Mizuho Securities USA

Mizuho Securities Usa as of Sept. 30, 2021

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 245 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 13.0 $132M 307k 429.22
Ishares Tr Russell 2000 Etf (IWM) 10.9 $110M 504k 218.69
Bhp Group Sponsored Ads (BHP) 5.0 $50M 941k 53.52
Norwegian Cruise Line Hldg L SHS (NCLH) 2.3 $23M 851k 26.71
Carnival Corp Unit 99/99/9999 (CCL) 2.0 $20M 806k 25.01
Zillow Group Note 0.750% 9/0 1.5 $16M 7.5M 2.06
East Stone Acquisition Corp SHS 1.5 $15M 1.5M 10.15
Invesco Qqq Tr Unit Ser 1 (QQQ) 1.4 $14M 40k 357.78
Palo Alto Networks Note 0.375% 6/0 1.2 $12M 7.5M 1.65
Zscaler Note 0.125% 7/0 1.1 $11M 6.2M 1.82
Coupa Software Note 0.125% 6/1 1.1 $11M 7.3M 1.51
Cenaq Energy Corp Unit 02/04/2026 1.1 $11M 1.1M 9.95
Ackrell Spac Partners I Unit 99/99/9999 1.1 $11M 1.1M 9.94
Square Note 0.125% 3/0 1.0 $11M 5.2M 2.03
Digital World Acquisition Unit 06/30/2028 1.0 $11M 1.0M 10.10
Sailpoint Technologies Hldgs Note 0.125% 9/1 1.0 $11M 6.5M 1.60
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.9 $9.3M 27k 338.30
Globis Acquisition Ord 0.9 $9.0M 901k 9.95
Allegheny Technologies Note 3.500% 6/1 0.9 $8.7M 6.5M 1.33
Zendesk Note 0.625% 6/1 0.8 $8.4M 6.6M 1.26
Stanley Black & Decker (SWK) 0.8 $8.2M 47k 175.30
Nextera Energy Unit 09/01/2022s 0.8 $8.1M 148k 54.83
Vistas Media Acquisition Com Cl A 0.8 $8.0M 806k 9.98
Clover Leaf Capital Corp Com Cl A (CLOE) 0.8 $8.0M 806k 9.88
Global Consumer Acquisitn 0.8 $7.9M 812k 9.79
Winvest Acquisition Corp Unit 08/09/2026 (WINVU) 0.7 $7.3M 725k 10.10
Edoc Acquisition Corp Cl A 0.7 $7.3M 725k 10.00
Ventoux Ccm Acquisition Corp 0.7 $7.1M 714k 9.88
Ishares Tr Rus 1000 Val Etf (IWD) 0.7 $6.7M 43k 156.51
Breeze Holdings Acqistn Ord (BREZ) 0.7 $6.7M 670k 10.02
Hercules Capital DBCV 4.375% 2/0 0.6 $6.5M 6.2M 1.04
Vickers Vantage Corp I SHS 0.6 $6.4M 650k 9.90
Silicon Laboratories Note 0.625% 6/1 0.6 $6.4M 5.0M 1.28
American Airlines Group Note 6.500% 7/0 0.6 $6.4M 4.2M 1.52
Twitter Note 0.250% 6/1 0.6 $6.3M 5.0M 1.25
Insulet Corp Note 0.375% 9/0 0.6 $6.3M 4.5M 1.39
Gigcapital 5 Unit 99/99/9999 (GIAFU) 0.6 $6.1M 603k 10.14
Benessere Capital Acqustn Com Cl A 0.6 $5.9M 591k 9.96
Tuscan Holdings Ii Acq Corp 0.6 $5.8M 575k 10.07
Mongodb Note 0.250% 1/1 0.6 $5.7M 2.5M 2.28
Zanite Acquisition Corp Com Cl A 0.6 $5.6M 562k 10.05
Global Spac Partners Unit 03/12/2026 0.6 $5.6M 568k 9.89
Petra Acquisition 0.5 $5.4M 540k 10.05
Agba Acquisition SHS 0.5 $5.3M 502k 10.65
UnitedHealth (UNH) 0.5 $5.2M 13k 390.74
Goldman Sachs (GS) 0.5 $5.0M 13k 378.00
Model Performance Acqu Corp Class A Ord Shs 0.5 $4.9M 500k 9.85
Acceleron Pharma 0.5 $4.8M 28k 172.11
Microsoft Corporation (MSFT) 0.5 $4.7M 17k 281.90
Venus Acquisition Corporatio SHS 0.5 $4.7M 472k 9.90
Eqt Corp Note 1.750% 5/0 0.5 $4.7M 3.0M 1.57
Otr Acquisition Corp Com Cl A 0.5 $4.6M 460k 10.00
Americas Technology Acqsn SHS 0.5 $4.6M 460k 9.95
Brilliant Acquisition Corp SHS 0.4 $4.5M 455k 9.95
Aries I Acquisition Corp Class A Ord Shs 0.4 $4.5M 459k 9.80
Home Depot (HD) 0.4 $4.5M 14k 328.29
Pono Capital Corp Unit 09/30/2028 0.4 $4.5M 444k 10.04
Goldenbridge Acquisition SHS 0.4 $4.4M 450k 9.75
Fireeye Note 0.875% 6/0 0.4 $4.3M 4.1M 1.06
Burgundy Technology Acqu Cor Cl A 0.4 $4.3M 434k 9.92
Data Knights Acquisition Cor Class A Com 0.4 $4.3M 431k 9.90
Blue Safari Grp Acquisitn Class A Ord Shs 0.4 $4.2M 433k 9.75
Maquia Capital Acquisition C Class A Com (MAQC) 0.4 $4.2M 425k 9.92
Cleantech Acquisition Corp 0.4 $4.2M 429k 9.80
Ace Convergence Acqu Corp Cl A 0.4 $4.1M 413k 9.85
Pacifico Acquisition Corp 0.4 $4.0M 415k 9.75
Lionheart Acquisition Corp I Com Cl A 0.4 $4.0M 401k 9.90
Nocturne Acquisition Corp Ordinary Shares (MBTC) 0.4 $3.9M 400k 9.85
Php Ventures Acquisition Cor Unit 01/01/2023 (PPHPU) 0.4 $3.8M 380k 10.12
Western Digital Corp. Note 1.500% 2/0 0.4 $3.7M 3.7M 1.00
Varonis Sys Note 1.250% 8/1 0.4 $3.6M 1.8M 2.05
salesforce (CRM) 0.4 $3.6M 13k 271.19
Citic Capital Acquisition Com Cl A 0.4 $3.6M 363k 9.90
Yunhong Intl Cl A Shs 0.4 $3.6M 350k 10.24
Chp Merger Corp Com Cl A 0.3 $3.5M 351k 10.00
Agrico Acquisition Corp Class A Ord Shs 0.3 $3.4M 345k 9.95
Workday Note 0.250%10/0 0.3 $3.4M 2.0M 1.71
Ares Capital Corp Note 3.750% 2/0 0.3 $3.3M 3.1M 1.07
Bannix Acquisition Corp Unit 07/31/2026 0.3 $3.3M 328k 10.09
Trebia Acquisition Corp Com Cl A 0.3 $3.2M 325k 9.91
McDonald's Corporation (MCD) 0.3 $3.2M 13k 241.13
Arbor Realty Trust Note 4.750%11/0 0.3 $3.2M 2.9M 1.12
Live Nation Entertainment In Note 2.000% 2/1 0.3 $3.2M 2.8M 1.14
Lmf Acquisition Opportunit I Cl A Com 0.3 $3.2M 324k 9.85
Visa Com Cl A (V) 0.3 $3.1M 14k 222.76
Dtrt Health Acquisition Corp Unit 08/31/2029 0.3 $3.0M 298k 10.07
Greencity Acquisition Corp (GRCYF) 0.3 $3.0M 299k 10.00
Parabellum Acquisition Corp Unit 99/99/9999 0.3 $3.0M 300k 9.95
Wix Note 7/0 0.3 $3.0M 2.0M 1.48
Okta Note 0.125% 9/0 0.3 $2.9M 2.1M 1.40
G3 Vrm Acquisition Corp Class A Com 0.3 $2.9M 300k 9.80
Big Cypress Acquisition Corp 0.3 $2.9M 295k 9.95
Boeing Company (BA) 0.3 $2.9M 13k 219.94
Apple (AAPL) 0.3 $2.9M 21k 141.50
Galileo Acquisition Corp SHS 0.3 $2.9M 287k 10.05
Amgen (AMGN) 0.3 $2.9M 13k 212.68
Honeywell International (HON) 0.3 $2.8M 13k 212.29
Cree Note 1.750% 5/0 0.3 $2.8M 1.5M 1.84
Twelve Seas Investment Co Ii Unit 99/99/9999 (TWLVU) 0.3 $2.7M 275k 9.90
Alberton Acquisition Corp Ord Shs 0.3 $2.7M 245k 11.00
Chavant Capital Acquisitn Ordinary Shares 0.3 $2.7M 275k 9.75
Ace Global Business Acqu Ordinary Shares (ACBA) 0.3 $2.7M 268k 9.95
Caterpillar (CAT) 0.3 $2.6M 13k 191.98
Gladstone Acquisition Corp Unit 04/01/2024 (GSDWU) 0.3 $2.5M 250k 10.19
Minority Equality Opportunit Unit 08/26/2026 0.3 $2.5M 254k 10.03
Datadog Note 0.125% 6/1 0.2 $2.5M 1.5M 1.64
Spartacus Acquisition Corp Cl A 0.2 $2.4M 238k 10.02
Lumentum Hldgs Note 0.250% 3/1 0.2 $2.4M 1.6M 1.47
Scvx Corp Class A 0.2 $2.3M 236k 9.90
3M Company (MMM) 0.2 $2.3M 13k 175.40
Gigcapital4 0.2 $2.3M 232k 9.84
Walt Disney Company (DIS) 0.2 $2.3M 14k 169.18
Bull Horn Hldgs Corp SHS 0.2 $2.3M 228k 9.90
American Express Company (AXP) 0.2 $2.2M 13k 167.50
JPMorgan Chase & Co. (JPM) 0.2 $2.2M 14k 163.70
Thayer Ventures Acqu Corp Com Cl A 0.2 $2.2M 223k 9.95
Mountain Crest Acqusitn Crp (MCAF) 0.2 $2.2M 228k 9.70
Johnson & Johnson (JNJ) 0.2 $2.2M 14k 161.53
Edtechx Holdings Acqu Corp I Com Cl A 0.2 $2.1M 212k 9.90
Travelers Companies (TRV) 0.2 $2.0M 13k 151.99
Aesther Healthcare Acqstn Unit 09/14/2026 0.2 $2.0M 200k 10.04
Nike CL B (NKE) 0.2 $2.0M 14k 145.21
Mallard Acquisition Corp 0.2 $2.0M 201k 9.80
Hhg Capital Corporation Unit 02/25/2026 (HHGCU) 0.2 $1.9M 189k 10.25
Kingswood Acquisition Corp Com Cl A 0.2 $1.9M 192k 9.95
Procter & Gamble Company (PG) 0.2 $1.9M 14k 139.79
Afternext Healthtech Acquisi Unit 99/99/9999 0.2 $1.9M 188k 9.96
Ringcentral Note 3/1 0.2 $1.9M 2.0M 0.93
Wal-Mart Stores (WMT) 0.2 $1.9M 13k 139.42
International Business Machines (IBM) 0.2 $1.8M 13k 138.92
Akamai Technologies Note 0.125% 5/0 0.2 $1.8M 1.5M 1.21
Cartesian Growth Corp Cl A Shs 0.2 $1.7M 175k 9.85
Nova Vision Acquisition Corp Unit 07/20/2026 (NOVVU) 0.2 $1.7M 170k 10.05
8X8 Note 0.500% 2/0 0.2 $1.7M 1.5M 1.12
Alpine Acquisition Corporati Unit 05/01/2026 0.2 $1.7M 166k 10.04
2u Note 2.250% 5/0 0.2 $1.6M 1.1M 1.39
Abri Spac I Common Stock 0.1 $1.5M 155k 9.70
Spring Vy Acquisition Corp Cl A 0.1 $1.5M 153k 9.75
Oca Acquisition Corp Com Cl A (OCAX) 0.1 $1.4M 147k 9.80
Golden Path Acquisition Corp Ordinary Shares 0.1 $1.4M 141k 9.75
Chevron Corporation (CVX) 0.1 $1.4M 13k 101.44
Zynga Note 0.250% 6/0 0.1 $1.4M 1.2M 1.14
Northern Lights Acquisitn Class A Com 0.1 $1.3M 131k 9.90
Better World Acquisition Unt 0.1 $1.3M 127k 10.08
Cnx Res Corp Note 2.250% 5/0 0.1 $1.2M 1.0M 1.24
Rapid7 (RPD) 0.1 $1.2M 11k 113.03
Omnicell (OMCL) 0.1 $1.2M 8.0k 148.38
American Acquisition Oppt In Class A Com (RMCO) 0.1 $1.2M 117k 9.85
Algonquin Pwr Utils Corp Unit 99/99/9999 (AQNU) 0.1 $1.1M 25k 45.80
Northern Genesis Acquisition Common Stock 0.1 $1.1M 115k 9.92
Longview Acquisition Corp Ii Com Cl A 0.1 $1.1M 108k 9.81
Merck & Co (MRK) 0.1 $1.0M 14k 75.11
Bowx Acquisition Corp Cl A 0.1 $995k 100k 9.95
Ejf Acquisition Corp Cl A Shs 0.1 $986k 100k 9.86
Chardan Nextech Acquisition Class A Com 0.1 $980k 100k 9.80
Mountain Crest Acqustn Corp 0.1 $946k 95k 9.96
Ecp Environmental Gw Opt Cor Com Cl A 0.1 $933k 95k 9.84
Cyberark Software Note 11/1 0.1 $909k 766k 1.19
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $884k 30k 29.47
Tradeup Acquisition Corp 0.1 $866k 88k 9.80
Altitude Acquisition Corp Com Cl A 0.1 $855k 87k 9.80
E Merge Technology Acquisiti Com Cl A 0.1 $774k 79k 9.75
Coca-Cola Company (KO) 0.1 $767k 15k 52.45
Dow (DOW) 0.1 $766k 13k 57.59
Moringa Acquisition Corp Cl A Shs (MACA) 0.1 $764k 79k 9.67
Merida Merger Corp I 0.1 $760k 76k 9.95
Cisco Systems (CSCO) 0.1 $747k 14k 54.41
Verizon Communications (VZ) 0.1 $741k 14k 54.00
Intel Corporation (INTC) 0.1 $731k 14k 53.28
American Electric Power Company (AEP) 0.1 $720k 8.9k 81.23
Progress Acquisition Corp Com Cl A 0.1 $717k 74k 9.76
Highland Transcend Partners Com Cl A 0.1 $713k 72k 9.84
Rosecliff Acquisition Corp I Com Cl A 0.1 $672k 70k 9.65
Healthcare Capital Corp Com Cl A 0.1 $672k 68k 9.82
Amazon (AMZN) 0.1 $670k 204.00 3284.31
Walgreen Boots Alliance (WBA) 0.1 $625k 13k 47.06
Boa Acquisition Corp Com Cl A 0.1 $613k 64k 9.64
Novus Capital Corporation Ii Com Cl A 0.1 $608k 62k 9.85
Oxbridge Acquisition Corp Unit 07/30/2026 0.1 $579k 57k 10.10
Tcv Acquisition Corp Cl A Shs 0.1 $570k 58k 9.81
Adit Edtech Acquisition Corp Common Stock 0.1 $566k 59k 9.66
Executive Network Partnering Cl A 0.1 $544k 55k 9.82
Winnebago Inds Note 1.500% 4/0 0.1 $527k 400k 1.32
Digital Realty Trust (DLR) 0.1 $511k 3.5k 144.47
Cascade Acquisition Corp Com Cl A 0.0 $501k 51k 9.86
Artemis Strategic Invt Corp Unit 09/30/2026 0.0 $500k 50k 10.00
Lifesci Acquisition Ii Corp 0.0 $500k 50k 10.00
Eq Health Acquisition Corp Com Cl A 0.0 $497k 52k 9.64
Growth Cap Acquisition Corp Cl A 0.0 $494k 50k 9.88
Trepont Acquisition Corp I Shs Cl A 0.0 $490k 50k 9.80
Virtuoso Acquisition Corp Com Cl A 0.0 $490k 50k 9.80
Global Synergy Acquisit Corp Cl A Shs 0.0 $488k 50k 9.76
Delwinds Ins Acquisition Cor Com Cls A 0.0 $486k 50k 9.75
Lightjump Acquisition Corp 0.0 $485k 50k 9.70
Adara Acquisition Corp Com Cl A 0.0 $485k 50k 9.70
Kadem Sustainable Impact Cor Class A Com 0.0 $482k 50k 9.64
Crown Proptech Acquisitions Shs Cl A 0.0 $459k 47k 9.71
American Elec Pwr Unit 08/01/2021 0.0 $437k 9.3k 47.18
stock 0.0 $434k 3.0k 144.67
Omnichannel Acquisition Corp Com Cl A 0.0 $404k 41k 9.81
Industrial Tech Acqu Com Cl A 0.0 $392k 39k 10.00
Fusion Acquisition Corp Ii Com Cl A 0.0 $387k 40k 9.65
Facebook Cl A (META) 0.0 $380k 1.1k 339.59
Becton, Dickinson and (BDX) 0.0 $378k 1.5k 245.93
Gx Acquisition Corp Ii Class A Com 0.0 $376k 39k 9.65
Kins Technology Group Com Cl A 0.0 $368k 37k 9.86
Golden Arrow Merger Corp Class A Com (GAMC) 0.0 $364k 38k 9.64
Medtech Acquisition Corp Com Cl A 0.0 $362k 37k 9.92
Tiga Acquisition Corp Shs Cl A 0.0 $360k 36k 10.09
Ithax Acquisition Corp Cl A Shs 0.0 $358k 37k 9.64
Global X Fds Global X Silver (SIL) 0.0 $351k 10k 35.10
Alphabet Cap Stk Cl A (GOOGL) 0.0 $337k 126.00 2674.60
Mdh Acquisition Corp Com Cl A 0.0 $331k 34k 9.85
Alphabet Cap Stk Cl C (GOOG) 0.0 $317k 119.00 2663.87
Splunk Note 1.125% 6/1 0.0 $310k 315k 0.98
Recharge Acquisition Corp Com Cl A 0.0 $309k 32k 9.78
Nrg Energy DBCV 2.750% 6/0 0.0 $309k 265k 1.17
Tastemaker Acquisition Corp Com Cl A (PMGM) 0.0 $303k 31k 9.71
Tesla Motors (TSLA) 0.0 $295k 381.00 774.28
Alteryx Note 1.000% 8/0 0.0 $273k 300k 0.91
Hpx Corp Shs Cl A 0.0 $259k 27k 9.76
Mcap Acquisition Corp Com Cl A 0.0 $245k 25k 9.80
Environmental Impact Acqu Com Cl A 0.0 $244k 25k 9.90
NVIDIA Corporation (NVDA) 0.0 $242k 1.2k 206.84
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $238k 25k 9.72
Build Acquisition Corp Com Class A 0.0 $197k 20k 9.67
Zynga Cl A 0.0 $181k 24k 7.51
Herbalife Nutrition Note 2.625% 3/1 0.0 $180k 178k 1.01
Oyster Enterprises Acq Corp Com Cl A 0.0 $179k 19k 9.62
Mudrick Capital Acqu Corp Ii Com Cl A 0.0 $165k 17k 9.82
Property Solutions Acquisiti Com Cl A 0.0 $162k 17k 9.63
African Gold Acquisition Cor Shs Cl A 0.0 $145k 15k 9.67
Chw Acquisition Corporation Ordinary Shs 0.0 $145k 15k 9.67
Isleworth Healthcare Acqu 0.0 $145k 15k 9.69
Flame Acquisition Corp Com Cl A 0.0 $144k 15k 9.60
Roth Ch Acquisition Iv 0.0 $142k 14k 9.86
Envestnet Note 1.750% 6/0 0.0 $128k 101k 1.27
Brookline Cap Acquisition 0.0 $126k 13k 9.94
Cohn Robbins Holdings Corp Com Cl A 0.0 $115k 12k 9.84
Ciig Capital Partners Ii Unit 02/28/2028 0.0 $101k 10k 10.10
Evo Acquisition Corp Com Cl A 0.0 $99k 10k 9.66
Figure Acquisition Corp I *w Exp 03/31/202 0.0 $29k 27k 1.07
Vinco Ventures Call Option 0.0 $12k 100k 0.12
Ginkgo Bioworks Holdings Cl A Shs Call Option (DNA) 0.0 $10k 200k 0.05
Viveon Health Acquisition Right 12/31/2025 (VHAQR) 0.0 $5.0k 25k 0.20