Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2014

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 98 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First American Government Obligation Money Market Fund 10.5 $15M 15M 1.00
Matthews Asia Dividend Fund Mutual Funds - Equity (MAPIX) 5.1 $7.3M 460k 15.79
Metlife Common Stock (MET) 4.3 $6.0M 112k 53.72
International Business Machines Corp Common Stock (IBM) 3.4 $4.8M 26k 189.83
Wal Mart Stores Common Stock (WMT) 3.2 $4.6M 60k 76.46
Microsoft Corp Common Stock (MSFT) 3.2 $4.6M 99k 46.36
Prudential Financial Common Stock (PRU) 3.1 $4.4M 51k 87.94
Directv Common Stock 3.0 $4.2M 49k 86.53
Fed Ex Corp Common Stock (FDX) 3.0 $4.2M 26k 161.47
Keycorp Closed End Mutual Fund Equity (KEY) 2.3 $3.3M 248k 13.33
Sanofi A D R Foreign Common Stock (SNY) 2.2 $3.2M 56k 56.44
Johnson Controls Common Stock 2.2 $3.1M 70k 44.00
Pfizer Common Stock (PFE) 2.1 $3.0M 102k 29.57
Corning Common Stock (GLW) 2.1 $3.0M 155k 19.34
Seadrill Foreign Common Stock 2.1 $2.9M 108k 26.76
Broadcom Corp Cl A Common Stock 2.0 $2.9M 71k 40.42
Tyson Foods Common Stock (TSN) 1.9 $2.7M 69k 39.37
Goldman Sachs Group Common Stock (GS) 1.9 $2.6M 14k 183.59
Regions Finl Corp Common Stock (RF) 1.8 $2.6M 254k 10.04
Ishares Msci Poland Capped Invstbl Closed End Mutual Fund Equity (EPOL) 1.8 $2.5M 90k 28.40
Thai Fund Closed End Mutual Fund Equity 1.8 $2.5M 206k 12.29
Qualcomm Common Stock (QCOM) 1.8 $2.5M 33k 74.76
KBR Common Stock (KBR) 1.6 $2.2M 118k 18.83
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 1.5 $2.2M 73k 29.89
Huntington Bancshares Common Stock (HBAN) 1.5 $2.1M 220k 9.73
Ford Motor Common Stock (F) 1.5 $2.1M 142k 14.79
Toyota Mtr Corp A D R Foreign Common Stock (TM) 1.5 $2.1M 18k 117.50
Hewlett Packard Common Stock 1.4 $2.0M 56k 35.47
General Motors Common Stock (GM) 1.3 $1.9M 58k 31.94
Powershares Db Crude Short Foreign Common Stock (SZOXF) 1.3 $1.8M 47k 39.05
Hawaiian Hldgs Common Stock 1.1 $1.6M 121k 13.45
State Street Cap Tr Iv Corporate Bonds And Notes 1.1 $1.6M 1.9M 0.85
Korea Fund Common Closed End Mutual Fund Equity (KF) 1.1 $1.6M 39k 41.52
Morgan Stanley Corporate Bonds And Notes 1.1 $1.5M 1.4M 1.06
Exxon Mobil Corp Common Stock (XOM) 1.0 $1.4M 15k 94.07
Us Bank Capital Ix Corporate Bonds And Notes 0.9 $1.3M 1.5M 0.85
Market Vectors Vietnam Etf Mutual Fund 0.9 $1.2M 57k 21.90
Morgan Stanley Corporate Bonds And Notes 0.9 $1.2M 1.2M 1.03
Morgan Stanleyy Corporate Bonds And Notes 0.9 $1.2M 1.2M 1.04
Medtronic Common Stock 0.8 $1.2M 19k 61.97
Market Vectors Russia Etf Mutual Fund 0.7 $1.0M 47k 22.37
Immunogen Common Stock 0.7 $1.0M 97k 10.59
Royal Bk Of Scotland Nv Other Foreign Corporate Bonds 0.7 $995k 998k 1.00
European Investment Bank Other Foreign Corporate Bonds 0.7 $972k 2.2M 0.44
Wisdomtree India Earnings Mutual Fund (EPI) 0.7 $971k 44k 21.91
First Md Cap I Corporate Bonds And Notes 0.7 $966k 1.1M 0.92
Bank Of America Corp Corporate Bonds And Notes 0.6 $873k 1.0M 0.87
Mellon Cap Iv Corporate Bonds And Notes 0.6 $840k 1.0M 0.84
General Elec Cap Corp Corporate Bonds And Notes 0.5 $715k 750k 0.95
Merck And Common Stock (MRK) 0.5 $700k 12k 59.27
Ntc Capital Ii Corporate Bonds And Notes 0.5 $661k 758k 0.87
General Electric Common Stock 0.4 $625k 24k 25.61
Market Vectors India Small Cap Etf Mutual Fund 0.4 $614k 14k 44.14
Applied Materials Common Stock (AMAT) 0.4 $526k 24k 21.60
Nisource Common Stock (NI) 0.3 $492k 12k 41.00
Citigroup Corporate Bonds And Notes 0.3 $486k 600k 0.81
Comcast Corp Cl A Mutual Funds-fixed Nontaxable (CMCSA) 0.3 $442k 8.2k 53.76
Chevron Corporation Common Stock (CVX) 0.3 $434k 3.6k 119.23
Ford Otomotiv Sanayi A S A D R Foreign Common Stock (FOVSY) 0.3 $432k 7.6k 56.84
Rpm International Common Stock (RPM) 0.3 $398k 8.7k 45.75
Philip Morris Intl Common Stock (PM) 0.3 $385k 4.6k 83.33
Mexico Equity & Income Mutual Funds - Equity (MXE) 0.3 $380k 23k 16.45
Kimberly Clark Corp Common Stock (KMB) 0.2 $330k 3.1k 107.49
Citigroup Corporate Bonds And Notes 0.2 $311k 300k 1.04
Anadarko Petroleum Corp Common Stock 0.2 $306k 3.0k 101.46
Oracle Corporation Common Stock (ORCL) 0.2 $301k 7.9k 38.33
Pepsico Common Stock (PEP) 0.2 $298k 3.2k 93.12
Procter & Gamble Common Stock (PG) 0.2 $289k 3.5k 83.65
Desarrolladora Homex A D R Muni Bds-fixed Non Taxable 0.2 $288k 291k 0.99
Manuf & Traders Trust Bond Paying Periodic Income 0.2 $266k 255k 1.04
Eli Lilly Common Stock (LLY) 0.2 $259k 4.0k 64.75
Suntrust Capital Iii Bond Paying Periodic Income 0.2 $220k 250k 0.88
Genuine Parts Company Common Stock (GPC) 0.2 $218k 2.5k 87.90
Bank Of America Corp Common Stock 0.1 $104k 100k 1.04
Belchertown Ma Muni Bds-fixed Non Taxable 0.1 $102k 100k 1.02
Massachusetts St Ser B Muni Bds-fixed Non Taxable 0.1 $100k 100k 1.00
Southborough Ma Ref Muni Bds-fixed Non Taxable 0.0 $57k 50k 1.14
Westwood Ma Ref Muni Bds-fixed Non Taxable 0.0 $56k 50k 1.12
Univ Of Massachusetts Ma Bldg Auth Muni Bds-fixed Non Taxable 0.0 $54k 50k 1.08
Massachusetts St Ser E Uni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Milton Ma Ref Muni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Ge Elec Cap Corp Corporate Bonds And Notes 0.0 $51k 50k 1.02
Wells Fargo Company Corporate Bonds And Notes 0.0 $51k 50k 1.02
Everett Ma Ref Muni Bds-fixed Non Taxable 0.0 $51k 50k 1.02
Procter & Gamble Common Stock 0.0 $51k 50k 1.02
Celgene Corp Bond Paying Periodic Income 0.0 $50k 50k 1.00
Univ Of Michigan Mi Gen Ser A Muni Bds-fixed Non Taxable 0.0 $43k 40k 1.07
Goldman Sachs Group Bond Paying Periodic Income 0.0 $41k 40k 1.02
Pennsylvania St Second Ref Muni Bds-fixed Non Taxable 0.0 $29k 25k 1.16
Texas A M Univ Revs Fing Sys Ser D Muni Bds-fixed Non Taxable 0.0 $29k 25k 1.16
North Fork Oh Local Sch Dist Sch Muni Bds-fixed Non Taxable 0.0 $27k 25k 1.08
Derry Nh Cooperative Sch Dist Common Stock 0.0 $26k 25k 1.04
Georgia Pacific Corporate Bonds And Notes 0.0 $26k 25k 1.04
Wisconsin St Transprtn Revenue Ser A Muni Bds-fixed Non Taxable 0.0 $26k 25k 1.04
Regl Transprtn Dist Co Sales Tax Muni Bds-fixed Non Taxable 0.0 $20k 20k 1.00
Desarrolladora Homex Sa Other Foreign Corporate Bonds 0.0 $11k 63k 0.17
Turkish Lira Spot Forward Contract 0.0 $6.0k 13k 0.47
Fractional Cusip For 33832d106 Common Stock 0.0 $0 100k 0.00