Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2018

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 79 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 14.5 $25M 176k 140.43
Matthews Asia Div Fund mutual funds (MIPIX) 7.2 $12M 654k 18.85
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 4.2 $7.2M 71k 101.56
FedEx Corporation (FDX) 3.9 $6.6M 29k 227.06
Prudential Financial (PRU) 3.8 $6.5M 69k 93.50
Alphabet Inc Class C cs (GOOG) 3.7 $6.3M 5.6k 1115.64
MetLife (MET) 3.6 $6.2M 143k 43.60
Wal-Mart Stores (WMT) 3.5 $6.1M 71k 85.65
Shire 3.2 $5.4M 32k 168.80
Matthews India Fund Institutional mutual funds - equity 3.0 $5.1M 155k 32.84
At&t (T) 2.8 $4.7M 148k 32.11
Zoetis Inc Cl A (ZTS) 2.6 $4.5M 53k 85.18
Walt Disney Company (DIS) 2.6 $4.5M 43k 104.81
Goldman Sachs (GS) 2.5 $4.3M 20k 220.60
iShares MSCI Poland Investable ETF (EPOL) 2.5 $4.2M 194k 21.78
Vanguard Emerging Markets ETF (VWO) 2.3 $3.9M 93k 42.20
Kraton Performance Polymers 2.2 $3.8M 82k 46.14
International Business Machines (IBM) 2.2 $3.7M 27k 139.71
Facebook Inc cl a (META) 2.2 $3.7M 19k 194.31
Corning Incorporated (GLW) 2.2 $3.7M 134k 27.51
Tyson Foods (TSN) 1.7 $3.0M 43k 68.85
Vanguard Total World Stock Idx (VT) 1.7 $2.9M 40k 73.36
Huntington Bancshares Incorporated (HBAN) 1.7 $2.9M 197k 14.76
Henry Schein (HSIC) 1.7 $2.9M 40k 72.65
Singapore Telecom Ltd New 2006 (SGAPY) 1.5 $2.6M 114k 22.50
Key (KEY) 1.5 $2.5M 130k 19.54
Brighthouse Finl (BHF) 1.4 $2.4M 61k 40.06
Bank Of New York Mellon 1.2 $2.0M 2.0M 1.02
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.0 $1.6M 1.9M 0.85
BorgWarner (BWA) 0.8 $1.4M 32k 43.16
Us Bank Capital Ix corporate bonds and notes 0.8 $1.3M 1.4M 0.91
Morgan Stanley corporate bonds and notes 0.7 $1.2M 1.1M 1.01
Bank Of America Corp 8% $0.08 preferred 0.6 $1.1M 1.1M 1.00
First Md Cap I corporate bonds and notes 0.6 $954k 1.0M 0.95
Bank Of America Corp corporate bonds and notes 0.5 $920k 968k 0.95
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $867k 942k 0.92
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $850k 944k 0.90
Applied Materials (AMAT) 0.5 $776k 17k 46.18
Honeywell International (HON) 0.4 $755k 5.2k 144.00
Exxon Mobil Corporation (XOM) 0.4 $728k 8.8k 82.78
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
American Express 0.4 $706k 706k 1.00
Apple (AAPL) 0.4 $610k 3.3k 184.96
Eli Lilly & Co. (LLY) 0.3 $508k 6.0k 85.31
Citigroup Inc corporate bonds and notes 0.3 $485k 570k 0.85
Comcast Corporation (CMCSA) 0.3 $462k 14k 32.84
Microsoft Corporation (MSFT) 0.2 $419k 4.3k 98.59
Visa (V) 0.2 $390k 2.9k 132.43
SPDR KBW Regional Banking (KRE) 0.2 $398k 6.5k 61.04
Wachovia Cap Triii 0.2 $401k 405k 0.99
Merck & Co (MRK) 0.2 $371k 6.1k 60.62
Philip Morris International (PM) 0.2 $350k 4.3k 80.76
Pepsi (PEP) 0.2 $321k 3.0k 108.81
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $330k 3.4k 97.75
Industries N shs - a - (LYB) 0.2 $325k 3.0k 109.98
NiSource (NI) 0.2 $315k 12k 26.25
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
Voya Financial (VOYA) 0.1 $260k 5.5k 47.06
General Electric Company 0.1 $227k 17k 13.59
Anadarko Petroleum Corporation 0.1 $221k 3.0k 73.28
Spdr S&p 500 Etf (SPY) 0.1 $203k 750.00 270.67
Suntrust Capital Iii bond paying periodic income 0.1 $204k 219k 0.93
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $204k 200k 1.02
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
Mexico Equity and Income Fund (MXE) 0.1 $143k 14k 10.37
Bank Of America 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $89k 90k 0.99
Wells Fargo & Company corporate bonds 0.0 $50k 50k 1.00
Altria Group, Inc. corporate bonds 0.0 $51k 50k 1.02
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $51k 50k 1.02
Milton Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Westwood Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $50k 50k 1.00
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
State Str Corp 6/15/37 corporate bonds and notes 0.0 $27k 30k 0.90
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $25k 25k 1.00
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00
Gabriel Resources 0.0 $8.1k 30k 0.27