Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2018

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 82 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 13.5 $26M 173k 149.65
Matthews Asia Div Fund mutual funds (MIPIX) 6.4 $12M 654k 18.81
First Amer Govt Oblig Fund Cl Y short term fds-taxable 4.4 $8.5M 8.5M 1.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.9 $7.5M 74k 101.61
Prudential Financial (PRU) 3.7 $7.0M 69k 101.32
FedEx Corporation (FDX) 3.6 $7.0M 29k 240.79
MetLife (MET) 3.5 $6.8M 145k 46.72
Alphabet Inc Class C cs (GOOG) 3.5 $6.7M 5.6k 1193.43
Wal-Mart Stores (WMT) 3.4 $6.5M 69k 93.91
Shire 3.0 $5.8M 32k 181.28
Walt Disney Company (DIS) 2.6 $5.0M 43k 116.95
At&t (T) 2.6 $5.0M 147k 33.58
Facebook Inc cl a (META) 2.5 $4.9M 30k 164.45
Zoetis Inc Cl A (ZTS) 2.5 $4.8M 53k 91.56
Corning Incorporated (GLW) 2.5 $4.7M 134k 35.30
Matthews India Fund Institutional mutual funds - equity 2.4 $4.6M 155k 29.94
iShares MSCI Poland Investable ETF (EPOL) 2.4 $4.6M 194k 23.86
Goldman Sachs (GS) 2.3 $4.4M 19k 224.26
International Business Machines (IBM) 2.1 $4.0M 27k 151.19
Kraton Performance Polymers 2.0 $3.9M 82k 47.15
Vanguard Emerging Markets ETF (VWO) 2.0 $3.8M 93k 41.00
Henry Schein (HSIC) 1.8 $3.4M 40k 85.03
Lockheed Martin Corporation (LMT) 1.7 $3.3M 9.5k 345.99
Vanguard Total World Stock Idx (VT) 1.6 $3.0M 40k 75.84
Huntington Bancshares Incorporated (HBAN) 1.5 $2.9M 197k 14.92
Singapore Telecom Ltd New 2006 (SGAPY) 1.4 $2.7M 114k 23.56
Brighthouse Finl (BHF) 1.4 $2.7M 61k 44.23
Key (KEY) 1.4 $2.6M 130k 19.89
Tyson Foods (TSN) 1.3 $2.6M 43k 59.52
Bank Of New York Mellon 1.1 $2.0M 2.0M 1.02
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.7M 1.9M 0.89
BorgWarner (BWA) 0.7 $1.3M 31k 42.77
Us Bank Capital Ix corporate bonds and notes 0.7 $1.3M 1.4M 0.89
First Md Cap I corporate bonds and notes 0.5 $944k 1.0M 0.94
Bank Of America Corp corporate bonds and notes 0.5 $920k 968k 0.95
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $867k 942k 0.92
Honeywell International (HON) 0.4 $846k 5.1k 166.34
Wachovia Cap Triii 0.4 $847k 855k 0.99
Mellon Cap Iv Normalpfd Cap fixed income 0.4 $812k 944k 0.86
Exxon Mobil Corporation (XOM) 0.4 $748k 8.8k 85.06
Apple (AAPL) 0.4 $744k 3.3k 225.59
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
Morgan Stanley corporate bonds and notes 0.4 $709k 702k 1.01
American Express 0.4 $706k 706k 1.00
Eli Lilly & Co. (LLY) 0.3 $639k 6.0k 107.30
Applied Materials (AMAT) 0.3 $638k 17k 38.66
Citigroup Inc p 0.3 $618k 600k 1.03
Comcast Corporation (CMCSA) 0.3 $498k 14k 35.40
Microsoft Corporation (MSFT) 0.2 $486k 4.3k 114.35
Citigroup Inc corporate bonds and notes 0.2 $479k 570k 0.84
Merck & Co (MRK) 0.2 $434k 6.1k 70.92
Visa (V) 0.2 $442k 2.9k 150.08
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $397k 3.4k 117.59
SPDR KBW Regional Banking (KRE) 0.2 $387k 6.5k 59.36
Philip Morris International (PM) 0.2 $353k 4.3k 81.45
Pepsi (PEP) 0.2 $330k 3.0k 111.86
NiSource (NI) 0.2 $299k 12k 24.92
Industries N shs - a - (LYB) 0.2 $303k 3.0k 102.54
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
Voya Financial (VOYA) 0.1 $274k 5.5k 49.59
Johnson & Johnson (JNJ) 0.1 $206k 1.5k 138.26
Spdr S&p 500 Etf (SPY) 0.1 $218k 750.00 290.67
Anadarko Petroleum Corporation 0.1 $203k 3.0k 67.31
Vanguard 500 Index - Adm (VFIAX) 0.1 $208k 772.00 269.43
Suntrust Capital Iii bond paying periodic income 0.1 $204k 219k 0.93
General Electric Company 0.1 $189k 17k 11.32
Nextera Energy (NEE) 0.1 $201k 1.2k 167.50
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $200k 200k 1.00
Mexico Equity and Income Fund (MXE) 0.1 $167k 14k 12.25
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
Bank Of America 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $89k 90k 0.99
Wells Fargo & Company corporate bonds 0.0 $50k 50k 1.00
Altria Group, Inc. corporate bonds 0.0 $50k 50k 1.00
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $51k 50k 1.02
Milton Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Westwood Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $50k 50k 1.00
State Str Corp 6/15/37 corporate bonds and notes 0.0 $27k 30k 0.90
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00
Gabriel Resources 0.0 $8.1k 30k 0.27