Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2015

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 75 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 8.3 $10M 105k 98.72
Matthews Asian Fund E M utual fund (MAPIX) 5.3 $6.7M 450k 14.91
MetLife (MET) 4.6 $5.8M 124k 47.15
Prudential Financial (PRU) 4.3 $5.5M 72k 76.22
Wal-Mart Stores (WMT) 3.9 $4.9M 76k 64.84
iShares MSCI Poland Investable ETF (EPOL) 3.5 $4.4M 213k 20.84
First Amer Govt Oblig Fund Cl Y short term fds-taxable 3.3 $4.2M 4.2M 1.00
Corning Incorporated (GLW) 3.3 $4.1M 240k 17.12
FedEx Corporation (FDX) 3.2 $4.0M 28k 143.99
Microsoft Corporation (MSFT) 3.1 $3.9M 87k 44.26
Tyson Foods (TSN) 3.0 $3.8M 89k 43.10
International Business Machines (IBM) 3.0 $3.8M 26k 144.97
Goldman Sachs (GS) 2.6 $3.3M 19k 173.77
Vanguard Emerging Markets ETF (VWO) 2.6 $3.3M 100k 33.09
Singapore Telecom Ltd New 2006 (SGAPY) 2.5 $3.2M 127k 25.23
Key (KEY) 2.5 $3.1M 241k 13.01
At&t (T) 2.4 $3.1M 94k 32.57
General Motors Company (GM) 2.1 $2.7M 89k 30.02
Regions Financial Corporation (RF) 2.1 $2.6M 294k 9.01
Market Vectors India S/c etfs 2.0 $2.6M 60k 42.30
Phillips 66 (PSX) 1.9 $2.4M 31k 76.83
Huntington Bancshares Incorporated (HBAN) 1.9 $2.4M 225k 10.60
Kraton Performance Polymers 1.7 $2.2M 121k 17.90
Toyota Motor Corporation (TM) 1.6 $2.0M 17k 117.28
Ford Motor Company (F) 1.5 $1.9M 141k 13.57
FMC Corporation (FMC) 1.3 $1.6M 48k 33.92
ImmunoGen 1.3 $1.6M 167k 9.60
Mitsubishi Hvy Ind foreign 1.2 $1.6M 350k 4.45
Bombardier 1.2 $1.6M 1.3M 1.23
State Street Cap Tr Iv corporate bonds and notes 1.2 $1.5M 1.9M 0.80
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.2 $1.5M 2.0M 0.73
Morgan Stanley corporate bonds and notes 1.1 $1.4M 1.4M 1.03
Hawaiian Holdings 1.1 $1.3M 55k 24.68
Morgan Stanley corporate bonds and notes 1.0 $1.2M 1.2M 1.02
Us Bank Capital Ix corporate bonds and notes 0.9 $1.2M 1.5M 0.81
First Resources 0.9 $1.1M 991k 1.15
WisdomTree India Earnings Fund (EPI) 0.8 $975k 49k 19.91
Cynosure 0.7 $928k 31k 30.05
First Md Cap I corporate bonds and notes 0.7 $924k 1.1M 0.88
Market Vectors Vietnam ETF. 0.7 $879k 57k 15.47
Thai Fund 0.7 $876k 124k 7.08
Bank Of America Corp corporate bonds and notes 0.7 $850k 1.0M 0.85
Mellon Cap Iv Normalpfd Cap fixed income 0.6 $748k 947k 0.79
Broadcom Corporation 0.5 $667k 13k 51.43
Ntc Capital Ii corporate bonds and notes 0.5 $660k 758k 0.87
Exxon Mobil Corporation (XOM) 0.5 $580k 7.8k 74.36
Merck & Co (MRK) 0.5 $568k 12k 49.35
General Electric Company 0.4 $489k 19k 25.21
Honeywell International (HON) 0.4 $493k 5.2k 94.66
Citigroup Inc corporate bonds and notes 0.4 $456k 600k 0.76
Comcast Corporation (CMCSA) 0.3 $411k 7.2k 56.92
Applied Materials (AMAT) 0.3 $331k 23k 14.71
Eli Lilly & Co. (LLY) 0.2 $310k 3.7k 83.78
Pepsi (PEP) 0.2 $302k 3.2k 94.38
Citigroup Inc corporate bonds and notes 0.2 $306k 300k 1.02
Chevron Corporation (CVX) 0.2 $287k 3.6k 78.85
NiSource (NI) 0.2 $223k 12k 18.58
Mexico Equity and Income Fund (MXE) 0.2 $227k 21k 10.99
Columbia Pipeline 0.2 $219k 12k 18.25
Manuf & Traders Trust Co bond paying periodic income 0.2 $201k 201k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $186k 219k 0.85
Bank of America Corporation (BAC) 0.1 $171k 11k 15.55
Bank Of America 0.1 $101k 100k 1.01
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $52k 50k 1.04
Milton Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Southborough Ma Ref muni bds-fixed non taxable 0.0 $56k 50k 1.12
Univ Of Massachusetts Ma Bldg Auth muni bds-fixed non taxable 0.0 $51k 50k 1.02
Westwood Ma Ref muni bds-fixed non taxable 0.0 $55k 50k 1.10
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Univ Of Michigan Mi Gen Ser A muni bds-fixed non taxable 0.0 $41k 40k 1.02
North Fork Oh Local Sch Dist Sch muni bds-fixed non taxable 0.0 $25k 25k 1.00
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $28k 25k 1.12
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $28k 25k 1.12
Homex Development 0.0 $16k 92k 0.17