Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2016

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 81 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y short term fds-taxable 10.4 $15M 15M 1.00
Matthews Asia Div Fund mutual funds (MIPIX) 6.9 $10M 591k 16.97
Vanguard Total Stock Market ETF (VTI) 6.6 $9.6M 86k 111.33
Prudential Financial (PRU) 4.1 $5.9M 73k 81.65
MetLife (MET) 3.8 $5.6M 126k 44.43
Wal-Mart Stores (WMT) 3.5 $5.1M 70k 72.12
FedEx Corporation (FDX) 3.3 $4.9M 28k 174.68
Corning Incorporated (GLW) 3.3 $4.8M 202k 23.65
FMC Corporation (FMC) 3.0 $4.3M 89k 48.35
Matthews India Fund Institutional mutual funds - equity 2.8 $4.1M 144k 28.21
International Business Machines (IBM) 2.8 $4.0M 25k 158.86
Kraton Performance Polymers 2.8 $4.0M 115k 35.04
Alphabet Inc Class C cs (GOOG) 2.5 $3.6M 4.7k 777.18
iShares MSCI Poland Investable ETF (EPOL) 2.4 $3.5M 194k 18.22
Vanguard Emerging Markets ETF (VWO) 2.4 $3.5M 93k 37.63
Shire 2.3 $3.4M 18k 193.89
Matthews Asia Science And Technology mutual funds - equity 2.2 $3.2M 257k 12.53
Goldman Sachs (GS) 2.1 $3.1M 19k 161.29
Boeing Company (BA) 2.0 $3.0M 23k 131.75
Tyson Foods (TSN) 2.0 $3.0M 40k 74.67
At&t (T) 2.0 $2.9M 73k 40.62
Regions Financial Corporation (RF) 2.0 $2.9M 297k 9.87
Singapore Telecom Ltd New 2006 (SGAPY) 2.0 $2.9M 99k 29.43
Huntington Bancshares Incorporated (HBAN) 1.6 $2.3M 229k 9.86
Key (KEY) 1.5 $2.2M 179k 12.17
Bombardier 1.1 $1.7M 1.2M 1.38
Ford Motor Company (F) 1.1 $1.6M 136k 12.07
State Street Cap Tr Iv corporate bonds and notes 1.1 $1.6M 1.9M 0.86
Mitsubishi Hvy Ind foreign 1.0 $1.4M 347k 4.14
Morgan Stanley corporate bonds and notes 0.9 $1.4M 1.4M 1.01
General Motors Company (GM) 0.9 $1.3M 42k 31.77
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.3M 2.0M 0.68
First Resources 0.9 $1.3M 958k 1.34
Us Bank Capital Ix corporate bonds and notes 0.9 $1.3M 1.5M 0.86
Morgan Stanley corporate bonds and notes 0.8 $1.2M 1.2M 1.01
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.7 $970k 1.0M 0.97
ImmunoGen 0.7 $942k 352k 2.68
First Md Cap I corporate bonds and notes 0.6 $897k 1.0M 0.87
Cynosure 0.6 $861k 17k 50.96
Bank Of America Corp corporate bonds and notes 0.6 $843k 980k 0.86
Mellon Cap Iv Normalpfd Cap fixed income 0.6 $812k 944k 0.86
Exxon Mobil Corporation (XOM) 0.5 $773k 8.9k 87.29
Applied Materials (AMAT) 0.5 $671k 22k 30.16
Ntc Capital Ii corporate bonds and notes 0.5 $660k 758k 0.87
Honeywell International (HON) 0.4 $631k 5.4k 116.68
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $623k 742k 0.84
General Electric Company 0.3 $495k 17k 29.64
Comcast Corporation (CMCSA) 0.3 $479k 7.2k 66.33
Eli Lilly & Co. (LLY) 0.3 $478k 6.0k 80.27
Citigroup Inc corporate bonds and notes 0.3 $438k 600k 0.73
Philip Morris International (PM) 0.3 $418k 4.3k 97.21
Merck & Co (MRK) 0.2 $367k 5.9k 62.41
Pepsi (PEP) 0.2 $321k 3.0k 108.81
Microsoft Corporation (MSFT) 0.2 $288k 5.0k 57.60
NiSource (NI) 0.2 $289k 12k 24.08
Citigroup Inc corporate bonds and notes 0.2 $297k 300k 0.99
Kimberly-Clark Corporation (KMB) 0.2 $252k 2.0k 126.00
Bank of America Corporation (BAC) 0.2 $237k 15k 15.67
Mexico Equity and Income Fund (MXE) 0.1 $190k 18k 10.37
Manuf & Traders Trust Co bond paying periodic income 0.1 $196k 198k 0.99
Suntrust Capital Iii bond paying periodic income 0.1 $184k 219k 0.84
Bank Of America 0.1 $98k 100k 0.98
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $108k 100k 1.08
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $91k 90k 1.01
Wells Fargo & Company corporate bonds 0.0 $53k 50k 1.06
Altria Group, Inc. corporate bonds 0.0 $59k 50k 1.18
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $53k 50k 1.06
Milton Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $55k 50k 1.10
Westwood Ma Ref muni bds-fixed non taxable 0.0 $54k 50k 1.08
United States Stl Corp high yield 0.0 $52k 50k 1.04
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $52k 50k 1.04
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $27k 25k 1.08
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $27k 25k 1.08
Sprint Nextel Corp 6.000% 12/01/16 corporate bonds and notes 0.0 $30k 30k 1.00
Gabriel Resources 0.0 $14k 30k 0.47
U S Treas Bds 8.125% 8/15/19 us treasury bonds & notes 0.0 $12k 10k 1.20
Eme Reorganization Trust Tru Unit 0.0 $0 83k 0.00
Desarrolladora Homex Sa other foreign corporate bonds 0.0 $0 63k 0.00
Amicus Wind Down 0.00001% 6/15/12 corporate bonds and notes 0.0 $0 50k 0.00