Nantahala Capital Management as of Sept. 30, 2014
Portfolio Holdings for Nantahala Capital Management
Nantahala Capital Management holds 87 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Russell 2000 Index (IWM) | 11.5 | $94M | 855k | 109.35 | |
| Spdr S&p 500 Etf (SPY) | 10.0 | $82M | 415k | 197.02 | |
| iShares NASDAQ Biotechnology Index (IBB) | 4.9 | $40M | 146k | 273.62 | |
| Scientific Games (LNW) | 3.8 | $31M | 2.9M | 10.77 | |
| SPDR Gold Trust (GLD) | 3.5 | $29M | 246k | 116.22 | |
| Pacira Pharmaceuticals conv | 3.2 | $26M | 6.6M | 3.92 | |
| Life Time Fitness | 3.1 | $26M | 508k | 50.44 | |
| Electronic Arts (EA) | 2.8 | $23M | 645k | 35.61 | |
| Diamond Resorts International | 1.9 | $16M | 696k | 22.76 | |
| Sears Holdings Corporation | 1.9 | $15M | 404k | 37.59 | |
| Isis Us conv | 1.7 | $14M | 5.7M | 2.44 | |
| Xpo Logistics note 4.5% 10/1 | 1.6 | $14M | 5.6M | 2.39 | |
| Lennar Corporation (LEN.B) | 1.6 | $13M | 409k | 32.01 | |
| Crocs (CROX) | 1.6 | $13M | 1.0M | 12.58 | |
| SciClone Pharmaceuticals | 1.6 | $13M | 1.9M | 6.89 | |
| News (NWSA) | 1.5 | $12M | 735k | 16.35 | |
| Sodastream International | 1.5 | $12M | 405k | 29.49 | |
| United Rentals (URI) | 1.4 | $12M | 105k | 111.09 | |
| Dolby Laboratories (DLB) | 1.4 | $12M | 276k | 41.79 | |
| 3D Systems Corporation (DDD) | 1.2 | $10M | 217k | 46.37 | |
| Air Lease Corp (AL) | 1.2 | $9.8M | 300k | 32.50 | |
| Imperial Holdings | 1.2 | $9.7M | 1.5M | 6.45 | |
| Home Depot (HD) | 1.1 | $9.2M | 100k | 91.74 | |
| Suncoke Energy (SXC) | 1.1 | $9.1M | 406k | 22.45 | |
| ITT Educational Services (ESINQ) | 1.1 | $8.8M | 2.0M | 4.29 | |
| Bridgepoint Education | 1.1 | $8.5M | 764k | 11.16 | |
| Dean Foods Company | 1.1 | $8.6M | 648k | 13.25 | |
| eBay (EBAY) | 1.0 | $8.5M | 150k | 56.63 | |
| Vistaprint N V | 1.0 | $8.4M | 154k | 54.72 | |
| Trans World Entertainment Corporation | 1.0 | $8.2M | 2.2M | 3.66 | |
| Codexis (CDXS) | 1.0 | $7.9M | 3.5M | 2.27 | |
| Abercrombie & Fitch (ANF) | 1.0 | $7.8M | 216k | 36.34 | |
| Regional Management (RM) | 0.9 | $7.7M | 431k | 17.95 | |
| Linkedin Corp | 0.9 | $7.5M | 36k | 207.80 | |
| American Realty Capital Prop | 0.9 | $7.3M | 602k | 12.06 | |
| Perry Ellis International | 0.9 | $7.1M | 347k | 20.35 | |
| PGT | 0.9 | $7.1M | 762k | 9.32 | |
| Libertyinteractivecorp lbtventcoma | 0.9 | $7.1M | 186k | 37.96 | |
| Midway Gold Corp | 0.8 | $6.8M | 6.6M | 1.04 | |
| Evolution Petroleum Corporation (EPM) | 0.8 | $6.8M | 745k | 9.18 | |
| Owens Rlty Mtg | 0.8 | $6.4M | 451k | 14.25 | |
| Ban (TBBK) | 0.8 | $6.3M | 737k | 8.59 | |
| Liberty Tripadvisor Hldgs (LTRPA) | 0.8 | $6.3M | 186k | 33.90 | |
| Fnf (FNF) | 0.8 | $6.1M | 222k | 27.74 | |
| Clifton Ban | 0.7 | $6.1M | 482k | 12.59 | |
| Time Warner | 0.7 | $5.8M | 78k | 75.21 | |
| Citi Trends (CTRN) | 0.7 | $5.7M | 256k | 22.10 | |
| Crown Media Holdings | 0.7 | $5.7M | 1.8M | 3.20 | |
| iShares Dow Jones US Real Estate (IYR) | 0.7 | $5.5M | 80k | 69.20 | |
| Facebook Inc cl a (META) | 0.7 | $5.5M | 70k | 79.04 | |
| Stewart Information Services Corporation (STC) | 0.6 | $5.1M | 172k | 29.35 | |
| Republic Bancorp, Inc. KY (RBCAA) | 0.6 | $4.5M | 190k | 23.69 | |
| Radiant Logistics (RLGT) | 0.5 | $4.1M | 1.1M | 3.68 | |
| Apollo | 0.5 | $3.9M | 156k | 25.15 | |
| TFS Financial Corporation (TFSL) | 0.5 | $3.9M | 273k | 14.32 | |
| Actuate Corporation | 0.5 | $3.9M | 1.0M | 3.90 | |
| Potbelly (PBPB) | 0.5 | $3.8M | 326k | 11.66 | |
| FalconStor Software | 0.5 | $3.7M | 3.2M | 1.15 | |
| Synergetics USA | 0.5 | $3.7M | 1.1M | 3.41 | |
| Adept Technology | 0.4 | $3.5M | 421k | 8.41 | |
| Red Lion Hotels Corporation | 0.4 | $3.5M | 621k | 5.69 | |
| Brightcove (BCOV) | 0.4 | $3.3M | 593k | 5.58 | |
| Workday Inc cl a (WDAY) | 0.4 | $3.2M | 39k | 82.50 | |
| Lakes Entmnt | 0.4 | $3.1M | 374k | 8.33 | |
| Full Circle Cap Corp | 0.4 | $3.0M | 475k | 6.39 | |
| Qad | 0.3 | $2.9M | 184k | 15.72 | |
| Pier 1 Imports | 0.3 | $2.7M | 230k | 11.89 | |
| PharmAthene | 0.3 | $2.7M | 1.5M | 1.78 | |
| Conn's (CONN) | 0.3 | $2.6M | 85k | 30.27 | |
| National Resh Corp cl a (NRC) | 0.3 | $2.6M | 202k | 13.01 | |
| Dover Motorsports | 0.3 | $2.2M | 947k | 2.31 | |
| Qad Inc cl a | 0.3 | $2.2M | 117k | 18.62 | |
| Sotheby's | 0.3 | $2.1M | 60k | 35.72 | |
| Baker Hughes Incorporated | 0.2 | $2.0M | 32k | 65.05 | |
| Lincoln Educational Services Corporation (LINC) | 0.2 | $1.7M | 602k | 2.81 | |
| Sears Hometown and Outlet Stores | 0.2 | $1.6M | 103k | 15.50 | |
| Clubcorp Hldgs | 0.2 | $1.6M | 80k | 19.82 | |
| Imperial Hldgs Inc debt 8.500% 2/1 | 0.2 | $1.3M | 1.1M | 1.19 | |
| Cache (CACH) | 0.1 | $1.1M | 1.3M | 0.84 | |
| Allied Nevada Gold | 0.1 | $1.0M | 305k | 3.40 | |
| Audience | 0.1 | $961k | 130k | 7.40 | |
| Emmis Communications Corporation | 0.1 | $701k | 332k | 2.11 | |
| Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 | 0.1 | $609k | 44k | 13.77 | |
| Rush Enterprises (RUSHB) | 0.1 | $511k | 17k | 29.45 | |
| Corinthian Colleges | 0.0 | $154k | 1.4M | 0.11 | |
| Mechel Oao spon adr p | 0.0 | $86k | 712k | 0.12 | |
| Emerson Radio (MSN) | 0.0 | $28k | 14k | 1.99 |
