Mizuho Securities USA

Latest statistics and disclosures from MIZUHO SECURITIES USA's latest quarterly 13F-HR filing:

MIZUHO SECURITIES USA portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
iShares Barclays 20+ Yr Treas.Bond (TLT) 18.83 1.50M +275.00% 137.51 126.45
PowerShares QQQ Trust, Series 1 (QQQQ) 10.57 975571 +829.00% 118.73 0.00
Amazon (AMZN) 9.55 125000 NEW 837.31 372.62
SPDR Dow Jones Industrial Average ETF (DIA) 5.55 332844 +14.00% 182.82 176.97
Biogen Idec (BIIB) 3.29 115200 NEW 313.03 415.20
International Business Machines (IBM) 3.02 208614 +140.00% 158.85 158.25
Pioneer Natural Resources (PXD) 2.57 151500 NEW 185.65 153.87
Marathon Oil Corporation (MRO) 2.23 1.55M NEW 15.81 26.02
Dow Chemical Company (DOW) 2.10 443000 NEW 51.83 47.09
Wells Fargo & Company (WFC) 2.07 511600 +411.00% 44.28 53.90
Under Armour (UA) 1.58 448500 +51.00% 38.68 75.07
Intel Corp sdcv 1.52 12.08M +162.00% 1.38 0.00
Whiting Pete Corp New dbcv 1.250% 4/0 1.20 14.00M NEW 0.94 0.00
Time Warner (TWX) 1.03 141200 NEW 79.61 83.25
Mobileye N.v. 1.00 257700 +11.00% 42.57 0.00
Webmd Health Corp 1.5% cnvrtbnd 1.00 9.60M +88.00% 1.14 0.00
Restoration Hardware Hldgs I 0.93 294900 +131.00% 34.58 0.00
Vaneck Vectors Semiconductor Etf semiconductor 0.91 143200 NEW 69.47 0.00
Dominion Resource pfd 0.81 176013 NEW 50.22 0.00
Anadarko Petroleum Corporation (APC) 0.80 138200 NEW 63.36 79.89
Stillwater Mng Co note 1.750%10/1 0.74 6.84M +584.00% 1.19 0.00
Adobe Systems Incorporated (ADBE) 0.73 73800 NEW 108.54 76.64
Fitbit 0.72 528600 -4.00% 14.84 0.00
Yahoo! (YHOO) 0.71 180900 43.10 42.61
CSX Corporation (CSX) 0.70 252800 NEW 30.50 33.62
Celgene Corporation (CELG) 0.70 73700 +637.00% 104.53 118.26
Wright Med Group Inc note 2.000% 2/1 0.70 7.20M NEW 1.07 0.00
Allergan Plc pfd conv ser a 0.66 8900 -6.00% 817.98 0.00
Chesapeake Energy Corporation (CHK) 0.60 1.04M NEW 6.27 14.13
Corning Incorporated (GLW) 0.59 272900 -21.00% 23.65 22.80
Starwood Property Trust note 0.59 5.99M +649.00% 1.08 0.00
priceline.com Incorporated (PCLN) 0.54 4000 +515.00% 1471.50 1190.00
Chevron Corporation (CVX) 0.51 54514 +25.00% 102.93 102.86
3M Company (MMM) 0.50 30814 +414.00% 176.22 162.72
Procter & Gamble Company (PG) 0.50 61628 +929.00% 89.76 81.31
Pacira Pharmaceuticals conv 0.48 3.50M 1.51 0.00
Sunpower 0.47 359000 +50.00% 14.28 0.00
Goldman Sachs (GS) 0.45 30814 +414.00% 161.26 184.67
Altria (MO) 0.45 78700 NEW 63.23 52.47
Quanta Services (PWR) 0.44 172700 NEW 27.99 28.12
Xilinx Inc Cvt 2.625 6-15-17 convert 0.43 2.51M +13.00% 1.88 0.00
United Technologies Corporation (UTX) 0.41 43714 +630.00% 101.59 118.52
Lions Gate Entertainment (LGF) 0.40 219800 +321.00% 19.99 32.24
Anthem Inc conv pfd 0.40 100000 +345.00% 43.47 0.00
UnitedHealth (UNH) 0.39 30814 +414.00% 140.00 113.33
iShares S&P; NA Nat. Re. Sc. Idx. Fd (IGE) 0.39 123600 NEW 34.46 36.37
Frontier Communications Corp pfd conv ser-a 0.38 50000 NEW 83.08 0.00
Boeing Company (BA) 0.37 30814 +414.00% 131.73 152.38
Webmd Health Conv Sr Notes conv 0.37 3.98M +181.00% 1.03 0.00
Medicines Company conv 0.37 3.18M +59.00% 1.29 0.00
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.37 3.70M NEW 1.09 0.00
Home Depot (HD) 0.36 30814 +414.00% 128.68 113.11
Transocean 0.36 441600 +308.00% 9.03 0.00
Gilead Sciences (GILD) 0.36 50000 NEW 79.12 99.53
Palo Alto Networks Inc note 7/0 0.35 2.53M +660.00% 1.52 0.00
Johnson & Johnson (JNJ) 0.33 30814 +414.00% 118.13 98.55
Tesla Mtrs Inc note 1.500% 6/0 0.33 2.25M -66.00% 1.62 0.00
McDonald's Corporation (MCD) 0.32 30814 +414.00% 115.37 96.21
Travelers Companies (TRV) 0.32 30814 +414.00% 114.56 105.54
Apple (AAPL) 0.32 30814 -95.00% 113.07 123.28
Carnival Corporation (CCL) 0.30 67200 NEW 48.82 43.98
Whirlpool Corporation (WHR) 0.30 20400 NEW 162.16 197.86
Ctrip.com Inter Ltd. conv 0.30 2.51M -44.00% 1.29 0.00
Jp Morgan Alerian Mlp Index 0.28 98500 NEW 31.50 0.00
ICICI Bank (IBN) 0.26 384100 NEW 7.47 11.08
Walt Disney Company (DIS) 0.26 30814 +414.00% 92.85 103.60
On Semiconductor Corp note 2.625%12/1 0.26 2.41M +2.00% 1.19 0.00
Caterpillar (CAT) 0.25 30814 +414.00% 88.76 79.57
Exxon Mobil Corporation (XOM) 0.25 30814 +414.00% 87.27 84.57
International Paper Company (IP) 0.24 54300 NEW 47.97 54.31
Weight Watchers International (WTW) 0.23 239400 +1496.00% 10.32 9.90
Visa (V) 0.23 30814 +414.00% 82.69 266.74
3D Systems Corporation (TDSC) 0.23 361500 -14.00% 6.93 0.00
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.23 80000 +5.00% 31.75 0.00
Wal-Mart Stores (WMT) 0.20 30814 +414.00% 72.11 81.06
JPMorgan Chase & Co. (JPM) 0.19 30814 +414.00% 66.59 60.16
Mattel (MAT) 0.19 68400 -58.00% 30.28 24.73
E.I. du Pont de Nemours & Company (DD) 0.19 30814 +414.00% 66.98 79.13
Nextera Energy 0.19 17300 NEW 122.31 0.00
Starbucks Corporation (SBUX) 0.19 38100 +90.00% 54.15 92.23
Gopro 0.19 127200 -77.00% 16.67 0.00
Linkedin Corp note 0.500% 11/0 0.19 2.10M NEW 0.99 0.00
American Express Company (AXP) 0.18 30814 +414.00% 64.03 79.39
Merck & Co (MRK) 0.18 30814 +414.00% 62.41 56.20
Tesla Motors (TSLA) 0.18 4.58M NEW 0.44 194.42
Cobalt Intl Energy Inc note 0.18 4.00M +100.00% 0.50 0.00
Cemex SAB de CV (CX) 0.17 231800 NEW 7.94 9.12
Microsoft Corporation (MSFT) 0.16 30814 +414.00% 57.60 42.00
Twilio Inc cl a 0.16 27600 NEW 64.35 0.00
H&R; Block (HRB) 0.15 71300 NEW 23.16 31.63
Verizon Communications (VZ) 0.15 30814 +414.00% 51.99 48.01
Red Hat (RHT) 0.15 20300 +20.00% 80.84 65.33
NIKE (NKE) 0.15 30814 +414.00% 52.64 96.37
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.15 1.64M NEW 1.02 0.00
Teva Pharmaceutical Industries (TEVA) 0.14 32500 NEW 46.00 57.77
Pace Hldgs Corp cl a 0.14 156700 NEW 9.85 0.00
Xerox Corporation (XRX) 0.13 145400 +165.00% 10.13 12.92
MannKind Corporation (MNKD) 0.13 239600 +58.00% 5.72 5.54
Kandi Technolgies (KNDI) 0.13 261200 +23.00% 5.49 13.52
Coca-Cola Company (KO) 0.12 30814 +414.00% 42.32 40.22
Intel Corporation (INTC) 0.11 30814 NEW 37.74 32.76
Media Gen 0.11 65000 NEW 18.43 0.00
Shake Shack Inc cl a 0.11 35800 NEW 34.69 0.00
Pfizer (PFE) 0.10 30814 +414.00% 33.88 33.78
DISH Network (DISH) 0.10 19000 NEW 54.79 73.44
Royal Gold Inc conv 0.10 1.00M -33.00% 1.11 0.00
SPDR Gold Trust (GLD) 0.09 7800 -48.00% 125.64 110.56
Cypress Semiconductor Corporation (CY) 0.09 85270 NEW 12.16 15.52
Canadian Solar (CSIQ) 0.09 151800 NEW 6.18 32.34
iShares Silver Trust (SLV) 0.09 53600 +7.00% 18.21 14.70
Cbre Group Inc Cl A 0.09 36100 NEW 27.98 0.00
Brocade Communications conv 0.09 1000000 NEW 0.99 0.00
People's United Financial (PBCT) 0.08 58300 -75.00% 15.81 14.88
General Electric Company (GE) 0.08 30814 NEW 29.63 25.35
Dynegy Inc New Del pfd conv ser a 0.07 17525 +79.00% 45.99 0.00
Hydra Inds Acquisition 0.07 78655 NEW 9.95 0.00
Cf Corp shs cl a 0.07 81313 NEW 9.79 0.00
Nippon Telegraph & Telephone (NTT) 0.06 13465 NEW 45.82 29.97
Lendingclub 0.06 1.28M 0.51 0.00
Ironwood Pharmaceuticals (IRWD) 0.05 32500 NEW 15.88 15.36
Sumitomo Mitsui Financial Grp (SMFG) 0.05 76715 NEW 6.75 7.77
Juno Therapeutics 0.05 48800 NEW 10.86 0.00
Solaredge Technologies 0.05 83200 -8.00% 7.09 0.00
Mitsubishi UFJ Financial (MTU) 0.04 79500 NEW 5.04 6.19
National Beverage (FIZZ) 0.04 28600 NEW 16.85 21.47
Kinder Morgan 0.04 20000 NEW 23.15 0.00
Tim Participacoes Sa-adr spon 0.04 35700 NEW 12.24 0.00
Adamis Pharmaceuticals Corp Com Stk 0.04 132254 NEW 3.43 0.00
Alcoa Inc cnv pfd 0.04 14000 NEW 32.57 0.00
Cisco Systems (CSCO) 0.03 170814 +12.00% 1.61 28.51
Chipotle Mexican Grill (CMG) 0.03 24000 NEW 15.92 665.38
Energy Transfer Partners (ETP) 0.03 9663 NEW 37.05 54.95
Trinity Inds Inc note 3.875% 6/0 0.02 179000 NEW 1.20 0.00
InterDigital (IDCC) 0.02 3400 NEW 79.12 53.05
Brandywine Realty Trust (BDN) 0.02 14000 NEW 15.64 14.84
Plug Power 0.02 100000 1.92 0.00
Aac Holdings 0.02 10000 NEW 17.40 0.00
Electrum Spl Acquisition Cor shs 0.02 21429 NEW 9.85 0.00
Sears Holdings Corporation (SHLD) 0.01 19600 -84.00% 4.49 37.14
Mgic Invt Corp Wis note 5.000% 5/0 0.01 55000 NEW 1.00 0.00
Xpo Logistics Inc equity 0.01 52800 -45.00% 2.73 0.00
Starwood Ppty note 4.0% 1/15/ 0.01 83000 -93.00% 1.08 0.00
New York Reit 0.01 12898 NEW 9.15 0.00
Grubhub 0.01 66000 -7.00% 0.94 0.00
Ar Cap Acquisition Corp unit 99/99/9999 0.01 17300 NEW 9.31 0.00
SPDR S&P; 500 ETF (SPY) 0.00 1.00M +100.00% 0.05 205.25
Herbalife Ltd Com Stk 0.00 435900 NEW 0.02 0.00
Ambarella Inc shs 0.00 22200 -77.00% 0.81 0.00
Solarcity 0.00 234600 +65.00% 0.01 0.00
Pace Hldgs Corp *w exp 99/99/999 0.00 10000 NEW 0.40 0.00

Past 13F-HR SEC Filings for MIZUHO SECURITIES USA