Mizuho Securities Usa as of Dec. 31, 2015
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 102 positions in its portfolio as reported in the December 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 19.0 | $157M | 1.3M | 120.58 | |
| PowerShares QQQ Trust, Series 1 | 15.8 | $130M | 1.2M | 111.86 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 13.1 | $108M | 620k | 173.99 | |
| Apple (AAPL) | 5.3 | $44M | 415k | 105.26 | |
| Johnson & Johnson (JNJ) | 3.8 | $31M | 304k | 102.72 | |
| Wells Fargo & Company (WFC) | 3.2 | $26M | 485k | 54.36 | |
| Technology SPDR (XLK) | 2.6 | $21M | 500k | 42.83 | |
| Procter & Gamble Company (PG) | 1.9 | $16M | 200k | 79.41 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 1.7 | $14M | 126k | 114.01 | |
| Utilities SPDR (XLU) | 1.6 | $13M | 299k | 43.28 | |
| Gopro (GPRO) | 1.6 | $13M | 718k | 18.01 | |
| 3D Systems Corporation (DDD) | 1.5 | $12M | 605k | 20.25 | |
| Crown Castle Intl (CCI) | 1.4 | $11M | 130k | 86.45 | |
| Dow Chemical Company | 1.2 | $9.9M | 193k | 51.48 | |
| Mobileye | 1.1 | $8.9M | 210k | 42.28 | |
| General Electric Company | 1.0 | $8.5M | 273k | 31.15 | |
| Cree | 1.0 | $7.9M | 297k | 26.67 | |
| Carnival Corporation (CCL) | 0.9 | $7.1M | 130k | 54.48 | |
| Verisign Inc sdcv 3.250% 8/1 | 0.8 | $7.0M | 2.7M | 2.57 | |
| Nike (NKE) | 0.8 | $6.8M | 109k | 62.50 | |
| PG&E Corporation (PCG) | 0.8 | $6.6M | 124k | 53.19 | |
| PPL Corporation (PPL) | 0.8 | $6.3M | 183k | 34.13 | |
| Palo Alto Networks Inc note 7/0 | 0.8 | $6.2M | 3.8M | 1.66 | |
| International Business Machines (IBM) | 0.8 | $6.2M | 45k | 137.62 | |
| Fitbit | 0.7 | $6.0M | 204k | 29.59 | |
| Xcel Energy (XEL) | 0.7 | $5.4M | 151k | 35.91 | |
| Cheetah Mobile | 0.6 | $5.2M | 324k | 16.02 | |
| Teva Pharmaceutical Industries (TEVA) | 0.6 | $5.1M | 78k | 65.64 | |
| Pioneer Natural Resources (PXD) | 0.6 | $5.1M | 41k | 125.39 | |
| Weight Watchers International | 0.6 | $5.0M | 218k | 22.80 | |
| Reynolds American | 0.6 | $4.6M | 101k | 46.15 | |
| Masco Corporation (MAS) | 0.5 | $4.3M | 151k | 28.30 | |
| World Acceptance (WRLD) | 0.5 | $4.1M | 111k | 37.10 | |
| Mondelez Int (MDLZ) | 0.5 | $4.0M | 88k | 44.84 | |
| Financial Select Sector SPDR (XLF) | 0.5 | $3.8M | 158k | 23.83 | |
| Estee Lauder Companies (EL) | 0.4 | $3.4M | 38k | 88.06 | |
| Lands' End (LE) | 0.4 | $3.4M | 145k | 23.44 | |
| iShares Lehman Aggregate Bond (AGG) | 0.4 | $3.2M | 30k | 107.99 | |
| Keryx Biopharmaceuticals | 0.4 | $3.1M | 616k | 5.05 | |
| Ambarella (AMBA) | 0.4 | $3.0M | 54k | 55.74 | |
| Halliburton Company (HAL) | 0.3 | $2.7M | 80k | 34.04 | |
| Transocean (RIG) | 0.3 | $2.7M | 216k | 12.38 | |
| Hess (HES) | 0.3 | $2.7M | 55k | 48.47 | |
| Merck & Co (MRK) | 0.3 | $2.6M | 50k | 52.82 | |
| Pfizer (PFE) | 0.3 | $2.6M | 80k | 32.28 | |
| Wal-Mart Stores (WMT) | 0.3 | $2.5M | 40k | 61.30 | |
| King Digital Entertainment | 0.3 | $2.5M | 138k | 17.88 | |
| People's United Financial | 0.3 | $2.4M | 149k | 16.15 | |
| Amgen (AMGN) | 0.3 | $2.4M | 15k | 162.33 | |
| Nextera Energy Inc unit 08/31/2018 | 0.3 | $2.2M | 43k | 52.34 | |
| Agilent Technologies Inc C ommon (A) | 0.2 | $2.0M | 49k | 41.81 | |
| Lumber Liquidators Holdings (LL) | 0.2 | $2.0M | 114k | 17.36 | |
| NVIDIA Corporation (NVDA) | 0.2 | $2.0M | 60k | 32.97 | |
| Qualcomm (QCOM) | 0.2 | $2.0M | 40k | 49.98 | |
| Nuance Communications Inc note 2.750%11/0 | 0.2 | $2.0M | 2.0M | 1.01 | |
| Molina Healthcare Inc. conv | 0.2 | $2.0M | 1.3M | 1.57 | |
| Nvidia Corp note 1.000 12/0 | 0.2 | $2.0M | 1.2M | 1.66 | |
| Entergy Corporation (ETR) | 0.2 | $1.9M | 27k | 68.35 | |
| Sandisk Corp note 1.500% 8/1 | 0.2 | $1.9M | 1.3M | 1.55 | |
| Potash Corp. Of Saskatchewan I | 0.2 | $1.7M | 100k | 17.12 | |
| GROUP Affymetrix Inc cnv | 0.2 | $1.7M | 1.0M | 1.73 | |
| Allergan Plc pfd conv ser a | 0.2 | $1.7M | 1.7k | 1021.18 | |
| United States Oil Fund | 0.2 | $1.7M | 150k | 11.00 | |
| Ball Corporation (BALL) | 0.2 | $1.6M | 23k | 72.71 | |
| Sunpower (SPWR) | 0.2 | $1.5M | 51k | 30.02 | |
| Medicines Co dbcv 1.375% 6/0 | 0.2 | $1.5M | 1.1M | 1.40 | |
| J.C. Penney Company | 0.2 | $1.3M | 200k | 6.66 | |
| Xerox Corporation | 0.2 | $1.3M | 127k | 10.63 | |
| Opko Health (OPK) | 0.2 | $1.3M | 133k | 10.04 | |
| Solarcity | 0.2 | $1.3M | 26k | 51.02 | |
| Mattress Firm Holding | 0.1 | $1.2M | 28k | 44.60 | |
| Alon Usa Energy Inc note 3.000% 9/1 | 0.1 | $1.2M | 1.0M | 1.24 | |
| Seadrill | 0.1 | $1.2M | 350k | 3.39 | |
| Baxter International (BAX) | 0.1 | $954k | 25k | 38.16 | |
| Starbucks Corporation (SBUX) | 0.1 | $900k | 15k | 60.00 | |
| Anheuser-Busch InBev NV (BUD) | 0.1 | $938k | 7.5k | 125.07 | |
| VASCO Data Security International | 0.1 | $876k | 52k | 16.72 | |
| Take-two Interactive Sof note | 0.1 | $935k | 500k | 1.87 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $814k | 1.5k | 542.67 | |
| Quanta Services (PWR) | 0.1 | $812k | 40k | 20.25 | |
| Walgreen Boots Alliance (WBA) | 0.1 | $852k | 10k | 85.20 | |
| Cliffs Natural Resources | 0.1 | $750k | 474k | 1.58 | |
| Novellus Systems, Inc. note 2.625% 5/1 | 0.1 | $711k | 300k | 2.37 | |
| Ultra Petroleum | 0.1 | $638k | 255k | 2.50 | |
| Nxp Semiconductors N V dbcv 1.000% 12/0 | 0.1 | $672k | 600k | 1.12 | |
| Straight Path Communic Cl B | 0.1 | $546k | 32k | 17.17 | |
| Square Inc cl a (SQ) | 0.1 | $558k | 43k | 13.10 | |
| Westport Innovations | 0.1 | $393k | 196k | 2.01 | |
| Laredo Petroleum Holdings | 0.1 | $424k | 53k | 8.00 | |
| Approach Resources | 0.0 | $311k | 169k | 1.84 | |
| Organovo Holdings | 0.0 | $330k | 133k | 2.49 | |
| Merrimack Pharmaceuticals In note 4.500% 7/1 | 0.0 | $297k | 194k | 1.53 | |
| Lo (LOCO) | 0.0 | $342k | 27k | 12.67 | |
| Clean Energy Fuels (CLNE) | 0.0 | $208k | 58k | 3.60 | |
| Rocket Fuel | 0.0 | $254k | 73k | 3.49 | |
| MannKind Corporation | 0.0 | $173k | 118k | 1.46 | |
| ZIOPHARM Oncology | 0.0 | $174k | 21k | 8.29 | |
| Intel Corp. Jr. Sub. Cv. Deb. conv | 0.0 | $170k | 100k | 1.70 | |
| Chart Industries 2% conv | 0.0 | $172k | 200k | 0.86 | |
| Noodles & Co (NDLS) | 0.0 | $154k | 16k | 9.75 | |
| Uni-Pixel | 0.0 | $75k | 145k | 0.52 | |
| Micron Technology Inc conv | 0.0 | $51k | 61k | 0.84 |
