Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2020

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 72 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y short term fds-taxable 12.1 $18M 18M 1.00
Vanguard Total Stock Market ETF (VTI) 7.3 $11M 85k 128.91
Alphabet Inc Class C cs (GOOG) 4.8 $7.2M 6.2k 1162.82
Invesco Qqq Trust Series 1 (QQQ) 4.0 $5.9M 31k 190.39
Zoetis Inc Cl A (ZTS) 3.9 $5.8M 49k 117.69
FedEx Corporation (FDX) 3.4 $5.1M 42k 121.26
Lockheed Martin Corporation (LMT) 3.1 $4.6M 14k 338.95
Facebook Inc cl a (META) 3.0 $4.5M 27k 166.78
MetLife (MET) 2.9 $4.3M 140k 30.57
Tyson Foods (TSN) 2.9 $4.3M 74k 57.87
At&t (T) 2.7 $4.0M 138k 29.15
Prudential Financial (PRU) 2.3 $3.5M 67k 52.14
Kinder Morgan (KMI) 2.2 $3.2M 233k 13.92
Lattice Strategies Tr em strategies (ROAM) 2.2 $3.2M 195k 16.55
Goldman Sachs (GS) 2.1 $3.1M 20k 154.61
Northrop Grumman Corporation (NOC) 1.9 $2.9M 9.5k 302.52
iShares Russell 2000 Index (IWM) 1.9 $2.8M 25k 114.48
Corning Incorporated (GLW) 1.8 $2.7M 134k 20.54
Livent Corp 1.8 $2.6M 504k 5.25
D.R. Horton (DHI) 1.8 $2.6M 78k 34.00
General Motors Company (GM) 1.7 $2.5M 121k 20.78
Key (KEY) 1.7 $2.5M 239k 10.37
Henry Schein (HSIC) 1.6 $2.5M 49k 50.52
Kraton Performance Polymers 1.6 $2.4M 301k 8.10
Franklin Templeton Etf Tr ftse south korea (FLKR) 1.6 $2.4M 146k 16.54
United Finl Bancorp Inc New fixed income 1.5 $2.2M 2.0M 1.11
Matthews India Fund Institutional mutual funds - equity 1.4 $2.1M 135k 15.91
Covetrus 1.3 $2.0M 246k 8.14
Singapore Telecom Ltd New 2006 (SGAPY) 1.3 $2.0M 112k 17.77
Takeda Pharmaceutical (TAK) 1.3 $1.9M 128k 15.18
Vanguard Total World Stock Idx (VT) 1.3 $1.9M 31k 62.79
Franklin Templeton Etf Tr ftse taiwan (FLTW) 1.2 $1.8M 79k 23.15
Bank Of New York Mellon 1.2 $1.7M 2.0M 0.87
Gms (GMS) 1.1 $1.6M 104k 15.73
Brighthouse Finl (BHF) 1.0 $1.5M 62k 24.16
Walt Disney Company (DIS) 0.9 $1.3M 13k 96.57
MSCI Indonesia Investable Market Ind (EIDO) 0.7 $1.1M 76k 14.73
Us Bank Capital Ix corporate bonds and notes 0.7 $1.0M 1.4M 0.75
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.6 $892k 926k 0.96
Eli Lilly & Co. (LLY) 0.6 $826k 6.0k 138.71
Bank Of America Corp corporate bonds and notes 0.5 $817k 947k 0.86
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $800k 944k 0.85
Wachovia Cap Triii 0.5 $758k 781k 0.97
Applied Materials (AMAT) 0.5 $697k 15k 45.85
Citigroup Inc p 0.5 $695k 790k 0.88
Ntc Capital Ii corporate bonds and notes 0.4 $644k 758k 0.85
American Express 0.4 $590k 698k 0.85
Apple (AAPL) 0.3 $488k 1.9k 254.17
Merck & Co (MRK) 0.3 $466k 6.1k 76.90
Honeywell International (HON) 0.3 $444k 3.3k 133.69
Citigroup Inc corporate bonds and notes 0.3 $391k 570k 0.69
Exxon Mobil Corporation (XOM) 0.2 $334k 8.8k 37.98
Comcast Corporation (CMCSA) 0.2 $319k 9.3k 34.43
Pepsi (PEP) 0.2 $317k 2.6k 120.08
Philip Morris International (PM) 0.2 $316k 4.3k 72.91
Citigroup Inc corporate bonds and notes 0.2 $302k 300k 1.01
NiSource (NI) 0.2 $300k 12k 25.00
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $298k 3.0k 100.47
Vanguard Total Stock Mkt Index (VTSAX) 0.2 $295k 4.7k 62.82
Visa (V) 0.2 $277k 1.7k 160.95
Microsoft Corporation (MSFT) 0.2 $276k 1.8k 157.71
Nextera Energy (NEE) 0.2 $270k 1.1k 240.21
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $197k 192k 1.03
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $167k 204k 0.82
General Electric Company 0.1 $133k 17k 7.96
Bank Of America 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.0 $73k 90k 0.81
Wells Fargo & Company corporate bonds 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $44k 50k 0.88
State Str Corp 6/15/37 corporate bonds and notes 0.0 $22k 30k 0.73