Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2019

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 79 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 14.6 $26M 182k 144.71
Matthews Asia Div Fund mutual funds (MIPIX) 6.2 $11M 648k 17.15
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 4.2 $7.4M 73k 101.56
First Amer Govt Oblig Fund Cl Y short term fds-taxable 3.8 $6.9M 6.9M 1.00
Wal-Mart Stores (WMT) 3.7 $6.6M 68k 97.52
Alphabet Inc Class C cs (GOOG) 3.6 $6.5M 5.6k 1173.30
Prudential Financial (PRU) 3.5 $6.3M 69k 91.89
MetLife (MET) 3.4 $6.2M 145k 42.57
Invesco Qqq Trust Series 1 (QQQ) 3.2 $5.7M 32k 179.67
Zoetis Inc Cl A (ZTS) 2.9 $5.2M 52k 100.66
FedEx Corporation (FDX) 2.9 $5.2M 29k 181.42
Facebook Inc cl a (META) 2.8 $4.9M 30k 166.71
Walt Disney Company (DIS) 2.6 $4.7M 42k 111.02
At&t (T) 2.5 $4.6M 146k 31.36
iShares MSCI Poland Investable ETF (EPOL) 2.5 $4.4M 192k 22.88
Corning Incorporated (GLW) 2.4 $4.4M 132k 33.10
Matthews India Fund Institutional mutual funds - equity 2.4 $4.3M 153k 28.04
Goldman Sachs (GS) 2.2 $4.0M 21k 192.01
Vanguard Emerging Markets ETF (VWO) 2.1 $3.8M 90k 42.50
Tyson Foods (TSN) 1.7 $3.0M 43k 69.44
Vanguard Total World Stock Idx (VT) 1.6 $2.9M 40k 73.16
Lockheed Martin Corporation (LMT) 1.6 $2.9M 9.5k 300.14
Takeda Pharmaceutical (TAK) 1.5 $2.7M 134k 20.37
Kraton Performance Polymers 1.5 $2.7M 83k 32.17
Singapore Telecom Ltd New 2006 (SGAPY) 1.4 $2.5M 113k 22.41
Huntington Bancshares Incorporated (HBAN) 1.4 $2.5M 196k 12.68
Henry Schein (HSIC) 1.4 $2.4M 41k 60.12
Brighthouse Finl (BHF) 1.2 $2.2M 60k 36.29
Key (KEY) 1.1 $2.0M 128k 15.75
Bank Of New York Mellon 1.1 $2.0M 2.0M 1.01
Covetrus 1.1 $2.0M 62k 31.84
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.5M 1.9M 0.81
BorgWarner (BWA) 0.6 $1.1M 30k 38.40
Us Bank Capital Ix corporate bonds and notes 0.6 $1.1M 1.4M 0.79
First Md Cap I corporate bonds and notes 0.5 $923k 992k 0.93
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $889k 926k 0.96
Bank Of America Corp corporate bonds and notes 0.5 $854k 949k 0.90
Wachovia Cap Triii 0.5 $847k 855k 0.99
Mellon Cap Iv Normalpfd Cap fixed income 0.4 $784k 944k 0.83
Citigroup Inc p 0.4 $798k 790k 1.01
Eli Lilly & Co. (LLY) 0.4 $773k 6.0k 129.81
Honeywell International (HON) 0.4 $769k 4.8k 159.02
Exxon Mobil Corporation (XOM) 0.4 $711k 8.8k 80.85
Ntc Capital Ii corporate bonds and notes 0.4 $697k 758k 0.92
Morgan Stanley corporate bonds and notes 0.4 $695k 695k 1.00
American Express 0.4 $691k 698k 0.99
Applied Materials (AMAT) 0.4 $643k 16k 39.68
Apple (AAPL) 0.3 $626k 3.3k 189.81
Merck & Co (MRK) 0.3 $509k 6.1k 83.17
Visa (V) 0.3 $460k 2.9k 156.20
Citigroup Inc corporate bonds and notes 0.2 $450k 570k 0.79
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $427k 3.4k 126.48
Comcast Corporation (CMCSA) 0.2 $421k 11k 39.98
Philip Morris International (PM) 0.2 $383k 4.3k 88.37
Pepsi (PEP) 0.2 $362k 3.0k 122.71
NiSource (NI) 0.2 $344k 12k 28.67
SPDR KBW Regional Banking (KRE) 0.2 $322k 6.3k 51.36
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
Voya Financial (VOYA) 0.1 $276k 5.5k 49.95
Industries N shs - a - (LYB) 0.1 $248k 3.0k 83.93
Microsoft Corporation (MSFT) 0.1 $230k 2.0k 117.95
Johnson & Johnson (JNJ) 0.1 $208k 1.5k 139.60
Spdr S&p 500 Etf (SPY) 0.1 $212k 750.00 282.67
Vanguard 500 Index - Adm (VFIAX) 0.1 $202k 772.00 261.66
Suntrust Capital Iii bond paying periodic income 0.1 $190k 204k 0.93
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $194k 192k 1.01
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
General Electric Company 0.1 $167k 17k 10.00
Mexico Equity and Income Fund (MXE) 0.1 $145k 14k 10.63
Bank Of America 0.1 $100k 100k 1.00
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $89k 90k 0.99
Wells Fargo & Company corporate bonds 0.0 $51k 50k 1.02
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Westwood Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $51k 50k 1.02
Gabriel Resources 0.0 $9.9k 30k 0.33
State Str Corp 6/15/37 corporate bonds and notes 0.0 $24k 30k 0.80
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00