Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2014

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 97 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First American Government Obligation Money Market Fund 7.1 $10M 10M 1.00
Matthews Asia Dividend Fund Mutual Funds - Equity (MAPIX) 5.2 $7.3M 448k 16.29
Microsoft Corp Common Stock (MSFT) 5.0 $7.0M 167k 41.70
Metlife Common Stock (MET) 4.4 $6.1M 110k 55.57
Fed Ex Corp Common Stock (FDX) 3.4 $4.8M 32k 151.40
International Business Machines Corp Common Stock (IBM) 3.2 $4.5M 25k 181.27
Prudential Financial Common Stock (PRU) 3.1 $4.4M 49k 88.79
Seadrill Foreign Common Stock 3.0 $4.2M 106k 39.95
Medtronic Common Stock 2.6 $3.7M 58k 63.77
Keycorp Common Stock (KEY) 2.5 $3.6M 248k 14.33
Johnson Controls Common Stock 2.5 $3.5M 70k 49.94
Corning Common Stock (GLW) 2.4 $3.4M 154k 21.95
Raytheon Company Common Stock 2.4 $3.4M 37k 92.26
Wal Mart Stores Common Stock (WMT) 2.3 $3.3M 44k 75.09
Pfizer Common Stock (PFE) 2.1 $3.0M 100k 29.68
Hewlett Packard Common Stock 2.1 $2.9M 87k 33.68
Sanofi A D R Foreign Common Stock (SNY) 2.1 $2.9M 54k 53.17
KBR Common Stock (KBR) 2.0 $2.7M 115k 23.86
Regions Finl Corp Common Stock (RF) 1.9 $2.6M 247k 10.62
Qualcomm Common Stock (QCOM) 1.9 $2.6M 33k 79.20
Broadcom Corp Cl A Common Stock 1.9 $2.6M 71k 37.13
Ishares Msci Poland Capped Invstbl Closed End Mutual Fund Equity (EPOL) 1.8 $2.6M 87k 29.35
Ford Motor Common Stock (F) 1.7 $2.4M 141k 17.25
Goldman Sachs Group Common Stock (GS) 1.7 $2.3M 14k 167.50
Thai Fund Closed End Mutual Fund Equity 1.6 $2.3M 202k 11.22
Directv Common Stock 1.6 $2.2M 26k 85.03
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 1.6 $2.2M 71k 31.02
General Motors Common Stock (GM) 1.5 $2.1M 58k 36.30
Toyota Mtr Corp A D R Foreign Common Stock (TM) 1.5 $2.1M 17k 119.66
Huntington Bancshares Common Stock (HBAN) 1.5 $2.1M 215k 9.54
Hawaiian Hldgs Common Stock 1.2 $1.6M 120k 13.71
Exxon Mobil Corp Common Stock (XOM) 1.2 $1.6M 16k 100.71
State Street Cap Tr Iv Corporate Bonds And Notes 1.1 $1.6M 1.9M 0.85
Korea Fund Closed End Mutual Fund Equity (KF) 1.1 $1.6M 37k 42.74
Powershares Db Crude Short Foreign Common Stock (SZOXF) 1.1 $1.6M 46k 34.51
Morgan Stanley Corporate Bonds And Notes 1.1 $1.5M 1.4M 1.06
Us Bank Capital Ix Corporate Bonds And Notes 0.9 $1.3M 1.5M 0.85
Morgan Stanley Corporate Bonds And Notes 0.9 $1.2M 1.2M 1.01
Morgan Stanleyy Corporate Bonds And Notes 0.9 $1.2M 1.2M 1.04
Market Vectors Vietnam Etf Closed End Mutual Fund Equity 0.8 $1.2M 56k 20.80
European Investment Bank Other Foreign Corporate Bonds 0.8 $1.1M 2.2M 0.48
Royal Bk Of Scotland Nv Other Foreign Corporate Bonds 0.7 $994k 998k 1.00
Immunogen Common Stock 0.7 $955k 81k 11.86
First Md Cap I Corporate Bonds And Notes 0.7 $913k 1.0M 0.88
Bank Of America Corp Corporate Bonds And Notes 0.6 $870k 995k 0.87
Mellon Cap Iv Corporate Bonds And Notes 0.6 $857k 985k 0.87
General Elec Cap Corp Corporate Bonds And Notes 0.5 $693k 750k 0.92
Merck And Common Stock (MRK) 0.5 $684k 12k 57.92
General Electric Common Stock 0.5 $659k 25k 26.29
Ntc Capital Ii Corporate Bonds And Notes 0.5 $647k 743k 0.87
Applied Materials Common Stock (AMAT) 0.4 $550k 24k 22.59
Chevron Corporation Common Stock (CVX) 0.3 $476k 3.6k 130.77
Citigroup Corporate Bonds And Notes 0.3 $476k 600k 0.79
Ford Otomotiv Sanayi A S A D R Foreign Common Stock (FOVSY) 0.3 $474k 7.6k 62.37
Nisource Common Stock (NI) 0.3 $473k 12k 39.42
Philip Morris Intl Common Stock (PM) 0.3 $448k 5.3k 84.37
Honeywell International Common Stock (HON) 0.3 $443k 4.8k 93.15
Comcast Corp Cl A Mutual Funds-fixed Nontaxable (CMCSA) 0.3 $442k 8.2k 53.76
Xpo Logistics Common Stock (XPO) 0.3 $432k 15k 28.68
Rpm International Common Stock (RPM) 0.3 $402k 8.7k 46.21
Mexico Equity & Income Mutual Funds - Equity (MXE) 0.2 $344k 21k 16.13
Kimberly Clark Corp Common Stock (KMB) 0.2 $342k 3.1k 111.40
Anadarko Petroleum Corp Common Stock 0.2 $331k 3.0k 109.75
Procter & Gamble Common Stock 0.2 $324k 54k 6.06
Oracle Corporation Common Stock (ORCL) 0.2 $319k 7.9k 40.63
Citigroup Corporate Bonds And Notes 0.2 $305k 293k 1.04
Pepsico Common Stock (PEP) 0.2 $286k 3.2k 89.38
Eli Lilly Common Stock (LLY) 0.2 $249k 4.0k 62.25
Desarrolladora Homex A D R Muni Bds-fixed Non Taxable 0.2 $237k 351k 0.68
Genuine Parts Company Common Stock (GPC) 0.2 $218k 2.5k 87.90
Bank Of America Corp Common Stock 0.1 $104k 100k 1.04
Belchertown Ma Muni Bds-fixed Non Taxable 0.1 $103k 100k 1.03
Massachusetts St Ser B Muni Bds-fixed Non Taxable 0.1 $102k 100k 1.02
Celgene Corp Common Stock 0.0 $69k 50k 1.37
Southborough Ma Ref Muni Bds-fixed Non Taxable 0.0 $57k 50k 1.14
Westwood Ma Ref Muni Bds-fixed Non Taxable 0.0 $57k 50k 1.14
Univ Of Massachusetts Ma Bldg Auth Muni Bds-fixed Non Taxable 0.0 $55k 50k 1.10
Ge Elec Cap Corp Corporate Bonds And Notes 0.0 $53k 50k 1.06
Milton Ma Ref Muni Bds-fixed Non Taxable 0.0 $53k 50k 1.06
Wells Fargo Company Corporate Bonds And Notes 0.0 $52k 50k 1.04
Everett Ma Ref Muni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Massachusetts St Ser E Uni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Massachusetts St Bay Transprtn Auth Muni Bds-fixed Non Taxable 0.0 $51k 50k 1.02
Massachusetts St Wtr Resources Auth Muni Bds-fixed Non Taxable 0.0 $51k 50k 1.02
Univ Of Michigan Mi Gen Ser A Muni Bds-fixed Non Taxable 0.0 $44k 40k 1.10
Pennsylvania St Second Ref Muni Bds-fixed Non Taxable 0.0 $29k 25k 1.16
Texas A M Univ Revs Fing Sys Ser D Muni Bds-fixed Non Taxable 0.0 $29k 25k 1.16
Georgia Pacific Corporate Bonds And Notes 0.0 $27k 25k 1.08
North Fork Oh Local Sch Dist Sch Muni Bds-fixed Non Taxable 0.0 $27k 25k 1.08
Wisconsin St Transprtn Revenue Ser A Muni Bds-fixed Non Taxable 0.0 $27k 25k 1.08
Derry Nh Cooperative Sch Dist Common Stock 0.0 $26k 25k 1.04
Regl Transprtn Dist Co Sales Tax Muni Bds-fixed Non Taxable 0.0 $21k 20k 1.05
U S Treas Bds Us Treasury Bonds & Notes 0.0 $14k 10k 1.40
Desarrolladora Homex Sa Other Foreign Corporate Bonds 0.0 $8.0k 63k 0.13
Fractional Cusip For 33832d106 Common Stock 0.0 $1.0k 100k 0.01
Bioshelters Inc Series B Convertible Corporate Bonds And Notes 0.0 $998.400000 52k 0.02
Copy Of - Bioshelters Inc Series B Corporate Bonds And Notes 0.0 $998.200000 62k 0.02