Sandler O'Neill Asset Management

Maltese Capital Management as of Sept. 30, 2017

Portfolio Holdings for Maltese Capital Management

Maltese Capital Management holds 198 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ameris Ban (ABCB) 2.4 $28M 581k 48.00
Key (KEY) 2.3 $27M 1.4M 18.82
Fifth Third Ban (FITB) 2.1 $25M 883k 27.98
Zions Bancorporation (ZION) 1.9 $23M 477k 47.18
Bank of America Corporation (BAC) 1.9 $22M 865k 25.34
Suntrust Banks Inc $1.00 Par Cmn 1.8 $21M 357k 59.77
Citigroup (C) 1.8 $21M 285k 72.74
Morgan Stanley (MS) 1.8 $21M 425k 48.17
CenterState Banks 1.8 $20M 761k 26.80
Independent Bank Corporation (IBCP) 1.7 $20M 884k 22.65
IBERIABANK Corporation 1.7 $20M 238k 82.15
Synovus Finl (SNV) 1.6 $19M 404k 46.06
Lennar Corporation (LEN.B) 1.6 $19M 410k 45.08
Comerica Incorporated (CMA) 1.5 $18M 231k 76.26
United Cmnty Bks Ga Cap Stk (UCBI) 1.4 $17M 587k 28.54
Regions Financial Corporation (RF) 1.4 $17M 1.1M 15.23
11/14/2018 W Exp 11/14/2018 1.4 $16M 1.4M 11.61
QCR Holdings (QCRH) 1.4 $16M 346k 45.50
Banc Of California (BANC) 1.4 $16M 760k 20.75
Bank Of Nt Butterfield&son L (NTB) 1.4 $16M 430k 36.64
Huntington Bancshares Incorporated (HBAN) 1.3 $16M 1.1M 13.96
State Street Bank Financial 1.1 $13M 457k 28.65
Affiliated Managers (AMG) 1.1 $13M 68k 189.82
Century Ban 1.1 $13M 160k 80.10
Codorus Valley Ban (CVLY) 1.1 $12M 401k 30.71
Western Alliance Bancorporation (WAL) 1.0 $11M 215k 53.08
United Community Financial 1.0 $11M 1.2M 9.60
Prosperity Bancshares (PB) 1.0 $11M 172k 65.73
Si Financial Group 1.0 $11M 748k 14.95
Seacoast Bkg Corp Fla (SBCF) 1.0 $11M 470k 23.89
Cullen/Frost Bankers (CFR) 0.9 $11M 117k 94.92
Associated Banc- (ASB) 0.9 $11M 455k 24.25
Preferred Bank, Los Angeles (PFBC) 0.9 $11M 182k 60.35
Evans Bancorp (EVBN) 0.9 $10M 237k 43.20
Capital One Financial (COF) 0.8 $9.7M 114k 84.66
Sun Bancorp Inc New Jers 0.8 $9.4M 378k 24.85
Community Bankers Trust 0.8 $9.2M 999k 9.20
Invesco (IVZ) 0.8 $9.1M 261k 35.04
Ares Capital Corporation (ARCC) 0.8 $9.0M 550k 16.39
MainSource Financial 0.8 $9.0M 250k 35.86
Rbb Bancorp (RBB) 0.7 $8.6M 375k 22.89
United Financial Ban 0.7 $8.5M 466k 18.29
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.7 $8.4M 488k 17.15
First Bancshares (FBMS) 0.7 $8.2M 271k 30.15
Coastway Ban 0.7 $8.1M 410k 19.85
MidWestOne Financial (MOFG) 0.7 $8.0M 237k 33.76
Hometrust Bancshares (HTBI) 0.7 $8.1M 314k 25.65
ESSA Ban (ESSA) 0.7 $8.0M 508k 15.70
Enterprise Financial Services (EFSC) 0.7 $7.9M 187k 42.35
Pjt Partners (PJT) 0.7 $7.8M 204k 38.31
Jpmorgan Chase & Co. w exp 10/201 0.7 $7.7M 143k 54.06
Civista Bancshares Inc 6.50% pfd ser b 0.7 $7.8M 116k 67.00
Spdr S&p 500 Etf (SPY) 0.7 $7.5M 30k 251.23
Wolverine Bancorp 0.6 $7.5M 175k 43.00
Univest Corp. of PA (UVSP) 0.6 $7.2M 225k 32.00
Charles Schwab Corporation (SCHW) 0.6 $7.0M 161k 43.74
ICF International (ICFI) 0.6 $7.0M 130k 53.95
Paypal Holdings (PYPL) 0.6 $7.0M 110k 64.03
CNB Financial Corporation (CCNE) 0.6 $6.9M 253k 27.32
American River Bankshares 0.6 $6.9M 499k 13.84
Two Harbors Investment 0.6 $6.6M 657k 10.08
First Horizon National Corporation (FHN) 0.6 $6.6M 345k 19.15
Home BancShares (HOMB) 0.6 $6.6M 260k 25.22
Fb Finl (FBK) 0.6 $6.6M 175k 37.72
Boston Private Financial Holdings 0.6 $6.4M 390k 16.55
Visa (V) 0.5 $6.3M 60k 105.24
Bryn Mawr Bank 0.5 $6.4M 145k 43.80
Investors Ban 0.5 $6.3M 462k 13.64
SVB Financial (SIVBQ) 0.5 $6.1M 33k 187.09
Equity Bancshares Cl-a (EQBK) 0.5 $6.0M 169k 35.58
Midland Sts Bancorp Inc Ill (MSBI) 0.5 $6.0M 190k 31.68
Calatlantic 0.5 $5.8M 158k 36.63
Northrim Ban (NRIM) 0.5 $5.7M 163k 34.95
Tri Pointe Homes (TPH) 0.5 $5.7M 410k 13.81
United Community Ban 0.5 $5.8M 297k 19.40
Fnf (FNF) 0.5 $5.7M 121k 47.46
Poage Bankshares 0.5 $5.6M 308k 18.10
Bankunited (BKU) 0.5 $5.5M 153k 35.57
Fidelity National Information Services (FIS) 0.5 $5.4M 58k 93.39
Standard Avb Financial 0.5 $5.4M 182k 29.50
S&T Ban (STBA) 0.4 $5.1M 130k 39.58
E TRADE Financial Corporation 0.4 $5.0M 115k 43.61
Bank of New York Mellon Corporation (BK) 0.4 $5.0M 95k 53.02
MasterCard Incorporated (MA) 0.4 $4.9M 35k 141.20
East West Ban (EWBC) 0.4 $4.9M 83k 59.78
If Bancorp (IROQ) 0.4 $4.9M 255k 19.40
First American International 0.4 $4.9M 169k 28.80
F.N.B. Corporation (FNB) 0.4 $4.6M 330k 14.03
Bay Banks of Virginia 0.4 $4.7M 870k 5.38
Avidbank Holdings (AVBH) 0.4 $4.7M 255k 18.40
Old Second Ban (OSBC) 0.4 $4.5M 335k 13.45
First Defiance Financial 0.4 $4.5M 86k 52.49
Dime Community Bancshares 0.4 $4.3M 200k 21.50
Community Trust Ban (CTBI) 0.4 $4.3M 93k 46.50
Fnb Corporation - Warrant $3.268 Exp 1/30/2019 warrant 0.4 $4.3M 393k 10.92
Southern Missouri Ban (SMBC) 0.4 $4.3M 117k 36.49
Northern Trust Corporation (NTRS) 0.3 $4.1M 45k 91.93
Alerus Finl (ALRS) 0.3 $4.1M 201k 20.40
Xenith Bankshares 0.3 $4.1M 125k 32.50
White River Bancshares Company 0.3 $4.0M 68k 58.88
Howard Ban 0.3 $3.8M 184k 20.90
Pathfinder Ban (PBHC) 0.3 $3.9M 254k 15.30
Five Point Holdings (FPH) 0.3 $3.8M 280k 13.64
Riverview Ban (RVSB) 0.3 $3.8M 450k 8.40
Washingtonfirst Bankshares, In c 0.3 $3.7M 105k 35.59
Hmn Financial, Inc. - Warrant $4.68 Exp 12/23/2018 warrant 0.3 $3.7M 278k 13.26
Ottawa Ban (OTTW) 0.3 $3.8M 270k 13.98
Simmons First National Corporation (SFNC) 0.3 $3.6M 63k 57.90
Fs Ban (FSBW) 0.3 $3.6M 70k 51.66
Lakeland Ban (LBAI) 0.3 $3.4M 166k 20.40
Om Asset Management 0.3 $3.4M 228k 14.92
National Commerce 0.3 $3.4M 80k 42.80
Western New England Ban (WNEB) 0.3 $3.4M 310k 10.90
Hancock Holding Company (HWC) 0.3 $3.3M 68k 48.45
First Community Corporation (FCCO) 0.3 $3.3M 160k 20.45
Equitable Finl (EQFN) 0.3 $3.3M 314k 10.35
Park Sterling Bk Charlott 0.3 $3.1M 250k 12.42
Pb Ban 0.3 $3.2M 301k 10.50
Hilltop Holdings (HTH) 0.3 $3.0M 115k 26.00
QNB (QNBC) 0.3 $3.0M 75k 40.55
Two Riv Ban 0.2 $2.9M 149k 19.82
Mb Ban 0.2 $2.9M 189k 15.30
Ajs Ban 0.2 $2.8M 199k 14.05
Connectone Banc (CNOB) 0.2 $2.8M 112k 24.60
Community West Bancshares 0.2 $2.7M 257k 10.35
Lyon William Homes cl a 0.2 $2.7M 116k 22.99
Investar Holding (ISTR) 0.2 $2.7M 113k 24.10
Hope Ban (HOPE) 0.2 $2.7M 152k 17.71
Discover Financial Services (DFS) 0.2 $2.6M 40k 64.48
Homestreet (HMST) 0.2 $2.6M 95k 27.00
Melrose Ban 0.2 $2.6M 129k 19.89
First South Ban 0.2 $2.5M 133k 18.53
Bank Of James Fncl (BOTJ) 0.2 $2.4M 168k 14.50
Civista Bancshares Inc equity (CIVB) 0.2 $2.4M 108k 22.34
Goldman Sachs (GS) 0.2 $2.4M 10k 237.20
BB&T Corporation 0.2 $2.3M 50k 46.94
HMN Financial (HMNF) 0.2 $2.3M 129k 17.85
Blackhawk (BHWB) 0.2 $2.4M 108k 22.06
Pilgrim Bancshares 0.2 $2.3M 121k 19.20
Central Federal Bancshares 0.2 $2.3M 166k 13.80
Pacific Premier Ban (PPBI) 0.2 $2.2M 58k 37.75
Esquire Financial Holdings (ESQ) 0.2 $2.2M 135k 16.09
Mountain Commerce Bancorp (MCBI) 0.2 $2.2M 188k 11.80
American Business Bank (AMBZ) 0.2 $2.1M 54k 38.19
Hamilton Bancorp Inc Md 0.2 $2.1M 141k 14.70
Nmi Hldgs Inc cl a (NMIH) 0.2 $2.1M 171k 12.40
Sunshine Ban 0.2 $2.1M 90k 23.24
Hennessy Advisors (HNNA) 0.2 $2.0M 127k 15.44
First Financial Ban (FFBC) 0.2 $1.8M 70k 26.16
D.R. Horton (DHI) 0.1 $1.8M 45k 39.93
Guaranty Federal Bancshares 0.1 $1.8M 84k 21.39
Oak Valley Ban (OVLY) 0.1 $1.8M 107k 16.79
Cys Investments 0.1 $1.7M 200k 8.64
First Midwest Ban 0.1 $1.5M 66k 23.42
United Security Bancshares (UBFO) 0.1 $1.5M 160k 9.50
Sunshine Financial 0.1 $1.5M 66k 22.76
Wts/the Pnc Financial Services Grp wts 0.1 $1.4M 20k 67.34
Legacytexas Financial 0.1 $1.4M 35k 39.91
Cf Corp shs cl a 0.1 $1.4M 127k 11.20
Jacksonville Ban 0.1 $1.3M 41k 30.85
Sb Finl Group Inc dep shs pfd 6.5% 0.1 $1.3M 80k 16.45
Financial Select Sector SPDR (XLF) 0.1 $1.2M 45k 25.87
Plumas Ban (PLBC) 0.1 $1.2M 55k 20.91
Suntrust Bks Inc wrt exp 12/31/2 0.1 $1.2M 46k 26.29
First Ic Corporation (FIEB) 0.1 $1.1M 125k 9.20
American National BankShares (AMNB) 0.1 $997k 24k 41.20
Sunnyside Ban 0.1 $1.0M 65k 15.51
New Ban 0.1 $1.0M 66k 15.76
Eaton Vance 0.1 $987k 20k 49.35
Ez (EZPW) 0.1 $950k 100k 9.50
Farmers Natl Banc Corp (FMNB) 0.1 $924k 61k 15.05
Sugar Creek Financial Corporation 0.1 $966k 79k 12.29
Sterling Bancorp 0.1 $863k 35k 24.66
Communities First Financial Corporation (FFBB) 0.1 $824k 47k 17.61
Bancorp 34 (BCTF) 0.1 $867k 62k 14.01
Shore Bancshares (SHBI) 0.1 $668k 40k 16.66
Summit Financial (SMMF) 0.1 $695k 27k 25.65
Old Line Bancshares 0.1 $748k 27k 28.01
West End Indiana Bancshares 0.1 $667k 23k 29.25
Legg Mason 0.1 $590k 15k 39.33
Financial Institutions (FISI) 0.1 $608k 21k 28.82
Ames National Corporation (ATLO) 0.1 $574k 19k 29.85
Willis Lease Finance Corporation (WLFC) 0.1 $615k 25k 24.60
Peoples Bancorp of North Carolina (PEBK) 0.0 $438k 12k 35.61
New Jersey Community Bank 0.0 $483k 161k 3.01
Peapack-Gladstone Financial (PGC) 0.0 $337k 10k 33.70
Home Ban (HBCP) 0.0 $360k 8.6k 41.82
First Business Financial Services (FBIZ) 0.0 $387k 17k 22.76
Hibernia Homestead Ban 0.0 $326k 17k 18.84
Union Bankshares Corporation 0.0 $353k 10k 35.30
Minden Ban 0.0 $387k 15k 25.97
Paragon Commercial Corporation 0.0 $395k 7.0k 56.43
Atlantic Cap Bancshares 0.0 $373k 21k 18.17
Citizens Holding Company (CIZN) 0.0 $260k 10k 24.90
Bank First National Corporation (BFC) 0.0 $227k 5.9k 38.47
Four Oaks Fincorp 0.0 $251k 13k 19.46
Pioneer Bancshares 0.0 $99k 4.0k 24.58
OceanFirst Financial (OCFC) 0.0 $8.0k 300.00 26.67