1.08
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 1.2 $34M 33M 1.03
Thrx 2 1/8 01/15/23 1.2 $33M 34M 0.98
Prospect Capital Corporation conb 1.1 $32M 32M 1.00
Medicines Company conv 1.1 $30M 24M 1.27
Fireeye Series A convertible security 1.1 $31M 32M 0.95
Altaba 1.1 $30M 458k 66.24
Spdr S&p 500 Etf (SPY) 1.0 $29M 115k 251.23
Renewable Energy Group Inc note 4.000% 6/1 1.0 $29M 22M 1.31
Ctrip Com Intl Ltd note 1.990% 7/0 1.0 $28M 23M 1.21
Colony Finl Inc note 5.00% 1.0 $27M 27M 1.03
Pdl Biopharma Inc note 2.750 12/0 0.9 $25M 23M 1.09
Seacor Holding Inc note 3.000 11/1 0.8 $23M 26M 0.90
Consolidated Tomoka Ld Co note 4.500% 3/1 0.8 $23M 22M 1.07
Radius Health Inc note 3.000% 9/0 0.8 $23M 23M 1.01
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.8 $22M 22M 1.03
Horizon Pharma Plc convertible security 0.8 $22M 24M 0.91
Layne Christensen Co note 8.000% 5/0 0.7 $19M 15M 1.24
Cowen Group Inc New note 3.000% 3/1 0.7 $18M 18M 1.05
Nuvasive Inc note 2.250% 3/1 0.7 $18M 16M 1.14
Spirit Realty Capital Inc convertible cor 0.6 $18M 18M 1.00
Sunpower Corp dbcv 4.000% 1/1 0.6 $17M 21M 0.82
Tpg Pace Energy Hldgs Corp cl a 0.6 $16M 1.7M 9.72
Wright Medical Group Nv 2.25 20211115 0.6 $16M 12M 1.35
Arbor Realty Trust note 6.500 10/0 0.6 $15M 14M 1.07
Medicines Company 2.750000 07/15/2023 bond 0.6 $15M 15M 1.05
Micron Technology Inc bond 0.5 $15M 3.8M 3.97
Blackrock Capital Investment Note 5.000 6/1 0.5 $14M 14M 1.05
Nevro Corp note 1.750% 6/0 0.5 $14M 12M 1.19
Cien 4 12/15/20 0.5 $14M 10M 1.33
Oasis Pete Inc New Note 2.625% 9/1 bond 0.5 $13M 12M 1.08
Starwood Property Trust Inc convertible security 0.5 $13M 13M 1.01
Qiagen Nv 0.4 $13M 397k 31.50
Terraform Global 0.4 $12M 2.5M 4.75
Repligen Corp note 2.125% 6/0 0.4 $11M 8.4M 1.35
Financial Select Sector SPDR (XLF) 0.4 $10M 400k 25.86
Marriott Vacations Wrldwde C note 1.500% 9/1 0.3 $10M 9.5M 1.05
Quidel Corp note 3.250%12/1 0.3 $9.1M 6.0M 1.52
Trn 4% 04/01/45 0.3 $8.9M 11M 0.81
Tcp Capital Corp convertible security 0.3 $8.6M 8.3M 1.04
Endologix, Inc. 3.25% 11/01/2020 0.3 $8.1M 9.4M 0.86
Nextera Energy Partners (NEP) 0.3 $8.0M 199k 40.29
IAC/InterActive 0.2 $6.9M 59k 117.58
Array Biopharma Inc note 3.000% 6/0 0.2 $6.9M 3.8M 1.81
Ak Steel Corp. conv 0.2 $6.5M 4.8M 1.35
Rwt 4 5/8 04/15/18 0.2 $6.6M 6.5M 1.01
Layne Christensen Co note 4.250%11/1 0.2 $6.6M 6.7M 0.98
Redwood Trust, Inc note 5.625 11/1 0.2 $6.6M 6.3M 1.04
Altria (MO) 0.2 $6.2M 97k 63.42
Tpg Pace Hldgs Corp cl a 0.2 $6.2M 633k 9.87
Jds Uniphase Corp conv 0.2 $5.8M 5.5M 1.05
Ashford Hospitality Prime In pfd cv ser b 0.2 $5.6M 277k 20.25
Double Eagle Acquisition Cor 0.2 $5.0M 494k 10.10
Infosys Technologies (INFY) 0.2 $4.9M 335k 14.59
Hennessy Cap Acquston Corp I 0.2 $4.8M 486k 9.86
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.2 $4.5M 3.7M 1.19
Resource Cap Corp Note 4.500 8/1 0.1 $4.2M 4.0M 1.04
Cheniere Energy Inc note 4.250% 3/1 0.1 $4.0M 5.7M 0.69
Electronics For Imaging Inc note 0.750% 9/0 0.1 $3.9M 3.7M 1.04
Barclays Bk Plc Ipath S&p500 Vix etf 0.1 $3.9M 100k 39.19
Whiting Petroleum Corporation 0.1 $3.8M 693k 5.46
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.6M 2.1M 1.75
Gores Hldgs Ii 0.1 $3.7M 368k 9.97
Kadmon Hldgs 0.1 $3.4M 1.0M 3.35
Bank Of America Corp w exp 10/201 0.1 $3.1M 3.9M 0.79
Rayonier Advanced Matls (RYAM) 0.1 $3.1M 224k 13.70
Infinera Corporation dbcv 1.750% 6/0 0.1 $3.0M 2.9M 1.02
Southwestern Energy Company (SWN) 0.1 $2.4M 400k 6.11
Marriott Vacations Wrldwde Cp (VAC) 0.1 $2.4M 20k 124.56
Illumina Inc. 0.00% June 15, 2019 ccb 0.1 $2.4M 2.3M 1.06
Pros Holding Inc 2% Due 12/1/2 cvbond 0.1 $2.6M 2.5M 1.02
Liberty Media Corp Delaware deb 2.250% 9/3 0.1 $2.6M 2.4M 1.07
General Motors Company (GM) 0.1 $1.9M 48k 40.38
Green Plains Inc conv 0.1 $2.1M 1.7M 1.18
Microchip Technology Inc note 1.625% 2/1 0.1 $1.8M 1.0M 1.75
Saban Cap Acquisition 0.1 $1.4M 144k 10.06
Atlantica Yield (AY) 0.0 $979k 50k 19.71
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.0 $774k 565k 1.37
51job 0.0 $534k 8.8k 60.56
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $486k 694k 0.70
Global Partner Acquisition C *w exp 07/01/202 0.0 $257k 321k 0.80
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $188k 128k 1.47
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $291k 364k 0.80
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $337k 211k 1.60
Sunpower Corp dbcv 0.750% 6/0 0.0 $138k 144k 0.96
Starwood Waypoint Residentl note 4.500%10/1 0.0 $34k 27k 1.26
On Semiconductor Corp Note 1.000%12/0 bond 0.0 $95k 80k 1.19
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $88k 72k 1.23