Mitsubishi UFJ Securities International

Mitsubishi UFJ Securities International as of Sept. 30, 2014

Portfolio Holdings for Mitsubishi UFJ Securities International

Mitsubishi UFJ Securities International holds 105 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple Inc option 22.1 $148M 1.5M 100.76
Gilead Sciences conv 5.6 $38M 8.1M 4.68
Micron Technology Inc call 5.6 $38M 1.1M 34.26
Apple Inc option 5.1 $34M 340k 100.75
Mylan Inc note 3.750% 9/1 5.1 $34M 10M 3.41
General Mtrs Co call 4.8 $32M 1.0M 31.94
Bank Of America Corporation option 2.5 $17M 1.0M 17.05
Gilead Sciences Inc option 2.4 $16M 150k 106.45
Apple Computer 2.3 $16M 154k 100.75
Electronic Arts Inc conv 2.1 $14M 11M 1.23
American Rlty Cap Pptys Inc note 3.000% 8/0 2.0 $14M 14M 1.00
Mgm Mirage conv 2.0 $13M 11M 1.27
Ebay Inc option 1.7 $11M 200k 56.63
Omnicare Inc dbcv 3.250%12/1 1.6 $11M 10M 1.04
Microchip Technology Inc sdcv 2.125%12/1 1.5 $10M 5.5M 1.86
Tesla Mtrs Inc note 1.500% 6/0 1.5 $10M 5.0M 2.02
Powershares Qqq Trust unit ser 1 1.5 $9.9M 100k 98.80
Barrick Gold Corp option 1.3 $8.8M 600k 14.66
Yahoo Inc option 1.2 $8.2M 200k 40.75
United States Stl Corp New option 1.2 $7.8M 200k 39.17
Anglogold Ashanti Ltd option 1.2 $7.8M 650k 12.00
Amazon Com Inc option 1.1 $7.7M 24k 322.44
Sunpower Corp dbcv 0.750% 6/0 1.1 $7.5M 5.0M 1.50
Actavis 1.1 $7.2M 30k 241.27
Amazon Com Inc option 1.1 $7.1M 22k 322.50
Intel Corp option 1.0 $7.0M 200k 34.82
Sunpower Corp conv 1.0 $6.6M 4.3M 1.54
Ares Capital Corp 5.75 16 convert 0.9 $6.2M 6.0M 1.04
Developers Diversified Rlty note 1.750%11/1 0.9 $5.8M 5.0M 1.16
American Rlty Cap Pptys Inc note 3.750%12/1 0.8 $5.6M 5.5M 1.01
Visa (V) 0.7 $5.0M 23k 213.38
Caterpillar 0.7 $5.0M 50k 99.04
X 2 3/4 04/01/19 0.7 $4.9M 3.0M 1.64
Medidata Solutions Inc conv 0.7 $4.7M 4.3M 1.09
Sunedison 0.7 $4.6M 243k 18.88
Sina Corporation 0.6 $3.9M 95k 41.14
Tesla Motors Inc cmn 0.6 $3.9M 16k 242.75
Spirit Rlty Cap Inc New Note cb 0.5 $3.4M 3.5M 0.97
Tesla Motors (TSLA) 0.5 $3.4M 14k 242.73
Nuance Communications Inc note 2.750%11/0 0.5 $3.3M 3.4M 0.99
Amazon 0.5 $3.2M 10k 322.40
Tableau Software Inc Cl A 0.5 $3.1M 43k 72.66
Rwt 4 5/8 04/15/18 0.5 $3.0M 3.0M 0.99
Health Care Reit Inc note 3.000%12/0 0.4 $2.9M 2.3M 1.23
Teleflex Inc note 3.875% 8/0 0.4 $2.6M 1.5M 1.74
Keurig Green Mountain 0.4 $2.6M 20k 130.15
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.4 $2.4M 2.5M 0.97
Alibaba Group Holding (BABA) 0.4 $2.4M 27k 88.85
United States Steel Corporation 0.3 $2.4M 60k 39.17
Prospect Capital Corporation (PSEC) 0.3 $2.2M 218k 9.90
Liberty Media 0.3 $2.1M 44k 47.18
Yahoo! 0.3 $2.0M 50k 40.76
Oracle Corporation (ORCL) 0.3 $1.9M 50k 38.28
Spirit Realty Capital Inc convertible cor 0.3 $1.9M 2.0M 0.97
Valero Energy Corporation (VLO) 0.3 $1.9M 41k 46.28
Bed Bath & Beyond 0.3 $1.9M 28k 65.84
Facebook Inc cl a (META) 0.3 $1.7M 22k 79.05
Facebook Inc call 0.2 $1.6M 20k 79.00
Tesla Motors Inc bond 0.2 $1.6M 1.7M 0.95
Caterpillar 0.2 $1.4M 14k 99.00
stock 0.2 $1.4M 25k 55.36
Twitter 0.2 $1.4M 28k 51.57
MetLife (MET) 0.2 $1.4M 26k 53.73
Ryland Group Inc Cmn Stk cmn 0.2 $1.3M 40k 33.25
Bk Of America Corp 0.2 $1.2M 73k 17.05
Toll Brothers Common Stock cmn 0.2 $1.2M 40k 31.15
InterDigital (IDCC) 0.2 $1.2M 30k 39.83
Interdigital Inc put 0.2 $1.2M 30k 39.80
Tibco Software Inc Cmn Stk cmn 0.2 $1.2M 50k 23.64
Costco Wholesale Corporation (COST) 0.2 $1.1M 9.0k 125.33
3d Sys Corp Del Cmn Stock cmn 0.1 $1.0M 22k 46.50
Twitter 0.1 $1.0M 20k 51.60
Intel Corporation (INTC) 0.1 $871k 25k 34.84
Medley Capital Corporation 0.1 $847k 72k 11.80
Standard Pacific Corp cnv 0.1 $904k 800k 1.13
Ares Capital Corporation (ARCC) 0.1 $693k 43k 16.15
Salesforce Com Inc put 0.1 $575k 10k 57.50
Newmont Mining Corporation (NEM) 0.1 $528k 23k 23.06
Ebay Inc option 0.1 $453k 8.0k 56.62
Virnetx Holding Corp Cmn Stock cmn 0.1 $480k 80k 6.00
Nicholas Financial 0.1 $400k 35k 11.59
THL Credit 0.1 $374k 29k 12.90
Kcap Financial 0.1 $391k 47k 8.32
Fifth Street Finance 0.1 $330k 36k 9.18
Salesforce Com Inc call 0.1 $345k 6.0k 57.50
Blackrock Kelso Capital Corp 0.1 $342k 40k 8.55
Rambus (RMBS) 0.0 $249k 20k 12.46
Toll Brothers (TOL) 0.0 $218k 7.0k 31.14
Ag Mortgage Investment Trust Inc rtcs 0.0 $176k 9.9k 17.79
Home Loan Servicing Solution ord 0.0 $212k 10k 21.20
Cherry Hill Mort (CHMI) 0.0 $218k 12k 18.69
Twitter 0.0 $206k 4.0k 51.50
Micron Technology (MU) 0.0 $137k 4.0k 34.25
American Capital Mortgage In 0.0 $146k 7.8k 18.82
Pacific Coast Oil Tr unit ben int (ROYTL) 0.0 $103k 10k 10.30
Permian Basin Royalty Trust (PBT) 0.0 $61k 4.5k 13.56
Horizon Technology Fin (HRZN) 0.0 $59k 4.4k 13.45
Virnetx Holding Corp Cmn Stock cmn 0.0 $48k 8.0k 6.00
Pennantpark Floating Rate Capi (PFLT) 0.0 $77k 5.6k 13.85
Stellus Capital Investment (SCM) 0.0 $97k 7.0k 13.83
Ryland 0.0 $33k 1.0k 33.00
VirnetX Holding Corporation 0.0 $17k 2.8k 6.02
Strategic Global Income Fund 0.0 $17k 1.9k 8.95
Arbor RealtyTrust REIT Usd0.01 0.0 $30k 4.5k 6.73
Full Circle Cap Corp 0.0 $5.0k 835.00 5.99