Mitsubishi UFJ Securities

Mitsubishi Ufj Securities as of March 31, 2015

Portfolio Holdings for Mitsubishi Ufj Securities

Mitsubishi Ufj Securities holds 89 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Visa Put Put Option 20.4 $79M 1.2M 65.41
Actavis Call Call Option 8.0 $31M 104k 297.63
Mylan Note MYL 3 3/4 09/15/15 (Principal) 7.0 $27M 6.1M 4.45
Apple Call Call Option 4.4 $17M 137k 124.43
Twitter Put Put Option 4.0 $16M 310k 50.08
Merck & Co Call Call Option 3.8 $15M 256k 57.48
AbbVie Call Call Option 3.8 $15M 250k 58.54
General Electric Call Call Option 3.2 $12M 500k 24.81
Amazon.com Put Put Option 2.9 $11M 30k 372.10
Google Call Call Option 2.8 $11M 20k 548.00
Teleflex Note TFX 3 7/8 08/01/17 (Principal) 2.3 $9.0M 4.6M 1.97
Prospect Capital Corporation (PSEC) 2.3 $8.9M 1.0M 8.45
American Airlines Group Call Call Option 2.1 $7.9M 150k 52.78
Apple Computer 1.7 $6.6M 53k 124.43
Fireeye 1.7 $6.6M 167k 39.25
Tesla Motors Note TSLA 1 1/4 03/01/21 (Principal) 1.5 $5.9M 7.0M 0.84
Micron Technology Call Call Option 1.4 $5.4M 200k 27.13
Sandisk Corp Note SNDK 0 1/2 10/15/20 (Principal) 1.3 $5.0M 5.0M 1.00
Caterpillar Put Put Option 1.2 $4.8M 60k 80.00
Keurig Green Mountain Put Put Option 1.2 $4.7M 42k 111.80
Acorda Therapeutics Note ACOR 1 3/4 06/15/21 (Principal) 1.2 $4.7M 4.6M 1.02
Halliburton Call Call Option 1.1 $4.4M 100k 43.88
Sunpower Corp Note SPWR 0 3/4 06/01/18 (Principal) 1.1 $4.3M 3.0M 1.40
Apple Put Put Option 1.0 $4.0M 32k 124.42
Keurig Green Mountain Call Call Option 1.0 $3.8M 34k 111.70
Twitter 0.8 $3.3M 65k 50.08
Facebook Call Call Option 0.8 $3.1M 38k 82.20
Amazon.com Call Call Option 0.8 $3.0M 8.0k 372.12
Mobileye 0.8 $2.9M 69k 42.04
Stillwater Mining Compan Note SWC 1 3/4 10/15/32 (Principal) 0.7 $2.9M 2.5M 1.14
Applied Materials 0.7 $2.8M 125k 22.56
Intrexon 0.7 $2.7M 60k 45.37
Alibaba Group Holding Adr (BABA) 0.7 $2.7M 32k 83.25
General Electric Company 0.7 $2.5M 101k 24.81
Tableau Software Call Call Option 0.6 $2.3M 25k 92.52
Applied Materials Call Call Option 0.6 $2.3M 100k 22.56
Bk Of America Corp 0.6 $2.2M 143k 15.39
Tesla Motors (TSLA) 0.5 $2.0M 10k 188.79
Gilead Sciences (GILD) 0.5 $1.8M 18k 98.16
Bed Bath & Beyond 0.4 $1.7M 22k 76.79
stock 0.4 $1.6M 28k 59.20
Allscripts Healthcare So Note MDRX 1 1/4 07/01/20 (Principal) 0.4 $1.5M 1.5M 0.98
Micron Technology (MU) 0.4 $1.4M 52k 27.13
Costco Wholesale Corp Put Put Option 0.4 $1.4M 9.0k 151.33
Tesla Motors Put Put Option 0.3 $1.3M 7.0k 188.71
Tableau Software Inc Cl A 0.3 $1.3M 14k 92.55
NXP Semiconductor NB Note NXPI 1 12/01/19 (Principal) 0.3 $1.2M 1.0M 1.19
Gilead Sciences Note GILD 1 5/8 05/01/16 (Principal) 0.3 $1.2M 276k 4.30
Bed Bath & Beyond Call Call Option 0.3 $1.2M 15k 76.80
salesforce (CRM) 0.3 $1.1M 17k 66.79
Barrick Gold Corp Call Call Option 0.3 $1.1M 100k 10.96
MGM Resorts International. (MGM) 0.3 $1.1M 51k 21.04
Twitter Call Call Option 0.3 $1.0M 20k 50.10
Chesapeake Energy Corp Note CHK 2 1/4 12/15/38 (Principal) 0.2 $908k 1.0M 0.91
Facebook Put Put Option 0.2 $822k 10k 82.20
Whiting Petroleum Corporation 0.2 $797k 26k 30.89
Bed Bath & Beyond Put Put Option 0.2 $768k 10k 76.80
MetLife (MET) 0.2 $758k 15k 50.53
Qualcomm Call Call Option 0.2 $693k 10k 69.30
Microchip Technology Note MCHP 2 1/8 12/15/37 (Principal) 0.2 $657k 336k 1.96
Facebook Inc cl a (META) 0.1 $576k 7.0k 82.29
Qualcomm (QCOM) 0.1 $527k 7.6k 69.34
3D Systems Corp Call Call Option 0.1 $493k 18k 27.40
Pacific Coast Oil Tr unit ben int (ROYTL) 0.1 $457k 119k 3.83
Microsoft Corp Call Call Option 0.1 $406k 10k 40.60
Medley Capital Corporation 0.1 $371k 41k 9.14
THL Credit 0.1 $356k 29k 12.28
Rambus (RMBS) 0.1 $314k 25k 12.57
SanDisk Corporation 0.1 $286k 4.5k 63.56
Yahoo! 0.1 $267k 6.0k 44.50
Nuance Communications Note NUAN 2 3/4 11/01/31 (Principal) 0.1 $253k 255k 0.99
MetLife Call Call Option 0.1 $253k 5.0k 50.60
Fifth Street Finance 0.1 $242k 33k 7.30
Yahoo! Call Call Option 0.1 $222k 5.0k 44.40
Oasis Petroleum 0.1 $213k 15k 14.20
eBay (EBAY) 0.0 $173k 3.0k 57.67
Micron Technology Put Put Option 0.0 $136k 5.0k 27.20
Teva Pharm Fin Note TEVA 0 1/4 02/01/26 (Principal) 0.0 $134k 90k 1.49
Cherry Hill Mortgage Investmen Reit (CHMI) 0.0 $121k 6.9k 17.62
Medidata Solutions 0.0 $103k 2.1k 49.05
Rambus Put Put Option 0.0 $96k 7.6k 12.63
Stellus Capital Investment (SCM) 0.0 $85k 7.0k 12.12
Pennantpark Floating Rate Capi (PFLT) 0.0 $78k 5.6k 14.03
VirnetX Holding Corporation 0.0 $68k 11k 6.06
Horizon Technology Fin (HRZN) 0.0 $61k 4.4k 13.90
Petroleo Brasileiro SA Call Call Option 0.0 $60k 10k 6.00
TiVo Call Call Option 0.0 $53k 5.0k 10.60
Permian Basin Royalty Trust (PBT) 0.0 $41k 5.1k 8.04
Kcap Financial 0.0 $21k 3.1k 6.77