Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2015

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 84 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 7.8 $11M 102k 104.30
First Amer Govt Oblig Fund Cl Y short term fds-taxable 7.2 $9.8M 9.8M 1.00
Matthews Asian Fund E M utual fund (MAPIX) 5.2 $7.1M 464k 15.36
MetLife (MET) 4.5 $6.1M 127k 48.21
Prudential Financial (PRU) 4.4 $6.0M 74k 81.41
Tyson Foods (TSN) 3.5 $4.7M 89k 53.33
Wal-Mart Stores (WMT) 3.4 $4.6M 76k 61.30
Corning Incorporated (GLW) 3.1 $4.2M 230k 18.28
FedEx Corporation (FDX) 3.1 $4.2M 28k 148.98
Matthews India Fund 2.8 $3.9M 146k 26.43
Microsoft Corporation (MSFT) 2.8 $3.8M 68k 55.48
FMC Corporation (FMC) 2.7 $3.6M 93k 39.13
International Business Machines (IBM) 2.7 $3.6M 26k 137.63
iShares MSCI Poland Investable ETF (EPOL) 2.6 $3.6M 199k 18.07
At&t (T) 2.6 $3.5M 102k 34.41
Goldman Sachs (GS) 2.6 $3.5M 19k 180.25
Matthews Asia Science & Tech I fnd 2.4 $3.3M 268k 12.32
Singapore Telecom Ltd New 2006 (SGAPY) 2.4 $3.3M 127k 25.75
Vanguard Emerging Markets ETF (VWO) 2.3 $3.1M 95k 32.71
Regions Financial Corporation (RF) 2.1 $2.9M 299k 9.60
Huntington Bancshares Incorporated (HBAN) 1.8 $2.5M 225k 11.06
Key (KEY) 1.8 $2.4M 180k 13.19
ImmunoGen 1.7 $2.3M 169k 13.57
Kraton Performance Polymers 1.7 $2.3M 138k 16.61
Toyota Motor Corporation (TM) 1.6 $2.1M 17k 123.05
Ford Motor Company (F) 1.5 $2.0M 141k 14.09
State Street Cap Tr Iv corporate bonds and notes 1.1 $1.5M 1.9M 0.82
Mitsubishi Hvy Ind foreign 1.1 $1.5M 347k 4.43
General Motors Company (GM) 1.1 $1.5M 44k 34.02
Morgan Stanley corporate bonds and notes 1.1 $1.4M 1.4M 1.03
Cynosure 1.0 $1.3M 30k 44.66
First Resources 1.0 $1.3M 981k 1.35
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.3M 2.0M 0.63
Morgan Stanley corporate bonds and notes 0.9 $1.2M 1.2M 1.02
Bombardier 0.9 $1.2M 1.2M 0.96
Us Bank Capital Ix corporate bonds and notes 0.8 $1.1M 1.5M 0.77
First Md Cap I corporate bonds and notes 0.7 $882k 1.1M 0.84
Bank Of America Corp corporate bonds and notes 0.6 $850k 1.0M 0.85
Broadcom Corporation 0.5 $735k 13k 57.78
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $729k 947k 0.77
General Electric Company 0.5 $723k 23k 31.16
Exxon Mobil Corporation (XOM) 0.5 $690k 8.9k 77.91
Merck & Co (MRK) 0.5 $669k 13k 52.84
Ntc Capital Ii corporate bonds and notes 0.5 $652k 758k 0.86
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.5 $627k 765k 0.82
Honeywell International (HON) 0.4 $560k 5.4k 103.55
Eli Lilly & Co. (LLY) 0.4 $502k 6.0k 84.30
Citigroup Inc corporate bonds and notes 0.3 $456k 600k 0.76
Comcast Corporation (CMCSA) 0.3 $425k 7.5k 56.46
Applied Materials (AMAT) 0.3 $420k 23k 18.67
Chevron Corporation (CVX) 0.3 $399k 4.4k 89.86
Philip Morris International (PM) 0.3 $378k 4.3k 87.91
Pepsi (PEP) 0.2 $325k 3.3k 100.00
Citigroup Inc corporate bonds and notes 0.2 $300k 300k 1.00
Kimberly-Clark Corporation (KMB) 0.2 $255k 2.0k 127.50
Columbia Pipeline 0.2 $240k 12k 20.00
NiSource (NI) 0.2 $234k 12k 19.50
Bank of America Corporation (BAC) 0.2 $220k 13k 16.86
Johnson & Johnson (JNJ) 0.2 $219k 2.1k 102.82
Boeing Company (BA) 0.2 $217k 1.5k 144.67
Mexico Equity and Income Fund (MXE) 0.1 $209k 19k 10.78
Manuf & Traders Trust Co bond paying periodic income 0.1 $201k 201k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $175k 219k 0.80
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $105k 100k 1.05
Bank Of America 0.1 $99k 100k 0.99
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $90k 90k 1.00
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Altria Group, Inc. corporate bonds 0.0 $60k 50k 1.20
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $52k 50k 1.04
Milton Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $56k 50k 1.12
Univ Of Massachusetts Ma Bldg Auth muni bds-fixed non taxable 0.0 $51k 50k 1.02
Westwood Ma Ref muni bds-fixed non taxable 0.0 $55k 50k 1.10
Constellation Brands 7.250% 9/01/16 corporate bonds and notes 0.0 $52k 50k 1.04
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $49k 50k 0.98
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
Univ Of Michigan Mi Gen Ser A muni bds-fixed non taxable 0.0 $40k 40k 1.00
United States Stl Corp high yield 0.0 $35k 50k 0.70
Tyson Foods Inc 6.600% 4/01/16 corporate bonds and notes 0.0 $35k 35k 1.00
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $27k 25k 1.08
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $27k 25k 1.08
Ford Motor Mtn 4.200% 9/20/25 corporate bonds and notes 0.0 $25k 25k 1.00
Sprint Nextel Corp 6.000% 12/01/16 corporate bonds and notes 0.0 $30k 30k 1.00
Mohawk Inds Inc Srnt fixed income 0.0 $20k 20k 1.00