Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2017

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 86 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 7.1 $14M 101k 137.25
First Amer Govt Oblig Fund Cl Y short term fds-taxable 7.0 $14M 14M 1.00
Matthews Asia Div Fund mutual funds (MIPIX) 6.6 $13M 656k 19.73
Prudential Financial (PRU) 4.2 $8.1M 71k 114.98
FedEx Corporation (FDX) 3.8 $7.3M 29k 249.54
MetLife (MET) 3.7 $7.2M 143k 50.56
Wal-Mart Stores (WMT) 3.6 $7.1M 72k 98.75
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.5 $6.8M 67k 101.56
Kraton Performance Polymers 3.2 $6.1M 128k 48.17
Alphabet Inc Class C cs (GOOG) 3.1 $6.1M 5.8k 1046.40
iShares MSCI Poland Investable ETF (EPOL) 2.7 $5.3M 197k 27.09
Matthews India Fund Institutional mutual funds - equity 2.7 $5.2M 151k 34.51
Boeing Company (BA) 2.6 $5.1M 17k 294.91
Goldman Sachs (GS) 2.6 $5.0M 20k 254.74
Corning Incorporated (GLW) 2.2 $4.4M 136k 31.99
Vanguard Emerging Markets ETF (VWO) 2.2 $4.3M 94k 45.91
Time Warner 2.2 $4.3M 47k 91.46
Shire 2.1 $4.1M 27k 155.13
Matthews Asia Science And Technology mutual funds - equity 2.1 $4.0M 283k 14.26
Regions Financial Corporation (RF) 2.0 $4.0M 230k 17.28
International Business Machines (IBM) 2.0 $4.0M 26k 153.42
Zoetis Inc Cl A (ZTS) 1.9 $3.8M 52k 72.04
Brighthouse Finl (BHF) 1.9 $3.6M 62k 58.64
Tyson Foods (TSN) 1.8 $3.5M 43k 81.06
Huntington Bancshares Incorporated (HBAN) 1.8 $3.4M 234k 14.56
Bank Of America Corp 8% $0.08 preferred 1.7 $3.4M 3.4M 1.00
At&t (T) 1.6 $3.1M 79k 38.88
BorgWarner (BWA) 1.6 $3.0M 59k 51.09
Singapore Telecom Ltd New 2006 (SGAPY) 1.5 $2.9M 107k 26.65
Vanguard Total World Stock Idx (VT) 1.4 $2.7M 37k 74.27
Key (KEY) 1.4 $2.7M 134k 20.17
Bank Of New York Mellon 1.1 $2.1M 2.0M 1.04
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.7M 2.0M 0.88
Us Bank Capital Ix corporate bonds and notes 0.7 $1.3M 1.5M 0.91
Morgan Stanley corporate bonds and notes 0.6 $1.2M 1.2M 1.01
First Md Cap I corporate bonds and notes 0.5 $969k 1.0M 0.95
Bank Of America Corp corporate bonds and notes 0.5 $910k 968k 0.94
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $887k 944k 0.94
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $901k 969k 0.93
Applied Materials (AMAT) 0.5 $882k 17k 51.13
Honeywell International (HON) 0.4 $829k 5.4k 153.29
Exxon Mobil Corporation (XOM) 0.4 $741k 8.9k 83.67
Apple (AAPL) 0.4 $739k 4.4k 169.30
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
Anthem (ELV) 0.4 $720k 3.2k 225.00
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.3 $668k 718k 0.93
Comcast Corporation (CMCSA) 0.3 $578k 14k 40.02
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.3 $520k 5.0k 103.59
Eli Lilly & Co. (LLY) 0.3 $503k 6.0k 84.47
Citigroup Inc corporate bonds and notes 0.3 $510k 600k 0.85
Philip Morris International (PM) 0.2 $458k 4.3k 105.68
SPDR KBW Regional Banking (KRE) 0.2 $407k 6.9k 58.82
Microsoft Corporation (MSFT) 0.2 $364k 4.3k 85.65
Merck & Co (MRK) 0.2 $344k 6.1k 56.21
Pepsi (PEP) 0.2 $354k 3.0k 120.00
Visa (V) 0.2 $336k 2.9k 114.09
Industries N shs - a - (LYB) 0.2 $326k 3.0k 110.32
Voya Financial (VOYA) 0.2 $322k 6.5k 49.54
NiSource (NI) 0.2 $308k 12k 25.67
General Electric Company 0.1 $291k 17k 17.43
Citigroup Inc corporate bonds and notes 0.1 $300k 300k 1.00
Facebook Inc cl a (META) 0.1 $269k 1.5k 176.16
Johnson & Johnson (JNJ) 0.1 $208k 1.5k 139.60
Spdr S&p 500 Etf (SPY) 0.1 $200k 750.00 266.67
Altria (MO) 0.1 $200k 2.8k 71.43
Manuf & Traders Trust Co bond paying periodic income 0.1 $198k 198k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $199k 219k 0.91
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $200k 200k 1.00
Mexico Equity and Income Fund (MXE) 0.1 $185k 18k 10.25
Bank Of America 0.1 $104k 100k 1.04
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $89k 90k 0.99
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $103k 100k 1.03
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Altria Group, Inc. corporate bonds 0.0 $53k 50k 1.06
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $51k 50k 1.02
Milton Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $53k 50k 1.06
Westwood Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $51k 50k 1.02
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
Gabriel Resources 0.0 $9.9k 30k 0.33
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $25k 25k 1.00
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $25k 25k 1.00
State Str Corp 6/15/37 corporate bonds and notes 0.0 $27k 30k 0.90
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00
Five Star Quality Care 0.0 $0 100k 0.00