Mizuho Securities USA Inc.

Latest statistics and disclosures from MIZUHO SECURITIES USA's latest quarterly 13F-HR filing:

MIZUHO SECURITIES USA portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
SPDR S&P; 500 ETF (SPY) 84.48 20.13M +1906.00% 223.35 235.54
PowerShares QQQ Trust, Series 1 (QQQQ) 2.74 1.23M +26.00% 118.48 0.00
SPDR Dow Jones Industrial Average ETF (DIA) 0.74 327247 119.74 206.31
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.67 300000 -80.00% 119.13 121.34
Chevron Corporation (CVX) 0.66 297339 +445.00% 117.70 108.07
Procter & Gamble Company (PG) 0.61 386139 +526.00% 84.08 90.60
Intel Corp sdcv 0.48 18.80M +55.00% 1.35 0.00
Pfizer (PFE) 0.46 759139 +2363.00% 32.48 34.33
Carnival Corporation (CCL) 0.35 358100 +432.00% 52.06 58.96
Dow Chemical Company (DOW) 0.35 330000 -25.00% 57.22 64.42
On Semiconductor Corp note 2.625%12/1 0.35 15.43M +539.00% 1.22 0.00
Target Corporation (TGT) 0.34 249200 NEW 72.23 55.15
Webmd Health Conv Sr Notes conv 0.33 17.35M +336.00% 1.02 0.00
Johnson & Johnson (JNJ) 0.32 150039 +386.00% 115.21 124.92
Charles Schwab Corporation (SCHW) 0.28 375200 NEW 39.47 40.45
Oracle Corporation (ORCL) 0.28 384900 NEW 38.45 44.52
Celgene Corporation (CELG) 0.28 131000 +77.00% 115.75 124.09
Yahoo! (YHOO) 0.23 313500 +73.00% 38.67 46.78
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.22 270100 NEW 43.97 51.80
Chesapeake Energy Corporation (CHK) 0.21 1.62M +55.00% 7.02 5.81
Annaly Capital Management (NLY) 0.20 1.05M NEW 9.97 11.12
Marathon Petroleum Corp 0.20 213600 NEW 50.35 0.00
Corning Incorporated (GLW) 0.19 411900 +50.00% 24.27 27.48
Marathon Oil Corporation (MRO) 0.19 584800 -62.00% 17.31 15.85
Starwood Property Trust note 0.17 8.13M +35.00% 1.09 0.00
Chimera Investment Corp etf 0.17 532000 NEW 17.02 0.00
Dominion Resource pfd 0.17 179393 50.38 0.00
Mobileye N.v. 0.16 222200 -13.00% 38.12 0.00
First Solar (FSLR) 0.14 628000 NEW 11.76 28.03
Xilinx Inc Cvt 2.625 6-15-17 convert 0.14 3.51M +39.00% 2.10 0.00
Microchip Technology Inc note 1.625% 2/1 0.12 4.80M NEW 1.30 0.00
Nextera Energy Inc unit 08/31/2018 0.11 104330 NEW 57.44 0.00
Illinois Tool Works (ITW) 0.10 45400 NEW 122.47 131.95
Sunpower 0.10 341000 -5.00% 16.36 0.00
Stillwater Mng Co note 1.750%10/1 0.10 4.00M -41.00% 1.27 0.00
Pacira Pharmaceuticals conv 0.09 3.50M 1.40 0.00
Alphabet Inc Class A cs 0.09 5800 NEW 792.41 0.00
Time Warner (TWX) 0.08 44000 -68.00% 96.52 97.47
Eastman Chemical Company (EMN) 0.08 55800 NEW 75.22 80.46
Red Hat (RHT) 0.08 58000 +185.00% 69.71 86.73
priceline.com Incorporated (PCLN) 0.08 2750 -31.00% 1466.18 1785.05
3D Systems Corporation (TDSC) 0.08 509800 +41.00% 8.27 0.00
Hennessy Cap Acquisition Cor 0.08 400000 NEW 10.09 0.00
NIKE (NKE) 0.07 75239 +144.00% 50.82 56.68
Parker-Hannifin Corporation (PH) 0.07 25700 NEW 140.00 158.97
Omni (OMC) 0.07 45800 NEW 85.11 85.11
American Capital (ACAS) 0.07 200000 NEW 17.92 17.99
Equity One (EQY) 0.07 114700 NEW 30.69 30.85
Restoration Hardware Hldgs I 0.07 423800 +43.00% 9.00 0.00
Teva Pharmaceutical Industries (TEVA) 0.06 92700 +185.00% 36.25 33.05
Emerson Electric (EMR) 0.06 54400 NEW 55.75 59.55
Lendingclub 0.06 1.05M -18.00% 3.20 0.00
Archer Daniels Midland Company (ADM) 0.05 60300 NEW 45.66 46.24
SL Green Realty (SLG) 0.05 22900 NEW 107.55 104.62
Chipotle Mexican Grill (CMG) 0.05 101000 +320.00% 24.38 434.34
Yadkin Finl Corp Com stock 0.05 80000 NEW 34.26 0.00
Ctrip.com Inter Ltd. conv 0.05 2.51M 1.15 0.00
Herbalife Ltd conv 0.05 2.75M NEW 0.91 0.00
Boulevard Acquisition cl a 0.05 283300 NEW 9.89 0.00
Medicines Company conv 0.05 2.18M -31.00% 1.20 0.00
Goldman Sachs (GS) 0.04 9439 -69.00% 239.43 228.45
Morgan Stanley (MS) 0.04 46300 NEW 42.25 42.80
Visa (V) 0.04 25439 -17.00% 78.03 89.18
Robert Half International (RHI) 0.04 48900 NEW 48.77 48.00
Everbank Finl 0.04 100000 NEW 19.45 0.00
Cabot Oil & Gas Corporation (COG) 0.03 71300 NEW 23.37 24.14
3M Company (MMM) 0.03 9439 -69.00% 178.62 190.68
Boeing Company (BA) 0.03 9439 -69.00% 155.63 177.63
International Business Machines (IBM) 0.03 9439 -95.00% 166.01 173.94
UnitedHealth (UNH) 0.03 9439 -69.00% 160.08 163.44
General Dynamics Corporation (GD) 0.03 8600 NEW 172.67 188.29
C.H. Robinson Worldwide (CHRW) 0.03 24400 NEW 73.28 77.29
DTE Energy Company (DTE) 0.03 14000 NEW 98.50 101.78
MannKind Corporation (MNKD) 0.03 247600 +3.00% 5.46 1.56
Southwest Ban (OKSB) 0.03 50000 NEW 29.00 25.70
Tesla Motors (TSLA) 0.03 72000 -98.00% 18.72 277.38
Pandora Media Inc 0.03 548200 NEW 2.74 0.00
Franks Intl N V 0.03 126000 NEW 12.32 0.00
Salesforce.com Inc conv 0.03 1.27M NEW 1.16 0.00
Anthem 0.03 9400 NEW 143.72 0.00
Double Eagle Acquisition Cor 0.03 171500 NEW 9.90 0.00
Pace Hldgs Corp cl a 0.03 147500 -5.00% 10.12 0.00
Nutanix Inc cl a 0.03 137800 NEW 10.42 0.00
Pandora Media Inc note 1.750%12/0 0.03 1.50M NEW 1.03 0.00
Petroleo Brasileiro SA (PBR) 0.02 105100 NEW 10.11 9.66
JPMorgan Chase & Co. (JPM) 0.02 9439 -69.00% 86.24 88.27
Bank of America Corporation (BAC) 0.02 40300 NEW 22.11 23.35
Bank of New York Mellon Corporation (BK) 0.02 20500 NEW 47.37 46.72
Northern Trust Corporation (NTRS) 0.02 10300 NEW 89.03 86.12
Suntrust Banks Inc $1.00 Par Cmn 0.02 21900 NEW 54.84 0.00
Caterpillar (CAT) 0.02 9439 -69.00% 92.70 92.86
Exxon Mobil Corporation (XOM) 0.02 9439 -69.00% 90.26 82.02
FedEx Corporation (FDX) 0.02 7000 NEW 186.14 190.92
McDonald's Corporation (MCD) 0.02 9439 -69.00% 121.73 128.84
Home Depot (HD) 0.02 9439 -69.00% 134.12 147.04
Via (VIA.B) 0.02 26400 NEW 35.11 0.00
Walt Disney Company (DIS) 0.02 9439 -69.00% 104.25 112.53
KB Home (KBH) 0.02 53600 NEW 15.80 19.90
Travelers Companies (TRV) 0.02 9439 -69.00% 122.47 120.53
Wells Fargo & Company (WFC) 0.02 19200 -96.00% 55.10 55.67
Transocean Ltd. 0.02 336800 -23.00% 3.68 0.00
Apple (AAPL) 0.02 9439 -69.00% 115.80 144.12
United Technologies Corporation (UTX) 0.02 9439 -78.00% 109.65 112.06
Fastenal Company (FAST) 0.02 19400 NEW 46.96 51.22
SPDR Gold Trust (GLD) 0.02 8400 +7.00% 109.64 119.31
Macquarie Infrastructure Company (MIC) 0.02 11700 NEW 81.71 80.34
Canadian Solar (CSIQ) 0.02 151800 7.25 11.56
Royal Gold Inc 0.02 15000 NEW 63.33 0.00
Sucampo Pharmaceuticals (SCMP) 0.02 75000 NEW 13.55 11.10
iShares S&P; NA Nat. Re. Sc. Idx. Fd (IGE) 0.02 31800 -74.00% 35.94 34.23
Kinder Morgan Inc. 0.02 39800 +99.00% 20.70 0.00
Citigroup Inc 0.02 19500 NEW 59.44 0.00
Juno Therapeutics 0.02 48800 20.53 0.00
Amplify Snack Brands 0.02 121000 NEW 6.71 0.00
Palo Alto Networks Inc note 7/0 0.02 1.03M -59.00% 1.27 0.00
Electrum Spl Acquisition Cor shs 0.02 100000 +366.00% 9.90 0.00
Origo Acquisition Corp shs 0.02 100200 NEW 10.40 0.00
Gerdau SA (GGB) 0.01 240900 NEW 3.14 3.53
Microsoft Corporation (MSFT) 0.01 9439 -69.00% 62.19 65.47
American Express Company (AXP) 0.01 9439 -69.00% 74.05 78.25
Coca-Cola Company (KO) 0.01 9439 -69.00% 41.42 42.42
Wal-Mart Stores (WMT) 0.01 9439 -69.00% 69.08 70.74
General Electric Company (GE) 0.01 9439 -69.00% 31.57 29.68
Cisco Systems (CSCO) 0.01 158878 -6.00% 1.81 33.74
Reynolds American (RAI) 0.01 12500 NEW 56.00 62.94
Intel Corporation (INTC) 0.01 9439 -69.00% 36.23 35.57
Verizon Communications (VZ) 0.01 9439 -69.00% 53.40 49.13
E.I. du Pont de Nemours & Company (DD) 0.01 9439 -69.00% 73.42 81.87
Merck & Co (MRK) 0.01 9439 -69.00% 58.90 63.64
National Beverage (FIZZ) 0.01 38400 +34.00% 7.66 84.31
Sempra Energy (SRE) 0.01 7900 NEW 100.63 111.28
Lannett Company (LCI) 0.01 89600 NEW 8.33 22.50
ON Semiconductor (ONNN) 0.01 50000 NEW 12.76 13.00
Gulfport Energy Corporation (GPOR) 0.01 25000 NEW 21.64 17.17
Ironwood Pharmaceuticals (IRWD) 0.01 25000 -23.00% 15.28 17.75
Heritage Oaks Ban (HEOP) 0.01 40000 NEW 12.32 12.82
CurrencyShares Japanese Yen Trust (FXY) 0.01 264200 NEW 1.34 86.81
0.01 35000 NEW 19.80 0.00
Cobalt Intl Energy Inc note 0.01 1.70M -57.00% 0.38 0.00
Media Gen 0.01 30000 -53.00% 18.83 0.00
Shake Shack Inc cl a 0.01 34400 -3.00% 19.59 0.00
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.01 28960 -63.00% 25.35 0.00
Global Partner Acquisition C 0.01 68358 NEW 9.93 0.00
Easterly Acquisition 0.01 72439 NEW 9.86 0.00
Square Inc cl a 0.01 50000 NEW 13.64 0.00
Intercept Pharmas conv 0.01 325000 NEW 0.90 0.00
Trinity Inds Inc note 3.875% 6/0 0.00 170000 -5.00% 1.28 0.00
Weight Watchers International (WTW) 0.00 289800 +21.00% 0.19 15.47
Under Armour (UA) 0.00 679500 +51.00% 0.05 18.84
Companhia de Saneamento Basi (SBS) 0.00 27800 NEW 8.67 10.39
Mgic Invt Corp Wis note 5.000% 5/0 0.00 55000 1.00 0.00
Plug Power Inc 0.00 100000 2.32 0.00
Xpo Logistics Inc equity 0.00 43000 -18.00% 0.05 0.00
Ambarella Inc shs 0.00 22200 0.72 0.00
Gopro 0.00 285000 +124.00% 0.03 0.00
Fitbit 0.00 1.11M +110.00% 0.01 0.00
Twilio Inc cl a 0.00 114600 +315.00% 0.18 0.00
Line Corp- 0.00 29800 NEW 8.32 0.00
Cf Corp shs cl a 0.00 25400 -68.00% 9.96 0.00
Ar Capital Ac-ut unit 0.00 17300 NEW 10.00 0.00

Past 13F-HR SEC Filings for MIZUHO SECURITIES USA