Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2014

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 93 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First American Government Obligation money market fund 5.9 $8.4M 8.4M 1.00
Matthews Asian Fund E M utual fund (MAPIX) 5.0 $7.0M 459k 15.26
Wal-Mart Stores (WMT) 4.6 $6.5M 77k 85.54
MetLife (MET) 4.3 $6.0M 112k 54.09
Prudential Financial (PRU) 3.4 $4.9M 54k 90.45
FedEx Corporation (FDX) 3.4 $4.7M 27k 173.67
Microsoft Corporation (MSFT) 3.2 $4.6M 99k 46.45
Directv 3.0 $4.2M 49k 86.71
International Business Machines (IBM) 2.9 $4.1M 26k 160.44
Vanguard Total Stock Market ETF (VTI) 2.8 $4.0M 38k 106.01
Corning Incorporated (GLW) 2.8 $4.0M 173k 22.93
Singapore Telecom Ltd New 2006 (SGAPY) 2.6 $3.7M 125k 29.46
Key (KEY) 2.4 $3.4M 246k 13.90
Hawaiian Holdings 2.2 $3.2M 122k 26.05
General Motors Company (GM) 2.2 $3.2M 91k 34.91
Pfizer (PFE) 2.2 $3.2M 102k 31.15
Broadcom Corporation 2.1 $3.0M 69k 43.33
Tyson Foods (TSN) 2.0 $2.9M 72k 40.09
Seadrill 2.0 $2.9M 239k 11.94
FMC Corporation (FMC) 2.0 $2.8M 50k 57.04
Goldman Sachs (GS) 2.0 $2.8M 14k 193.85
Regions Financial Corporation (RF) 1.9 $2.7M 260k 10.56
Hollyfrontier Corp 1.8 $2.6M 69k 37.47
Qualcomm (QCOM) 1.7 $2.4M 33k 74.33
Thai Fund 1.7 $2.4M 205k 11.79
Huntington Bancshares Incorporated (HBAN) 1.6 $2.3M 222k 10.52
Hewlett-Packard Company 1.6 $2.3M 57k 40.13
Toyota Motor Corporation (TM) 1.6 $2.2M 18k 125.50
Phillips 66 (PSX) 1.6 $2.2M 31k 71.69
Ford Motor Company (F) 1.6 $2.2M 142k 15.50
iShares MSCI Poland Investable ETF (EPOL) 1.5 $2.2M 91k 24.07
KBR (KBR) 1.4 $2.0M 117k 16.95
State Street Cap Tr Iv corporate bonds and notes 1.1 $1.6M 1.9M 0.83
Morgan Stanley corporate bonds and notes 1.1 $1.5M 1.4M 1.06
First Resources 1.0 $1.4M 1.0M 1.41
Morgan Stanley corporate bonds and notes 0.9 $1.2M 1.2M 1.03
Us Bank Capital Ix corporate bonds and notes 0.8 $1.2M 1.5M 0.80
Market Vectors Vietnam ETF. 0.8 $1.1M 58k 19.21
WisdomTree India Earnings Fund (EPI) 0.8 $1.1M 48k 22.06
Royal Bk Of Scotland Nv other foreign corporate bonds 0.7 $995k 995k 1.00
European Investment Bank other foreign corporate bonds 0.7 $949k 2.2M 0.43
First Md Cap I corporate bonds and notes 0.6 $903k 1.1M 0.86
Bank Of America Corp corporate bonds and notes 0.6 $867k 974k 0.89
Mellon Cap Iv Normalpfd Cap fixed income 0.6 $790k 1.0M 0.79
Exxon Mobil Corporation (XOM) 0.6 $784k 8.5k 92.47
General Elec Cap Corp corporate bonds and notes 0.5 $698k 750k 0.93
Merck & Co (MRK) 0.5 $671k 12k 56.82
ImmunoGen 0.5 $669k 110k 6.10
Ntc Capital Ii corporate bonds and notes 0.5 $652k 758k 0.86
Market Vectors India S/c etfs 0.4 $621k 14k 44.66
Applied Materials (AMAT) 0.4 $607k 24k 24.93
General Electric Company 0.4 $601k 24k 25.25
Ford Otomotiv Sanayi A S A D R foreign (FOVSY) 0.4 $527k 7.6k 69.34
NiSource (NI) 0.4 $509k 12k 42.42
Comcast Corporation (CMCSA) 0.3 $477k 8.2k 58.02
Citigroup Inc corporate bonds and notes 0.3 $480k 600k 0.80
RPM International (RPM) 0.3 $441k 8.7k 50.69
Honeywell International (HON) 0.3 $445k 4.5k 99.82
Chevron Corporation (CVX) 0.3 $408k 3.6k 112.09
Kimberly-Clark Corporation (KMB) 0.2 $355k 3.1k 115.64
Oracle Corporation (ORCL) 0.2 $353k 7.9k 44.96
Procter & Gamble Company (PG) 0.2 $315k 3.5k 91.17
Pepsi (PEP) 0.2 $303k 3.2k 94.69
Philip Morris International (PM) 0.2 $295k 3.6k 81.49
Eli Lilly & Co. (LLY) 0.2 $276k 4.0k 69.00
Mexico Equity and Income Fund (MXE) 0.2 $283k 22k 12.62
Genuine Parts Company (GPC) 0.2 $264k 2.5k 106.45
Anadarko Petroleum Corporation 0.2 $249k 3.0k 82.56
Manuf & Traders Trust Co bond paying periodic income 0.2 $236k 227k 1.04
Suntrust Capital Iii bond paying periodic income 0.1 $205k 250k 0.82
Homex Development 0.1 $113k 290k 0.39
Bank Of America 0.1 $98k 100k 0.98
Belchertown Ma muni bds-fixed non taxable 0.1 $101k 100k 1.01
Ge Elec Cap Corp corporate bonds and notes 0.0 $51k 50k 1.02
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Celgene Corp bond paying periodic income 0.0 $50k 50k 1.00
Everett Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $52k 50k 1.04
Milton Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Procter & Gamble 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $57k 50k 1.14
Univ Of Massachusetts Ma Bldg Auth muni bds-fixed non taxable 0.0 $53k 50k 1.06
Westwood Ma Ref muni bds-fixed non taxable 0.0 $56k 50k 1.12
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Univ Of Michigan Mi Gen Ser A muni bds-fixed non taxable 0.0 $42k 40k 1.05
Derry Nh Cooperative Sch Dist 0.0 $25k 25k 1.00
Georgia Pacific Llc L P corporate bonds and notes 0.0 $26k 25k 1.04
North Fork Oh Local Sch Dist Sch muni bds-fixed non taxable 0.0 $26k 25k 1.04
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $28k 25k 1.12
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $28k 25k 1.12
Wisconsin St Transprtn Revenue Ser A muni bds-fixed non taxable 0.0 $26k 25k 1.04
Copy Of - Bioshelters Inc Series B corporate bonds and notes 0.0 $0 62k 0.00
Desarrolladora Homex Sa other foreign corporate bonds 0.0 $3.8k 63k 0.06