Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2016

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 77 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y short term fds-taxable 12.2 $19M 19M 1.00
Vanguard Total Stock Market ETF (VTI) 6.8 $10M 91k 115.32
Matthews Asia Div Fund mutual funds (MIPIX) 6.2 $9.5M 610k 15.52
Prudential Financial (PRU) 5.0 $7.7M 74k 104.06
MetLife (MET) 4.5 $7.0M 129k 53.89
FedEx Corporation (FDX) 3.4 $5.2M 28k 186.20
Wal-Mart Stores (WMT) 3.2 $5.0M 72k 69.13
Corning Incorporated (GLW) 3.2 $4.9M 202k 24.27
Goldman Sachs (GS) 3.0 $4.7M 20k 239.46
International Business Machines (IBM) 2.8 $4.3M 26k 165.98
Kraton Performance Polymers 2.5 $3.9M 136k 28.48
Matthews India Fund Institutional mutual funds - equity 2.5 $3.8M 148k 25.77
Alphabet Inc Class C cs (GOOG) 2.4 $3.7M 4.8k 771.89
iShares MSCI Poland Investable ETF (EPOL) 2.4 $3.6M 201k 18.12
Vanguard Emerging Markets ETF (VWO) 2.2 $3.4M 95k 35.78
Boeing Company (BA) 2.2 $3.4M 22k 155.70
At&t (T) 2.1 $3.3M 76k 42.53
Time Warner 2.0 $3.2M 33k 96.54
Shire 2.0 $3.1M 18k 170.36
Regions Financial Corporation (RF) 2.0 $3.0M 212k 14.36
Huntington Bancshares Incorporated (HBAN) 2.0 $3.0M 229k 13.22
FMC Corporation (FMC) 1.8 $2.8M 49k 56.56
Singapore Telecom Ltd New 2006 (SGAPY) 1.7 $2.6M 103k 24.94
Tyson Foods (TSN) 1.6 $2.4M 40k 61.67
Key (KEY) 1.5 $2.4M 129k 18.27
BorgWarner (BWA) 1.5 $2.4M 60k 39.44
Matthews Asia Science And Technology mutual funds - equity 1.5 $2.3M 225k 10.14
Ford Motor Company (F) 1.1 $1.7M 136k 12.13
State Str Corp 6/15/37 corporate bonds and notes 1.1 $1.6M 1.9M 0.88
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.0 $1.6M 2.0M 0.80
General Motors Company (GM) 1.0 $1.5M 44k 34.85
Morgan Stanley corporate bonds and notes 0.9 $1.4M 1.4M 1.01
Morgan Stanley corporate bonds and notes 0.8 $1.2M 1.2M 1.01
Us Bank Capital Ix corporate bonds and notes 0.8 $1.2M 1.5M 0.82
First Md Cap I corporate bonds and notes 0.6 $938k 1.0M 0.91
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.6 $930k 1.0M 0.93
Bank Of America Corp corporate bonds and notes 0.6 $872k 980k 0.89
Cynosure 0.5 $829k 18k 45.62
Exxon Mobil Corporation (XOM) 0.5 $799k 8.9k 90.22
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $765k 944k 0.81
Applied Materials (AMAT) 0.5 $718k 22k 32.27
Ntc Capital Ii corporate bonds and notes 0.5 $690k 758k 0.91
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $653k 742k 0.88
Honeywell International (HON) 0.4 $627k 5.4k 115.94
General Electric Company 0.3 $528k 17k 31.62
Comcast Corporation (CMCSA) 0.3 $499k 7.2k 69.10
Citigroup Inc corporate bonds and notes 0.3 $480k 600k 0.80
Eli Lilly & Co. (LLY) 0.3 $438k 6.0k 73.55
Philip Morris International (PM) 0.3 $393k 4.3k 91.40
SPDR KBW Regional Banking (KRE) 0.2 $362k 6.5k 55.52
Merck & Co (MRK) 0.2 $346k 5.9k 58.84
Microsoft Corporation (MSFT) 0.2 $311k 5.0k 62.20
Pepsi (PEP) 0.2 $309k 3.0k 104.75
Citigroup Inc corporate bonds and notes 0.2 $297k 300k 0.99
NiSource (NI) 0.2 $266k 12k 22.17
Anadarko Petroleum Corporation 0.1 $210k 3.0k 69.63
Manuf & Traders Trust Co bond paying periodic income 0.1 $196k 198k 0.99
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $200k 200k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $188k 219k 0.86
Mexico Equity and Income Fund (MXE) 0.1 $168k 18k 9.17
Bank Of America 0.1 $101k 100k 1.01
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $108k 100k 1.08
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $85k 90k 0.94
ImmunoGen 0.1 $83k 41k 2.04
Altria Group, Inc. corporate bonds 0.0 $57k 50k 1.14
Southborough Ma Ref muni bds-fixed non taxable 0.0 $54k 50k 1.08
Wells Fargo & Company corporate bonds 0.0 $51k 50k 1.02
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $51k 50k 1.02
Milton Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Westwood Ma Ref muni bds-fixed non taxable 0.0 $53k 50k 1.06
United States Stl Corp high yield 0.0 $52k 50k 1.04
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $50k 50k 1.00
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $26k 25k 1.04
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $26k 25k 1.04
Gabriel Resources 0.0 $12k 30k 0.40
Amicus Wind Down 0.00001% 6/15/12 corporate bonds and notes 0.0 $0 50k 0.00